Abstract
Achromatic visual information is transferred from the retina to the brain through two parallel channels: ON-center cells carry “white” information and OFF-center cells “black” information (Nelson et al., 1978; Schiller, 1982; Schiller et al., 1986). Responses of ON and OFF retinal and thalamic neurons are approximately equal in magnitude (Krüger and Fischer, 1975; Kremers et al., 1993), but psychophysical studies have shown that humans detect light decrements (black) better and faster than increments (white) (Blackwell, 1946; Short, 1966; Krauskopf, 1980; Whittle, 1986; Bowen et al., 1989; Chan and Tyler, 1992; Kontsevich and Tyler, 1999; Chubb and Nam, 2000; Dannemiller and Stephens, 2001). From recordings of single-cell activity in the macaque monkey's primary visual cortex (V1), we found that black-dominant neurons substantially outnumbered white-dominant neurons in the corticocortical output layers 2/3, but the numbers of black- and white-dominant neurons were nearly equal in the thalamocortical input layer 4c. These results strongly suggest that the black-over-white preference is generated or greatly amplified in V1. The predominance of OFF neurons in layers 2/3 of V1, which provide visual input to higher cortical areas, may explain why human subjects detect black more easily than white. Furthermore, our results agree with human EEG and fMRI findings that V1 responses to decrements are stronger than to increments, though the OFF/ON imbalance we found in layers 2/3 of macaque V1 is much larger than in the whole V1 population in the human V1 experiments (Zemon et al., 1988, 1995; Olman et al., 2008).
Introduction
Humans tend to read faster, make fewer errors and detect more mistakes when reading black-on-white texts (negative contrasts) than when reading white-on-black texts (positive contrasts) (Bauer and Cavonius, 1980; Buchner and Baumgartner, 2007). One may argue that the superiority in reading black texts is likely due to “practice”, since most reading materials consist of negative-contrast texts. However, the “black” advantage also appears in many other psychophysical tasks (Blackwell, 1946; Short, 1966; Krauskopf, 1980; Whittle, 1986; Bowen et al., 1989; Chan and Tyler, 1992; Kontsevich and Tyler, 1999; Chubb and Nam, 2000; Dannemiller and Stephens, 2001; Chubb et al., 2004; Badcock et al., 2005). For instance, Blackwell (1946) reported in a classic paper that the threshold of detecting negative contrast was consistently lower than that of detecting positive contrast, Chan and Tyler (1992) and Kontsevich and Tyler (1999) reported much lower thresholds for contrast discrimination of negative-contrast versus positive-contrast targets, and Chubb and Nam (2000) found the judgments of textural contrast were primarily mediated by the visual channel detecting negative contrast. Moreover, dark targets appeared more salient than bright targets for infants (Dannemiller and Stephens, 2001), implying that the advantage in perceiving negative contrasts is probably intrinsic rather than shaped by experience. This raises a question: what part of the visual pathway may be responsible for the substantial black/white imbalance in visual perception?
Signals about black and white visual information are transferred from the retina to the brain through two parallel channels: OFF-center cells carry black information and ON-center cells “white” information (Nelson et al., 1978; Schiller, 1982; Schiller et al., 1986). The ON and OFF channels converge for the first time in the primary visual cortex V1 (cf. Sherk and Horton, 1984; Reid and Alonso, 1995), which provides information to higher cortical areas that are critical for detecting boundary and shape (Pasupathy and Connor, 1999; Zhou et al., 2000). It is known that responses of ON and OFF retinal and thalamic neurons are approximately equal in magnitude (Krüger and Fischer, 1975; Kremers et al., 1993), and we report here that neurons in the V1 input layer 4c also have roughly balanced response magnitudes for black and white stimuli. However, we also found evidence, from recordings of single-cell activity in the macaque monkey's V1, that the majority of neurons in the corticocortical output layers 2/3 of V1 showed stronger responses to black stimuli than to white stimuli. Our neurophysiological results on the preference for black in macaque V1 are consistent not only with human psychophysics but also with the findings of EEG and fMRI studies that human V1 responses to decrements are stronger than to increments (Zemon et al., 1988, 1995; Olman et al., 2008). Our major new finding is that the preference for black emerges in V1, in the cells of the output layers, from almost balanced input at the level of input layer 4c.
Materials and Methods
Animal preparation.
