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. Author manuscript; available in PMC: 2010 Oct 1.
Published in final edited form as: Subst Abus. 2009 Oct–Dec;30(4):266–294. doi: 10.1080/08897070903250019

Mindfulness Meditation for Substance Use Disorders: A Systematic Review

Aleksandra Zgierska *, David Rabago *, Neharika Chawla **, Kenneth Kushner *, Robert Koehler ***, Allan Marlatt **
PMCID: PMC2800788  NIHMSID: NIHMS150897  PMID: 19904664

Abstract

Relapse is common in substance use disorders (SUDs), even among treated individuals. The goal of this article was to systematically review the existing evidence on mindfulness meditation-based interventions (MM) for SUDs.

The comprehensive search for and review of literature found over 2,000 abstracts and resulted in 25 eligible manuscripts (22 published, 3 unpublished: 8 RCTs, 7 controlled non-randomized, 6 non-controlled prospective, 2 qualitative studies, 1 case report). When appropriate, methodological quality, absolute risk reduction, number needed to treat, and effect size (ES) were assessed.

Overall, although preliminary evidence suggests MM efficacy and safety, conclusive data for MM as a treatment of SUDs are lacking. Significant methodological limitations exist in most studies. Further, it is unclear which persons with SUDs might benefit most from MM. Future trials must be of sufficient sample size to answer a specific clinical question and should target both assessment of effect size and mechanisms of action.

Keywords: mindfulness, meditation, addiction, relapse prevention, substance abuse

INTRODUCTION

According to the United Nations Office on Drugs and Crime,(1) approximately 200 million people worldwide are current drug users. In the U.S., an estimated 22.6 million were diagnosed with substance dependence or abuse in 2006.(2) The cost of drug abuse worldwide, in terms of crime, loss of work and health care costs, was estimated at 180.9 billion USD in 2002.(3) The human suffering related to substance use disorders is immeasurable.

Substance use disorders (SUDs) have been described as "chronic relapsing conditions," with rates of relapse exceeding 60% and being relatively consistent across substances of abuse.(46) A range of treatments have been developed to target relapse. Among behavioral interventions, cognitive behavioral therapy (CBT), including relapse prevention,(7) has received considerable support. However, in spite of best "standard of care" therapy, relapse rates continue to be high, highlighting the need for development of new treatment modalities to better assist individuals in their recovery.

The theoretical framework for mindfulness meditation suggests that it may be a promising approach to treating addictive disorders.(8,9) Mindfulness has been defined as the intentional, accepting and non-judgmental focus of one's attention on the emotions, thoughts and sensations occurring in the present moment.(10) Such a purposeful control of attention can be learned through training in techniques such as meditation.(11) The "observe and accept" approach, characteristic of meditation, refers to being fully present and attentive to current experience but not being pre-occupied by it. Thus, meditation can become a mental position for being able to separate a given experience from an associated emotion,(12) and can facilitate a skillful or mindful response to a given situation.(8) Meditation is often contrasted with everyday, habitual mental functioning or being on "auto-pilot." As such, meditation may be a valuable technique for SUD-affected persons, whose condition is often associated with unwanted thoughts, emotions and sensations (e.g. craving), the tendency to be on "auto-pilot", and pre-occupation with the “next fix”, rather than "being in the present moment." Meditation may also be a component of maintaining lifestyle balance, with meditation-acquired skills complementing and enhancing CBT effects for SUDs.(7,8,13,14)

Traditionally, meditative techniques have been taught and practiced through formal and in-formal meditation centers. More recently, meditation has also become a component of many therapeutic programs; in 1997, over 240 meditation programs were a part of U.S. health care systems,(15) and the basics of meditation are taught in many U.S. medical schools. Mindfulness Based Stress Reduction (MBSR) (10) is the most frequently cited method of mindfulness training in the medical context.(16) Based on the MBSR model, other therapies, combining both mindfulness and CBT elements have been developed, including the Mindfulness Based Cognitive Therapy (MBCT) for relapse related to recurrent depression (17) and Mindfulness Based Relapse Prevention (MBRP) for relapse related to SUDs.(9,18) Mindfulness is also a central part of Dialectical Behavior Therapy (DBT) for individuals with borderline personality disorder,(19) Acceptance and Commitment Therapy (ACT) (20) for individuals with a variety of mental health problems, and Spiritual Self-Schema (3-S) therapy designed for clients with SUDs.(21)

While the use of mindfulness meditation as a therapy for SUDs is not new and has been associated with anecdotal clinical success,(14) until recently there has been a paucity of research to support its empirical efficacy. The growing interest in complementary and alternative medicine (CAM), especially mind-body therapies,(15,22) has brought a surge of interest in research evaluating the effects of meditation in a range of clinical contexts, including addictive problems. The current evidence on the clinical applications of mindfulness meditation for SUDs has not been rigorously reviewed.

The goal of this article was to systematically review and assess the existing evidence on the effects of mindfulness or mindfulness meditation based therapies for addictive disorders. Although there are various forms of meditation, it is not known whether these approaches have similar effects on the problems or disorders under consideration. This review focused specifically on mindfulness meditation, and the term "meditation", as used in this manuscript, refers exclusively to mindfulness meditation.

METHODS

Criteria for selection of studies

Inclusion criteria: 1) study intervention was mindfulness or mindfulness meditation-based (MM), 2) used as a therapy for substance use, misuse or related disorders; 3) the study was longitudinal, with pre- and post-intervention assessments; and 4) it involved human subjects. Exclusion criteria: 1) lack of a sufficient description of the study intervention to determine if it was rooted in mindfulness; 2) non-English; and 3) only interim results of an unpublished study were available. We anticipated that the number of eligible studies would be limited; therefore, we did not exclude studies based on design (experimental vs. non-experimental), methodological quality or specific intervention protocol. Both published and unpublished reports were eligible for inclusion.

Search strategy

The research librarian (RK) worked closely with the co-authors (AZ, KK) to refine search strategies. Comprehensive searches (Table 1) were conducted through Mar 9, 2008 of the following electronic databases: Cochrane Database of Systematic Reviews (since 1995), EMBASE (since 1993), PubMed (including PreMed and Old Med, since 1950), PsycINFO (since 1967), CINAHL (since 1982), and Allied and Complementary Medicine (since 1985). The National Institutes of Health (NIH) CRISP electronic database of relevant institutes (National Institute on Alcohol Abuse and Alcoholism, National Institute on Drug Abuse, National Institute of Mental Health, National Center for Complementary and Alternative Medicine) was searched from 1995 – Mar 9, 2008 with keywords: “meditation” OR “mindfulness”. The Scientific Research on The Transcendental Meditation® Program: Collected Papers (Volumes 1 to 4) were hand-searched. The reference lists of relevant articles were reviewed to identify potentially eligible studies. E-mail or phone contact was attempted with relevant author(s) or Principle Investigator(s) of included articles or abstracts when additional information was needed.

Table 1.

Electronic database search strategy.

Step Search Strategy
1 Meditation [tw] or relaxation [tw] or mindfulness [tw] or “breathing technique” [tw] or “breathing exercises” [tw]
2 Smoking [tw] or tobacco [tw] or caffeine [tw] or “substance-related disorder” [tw] or “drug abuse” [tw] or addiction [tw] or “drug dependence” [tw] or “drug habituation” [tw] or “drug usage” [tw] or “substance abuse” [tw] or “substance dependence” [tw] or “substance use” [tw] or alcohol [tw] or alcoholism [tw] or “street drugs” [tw] or cocaine [tw] or marijuana [tw] or marihuana [tw] or opioid [tw] or heroin [tw] or morphine [tw] or stimulant [tw] or ecstasy [tw] or nicotine [tw]
3 1 and 2

Identification of eligible studies

The titles and abstracts of all identified studies were screened (RK and AZ, “initial screening”). Studies that clearly described using only Transcendental Meditation, Progressive Muscle Relaxation, Biofeedback or Autogenic Training as their interventions were excluded. The full-text of studies describing the use of meditation, mindfulness, relaxation, yoga, breath practices or other techniques that were compatible or potentially compatible with mindfulness meditation (as the primary or comparison interventions) were then reviewed (AZ, “secondary screening”). Practices that were included as compatible with MM are described in the following section. The secondary screening resulted in an exclusion of ineligible articles (AZ); articles that were considered potentially eligible were then additionally reviewed (“tertiary screening”) by 3 independent reviewers (NC, GAM, KK), experts in psychology, meditation and relapse prevention for SUDs.

Data extraction and study assessments

Data from all eligible articles were extracted, and the methodological quality of controlled and prospective case series studies was assessed for internal validity by two unblinded reviewers (AZ, DR). We used an adapted version of a scoring instrument suited for studies using behavioral interventions and developed for the systematic review of alcohol treatment trials.(23) This instrument (Table 2) was adapted for use in SUDs with input from Dr. William Miller, co-developer of the original scale (personal communication, Mar-Apr, 2008).

Table 2.

Scoring* of the prospective studies (range of points): Population Severity Rating (PSR); Clinical Benefit Score (CBS); Methodological Quality Score (MQS); and Cumulative Evidence Score (CES).

PSR
(range:
0 – 4)
0 = insufficient information; 1 = non-clinical sample, mild or no problems; 2 = non-clinical sample of nicotine dependent smokers; or drug users or problem drinkers
 who did not seek treatment and did not have severe problems or dependence; 3 = clinical sample of drug users or problem drinkers who sought treatment for
 substance use related problems, but who did not have dependence; 4 = severely impaired clinical population in treatment for drug or alcohol dependence.