Acute experiments were performed on five adult Old World monkeys (Macaca fascicularis). All surgical and experimental procedures were performed in accordance with the guidelines of the U.S. Department of Agriculture and were approved by the University Animal Welfare Committee at the New York University. Animals were sedated with midazolam (0.3 mg/kg, i.m.) and anesthetized initially with ketamine (30 mg/kg, i.m.) and then with isoflurane (1.5–3.5% in air) after being intubated. After intravenous catheters were placed in both hindlimbs, the animal was placed in a stereotaxic frame and maintained on opioid anesthetic (sufentanil citrate, 6–12 μg · kg−1 · h−1, i.v.) during the craniotomy. A craniotomy (∼5 × 7 mm) was made in one hemisphere posterior to the lunate sulcus (∼15 mm anterior to the occipital ridge, ∼10 mm lateral from the midline). A small opening in the dura (∼3 × 5 mm) was made to provide access for multiple electrodes. After surgery, anesthesia was maintained with a continuous infusion of sufentanil citrate (6–12 μg · kg−1 · h−1, i.v.), and the animal was paralyzed with vecuronium bromide (0.1 mg · kg−1 · h−1, i.v.) and maintained hydrated by giving fluid at a rate of ∼6 ml · kg−1 · h−1 (the rate was adjusted hourly to keep the urine specific gravity within normal range (∼1.010 g/ml)). Vital signs, including heart rate, blood pressure, electroencephalogram, and oxygen level in blood were closely monitored throughout the experiment. Expired carbon dioxide was maintained close to 32–38 mmHg and rectal temperature was kept at a constant 37°C using a feedback-controlled heating pad. A broad spectrum antibiotic (Bicillin, 50,000 IU/kg, i.m.) and anti-inflammatory steroid (dexamethasone, 0.5 mg/kg, i.m.) were given on the first day and every 24 h during the experiment. The eyes were treated with 1% atropine sulfate solution to dilate the pupils and with a topical antibiotic (gentamicin sulfate, 3%) before being covered with gas-permeable contact lenses. Foveae were mapped onto a tangent screen using a reversing ophthalmoscope. The visual receptive fields of isolated neurons were later mapped on the same tangent screen, keeping reference to the foveae. Proper refraction was achieved by placing corrective lenses in front of the eyes on custom-designed lens holders. The eyes were stabilized with ophthalmic rings to minimize drift of visual field position.
Electrophysiological recordings and data acquisition.
A matrix of seven independently moveable electrodes (Thomas Recording) was used to record simultaneously from multiple cortical cells in V1. The seven electrodes were arranged in a straight line with each electrode separated from its neighbor by ∼300 μm. The electrode consists of a platinum/tungsten core (25 μm in diameter and 1 μm at the tip) covered with an outer quartz-glass shank (80 μm in diameter), and has an impedance value of 1–4 MΩ. The multielectrode matrix was precisely positioned before recordings so the tip of the matrix was ∼3 mm above the cortical surface. We first placed the tips of all seven electrodes near the cortical surface and then advanced them in ∼100 μm steps. This setup allowed simultaneous recordings of multiple neurons within the same cortical layer, all at similar visual eccentricities. Electrical signals from the seven electrodes were amplified, digitized, and filtered (0.3–10,000 Hz) with a preamplifier (Tucker-Davis Technologies, model number RA16SD) configured for multichannel recording. The Tucker-Davis system was interfaced to a computer (Dell) running a multichannel version of the OPEQ program (designed by Dr. J. A. Henrie, Center for Neural Science, New York University, New York, NY) to acquire both spike and local field potential data. Spike waveforms were discriminated online with custom software (designed by Dr. J. A. Henrie) during the experiment, and were again carefully verified off-line using custom spike-sorting software (designed by Dr. D. Xing, Center for Neural Science, New York University, New York, NY). Strict criteria for single units included fixed shape of the action potential and the absence of spikes during the absolute refractory period. Visual stimuli were generated also with the custom OPEQ program running in a Linux computer (Dell) with a graphics card with Open GL optimization. Data collection was synchronized with the screen refresh to a precision of <0.01 ms. Stimuli were displayed on a 20 inch monitor (Iiyama HM 204DTA flat Color Graphic Display; pixels, 1024 × 768; frame rate, 100 Hz; mean luminance, 59 cd/m2) with the screen viewing distance of ∼114 cm. The basic attributes of each cell were estimated using small drifting sinusoidal gratings surrounded by gray background (both the gratings and the gray background had a mean luminance of 59 cd/m2).