CBS
(range:
−2 / +2)
+2 = controlled trials: MM was significantly better than ‘no Tx’ (MM > 0); or MM combined with other Tx was significantly better than that Tx alone (MM+A > A);
non-controlled trials: significant improvement on primary outcome post- vs. pre-intervention.
+1= controlled trials: MM was significantly better than an alternative Tx (including SOC), or better than a briefer form of the same MM therapy, without control (MM >
 A);non-controlled trials: significant improvement post- vs. pre-intervention on secondary outcome only.
−1 = controlled trials: MM outcomes were comparable to those of an alternative Tx (MM = A) or MM combined with other Tx (MM = MM+A), or briefer form of the
 same MM therapy, or mixed differences among active Tx arms, without control; non-controlled trials: no significant change in any outcomes post- vs. pre-intervention.
−2 = controlled trials: MM was worse than a comparable other Tx of similar intensity without control (MM < A), or not better than a briefer dissimilar Tx without
 control, or MM combined with other Tx produced worse results than other Tx alone (MM+A < A), or MM is not better than no-Tx (MM ≤ 0); non-controlled trials:
 no improvement, but presence of worsening in the outcomes post- vs. pre-intervention.

MQS
(range: 0–17)

non-controlled
trials: maximum
score = 12
  • Group allocation: 4 = randomization, 3 = within-S counterbalanced, 2 = case control / matching, 1 = quasi-experimental design, arbitrary assignment, sequential, cohorts; 0 = violated randomization or nonequivalent groups (or non-controlled trial);

  • Quality control: 1 = Tx standardized by manual, specific training, content coding, etc.; 0 = no standardization is specified;

  • Follow-up rate (at any follow-up point): 2 = 85–100%; 1 = 70–84.9%; 0 = fewer than 70%, or longest follow-up < 3 months;

  • Follow-up length: 2 = at least 12 months; 1 = 6–11 months; 0 = less than 6 months, or unspecified;

  • Contact: 1 = personal for ≥ 70% of completed cases; 0 = non-personal or unspecified, or in < 70% of cases;

  • Collateral interviews: 1 = present in > 50% of cases; 0 = present in ≤ 50% of cases, or unspecified;

  • Objective verification: 1 = present in > 50% of cases (records, biomarkers); 0 = absent in ≤ 50% of cases, or unspecified;

  • Attrition: 2 = both Tx drop-outs AND cases lost to follow-up are enumerated, AND are considered in outcome; 1 = meets “considered” criteria for either drop-outs OR cases lost to follow-up, but not both; 0 = dropped and lost cases are not considered in outcome (e.g. all non-completers are excluded from outcome analyses).

  • Independent: 1 = assessors are independent and blind to group; 0 = follow-up non-blind, unspecified (or non-controlled trial);

  • Analyses: 1 = acceptable analyses of group differences (or pre-post analyses for non-controlled trials); 0 = no statistical analysis, inappropriate, or unspecified;

  • Multisite: 1 = parallel replications at ≥ 2 sites, separate research teams; 0 = single site or sites offering different Tx.


CES CES score = CBS x MQS (range for an individual study: −34 / +34)
Negative (−) CES indicates studies showing a comparable or worse Tx outcome, positive (+) CES indicates studies showing a significant benefit of the MM therapy, compared to a comparison group in controlled trials, or baseline in uncontrolled trials.

MM: Mindfulness or Mindfulness Meditation based intervention; SOC: standard of care; Tx – treatment.

*

Adapted with permission from William Miller (personal communication, 2008) (23).

Using this instrument, the studies were assigned the following sub-scores (Table 3): a) Population Severity Rating (PSR), b) Methodological Quality Score (MQS), c) Clinical Benefit Score (CBS, called the Outcome Logic Score in the original scale (23)), and d) Cumulative Evidence Score (CES), where: CES = CBS x MQS. e) The Overall CES was also calculated for subgroups of studies (e.g., RCTs), as a sum of CES of individual studies.

Table 3.

Summary of the Cumulative Evidence Scores of the published included studies, grouped by study design, type of Mindfulness or Mindfulness Meditation intervention (MM) and subject population, sorted within groups by the mean Methodological Quality Score of the studies.

Studies Number
of studies
Methodological Quality
Score, MQS (mean / 17)
Population Severity
Score, PSS (mean / 4)
Cumulative Evidence Score, CES
(sum of scores of the individual studies)
% positive
(% studies with +CES)

Total 15* 8.0 3.3 ITT: +10 (6 studies) ITT: 50%
PP: +143 (13 studies) PP: 85%

By design

  RCTs 7 11.3 (range: 8–14) 3.7 ITT: +2 (4 studies) ITT: 50%
PP: +93 (6 studies) PP: 83%

  Controlled, non-randomized 4* 6.8 (range: 6–8) 3 ITT: −8 (1 study) ITT: 0%
PP: +16 (3 studies) PP: 67%

  Case series 4 5.8 (range: 4–8) 3.25 ITT: +16 (1 study) ITT: 100%
PP: +34 (4 studies) PP: 100%

By MM intervention

  DBT 2 RCTs 13.5 (13, 14) 4 ITT: +27 (2 studies) ITT: 100%
PP: +13 (1 study) PP: 100%

  ACT 2 RCTs 12.5 (12, 13) 3 ITT: −25 (2 studies) ITT: 0%
PP: +50 (2 studies) PP: 100%

  3-S 3 8.7 (range: 7–11) 4 ITT: − (0 studies) ITT: -
(2 RCT, 1 controlled) PP: +26 (3 studies) PP: 67%
  MBSR-based 7 * 6.4 (range: 4–8) 3.3 ITT: +8 (2 studies) ITT: 50%
(1 RCT, 2 controlled, 4
case series)
PP: +42 (6 studies) PP: 83%

  Vipassana 1 controlled 6 2 ITT: − (0 studies) ITT: -
PP: +12 (1 study) PP: 100%

By subject population

  SUDs, adults, outpatient settings 7 10.3 (range: 7–14) 4 ITT: +15 (3 studies) ITT: 67%
(5 RCTs, 1 controlled, 1
case series)
PP: +69 (6 studies) PP: 83%

  SUDs, adults, tobacco dependence 3* 9 (6, 8, 13) 2 ITT: +3 (2 studies) ITT: 50%
(1 RCT, 1 controlled, 1
case series)
PP: +42 (2 studies) PP: 100%

  SUDs, adults, residential settings 3 6.7 (4, 8, 8) 4 ITT: −8 (1 study) ITT: 0%
(1 RCT, 1 controlled, 1
case series)
PP: +12 (3 studies) PP: 67%

  Substance use, adults, jail 1 controlled 6 2 ITT: − (0 studies) ITT: -
PP: +12 (1 study) PP: 100%

  Substance use, adolescents 1 case series 4 3 ITT: − (0 studies) ITT: −
PP: +8 (1 study) PP: 100%
*

one non-randomized controlled study did not use statistical analysis to compare results

When possible, absolute risk reduction (ARR), number needed to treat (NNT) and effect size (ES) were calculated by the authors (AZ, DR) for the main substance-use related outcomes. The following formulas were used: a) ARR = absolute difference in outcome rates between the control and treatment groups; b) NTT = 1/ARR; and c) ES, Cohen’s d, was either converted from correlations (where r=0.37 corresponded to d=0.8, r=0.24 corresponded to d=0.5, and r=0.1 corresponded to d=0.2) or calculated from the mean values (M) and standard deviations (SDs); Cohen’s d for controlled trials (formula #1) was calculated as d = [M1 – M2] / SDpooled, where M1, M2 were the means in the two groups, and SDpooled = √ [(SD12 + SD22)/2]; Cohen’s d for uncontrolled pre-post trials (formula #2) was calculated as d = [mean of the pre-post difference] / [SD of this mean]). In cases where it was not possible to use formula #2, then formula #1 was used.

RESULTS

1. Literature search results (Figure 1)

Figure 1.

Figure 1

Results of the literature search (DB – database).

The search identified 1,095 abstracts of published articles. After removing 595 duplicates (RK), 500 abstracts were reviewed (AZ, initial screening). Of those, 276 were excluded. The full-texts of 224 articles were then reviewed (AZ, secondary screening), and 34 articles were submitted for a tertiary screening. Twelve of the 34 articles (2435) did not meet the eligibility criteria and were excluded. Of the excluded studies, two deserve an additional comment.(24,34) Both studies used the body scan technique as a study intervention. Although the body scan was derived from a mindfulness meditation-based program, in isolation, this technique did not meet the criteria for mindfulness or mindfulness meditation because MM-based body scan involves not only instructions on paying attention to the various parts of the body, but also encourages focused awareness, without attempt to change or manipulate body sensations, thus promoting non-judgmental and compassionate acceptance of whatever is occurring in the body at any given moment.

The 22 published articles included 7 RCTs,(3642) 6 controlled non-randomized trials,(4348) 6 prospective case series,(4953) 1 case report (54) and 2 qualitative studies.(55,56) Seventeen of these reports were based on separate clinical trials and 5 on secondary database analyses.(45,48,52,55,57) The CRISP database search found 324 “hits,” resulting in 9 additional relevant abstracts. Through personal communication, 2 ready-for-submission, but unpublished articles (58,59) and 1 PhD dissertation (60) were additionally identified as eligible, resulting in a total of 25 included studies. Of note, after completion of this manuscript, results of one of the "unpublished studies" (58) have been published.(61)

The heterogeneity of the included studies and interrater agreement on methodological quality scoring were not formally assessed. The wide variety of conditions treated, treatment protocols and outcome measures used was apparent on inspection, and made the pooling of data impossible. Disagreements between the reviewers were resolved by consensus.

2. Methods of the included published studies (Table 3Table 5)

Table 5.

Published controlled non-randomized trials, case series, case report and qualitative studies of mindfulness or mindfulness meditation based interventions (MM) used for the treatment of substance use, misuse or disorders: methods and results. Results from the final follow-up are reported, unless stated otherwise.