Visual stimuli.
We used both sparse noise (Jones and Palmer, 1987) and sinusoidal gratings (Ringach et al., 1997) to map spatiotemporal receptive fields of V1 neurons. The sparse noise (Jones and Palmer, 1987) consisted of a sequence of randomly positioned (in a 12 × 12 sample grid) dark and bright squares (0.2° × 0.2°) against a gray background (luminance, 59 cd/m2). The luminance of bright and dark squares was adjusted so the contrasts from the light increment (luminance, 107 cd/m2) and light decrement (luminance, 11 cd/m2) were equal. The stimulus was sparse in both space and time: only one square (either bright or dark) was shown in each frame. Each sparse noise image appeared for 40 or 50 ms and the entire sequence lasted ∼14 or ∼18 min (a total of 288 images, each image presented 72 times). The grating stimuli (Ringach et al., 1997) were derived from a low-pass subset of the two-dimensional Hartley functions (Bracewell, 1983) that consisted of an orthogonal set of stationary sinusoidal gratings (2.4° × 2.4°) with evenly spaced orientations, spatial phases (n = 4) and spatial frequencies (0.5–8.0 cycles/deg in visual angle). Each grating image appeared for 20 ms and the entire sequence lasted ∼15 min (a total of 1368 images, each image presented ∼33 times). The mean luminance of each grating image is equal to the background luminance of the sparse noise (i.e., 59 cd/m2).
Histology.
Cells were assigned to different layers of V1 based on the results of track reconstruction (Hawken et al., 1988; Ringach et al., 2002). Along each track, we recorded the depths of every recording site during the experiment, and then made 3–4 electrolytic lesions at 600–900 μm intervals at the end of the experiment (see Fig. 2A). A lesion was made by passing a 3 μA DC current for 2 s (Xing et al., 2005) through the quartz platinum/tungsten microelectrodes (Thomas Recording) with a stimulus generator (ALA Scientific Instruments; model number STG-1001). After the animal was killed, it was perfused through the heart with 1 L of heparinized saline (0.01 m PBS) followed by 2–3 L of fixative (4% paraformaldehyde, 0.25% glutaraldehyde in 0.1 m phosphate buffer). After the brain was blocked and sectioned at 50 μm, the lesions were initially located in unstained sections and then the lesion sections were stained for cytochrome oxidase. Cytochrome oxidase provides good anatomical localization of the laminar boundaries. Cortical layers were determined based on the cell density and cytochrome oxidase-specific labeling (Wong-Riley, 1979). After locating the lesions within the sections, we reconstructed the electrode penetration using a camera lucida, and determined the location of each recorded site relative to the reference lesions and the layers of the cortex. Our estimate of cortical depths of recording sites was quite precise: the difference between the estimated unit distance between lesion sites and the physical unit distance between two parallel electrodes (which was relatively constant across layers, see Fig. 2A) was <5% of the average unit distance from the two measures. Therefore, factors such as the shrinkage of the brain section would not affect our estimates substantially. The mean thickness of each layer was then used to determine each cell's normalized cortical depth. The assignment of cells to layers is crucial since the cortical connectivity of different layers in the primate cortex is very different and important for their function (Rockland and Lund, 1983; Lund, 1988).
Results
We measured spatiotemporal maps of neurons in macaque V1 by means of the reverse correlation method with randomly positioned bright or dark squares as stimuli (Jones and Palmer, 1987). Both bright and dark squares were shown against a gray background; increment (white on gray) and decrement (black on gray) had equal luminance contrast. Figure 1A represents the spatiotemporal responses of an example V1 cell, in which responses to bright and dark squares are shown separately as color maps at a series of stimulus-response time delays (top, increment responses plotted in red; bottom, decrement responses in blue). Typically, the spatiotemporal response at 0–30 ms is noise but a signal-locked response emerges at 40–100 ms.
We quantified the relative response to bright squares (ON responses) and to dark squares (OFF responses) by calculating a signal/noise ratio (SNR) based on the spatial energy (or variance) of the response (Ringach, 2002; Malone et al., 2007) as follows. The last column in Figure 1A is a plot of normalized spatial energies of ON (in red) and OFF (in blue) responses versus the time delay between stimulus and response for the example cell. The time offset at which the spatial energy reached its peak was defined as the “peak time” (arrowed). The SNR was calculated as the ratio between the spatial energy averaged around the peak time (representing signal, gray area in the impulse response figure) and the spatial energy at zero time offset (representing noise in neuron's activity). A cell's response was considered significant if the SNR of either ON (SNRWhite) or OFF (SNRBlack) responses was >2.
There was a strong tendency for responses to black stimuli (OFF responses) to be much stronger than responses to white stimuli (ON responses) for the majority of neurons in the output layers 2/3 but not for cells in the input layer 4c. Figure 1, B and C, represents the peak spatiotemporal response, the impulse response and the SNR for six example cells, three from layer 4c (Fig. 1B) and three from layer 2/3 (Fig. 1C) of V1. The three layer-4c neurons showed different characteristics in responding to black and white stimuli: Cell 1 responded more to white stimuli (SNRWhite/SNRBlack = 23.58/2.27), Cell 2 had nearly equal ON and OFF responses (SNRWhite/SNRBlack = 9.16/9.10), while Cell 3 had a stronger response to black stimuli (SNRWhite/SNRBlack = 2.88/24.05). In contrast, all three layer-2/3 neurons (Cells 4–6) responded more to black than to white stimuli.
The preference for black stimuli in layers 2/3 was evident at the population level. Among a total of 243 single units recorded from different layers of macaque V1, 175 of them had significant responses (SNRWhite or SNRBlack > 2) and were assigned to different V1 layers through track reconstructions (Fig. 2A; see Materials and Method for details). To determine whether a cell was either ON- or OFF-dominated, we derived an index: log(SNRWhite/SNRBlack), which we called “ON/OFF ratio.” The ON/OFF ratio is positive if the response to white stimuli is stronger and negative if the response to black stimuli is stronger.
The ON/OFF ratios of individual neurons varied across V1 layers (Fig. 2B). The average ON/OFF ratio was significantly more negative (meaning more black/OFF dominance) for layer-2/3 neurons (ON/OFF ratio = −0.51 + 0.45, mean + SD, n = 69) than for layer-4c cells for which the ON/OFF ratio was close to zero (ON/OFF ratio = −0.07 + 0.47, mean + SD, n = 44), and than for layer-4a/b neurons (ON/OFF ratio = −0.12 + 0.30, mean + SD, n = 49). The differences in the ON/OFF ratio between layers-2/3 and layer-4c and between layers-2/3 and layer-4a/b neurons were both statistically significant (the probabilities they were drawn from the same distribution were both p < 0.0001, Wilcoxon rank sum test). The ON/OFF ratios between layer 4a/b and layer 4c were not significantly different (p = 0.44, Wilcoxon rank sum test). On average, black/OFF responses were ∼3× stronger than white/ON responses in layer-2/3, but only ∼20% stronger for layer-4c neurons and ∼30% stronger for layer-4a/b neurons. Overall, the ON/OFF ratio averaged across all V1 layers in our sample was −0.28, equivalent to an average OFF response that is 90% larger than ON. A previous investigation in awake monkeys reported a similar but smaller OFF-dominance in color-sensitive V1 neurons (average OFF response ∼20% stronger than ON in terms of firing rates) without any mention of laminar differences (Conway and Livingstone, 2006).
The frequency distributions of ON/OFF ratio also reveal interlaminar differences (Fig. 2C,D). Among neurons that were strongly polarized (|ON/OFF ratio| > 0.3, i.e., one polarity is at least twice as strong as the other) (Fig. 2C), the numbers of black- and white-dominant neurons were approximately equal in layer 4c (black/white, 11/8), whereas almost all of those in layer 2/3 were black-dominated (black/white, 46/1). Overall, a large majority of layer-2/3 neurons had stronger black/OFF than white/ON responses (93%, n = 64/69). The percentages of black-preferring (OFF-dominant) neurons in layer 4c (61%, n = 27/44) and layer 4a/b (67%, n = 33/49) were smaller (Fig. 2D).