Study Indication Subjects Intervention Outcome measures Results Methodological quality/
comments
Controlled non-randomized trials
Study 1.
Margolin et al.
2007 (47)
Substance use
(as a part of HIV
risk behavior
assessment) in
HIV-positive,
opiate
dependent,
methadone
maintenance
out-patients.
38 (19 F); mean age
45.3 (33–57 yrs);
PSR 4;
55% cocaine use
disorder; 45% have
continued using
drugs; 71% were
prescribed an HIV
Tx.
Per subject choice:
• MM (N=21),
SOC + 3-S, 12 wks,
therapist-led
individual (60
min/wk) & group
(60 min/wk) sessions;
• CG (N=17): SOC
only.
• Collected at 0, 12
wks;
• substance use (self-
report, UTox);
• drug- and sex-related
HIV risk behaviors;
• impulsivity,
spirituality, religiosity;
• Tx experiences.
• Retention: MM 67%, CG 65%;
PP: • compared to CG, MM showed
trend to decreased alcohol and drug
use (p=0.08 [ES 0.25]), and
improved impulsivity, spirituality
and motivation for abstinence
(p<0.05); • 3-S attendance correlated
to decreased substance use (r= 0.49
[ES 0.2], impulsivity, and increased
influence of spirituality on abstinence
and HIV prevention motivation
(p<0.05).
MQS: 7/17;
CBS: N/A per ITT (+2 PP)

Subject meditation practice
was not reported; adverse
effects and side effects were
not mentioned.
Study 2a.
Bowen et al.
2006 (44)
Substance use
among prisoners
of the minimum-
security jail.
305 (63 F), mean age
37.5 (19–58 yrs);
PSR 2;
alcohol use 83%,
tobacco use 83%,
drug use 73% during
90 days prior to
incarceration.
Per subject choice:
• MM (N=63):
SOC + vipassana
meditation (VM), 10
consecutive days:
silent, gender-
specific course, 8–10
hrs/day, led by a
trained instructor;
• CG (N=242): SOC only.
• Collected at 0, 1 wk
post-intervention, 3 & 6
mos post-release;
• substance use (self-
report), related adverse
consequences;
• psychological health.
• Retention at 3 & 6 mos: MM 46%
& 43%; CG 24% & 21%.
PP: • at 3 mos, compared to CG, MM
reduced (p<0.05) alcohol [ES 0.6],
cocaine [ES 0.35] and marijuana [ES
0.5] use, and alcohol-related
consequences [ES 0.35], and
improved psychiatric symptoms,
drinking-related locus of control and
optimism; the changes were related
to the VM participation; • at 6 mos,
recidivism rates (the only results
reported for 6 mos) were low, and
comparable between the groups.
MQS: 6/17;
CBS: N/A per ITT (+2 PP)

Subject post-intervention
meditation practice was not
recorded; adverse effects and
side effects were not
mentioned.
Study 2b.
Bowen et al.
2007 (45)
(secondary
analysis of
Study 2a).
Relationship
between
substance use &
thought
suppression;
prisoners.
See Bowen et al.
2006 (44)
N=81 (for the main
analysis of 0–3 month
outcomes)
See Bowen et al. 2006
(44)
See Bowen et al. 2006
(44)
PP: • at 3 mos, compared to CG, MM
decreased thought avoidance
(p<0.05); this change partially
mediated the relationship between
the VM participation, and alcohol use
and related consequences.
See Bowen et al.
2006 (44)
Study 2c.
Simpson et al.
2007 (48)
(secondary
analysis of
Study 2a).
Relationship
between
substance use &
PTSD severity;
prisoners
See Bowen et al.
2006 (44)
~ 22% of the subjects
scored positively for
PTSD;
N=88 : 29 MM and
59 CG (for the main
analysis of 0–3 month
outcomes)
See Bowen et al.
2006 (44)
See Bowen et al. 2006
(44)
PP: • no differences in the PTSD
symptom severity between the MM
and CG groups; VM participation
and baseline substance use, but not
PTSD severity, predicted alcohol and
drug use at 3 mos; baseline PTSD
severity predicted adverse drinking
consequences and psychological
distress at 3 mos; PTSD subjects
tolerated the VM course well;
See Bowen et al. 2006 (44)
Study 3.
Altner 2002
(43)
Smoking
cessation among
tobacco
dependent
hospital
employees
114 (71 F), mean age
~ 38.5 (20–65 yrs);
PSR 2
Per subject choice:
• MM (N=49):
NRT + MBSR, 8
wks: therapist-led
(2.5 hr/wk) group
sessions;
• CG (N=65): NRT
only
• Collected at 0, 1.5, 3,
6, 15 mos (quit date
likely at ‘0’);
• % subjects who
stopped, reduced or did
not reduce smoking
(self-report, exhaled
CO);
• Tx experiences among
meditators (N=23,
qualitative) at 3 mos.
• Retention: MM 100%; CG 97%.
Descriptive statistics: • MM vs. CG
subjects reported quit rate of 32.6%
vs. 24.6% [ARR 8%, NNT 12.5],
reduced smoking by 42.3% vs.
26.2%, continued smoking by 22.4%
vs. 46.2%; • qualitative data:
meditators reported positive opinions
on the MBSR therapy and its
usefulness as a coping strategy.
MQS: 6/17;
CBS: N/A*

*No statistical assessment of
the significance of in-between
group differences or pre-post
changes was provided; only descriptive statistics were
used.

Exhaled CO-related results
were not reported.
Study 4.
Marcus et al.
2001 (46)
Psychological
health in alcohol
or drug
dependent
patients of
therapeutic
community
36 (2 F), mean age ~
34 years;
PSR 4
Per subject choice:
• MM (N=18): SOC
+ MBSR, 8 wks,
therapist-led (2.5
hrs/wk) group
sessions;
• CG (N=18): SOC
only
• Collected at 0, 8 wks;
• psychopathology
(SCL-90R), coping
styles
• Retention: MM & CG 100%;
ITT=PP: • compared to CG, MM
group tended to report a more self-
controlling coping style (p=0.05, eta
squared effect size: 0.11); no other
differences between the groups were
found (p>0.05); • effect sizes (eta
squared 0.05–0.06) tended to favor
the MM group in seeking social
support, on hostility and paranoid
ideation scores (per authors, eta
squared effect size: 0.01– small,
0.06– medium, 0.14– large).
MQS: 8/17;
CBS: −1 per ITT (−1 PP)
CES: −8 per ITT (−8 PP)

Group were derived from
separate residential facilities.
Case series
Study 5.
Zgierska et al.
2008 (53)
Relapse
prevention in
alcohol
dependent
adults, graduates
of the Intensive
Outpatient
Program
19 (10 F), mean age
38.4 (21–50 yrs);
PSR 4;
alcohol-related Tx in
the past: 63%
Mindfulness Based
Relapse Prevention, 8
wks, therapist-led
(120 min/wk) group
sessions;
MM component was
based on the MBSR
& MBCT programs,
and Relapse
Prevention
component was based
on Cognitive
Therapy.
• Collected at 0, 4, 8,
12, 16 wks;
• alcohol use (self-
report);
• severity of alcohol
relapse triggers: stress,
anxiety, depression,
craving;
• salivary cortisol,
serum IL-6, liver
enzymes at 0, 16 wks;
• meditation-related
outcomes; Tx services
utilization; Tx
experiences.
• Retention: 78.9%
PP: • During the study, HDD
decreased (p=0.056, ES 0.3), total
number of drinks (ES 0.3) and PDA
(ES 0.03) did not significantly
change; • stress, depression, anxiety
severity improved (p<0.05, ES 0.7-
1.4); IL-6 level decreased (p=0.05,
ES 0.6); craving severity (ES 0.5),
cortisol and liver enzymes levels did
not significantly change; • degree of
mindfulness increased (p<0.05, ES
0.7); all completers meditated at 16
wks, on average 4.6 days/wk
during the study; • high Tx satisfaction; no
adverse events.
MQS: 7/17;
CBS: N/A per ITT (+1 PP)

The only study that directly
reports (lack of) side effects
and adverse events, and
describes evaluating
distributional characteristics
of the data, with the use of
parametric or non-parametric
tests, when appropriate.
Study 6.
Davis et al.
2007 (50)
Smoking
cessation,
community
setting
18 (10 F), mean age
45.2 (22–67 yrs);
PSR 2;
on average, subjects
smoked 19.9
cigarettes/day for
26.4 yrs.
MBSR-based, with
minor modifications,
8 wks, therapist-led
group sessions (six
150 min/wk sessions
+ one 7 hr retreat);
quit date at wk 7
(after the retreat).
• Collected at 0–8 wks
weekly, then 6 wks
post-quit (12 wks post-
entry);
• smoking (self-report,
exhaled CO);
• stress,
psychopathology
symptom severity.
• Retention: 72% (however, 100%
data collection rate for self-reported
smoking).
ITT=PP: • 10/18 (56%) quit
smoking;
PP: • compared to non-quitters, those
who quit meditated more (p<0.05),
with a possible dose-effect: 100%
highly compliant, 40% moderately
compliant, and 0% non-compliant
meditators quit; • compared to
moderately compliant, highly
compliant meditators decreased
severity of stress one day post-quit
(p<0.05); baseline interest in
meditation and affective distress
were related to abstinence (p<0.05).
MQS: 8/17
CBS: +2 per ITT (+2 PP)

Due to 100% data collection
rate for the primary outcome,
the primary analysis includes
all subjects.
Study 7a.
Bootzin &
Stevens 2005
(49)
Sleep and
sleepiness
problems as
relapse triggers
among
adolescents with
SUDs
55 (21 F), age 13–19
yrs; PSR 3;
adolescents with
sleep or daytime
sleepiness problems,
graduates or graduating from out-
patient addiction Tx
programs.
MBSR-based,
therapist-delivered in
a small group format
over 5 sessions,
during 7 wks:
1st session – other
interventions, not
MBSR;
2nd-6th sessions: 45
min MBSR + 45 min
other Tx (stimulus
control, bright light
therapy, sleep
hygiene, CT).
• Collected at 0–9 wks
(weekly), 13, 52 wks;
• self-reported and
objective sleep and
sleepiness related
measures;
• self-reported
substance use and
psychological distress.
• Retention: 93%;
PP: • drug use, low at baseline,
increased during the Tx - no details
provided; • substance problem index
plateaued for Tx completers (42% of
the subjects), while it kept rising for
those who did not complete Tx
(p<0.2, no details provided); • sleep
improved (p<0.05) among Tx
completers only; sleepiness, worry
and mental health distress decreased
during the study (p<0.05).
MQS: 4/17;
CBS: N/A per ITT (+2 PP)

Study focused on methods
description; only preliminary
results were reported, without
details on substance use
outcomes. The study
intervention included MM
(MBSR-based; slightly less
than 50%), but MM was not
its primary focus.
Study 7b.
Haynes et al. 2006
(57)
(secondary
analysis of
Study 3a)
Is sleep
improvement
related to
improved
aggressive
behavior among
adolescents with
SUDs
23 (13 F), mean age
16.4 (13–19 years);
see Bootzin &
Stevens 200549 for
other details
See Bootzin &
Stevens 2005 (49)
• See Bootzin &
Stevens 2005 (49);
• two questions on
presence or absence of
aggressive thoughts or
actions.
• Retention: 91%;
PP: • Those reporting aggression at
baseline, compared to others, had
lower self-efficacy in resisting
substance use urges (p<0.05); • post-
Tx, those reporting aggression,
compared to others, reported more
frequent substance use, especially
alcohol use (p<0.05); • all subjects
improved some aspects of their sleep;
poor sleep was related to aggression,
after controlling for substance use.
See Bootzin & Stevens 2005
(49);

Substance use was used as a
covariate in the analysis, but
was not the focus. No details
on substance use are reported.
Study 7c.
Stevens et al.
2007 (52) (secondary
analysis of
Study 3a)
Is sleep
improvement
related to
improved
trauma
symptoms
severity among
adolescents with
SUDs
20 (10 F), mean age
16.3 (13–19 years);
see Bootzin &
Stevens 2005 (49) for
other details.
See Bootzin &
Stevens 2005 (49)
• See Bootzin & Stevens 2005 (49);
• Trauma Severity
Index.
• Retention: unclear;
PP: • Those with elevated trauma
score at baseline, compared to others,
had higher Substance Problem Index
(p<0.05). Substance use did not play
a significant role in the analyses. •
Those with better sleep
characteristics had greater
improvements in trauma scores than
others.
See Bootzin & Stevens 2005
(49);

Substance use was used as a
covariate in the analysis, but
was not the focus. No details
on substance use are reported.
Study 8.
Marcus et al.
2003 (51)
Stress severity
among
substance
dependent
patients in
residential Tx
settings
21 (3 F), mean age
33.4 (21–51 yrs);
PSR 4;
therapeutic
community patients
with SUDs.
SOC + MBSR, 8
wks, therapist-led
(150 min/wk) group
sessions.
• Collected at 0, 8 wks;
• salivary cortisol upon
awakening;
• Perceived Stress
Scale.
• Retention: 85.7%
(data collection rate: 57% cortisol,
76% surveys);

PP: • cortisol level decreased
(p<0.05, ES 0.65); • perceived stress
severity did not change (p>0.05, ES
0.44).
MQS: 4/17;
CBS: N/A per ITT (+1 PP)

The study did not report
substance use data.
Other studies
Study 8 –
case report.
Twohig et al.
2007 (54)
Marijuana
dependence,
community
settings
3 (1 F), ages 19, 20,
43;
PSR 2;
marijuana dependent
(5 were enrolled, 2
dropped out)
ACT, 8 wks,
therapist-led (90
min/wk) individual
therapy sessions.
• Collected at 0–8 wks
(daily), and 13 wks;
• marijuana use (self-
report, salivary swab);
• withdrawal severity,
psychological
outcomes;
• Retention: 3/5 (60%);
• although the 3 subjects did not use
marijuana at 8 wks, they resumed its
use by 13 wks (one to the pre-Tx
level, and two at less than pre-Tx
levels); • withdrawal, anxiety and
depression severity seemed to
improve compared to baseline.
Methodological quality not
scored.

Manualized intervention.
Study 9-
qualitative
study.
Carroll et al.
2008 (56)
MBSR-related
treatment
experiences
among
substance
dependent
patients in
residential Tx
settings
36 (6F), mean age
32.6 (19–54 yrs);
PSR 4;
residents of
therapeutic
community with
SUDs.
MBSR, adapted to
therapeutic
community settings,
6 wks, therapist-led
(180 min/wk) group
sessions.
• 356 stories were
reviewed (written as a
part of guided
expressive writing);
• 38 stories of stress
that referenced the
MBSR therapy were
identified and analyzed.
Analysis of 38 stories identified 3
main MBSR qualities: • utility
(usefulness for calming self, stress-
reduction, coping), • portability
(ability to apply learned skills in real-
life), and • sustainability (application
of skills to a variety of different
situations, goals).
This report was based on the
ongoing unpublished trial.(72)
Manualized intervention - the
intervention description
(MBSR for therapeutic
community, MBSR-TC) was
published elsewhere.(87)
Study 10-
qualitative
study.
Beitel et al.
2007 (55)
(based on
Margolin et
al. 2006 (42)
and 2007 (47)
studies)
3-S treatment
experience in
methadone
maintenance
patients, a part
of the studies by
Margolin et al.
2006 (42) and
2007.(47)
39 (34 F), mean age
43 (28–54 yrs);
PSR 4;
opiate dependent
patients of
methadone
maintenance
program, cocaine use
disorder 77%, HIV-
positive 38%.
3-S therapy:
individual (46%) or
individual + group
(54%)
– see Margolin et al.
2006 (42) and 2007
(47) for details.
• Collected at post-Tx
(8–12 wks post-entry);
• Tx experiences
questionnaire and
interview.
• Preferred Tx format: 43% group,
14% individual, and 43% equally
liked individual and group sessions; •
all subjects meditated, on average 26
min/day; • 3-S was viewed as helpful
for recovery, and different from the
received SOC; • meditation was the
most liked and helpful aspect of the
3-S therapy; 49% reported a positive
change resulting from 3-S therapy;
subjects were satisfied with 3-S, and
97% would like to continue it; • no
significant adverse events were
reported.
See Margolin et al. 2006 (42)
and 2007 (47) for details.

Subjects did not describe any
significant negative effects
(side effects or adverse
events) or problems associated
with 3-S therapy.

Values (presented in [square brackets]) calculated for the systematic review: ARR: Absolute Risk Reduction; CBS: Clinical Benefit Score; CES: Cumulative Evidence Score; ES: Effect Size (Cohen's d); MQS: Methodological Quality Score; NNT: Number Needed to Treat; PSS: Population Severity Score.

CG: comparison group; CO: carbon monoxide; MM: mindfulness meditation; HIV: Human Immunodeficiency Virus; ITT: intention to treat analysis; MBCT: Mindfulness-Based Cognitive Therapy; MBSR: Mindfulness-Based Stress Reduction; min: minutes; mos: months; NRT: Nicotine Replacement Therapy; PP: per protocol analysis; PTSD: post-traumatic stress disorder; 3-S: Spiritual Self Schema; SOC: "standard of care" therapy; SUDs: Substance Use Disorders; Tx: treatment; UTox: urine toxicology test; VM: vipassana meditation; wks: weeks; yrs: years.

a) Studied population

Three studies focused on adolescents,(49,52,57) while the remaining 19 studies evaluated adults. Of the 22 studies, 12 evaluated severely impaired subjects (Population Severity Rating, PSR 4/4), treated for alcohol and/or drug dependence in residential (36,46,51,56) or outpatient settings,(37,40,41,47,53,55,62) three described a clinical sample of adolescents with SUDs (PSR 3/4),(49,52,57) three included a non-clinical sample of substance-using prisoners (PSR 2/4),(44,45,48) and four were based on community-recruited adults (PSR 2/4) with tobacco (38,43,50) or marijuana (54) dependence.

b) MM intervention

The MM interventions used in the included studies were based on 5 main models:

Vipassana meditation

(http://www.dhamma.org) is a form of MM that is deeply rooted in the Buddhist tradition. Most contemporary forms of MM derive from traditional Vipassana meditation. Typical Vipassana courses are group-based, last ten consecutive days, are conducted in silence, and involve meditating for 10–11 hours per day. They are available at no charge and follow a similar curriculum world-wide.

Three articles,(44,45,48) based on one study,(44) described the effects of a traditional vipassana training led by a traditionally trained teacher, in a prison settings. The intervention was standardized (followed a traditional vipassana format), but its delivery was not monitored.

Mindfulness Based Stress Reduction (MBSR)

Originally developed for management of chronic pain and stress-related disorders,(10) MBSR has been shown to be effective or potentially effective for many mental health and medical conditions.(16) MBSR is the most frequently cited method of meditation training in the medical context,(16) and has a published curriculum.(10) The usual MBSR course consists of 8 weekly, therapist-led group sessions (2–2.5 hours per session), one full-day retreat (7–8 hours) and daily home assignments. The MBSR curriculum served as a model for the manualized Mindfulness Based Cognitive Therapy (MBCT) (17) that combines meditation (10) and traditional, cognitive therapy strategies (63) to prevent relapse in recurrent depression. MBCT has been shown to reduce the rate of depressive relapse among persons with recurrent depression,(64,65) and may be efficacious for symptom reduction in "active" depression (66) and anxiety disorders as well.(67) Using the MBCT model in turn, a manualized Mindfulness Based Relapse Prevention (MBRP) program has been developed for outpatient clients with SUDs.(9,18) The elements of cognitive therapy in MBRP are based on relapse prevention cognitive therapy strategies (7) that have demonstrated efficacy for SUDs.(68) Evaluation of the MBRP program for SUDs is currently ongoing.(69)

Ten articles,(36,43,46,4953,56,57) based on 8 separate studies,(36,43,46,4951,53,56) reported use of the MBSR-based intervention. Only one study did not report modifications to the MBSR curriculum;(43) the other studies implemented modified MBSR programs, tailored to the targeted population. The modifications were reported as “minor” in 3 studies (46,50,51) – in these studies, the intervention, delivered by trained MBSR teachers, was labeled as "MBSR" and scored as “manualized.” Two studies (four reports: 36,49,52,57) used modified MBSR, with modifications being quite substantial and not manualized – therefore, these interventions were scored as “not manualized.” Two studies developed and used an MBSR-based, manualized intervention: one patterned after MBSR and adjusted to the needs of therapeutic community residents,(56) and one patterned after MBRP and adjusted to the needs of recovering, alcohol dependent adults.(53) The meditation course intensity in the included studies ranged from five 90-minute sessions over seven weeks (with less than 50% of the session content devoted to MM) (49,52,57) to eight 2–2.5-hour sessions over eight weeks, with the majority of each session devoted to MM.(36,43,46,50,53) In addition, two studies implemented a full-day retreat.(36,50) Only one study reported monitoring the integrity of intervention delivery.(56)

Spiritual Self Schema (3-S)

therapy has been developed for the treatment of addiction and HIV risk behavior.(21) Its curriculum is manualized (www.3-S.us) and consists of an 8- or 12-week long course, designed for clients at risk for, but not infected with HIV or clients with HIV, respectively. The 3-S therapy teaches meditation and mindfulness skills in the context of comprehensive psychotherapy, integrating Buddhist principles with modern cognitive self-schema theory that is tailored to each patient’s spiritual/religious faith.(21)

Four reports,(37,42,47,55) based on 3 separate studies,(37,42,47) used manualized 3-S therapy delivered in an individual and/or group format, during 1–2 hour-long sessions per week, by a trained therapist over eight (37,42,55) or twelve (47) weeks. Integrity of the intervention delivery was monitored in all the studies.