These are three possible scenarios for layer-2/3 neurons to show much stronger black preferences than layer-4c neurons. First, layer-2/3 neurons have stronger responses to black, but their responses to white are the same as those of layer-4c neurons. Second, layer-2/3 neurons have weaker responses to white, but their responses to black are the same as those of layer-4c neurons. Third, layer-2/3 neurons have stronger responses to black AND weaker responses to white than layer-4c neurons. Our results indicated that the third was the most likely scenario for the black/OFF dominance of layer-2/3 neurons. Histograms and scatter plots of SNRWhite and SNRBlack (Fig. 3A,B) reveal that layer-2/3 neurons respond less to white stimuli (SNRWhite > 5, 19% for layer-2/3, 50% for layer-4c) and more to black stimuli (SNRBlack > 5, 68% for layer-2/3, 50% for layer-4c). The shape of the cumulative distributions of SNRWhite and SNRBlack (Fig. 3C,D) were significantly different between layer-2/3 neurons and their layer-4 counterparts (SNRWhite: 2/3 vs 4c, p = 0.008; 2/3 vs 4a/b, p = 0.002; SNRBlack: 2/3 vs 4c, p = 0.009; 2/3 vs 4a/b, p = 0.04; two-sample Kolmogorov–Smirnov test). Overall, black-preferring/OFF-dominant neurons were more abundant than white-preferring/ON-dominant neurons in macaque V1 (75%, n = 132/175), but the proportions of black- and white-preferring neurons depended strongly on laminar location.
The degree of dark/OFF dominance of layer-2/3 neurons depends strongly on the stimulus ensembles used for receptive-field mapping. Figure 4, A and B, shows receptive fields of two example cells (layer 2/3 and layer 4c, respectively) mapped with two different stimuli. The spatial map of the layer-2/3 cell shows a strong dark-dominant tendency by revealing a single OFF subregion when mapped with sparse noise (Fig. 4A, third row), but shows relatively balanced bright and dark responses by having multiple ON and OFF subregions when measured by reverse correlation with sinusoidal gratings (Fig. 4A, fourth row) (Ringach et al., 1997). However, the receptive fields of the example layer-4c cell are very similar under the two stimulus conditions (Fig. 4B) (see also Yeh et al., 2009). Because the bright and dark responses were inseparable under grating stimuli, we derived the ON/OFF ratio by considering only the response amplitudes (AMP) of the strongest ON and OFF pixels within the peak 40 ms of the receptive fields − log(AMPWhite/AMPBlack). We then used the log(AMPWhite/AMPBlack) as the ON/OFF ratio for both stimulus conditions for the analysis in Figure 4. Among the 175 neurons with significant sparse-noise responses, we only included cells with significant signal/noise ratios under both stimulus conditions (SNRgrating > 1.8, SNRwhite or SNRblack > 2.0, n = 81). The log(AMPWhite/AMPBlack) is highly correlated with the log(SNRWhite/SNRBlack) (r = 0.88, p < 0.001, data not shown) for the same neurons under the sparse noise condition, though the latter measure tends to be larger possibly because it considers the response of the entire receptive field rather than the response of a single pixel.
The black preference of layer-2/3 neurons was evident when small and sparse stimuli were applied, but was much weaker when responses were measured with sinusoidal gratings (Fig. 4C,D). The amplitude of the black/white imbalance measured with sparse noise was significantly more negative than that measured with grating stimuli for layer-2/3 neurons (ON/OFF ratio, sparse noise: −0.36 + 0.29, grating: −0.07 + 0.23, p < 0.0001, Wilcoxon signed rank test, n = 27). A similar but smaller discrepancy in the ON/OFF ratio under the two stimulus conditions was also found in layer 4c (ON/OFF ratio, sparse noise: −0.07 + 0.38, grating: 0.10 + 0.37, p = 0.02, Wilcoxon signed rank test, n = 28). Consistently, the correlation of the ON/OFF ratios measured with sparse noise and with gratings was weaker for layer-2/3 neurons than for layer-4c neurons (layer 2/3: r = 0.44, p = 0.02; layer 4c: r = 0.62, p = 0.0004) (see Fig. 4E,F). The differences between layer 2/3 and layer 4c in ON/OFF ratio remain statistically significant under both stimulus conditions—the ON/OFF ratio is significantly more negative for layer-2/3 neurons than for layer-4c neurons (grating: p = 0.005; sparse noise: p = 0.003, Wilcoxon rank sum test). Overall, these results indicate that the response properties of V1 neurons, especially those in the superficial layers, are highly dynamic and the degree of the black/white imbalance may depend strongly on different stimulus conditions (David et al., 2004; Sharpee et al., 2006; Victor et al., 2006; Yeh et al., 2009).