Acceptance and Commitment Therapy (ACT)

Theoretically based in contemporary behavior analysis, ACT applies both mindfulness/acceptance, as well as commitment and behavior change processes.(62) These core processes, conceptualized as positive psychological skills, aim to increase psychological flexibility that is defined as the ability to better connect to one’s experience, and to make overt behavioral choices in the service of chosen goals and values (“committed action”).(62) Originally developed for psychological disorders,(20) ACT has been applied to a variety of conditions, including SUDs.

Three studies used manualized ACT,(38,39,54) delivered by a trained therapist in either an individual (54) or both individual and group (38,39) therapy format. The ACT sessions took place weekly, ranging in duration from 1½ (54) to 3½ (39) hours per week, over seven (38) to sixteen (39) weeks. Integrity of intervention delivery was monitored in all the studies.

Dialectical Behavior Therapy (DBT)

DBT originated as a therapy for chronically suicidal clients with borderline personality disorder,(19,70) and was subsequently adapted for SUDs.(71) DBT comprises strategies from cognitive and behavioral therapies (with a problem-solving focus) and acceptance strategies (with mindfulness as its core) adapted from Zen teaching and practice. It provides a comprehensive long-term treatment that includes psychotherapy (therapist-led, in group and individual formats), case and medical management.

Two studies used a 1 year-long manualized DBT program for SUDs, with individual and group therapy lasting from three (41) to six (40) hours per week. Integrity of intervention delivery was monitored in these studies.

c) Methodological quality

Randomization

All 7 RCTs (Table 4) received 4 points for randomization on the MQS scores, including the study that reported unequal effects of randomization (36) – in this case, a full MQS score was assigned since the "unequality" favored the controls. Two of the 7 RCTs used randomization techniques that require a comment. One of these RCTs initially randomized subjects into 2 arms: MM and "standard of care" control, and then sub-randomized the MM group into two different protocols of MM delivery. Since no differences were found between the two MM subgroups, they were later combined into one group for the final analysis, and compared to controls.(42) Another RCT randomly assigned subjects to two different modes of MM delivery, but found no differences between these groups (no details described); thus, the groups were combined into one, and assessed as a prospective case series, with detailed results presented for pre-post analyses only.(37)

Table 4.

Published RCTs of mindfulness or mindfulness meditation based interventions (MM) used for the treatment of substance use, misuse or disorders. In the Outcomes section, values presented in [square brackets] were calculated by the authors for this systematic review.

Feature Study 1.
Alterman et al.
2004 (36)
Study 2.
Avants et al. 2005
(37)
Study 3.
Margolin et al.
2006 (42)
Study 4.
Hayes et al. 2004 (39)
Study 5.
Gifford et al. 2004 (38)
Study 6.
Linehan et al. 1999
(41)
Study 7.
Linehan et al. 2002
(40)
Subjects 31 (17 F); mean
age 36.5 yrs
29 (17 F); mean
age 41.7 (28–51
yrs)
72 (47 F); mean
age ~ 41 (21–56
yrs)
124 (63 F); mean age 42.2
(23–64 yrs); Axis II - 52%,
anxiety and/or mood
disorders ~ 42%
76 (45 F); mean age 43
(19–71 yrs)
28 F; mean age
30.4 (18–45 yrs);
50% depression,
38% PTSD
23 F; mean age 36.1
(18–45 yrs); anxiety
and/or mood
disorders 40–50%;
past suicide or self-
injury attempt 65%
Addictive
disorder
PSR 4; SUDs,
recovery house
residents;
alcohol + drugs
68%; prior Tx:
4.9 times for
drug, 1.9 times
for alcohol
abuse.
PSR 4; opiate &
cocaine dependent
methadone
maintenance out-
patients;
heroin use 17.1,
cocaine use 16.5
yrs; majority with
prior methadone
Tx, and drug use
in a prior month.
PSR 4; opiate
dependent
methadone
maintenance out-
patients;
heroin use 17.7
yrs; cocaine use
disorder 89%;
prior methadone
Tx 57%; majority
used drugs in a
prior month.
PSR 4; poly-SUDs;
opiate dependent
methadone maintenance
out-patients, with other
SUDs: 35% alcohol, 46%
cocaine, 10% sedative
dependent, who have
continued drug use; prior
residential or out-pt Tx:
6.3 times.
PSR 2; tobacco
dependent community-
recruited adults, with at
least one past-year quit
attempt; on average,
smoked 21.4 cig/day,
had 4 prior quit attempts
(median success: 30
days) in the past 2 yrs.
PSR 4; BPD +
SUDs;
recruited from the
clinic patients;
74% poly-SUDs,
58% cocaine, 52%
alcohol;
pre-study % days
abstinent (alcohol,
drugs): ~ 25–35%.
PSR 4; BPD +
opiate dependence;
recruited from
variety of out-pt
settings;
52% cocaine, 26%
alcohol, 13%
sedative dependent;
prior methadone Tx:
83%.
MM group &
MM
intervention
N=18; MBSR-
based, 8 wks:
therapist-led
group sessions
(120 min/wk) &
one retreat (7
hrs) + 30–45min
meditation
group meetings
(4 times / wk).
N=11; 3-S
(individual), 8
wks:
therapist-led
individual sessions
(60 min/wk).
N=38; 3-S (two
groups), 8 wks:
• one educational
session (60 min),
AND
• N=20; therapist-
led individual
sessions (60
min/wk), OR
• N=18; therapist-
led individual (60
min/wk) & group
(60 min/wk)
sessions.
N=42; ACT, 16 wks:
therapist-led 32 individual
(60 min) & 16 group (90
min) sessions.
N=33; ACT, 7 wks:
therapist-led 7 individual
(50 min/wk) & 7 group
(90 min/wk) sessions.
N=12; DBT for
SUDs, 52 wks:
therapist-led
individual (60
min/wk) & group
(120 min/wk)
sessions + skills
coaching calls +
optional 39-wk
methadone or
methylphenidate
Tx for opiate or
stimulant
dependence.
N=11; DBT for
SUDs, 52 wks:
therapist-led
individual (40–90
min/wk) & group
(150 min/wk)
sessions + optional
individual coaching
(30 min/wk) + diary
cards.
Comparison
group
N=13, SOC
only.
N=18; 3-S
(individual &
group); 8 wks:
therapist-led
individual (60
min/wk) & group
(60 min/wk)
sessions.
N=34; ‘waitlist’
SOC only.
• N=44; ITSF, 16 wks:
32 individual (60 min)
therapist or AA sponsor-
led), + 16 group (90 min)
therapist-led sessions.
• N=38; SOC only.
N=43; NRT + medical
Tx (physician-led): one
90 min group education
session; then weekly
clinic visits (physician
visit as needed).
N=16; SOC only
(subjects were
referred to other
clinics for SOC).
N=12; CVT + 12-
Step, 52 wks:
individual (40–90
min/wk) + NA
group (120 min/wk)
+ optional 12-Step
sponsor meetings.
Ancillary
treatment
(all groups)
SOC One 60 min
individual HIV
educational
session + SOC
SOC SOC None None ORLAAM (52 wks),
physician-led
medical Tx, weekly
UTox for opiates
during Tx; case
management; PTSD
Tx, crisis
intervention, 12-
Step.
Follow-up 0, 8, 22 wks 0, 8 wks 0, 8 wks 0, 8, 16, 42 wks 0, 7, 26, 52 wks 0, 16, 32, 52, 68
wks
0, 16, 32, 52, 68 wks
Retention
(at the end of
follow-up):
• MM (MBSR-
based) 83%;
• SOC 77%
• MM (3-S
Individual) 64%;
• MM (3-S
Individual+Group)
89%
• MM (3-S) 82%;
• SOC 88%
• MM (ACT) 43%;
• ITSF 57%;
• SOC 68%
(differential retention:
p<0.07)
• MM (ACT) 61%;
• NRT 81%
(differential retention:
p=0.07)
• MM (DBT)
58%;
• SOC 50%
• MM (DBT) 82%;
• CVT+12-Step
83%
Outcome
measures
Drug use (self-
report, UTox);
psychological
health, problem
level (ASI
composite
scores);
meditation
practice
Drug use (self-
report, UTox);
HIV risk behavior,
spirituality,
religious practices
(surveys, reaction
time task); Tx
experiences.
Drug use (HIV risk
behavior survey,
with "yes/no"
question on
injection drug use
or unprotected sex;
UTox), HIV
prevention
motivation;
spirituality,
religious practices
(surveys, reaction
time task); Tx
experiences.
Drug use (self-report,
UTox); psychopathology;
Tx satisfaction.
Tobacco use (self-report,
exhaled CO);
dependence, withdrawal
symptoms, coping
styles, psychological
health; Working
Alliance Inventory; Tx
satisfaction.
Drug use (self-
report, UTox);
prior Tx,
parasuicide
history, the global
adjustment and the
global social
adjustment, anger
expression.
Drug use (self-
report, UTox);
parasuicide history,
the global
adjustment and the
global social
adjustment, Brief
Symptom Inventory.
Substance
use related
outcomes
(per ITT & PP
analyses, at
the end of
follow-up,
unless stated
otherwise)
ITT: N/A;
PP: • no
differences
between the
groups (ES <
0.1); •
compared to
baseline, both
groups
decreased
substance use.
ITT: N/A;
PP: • no
differences
between the
groups; •
compared to
baseline, the
groups (combined
into one sample)
decreased heroin
and cocaine use
(p<0.05 [ES 0.5])
and HIV risk
behavior (p=0.08
[ES 0.4]); • all but
one subject
reported positive
3-S effects on drug
use, craving,
motivation for
abstinence and
HIV prevention.
ITT: N/A;
PP: • compared to
SOC controls,
fewer 3-S subjects
injected drugs
and/or had unsafe
sex (53% vs. 23%,
p<0.05 [ARR
30%, NNT 3.3]); •
receipt of 3-S
therapy was an
independent
protective factor
against engaging
in these behaviors
(OR 8.9, p<0.05);
• 3–S attendance
was correlated to
HIV risk behaviors
(r= − 0.33, p<0.05;
[ES 0.7]).
ITT: • no significant
differences between the
ACT, ITSF and SOC
groups (no details
provided);
PP: • the ACT and ITSF
groups, compared to SOC,
had more ‘clean’ UTox
for opiates (61%, 50%,
28%, p<0.05 [ACT vs.
SOC: ARR 33%, NNT
3.0; ACT vs. ITSF: ARR
11%, NNT 9.1]) and all
drugs (50%, 38%, 12%,
p<0.05 [ACT vs. SOC:
ARR 38%, NNT 2.6;
ACT vs. ITSF: ARR 12%, NNT
8.3]); • the ACT group
tended to more accurately
report drug use than the
ITSF group (p<0.1).
ITT: • no significant
difference in quit rate
between the ACT and
NRT groups (21% vs.
9%, p>0.05 [ARR 12%,
NNT 8.3]);
PP: • ACT had a better
quit rate than the NRT
group (35% vs. 15%,
p<0.05 [ARR 20%,
NNT 5]); • quit status
was predicted by change
in acceptance skills in
the ACT group, and
change in acceptance
skills mediated effects of
ACT on smoking status
(p<0.05).
ITT: • DBT group
had a higher
proportion of
drug/alcohol
abstinent days
compared to SOC
(0.94 vs. 0.58,
p<0.05, ES 0.59);
PP: • The above
difference was
significant (ES
1.0).
ITT: • at 52 wks,
DBT group reduced
opiate use compared
to CVT group
(p<0.05), however,
this difference
disappeared at 68
wks (positive UTox
for opiates: 27% vs.
33%, p>0.05 [ARR
5%; NNT 22]); •
during the 52-wk
long Tx, the DBT
group was more
accurate in
substance use
reporting than CVT
group (p<0.05).
PP: N/A.
Other
outcomes
(per ITT & PP
analyses, at
the end of
follow-up,
unless stated
otherwise)
ITT: N/A;
PP: • the
Addiction
Severity Index
medical
composite score
improved in the
MM, but not
SOC group
(p<0.05, ES
0.195); • 47%
MM subjects
continued
meditating (4
hrs during the
prior month).
ITT: N/A;
PP: • compared to
baseline, 3-S
subjects increased
spiritual practices,
and showed a
cognitive shift
from ‘addict’ to
‘spiritual’ self
(p<0.05); •
spirituality
correlated to drug
abstinence (r= 0.6,
p<0.05 [ES 0.4])
and to decrease in
HIV risk behavior
(r= 0.67, p<0.05
[ES 0.45]).
ITT: N/A;
PP: • compared to
SOC, 3-S group
increased spiritual
practices and
motivation for
HIV prevention,
and showed a
cognitive shift
from ‘addict’ to
‘spiritual qualities’
(p<0.05); • all 3-S
subjects reported
meditating (mean
25.7 min/day) and
planned continuing
it.
ITT: • no differences
between the groups in
psychological health
scores or Tx satisfaction
ratings; • compared to
baseline, the groups
improved on majority of
psychological outcomes
(p<0.05).
PP: Results as above.
ITT: N/A;
PP: • the ACT subjects
endorsed better
relationship with their
providers than the NRT
subjects (p<0.05); • Tx
satisfaction ratings were
comparable between the
groups.
(unclear whether
ITT or PP was
used): • compared
to SOC, the DBT
group received
more
psychotherapy
(p<0.05), and
improved the
global adjustment
and global social
adjustment scores
(p<0.05).
ITT: • no
differences between
the groups in
psychopathology or
jail time; •
compared to
baseline, both
groups improved the
Brief Symptom
Inventory scores and
global adjustment
ratings.
Adverse
effects
Not mentioned Not mentioned Not mentioned Not mentioned Not mentioned Not mentioned Not mentioned
MQS / 17 8 8 11 12 13 13 14
CBS (ITT &
PP analyses)
ITT: N/A
PP: +2
ITT: N/A
PP: −1
ITT: N/A
PP: +2
ITT: −1
PP: +2
ITT: −1
PP: +2
ITT: +1
PP: +1
ITT: +1
PP: N/A
Comments All subjects
lived in the
same recovery
house.
The sample was
randomized to
individual or
individual + group
therapy, however,
detailed results are
reported as for
pre-post one
group.
After the initial
randomization, the
MM group was
sub-randomized to
individual (N=20)
or individual +
group therapy
(N=18); in the
final analysis,
these subgroups
were combined
into one MM
group.
3-arm RCT, with two
"active" interventions
(MM and ITSF) that were
"matched" by subject
involvement and therapy
format (but not therapist
contact time).
None Low Tx
completion rate,
especially in the
SOC group (DBT
55%, SOC 19%
per ITT).
Two interventions
were "matched" by
subject involvement
and therapy format
(but not therapist
contact time). One
subject was
randomized
incorrectly, removed
before the study
onset and not
analyzed (resulting
in N=23). All drop-
outs took place in
the DBT group led
by the only male
therapist.

Values (presented in [square brackets]) calculated for the systematic review: ARR: Absolute Risk Reduction; CBS: Clinical Benefit Score; CES: Cumulative Evidence Score; ES: Effect Size (Cohen's d); MQS: Methodological Quality Score; NNT: Number Needed to Treat; PSS: Population Severity Score.

ACT: Acceptance Commitment Therapy; BPD: borderline personality disorder; CO: carbon monoxide; CVT: Comprehensive Validation Therapy; DBT: Dialectical Behavior Therapy; MM: mindfulness meditation; HIV: Human Immunodeficiency Virus; ITSF: Intensive Twelve Step Facilitation; ITT: intention to treat analysis; MBSR: Mindfulness-Based Stress Reduction; min: minutes; mos: months; NRT: Nicotine Replacement Therapy; ORLAAM: oral solution levomethadyl acetate, opiate agonist; PP: per protocol analysis; PTSD: post-traumatic stress disorder; 3-S: Spiritual Self Schema; SOC: "standard of care" therapy; SUDs: Substance Use Disorders; TSF: Twelve Step Facilitation; Tx: treatment; UTox: urine toxicology test; wks: weeks; yrs: years.

Blinding

"Double-blinding," interventionist or subject blinding are not feasible and/or desirable in studies using MM interventions for practical and ethical reasons, and none of the treatment studies used such methods. Three RCTs reported assessor blinding.(3941)

Sample size

The included studies were "pilots" with small sample sizes. One published RCT (39) and one unpublished RCT (59) provided sample size assumptions, however, a high attrition rate resulted in their being underpowered.

Analysis

Only one study described evaluation of the distributional characteristics of the variables, and the use of parametric or non-parametric tests, when appropriate.(53) One published study (43) and one unpublished study (58) did not use statistical analyses for the assessment of intervention effects. Other studies used parametric analyses that assume normal data distribution. However, in the context of small sample sizes and high variability of some data (as indicated by SDs), it is possible that some variables did not have normal distribution. Six studies either reported 100% follow-up data collection,(50) 100% retention (46) or analyzed data per intention-to-treat (ITT) protocol, imputing missing data.(3841)

Quality of MM intervention delivery

MM was manualized in 15 separate studies, described in 18 articles.(3748,50,51,5356) Integrity of the intervention delivery (therapist protocol adherence and/or competence) was monitored in 10 separate studies.(3742,47,50,54,56)

Retention rate

among the MM subjects ranged from about 45% (39,44) to 100%,(46) with an average rate of 75%. One study with a 72% retention rate collected primary outcome data for all enrolled subjects.(50)

Methodological Quality Score (MQS) and Cumulative Evidence Score (CES; Table 3)

Among the included 22 reports, 15 were based on separate studies. As expected, among these 15 studies, the highest MQSs were for RCTs, followed by non-randomized controlled trials and case series. Only one RCT (40) received a score of "excellent", defined as MQS ≥ 14.(23) Evaluating by the type of MM intervention used, the highest MQSs were achieved by studies of DBT and ACT, followed by 3-S and MBSR-based therapies. The MBSR-based intervention was the most commonly studied MM therapy (7/15 studies). Grouping by subject population, the highest mean MQSs were achieved by studies evaluating adults with SUDs in the outpatient setting, which were also the most common population / settings (N=7: opiate dependent, medically managed subjects – five studies; poly-SUDs – one study; and alcohol dependence – one study); these studies were followed by studies of community-recruited adults with tobacco dependence (N=3), and studies of adults treated for SUDs in residential settings (N=3). The Overall CES, calculated for subgroups of studies, indicated that, in general, the studies yielded positive evidence (Overall CES ranging from +10 to +143) with 50% to 85% of the studies reporting positive outcomes by ITT (N=6) or per protocol (N=13) analyses, respectively (Table 3).

d) Side effects or adverse events

Only two reports directly stated that no MM-related significant side effects, adverse events or problems occurred.(53,55) Other reports did not address this topic, implicitly suggesting lack of negative effects.