Discussion
The preponderance of black-preferring responses in macaque V1 is consistent with studies in human V1 that revealed a tendency for perception to favor black stimuli. Stimuli with negative contrasts (dark squares on a gray background) induced stronger visual evoked potentials in human V1 than stimuli with positive contrasts (bright squares on a gray background); the black/white imbalance was independent of the mean luminance level (Zemon et al., 1988) and was evident in both adults and children (Zemon et al., 1995). Furthermore, BOLD signals in functional magnetic resonance images (fMRI) were stronger when human observers viewed images with positive skewness (net negative contrast) than when they viewed images with negative skewness (net positive contrast) (Olman et al., 2008). Moreover, the black/white imbalance may also affect visual perception. An image with positive skewness tends to appear darker and glossier than an image with negative skewness for human observers (Motoyoshi et al., 2007). A greater sensitivity for detecting negative contrast may enhance the ability to perceive positive image skewness. Notice that the black/white imbalance we found in macaque V1 is much larger in layers 2/3 than in the whole V1 population that was measured in the human V1 experiments with fMRI and VEPs (Zemon et al., 1988; Olman et al., 2008).
The preference for black stimuli in V1 may provide the substrate for the advantage of targeting black stimuli that has been found in human psychophysical studies. Human observers' thresholds for detecting decrements tended to be lower than that for increment stimuli (Blackwell, 1946; Short, 1966; Krauskopf, 1980; Whittle, 1986; Bowen et al., 1989). Furthermore, contrast discrimination is better for negative contrast stimuli (Chan and Tyler, 1992; Kontsevich and Tyler, 1999). Reading black-on-white texts (negative contrasts) is more error-free and faster than reading white-on-black texts (Bauer and Cavonius, 1980; Buchner and Baumgartner, 2007).
The dark/black preference in V1 may also serve as the neuronal substrate for the blackshot mechanism proposed by Chubb et al. (2004). Chubb et al. (2004) found that the discrimination of two texture stimuli is most sensitive when the texture element contrast is the most negative (blackest); the sensitivity of the discrimination is flat as the texture contrast becomes more positive. Moreover, judgments of texture contrast seem to be exclusively determined by the frequency in the texture pattern of low-luminance (lower than the mean luminance) pixels (Chubb and Nam, 2000). Therefore, our findings that most layer-2/3 neurons in V1 are more sensitive to dark/black stimuli bear a nice relation to the blackshot mechanism and to perception of texture contrast in human psychophysics.
Possible neuronal mechanism for dark-dominant V1
What is the neural mechanism responsible for the black-preference of upper layer cells in primate V1? It is unlikely that the profound black/white imbalance in the superficial layer of V1 is inherited from the response properties of neurons in early stages of visual processing. Some previous studies reported that OFF-center cells had narrower dendritic fields (and correspondingly smaller receptive fields) and slower kinetics than ON-center cells in the retina and the visual thalamus (Lankheet et al., 1998; Chichilnisky and Kalmar, 2002). While the asymmetry in receptive field properties between OFF- and ON-center cells might contribute to higher visual acuity in detecting light decrements (Westheimer, 2003) and longer time in detecting temporal order of light-decrement objects (Wehrhahn and Rapf, 1992), it is unlikely to be responsible for stronger black responses in V1—there was no significant asymmetry in response magnitude between OFF- and ON-center cells in early visual processing (Krüger and Fischer, 1975; Kremers et al., 1993; Benardete and Kaplan, 1997; 1999) (though Krüger and Fischer, 1975 and Chichilnisky and Kalmar, 2002 found ON-center cells have higher firing rates than OFF-center cells in the retina). Consistent with these studies of subcortical visual processing, here we found the mean ON/OFF ratio in the main thalamic-recipient layer of V1 (layer 4c) was close to 0 (Fig. 2B), indicating roughly equal strengths of OFF and ON responses in layer 4c.
The finding of no dark/bright asymmetry in the input layer 4c of V1 also suggests that a logarithmic luminance transform in early visual processing is unlikely to be the source of the black-dominant responses in layer 2/3 of V1. Our study was conducted around an operating point of the typical luminance range of the CRT monitor (mean luminance, 59 cd/m2). Under these illumination conditions, retinal automatic gain controls cause light adaptation and in this way prevent response compression (for review, see Shapley and Enroth-Cugell, 1984). Retinal light adaptation provides a sufficient explanation why, around an operating point, the input to the cortex should be approximately similar in amplitude for light increments and decrements, as is observed. Therefore, the profound black/OFF-dominance reported here must have been initiated within V1 rather than inherited from subcortical inputs.
It is possible that the preference for black stimuli in adult V1 is the residual of OFF-dominance early in development. In cat V1 during the first postnatal week, OFF-dominant neurons largely outnumber ON-dominant neurons (∼10:1) in the main thalamic-recipient layers (layers 4 and 6) (Albus and Wolf, 1984).
Another possibility is that the small black/white imbalance in the input layer 4c is amplified in the superficial layers. We found that neurons that preferred black stimuli slightly outnumbered white-preferring neurons in layer 4c of V1 (27/44 were black-dominant, from Fig. 3B,C) (see also Jin et al., 2008), possibly as a result of the larger divergence of thalamic afferents of OFF-center cells (Humphrey et al., 1985; Jin et al., 2008; but see Blasdel and Lund, 1983). Layer-2/3 neurons receive feedforward input primarily from layer 4c. The slightly greater abundance of black-preferring signals in layer 4c might be amplified in layers 2/3 by recurrent excitation from neighboring black-preferring layer-2/3 neurons, or by recurrent excitation-inhibition loops in layers 2/3.
Functional significances of introducing dark/bright imbalance within V1
The finding that the black preference is initiated or greatly amplified within V1 raises an interesting question: what is the functional significance of introducing the black/white imbalance at a post-input cortical stage rather than in earlier visual processing? One possibility is that black and white signals from the retina are kept roughly balanced so that balanced black/white signals can reach other visual brain areas. On the one hand, the ON/OFF asymmetry in higher cortical areas driven by layer-2/3 neurons may play an important role in visual perception and detection (Chubb and Nam, 2000; Motoyoshi et al., 2007). On the other hand, balanced ON and OFF signals in layer 4c can excite layer-4b neurons that are direction-selective and transmit signals about target motion to extrastriate visual areas V2 and MT. A psychophysical study found no dark/bright asymmetry in detecting motion of high contrast glass patterns (Anstis et al., 2007; Badcock et al., 2005).
Another possibility for the functional significance of introducing the black/white imbalance in V1 is the dependence of black/white asymmetry on stimulus ensemble. The preference for black stimuli in layers 2/3 of V1 was evident when small and sparse stimuli were applied but was weaker when grating stimuli were used. This discrepancy is largely due to the fact that receptive fields of layer-2/3 neurons differ significantly under the two different stimulus conditions (Yeh et al., 2009). Many layer 2/3 cells have receptive fields with multiple elongated ON and OFF subregions when mapped with grating stimuli, but reveal only a single, less-elongated subregion that is frequently dominated by OFF/dark when mapped with sparse noise. These results indicate that the response properties of layer-2/3 neurons of V1 are highly dynamic, and the degree of the black-over-white bias in V1 superficial layer depends strongly on stimulus conditions (David et al., 2004; Sharpee et al., 2006; Victor et al., 2006; Yeh et al., 2009).
Neurons in V1, but not in the visual thalamus, are tightly interconnected with each other and therefore might be more suitable for encoding highly dynamic visual information. The black preference in V1 is likely a result of evolution since it has been found in species that are active most of the daytime, including humans (Zemon et al., 1988) and macaque monkeys. It will be interesting to investigate whether animals that are active at twilight or at night show a preference for white.
Footnotes
This work was supported by grants from the U.S. National Institutes of Health (EY-001472) and the U.S. National Science Foundation (NSF-0745253), and by fellowships from the Robert Leet and Clara Guthrie Patterson Trust and the Swartz Foundation. Thanks go to Drs. Marianne Maertens and Patrick E. Williams for their help with experiments and Drs. Siddhartha Joshi, Anita A. Disney, and Michael J. Hawken for their advice in histology.
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