3. Results of the published treatment RCTs (Table 4)

Seven RCTs, including a total of 383 (63% female) adult subjects, followed for an average of 38 weeks post-entry (from eight (37,42) to sixty eight (40,41) weeks), offered the most detailed assessment of MM interventions. Methodological quality of the RCTs was moderate (MQS 8-14/17). Six RCTs evaluated severely impaired populations (PSR 4/4), and one (38) focused on tobacco dependent adults (PSR 2/4).

Six of 7 RCTs used two-arm, and one used a three-arm design.(39) Three studies compared MM + "standard of care" (SOC) to SOC alone,(36,42) with both MM and SOC provided at the same clinical site. One study compared MM to SOC, with SOC subjects referred out for therapy ("naturalistic control").(41) Finally, four studies (3740) compared MM to an active intervention: three to a different therapy (behavioral (39,40) or pharmacotherapy (38)) and one compared MM delivered in "individual" versus "individual + group format".(37)

All RCTs reported some positive results. Compared to SOC, the MM intervention showed positive effects as indicated by the ITT (40,41) and per protocol (3842) analyses. Differential improvement in both substance use-related and other outcomes was noted in 5 of 7 studies.(3842) One study (36) noted a differential improvement in medical symptom severity only (p<0.05, effect size 0.2), and one study,(37) comparing 3-S "individual" to 3-S "individual + group" therapy did not find differences between the study arms, but noted pre-post improvements (p<0.05, effect size 0.5) in substance use outcomes.

Overall, studies using SOC (39,41,42) or active, but "non-matching" interventions (38) as a comparison group, tended to report greater statistically significant between-group differences, with results favoring MM, than studies using a "matching" behavioral intervention.(39,40) The 3-arm study by Hayes et al.,(39) with the largest sample size but low retention rate, of 124 poly-substance abusing methadone maintenance patients suggested, in a per protocol analysis, that MM + SOC may result in a substantial reduction of substance use compared to SOC alone (ARR 33%). This finding was consistent across 3 other RCTs comparing MM to SOC (ARR 30% (42) with medium to large effect size (41)) or to pharmacotherapy with medical management (ARR 12–20% per ITT and per protocol analyses).(38) Two methodologically strong RCTs compared MM to a different behavioral intervention that "matched" MM by subject involvement and therapy format.(39,40) These studies did not find significant in-between group differences in substance use (ARR 5–12%, p>0.05) or psychological outcomes at the study end-point at forty two (39) or sixty eight (40) weeks, however, they both noted a tendency to a more accurate drug use reporting among MM compared to comparison subjects.(39,40) Regarding non-substance use related measures, MM subjects, compared to SOC controls, increased their motivation for HIV prevention, their spiritual practices and showed a cognitive shift from "addict" to "spiritual qualities" (p<0.05);(42) they also improved their Global Adjustment and Global Social Adjustment Scale scores (p<0.05).(41)

4. Results of the published non-randomized controlled studies, case reports and case series (Table 5)

Table 5 summarizes four controlled non-randomized trials (described by 6 articles (4348)), four case series (described by 6 articles (4953,57)) and one case report.(54) These studies included 609 subjects, 13 to 67 years old, suffering from various SUDs, and recruited from the outpatient treatment,(46,47,49,5153,57) community,(43,50) or jail (44,48) settings.

While the methodological quality of the scored studies was limited (MQS 4-8/17), collectively they reported overall positive outcomes. On average, substance use tended to decrease at follow-up compared to baseline (43,50,53) or compared to a control group,(44,47) with effect sizes ranging from small (47,53) to medium.(44) One study (49) reported an increase in substance use at follow-up compared to low-use at baseline, but no detailed results were presented, and substance use was not the primary focus of the study. Severity of potential relapse triggers (such as stress, mental health and sleep problems, certain coping styles) also tended to improve compared to both baseline (49,50,53) and control conditions,(44,46,47) and the average effect size for these changes ranged from medium to large. Bowen et al. (44) also noted a reduction of alcohol-related negative consequences (small effect size) among subjects who underwent MM training compared to controls. Only one uncontrolled trial (among all included studies) of alcoholics treated with MM therapy, adjunctive to SOC, assessed craving severity and the degree of mindfulness.(53) Although craving severity decreased (medium effect size), this change was not statistically significant; degree of mindfulness, or the ability to be attentive to a present-moment experience in daily life, improved (medium effect size), and this change correlated to improved stress severity (large effect size) at 16 week follow-up.(53)

Participation in the MM therapy correlated to or mediated the improvements in substance use and relapse-related outcomes, with small-to-large effect size.(44,45,47,48,50,53) One uncontrolled study compared "relapsers" (N=7; subjects reporting at least one heavy drinking day during the study) to non-relapsers (N=8), and found that relapsers had more severe symptoms of anxiety, depression and craving, reported lower degree of mindfulness and meditated fewer minutes per day (p<0.05).(53) The same study also reported that drinking level as well as the change in drinking correlated to the severity of relapse risk factors such as anxiety, depression, stress, and craving (large effect sizes) and the change in their severity, respectively. In turn, severity of relapse risk factors negatively correlated with the intensity of a daily meditation practice (large effect size).(53)

Two uncontrolled trials assessed pre-post levels of biological outcomes: stress-responsive and illness-sensitive biomarkers, in addition to self-reported psychological measures. A study of recovering alcoholics evaluated serum interleukin-6 (IL-6), liver enzymes and diurnal profile of salivary cortisol at baseline and 16-week follow-up.(53) While cortisol (N=10) and liver enzymes (N=12) did not significantly change over time (small effect size), IL-6 level decreased (N=12; medium effect size, p=0.05), suggesting a reduction in chronic stress level and improved health. After MM intervention, SUD-affected residents of a therapeutic community showed a decrease in an awakening salivary cortisol level compared to baseline (medium effect size).(51)

5. Subject treatment experiences related to MM intervention (Table 4 and Table 5)

Two qualitative studies,(55,56) derived from mixed-methods primary projects,(42,47,72) focused on subject treatment experiences related to MM therapy (Table 5). Several other studies also evaluated subject experiences, using quantitative (e.g. Likert scales) or qualitative techniques.(38,39,43,53) Taken together, MM therapy was well-received by the subjects with different degrees of problem severity (PSR 2-4/4) and in various settings: residential,(56) outpatient (39,53,55) and community.(38,43) Subjects reported high degree of satisfaction with MM therapy and its usefulness as a recovery-enhancing tool. They also viewed MM-related skills as unique, "brand new" and different from those taught in a traditional, professional addiction treatment.(53,55)

Four studies evaluated individual ("at-home") MM practices among the subjects who underwent an 8-week MM intervention.(36,42,43,53) Two of these studies, using the MBSR-based intervention, reported that about 47% of the subjects continued meditation practice at twleve (43) and twenty two (36) weeks post-entry. A study evaluating MBSR + CBT-based intervention found that 100% of the study completers (79% of the sample, with all drop-outs occurring after the 1st or 2nd MM session) meditated at 16 weeks, on average 3.9 days/week, 27.4 minutes/meditating day.(53) Likewise, an RCT evaluating 3-S therapy found that at 8 weeks all study completers (82%) continued meditating, on average 26 minutes/day.(42)

6. Unpublished studies (Table 6)

Table 6.

Unpublished treatment trials and a laboratory-based study of mindfulness or mindfulness meditation based interventions (MM) used for the treatment of substance use, misuse or disorders: methods and results. Results from the final follow-up are reported, unless stated otherwise.

Study Design &
Indication
Subjects Intervention Outcome measures Results MQS
Study 1.
Gifford et al.,
2008,
submitted (59)
2-arm RCT:
smoking
cessation,
community settings
303 (10 F), mean
age 46.0 (18–75
yrs); PSR 2;
tobacco
dependent,
community-
recruited adults;
on average, 24
cigarettes/day, 2.2
prior quit attempts
in the past 2 yrs,
with a median
abstinence of 21
days.
• MM intervention, 10
wks:
ACT + Functional
Analytic Psychotherapy
(therapist-led, weekly
120 min group and 50
min individual sessions)
+ bupropion.

• Control group:
bupropion only (medical
management, one 60 min
educational meeting,
handouts)
• Collected at 0, 10, 26,
52 wks;
• smoking (7-day point
prevalence; self-report,
exhaled CO);
• withdrawal severity,
psychological health;
• Working Alliance, Tx
satisfaction.
• Retention: 45.2%;
PP: • quit rate was higher at
the MM than control group
(31.6% vs. 17.5%, p<0.05, ES
0.3 [ARR 14.1, NNT 7]).
• during 52 wks, MM was
more effective in reducing
smoking than control Tx (OR
2.2, p<0.05). • acceptance-
based responding and the
therapeutic relationship
mediated effects of MinM on
Tx outcomes; • MM group
reported higher Tx satisfaction
than controls at all time points
(p<0.05, ES 0.7 at 52 wks).
MQS: 10/17
CBS: N/A per ITT (+2 PP)

Manualized MM intervention.
Study 2.
Brown et al.,
2008*,
submitted (58)
Case series:
smoking
cessation,
community settings
16 (12 F), mean
age 41.9 (18–65
yrs); PSR 2;
tobacco
dependent,
community-
recruited adults;
on average, 20.4
cigarettes/day, smoked for 26.3
yrs, unable to
abstain for longer
than 3 days in the
past 10 yrs.
• MM intervention, 10
wks, therapist-led:
ACT + Cognitive
Behavioral Therapy (wks
4–10) + NRT (wks 6–14).
•Collected at 0, 10, 14,
19, 32 wks (quit date:
week 6);
• smoking (self-reported,
exhaled CO);
• withdrawal and
depressive symptom
severity.
• Retention: 75%;
• quit rates at 10, 14, 19, 32
wks: 31%, 25%, 19%, and 0%.
• during the study, the longest
continuous abstinence was
median 24 days (mean 41.6),
number of days abstinent was
median 40.5 (mean 58.8, out
of 180 study days), time to
relapse (7 consecutive
smoking days) was median
45.5 days (mean 49.9), and
number of quit-smoking
attempts was median 2.5 times
(mean 4.1). • 82% reported
that the learned skills were
“very” or “extremely useful”
in helping quit smoking.
MQS: 5/17
CBS: N/A*
*No statistical assessment of
the significance of pre-post
change was provided; only
descriptive statistics were
used.
Follow-up psychological
outcomes were not reported.
Manualized intervention.
Study 3.
Bowen 2008,
PhD
dissertation
(60)
2-arm RCT,
laboratory
study:
smoking, and
related craving
and negative
affect;
community
settings
123 (34 F), mean
age 20.3 (18–46
yrs); PSR 2;
undergraduate
psychology
students; on
average, low
dependence
scores, smoked 5.3
cigarettes/day in
the past week, had
8.4 quit attempts
of minimum 24
hrs in the past
year.
Subjects did not smoke
for 12 hrs prior, then
underwent 4 brief cue
(cigarette) exposures in a
90-min long laboratory
session, during which
they were asked to cope
with arising thoughts,
sensations and emotions
using:
• MM intervention
(n=61): guided, audio-
recorded, mindfulness-
based coping strategies;
• Controls (n=62): their
"usual" coping strategies.
• Collected post-exposure
(4 in-person assessments),
at 1 and 7 days;
• smoking (self-reported);
• smoking urges, affect;
• brief written description
of used coping strategies.
• Retention: 90.2%;
PP: • during the follow-up
week, MM group smoked
fewer cigarettes/day than
controls (p<0.05, ES 0.6) –
compared to baseline, MM
decreased smoking by 26%,
while controls increased it by
11%; • no significant
differences between groups
were found in latency to the
first cigarette, negative affect
and smoking urges; • during
cue exposures, to cope with
cravings and urges, MM group
used MM strategies, while
controls used primarily
distraction-based techniques.
MQS: 9/17
CBS: N/A per ITT (+2 PP)

Manualized intervention.
*

After completion of this manuscript, a report from this study has been published.(61)

Values (presented in [square brackets]) calculated for the systematic review: ARR: Absolute Risk Reduction; CBS: Clinical Benefit Score; CES: Cumulative Evidence Score; ES: Effect Size (Cohen's d); MQS: Methodological Quality Score; NNT: Number Needed to Treat; PSS: Population Severity Score.

ACT: Acceptance Commitment Therapy; CO: carbon monoxide; MM: mindfulness meditation; ITT: intention to treat analysis; min: minutes; mos: months; NRT: Nicotine Replacement Therapy; PP: per protocol analysis; Tx: treatment; UTox: urine toxicology test; wks: weeks; yrs: years.

Two treatment trials using ACT (58,59) and one laboratory-based study of a mindfulness-based coping technique (60) provide additional insights into the potential efficacy and mechanisms of MM interventions for smoking cessation. An RCT of 10-week MM intervention (ACT, combined with CBT and nicotine replacement therapy, NRT) found a significantly higher quit rate (small effect size) and higher treatment satisfaction (medium effect size) among the MM subjects compared to controls, receiving NRT alone, at 52 weeks; in addition, acceptance-based responding mediated effects of MM on smoking outcomes.(59) A set of prospective case series (N=16 subjects), designed for pilot-testing and refinement of the study methods, evaluated effects of combined ACT, CBT and NRT. Although smoking quantity and frequency have not been compared "pre-post," and all study completers resumed smoking at 26 weeks post-quit date, the longest continuous abstinence period was longer after the MM intervention than during subjects' previous attempts when abstinence had lasted less than 3 days. Further, 82% of the subjects reported that they learned skills that were “very” or “extremely useful” in helping them quit smoking.(58) Finally, one RCT (PhD dissertation) described an experiment evaluating efficacy of mindfulness-based coping compared to "usual" coping strategies aimed to prevent relapse after quitting smoking.(60) In this study, during a cue exposure paradigm, the MM group used MM strategies, as instructed, while controls used primarily distraction-based techniques to cope with smoking cravings and urges. During the 7 day follow-up, the MM group smoked fewer cigarettes/day than controls (medium effect size, p<0.05). Overall, the results of these unpublished trials support the existing preliminary evidence provided by published studies.

DISCUSSION

This is the first systematic review of mindfulness or mindfulness meditation based interventions (MM) for substance use, misuse or disorders. Although existing data is preliminary and does not allow a consensus recommendation for any particular type of MM intervention for any single substance use-related condition, several findings are of clinical, theoretical and research interest.

The majority of the reviewed studies showed some positive outcomes among SUD-affected subjects treated with MM intervention, compared to baseline or other therapy (most commonly SOC). The case studies illustrated how MM has been practiced from a historical and clinical perspective. The focus on real-life trial methods has been termed pragmatic.(73) Pragmatic studies have the advantage of assessing effectiveness under conditions that patients encounter in real-life settings, thereby avoiding confounders associated with highly standardized clinical trial settings. Though lacking methodological strengths of control and randomization, the case studies, documented here, consistently showed positive patient outcomes and the general treatment satisfaction of subjects with chronic, often refractory, SUDs who were treated with MM therapy. Pragmatic aspects of these studies included meeting patient's expectations of receiving a "promised treatment," the ability of the therapist to better select the patient, and study methods that more closely resemble real clinical settings. Data from the controlled trials suggest that subjects receiving MM, adjunctive to SOC or pharmacotherapy, do as well or better than those receiving SOC or pharmacotherapy alone. When compared to other behavioral interventions in RCT settings, MM appears to produce comparable results. All these conclusions require assessment with more formal methodology in adequately powered clinical trials.

The promise of MM as an efficacious treatment for SUDs is supported by the consistency of positive results, demonstrated in this review across different study designs, MM modalities, subject populations and addictive disorders treated. Additional support for the potential efficacy of MM in SUDs can be drawn from the results of studies of other clinical samples. MM-based therapies have been shown to be effective or potentially effective (with, on average, medium pooled effect size, Cohen’s d 0.5–0.7 (16,62)) for a variety of medical and mental health disorders, including stress, anxiety, depression, emotion dysregulation, avoidance coping,(16,62,7477) all known risk factors for relapse in SUDs.(78,79) In this context, MM may be particularly helpful for patients with co-occurring substance use and mental health disorders ("dual diagnosis").

Although long-term MM practice patterns have not been assessed in the context of SUDs, its use in other clinical samples suggests that MM can have long-lasting effects. For example, after a meditation course, 60–90% of subjects still meditated up to 4 years later, and reported that the course "had lasting value" and was highly important.(16) Patient satisfaction is an important consideration when choosing between treatment alternatives.(80) MM also appears safe - rigorous studies have not reported any side effects or adverse events.(64,65) This review corroborates these findings.

It is appealing to assume that the preliminary positive results in MM studies are direct outcomes of MM interventions; however, such a hypothesis is premature. The theoretical framework behind MM as well as early indirect evidence supports the use of MM for SUDs (8,9,13,14) and suggests unique therapeutic properties of MM. On a conceptual level, MM stands out as distinctive and, in many ways, different from other existing behavioral modalities, specifically from cognitive behavioral therapy (CBT) that is commonly used to treat SUDs.(81,82) While CBT promotes adaptive, antecedent-focused coping strategies (e.g. targeting emotion cues), meditation targets maladaptive, response-focused strategies, such as emotional avoidance, suppression or impulse control; thus, MM-related skills can complement skills acquired through CBT.(8,9,13,14) The integration of meditation and traditional CBT strategies may improve overall treatment efficacy, e.g. by increasing awareness of sensations, such as craving, emotional states, and physiological arousal.(83) Recent pilot trials of clinical cohorts add support to the above hypotheses, indicating that MM and CBT can produce different effects on mental health outcomes.(62,84,85) Two reviewed qualitative studies (53,55) reported that subjects viewed MM-related skills as different from those acquired through "traditional" SOC therapy for addiction.

Limitations

of this review include limiting the inclusion criteria to studies published in English, potentially excluding relevant studies. Lack of reviewer blinding and lack of assessment of inter-rater agreement could have introduced bias. Although the included interventions were based on the MM principles, they were heterogeneous; evaluating them together as one "MM intervention" could have introduced bias.

Strengths

of this review include an exhaustive literature search and application of statistical methods allowing direct comparison of included studies.

Directions for Further Research

Existing studies of MM therapy for addictive disorders are far from definitive and the research methods are evolving. These clinical and research fields would benefit from the development of: 1) standardized scientific parameters to be used in future studies of MM as a therapy for addictive disorders, 2) a comprehensive conceptual model of possible mechanisms underlying MM efficacy in SUDs, and 3) recommendations on MM implementation in clinical addiction medicine settings. Below we elaborate on each of these recommendations:

  1. Research methods of MM studies in addiction settings require refinement and standardization.
    • A written manual should be used to guide the meditation intervention. It has been suggested that best therapeutic effects are achieved when the meditation intervention is adjusted to accommodate the specific needs of the targeted population.(86) While several "manualized" MM therapies are currently used in the treatment of SUDs (MBSR, MBRP, DBT, ACT, 3-S), most have been modified and adjusted to the needs of individual studies; however, only a minority of these studies developed a separate intervention manual. It is not known whether even relatively minor adaptations could have affected outcomes. Standardization of treatment manuals would facilitate study replication and data pooling.
    • A theory for, and measures to assess, the evaluation of treatment outcomes in the context of MM also require development.
    • Assessment of subjects' MM practice intensity and changes in the degree of mindfulness should be considered. These are essentially the "dose" and "quality" of the intervention and as such have the potential to influence findings similar to medication dose-response effects in pharmacotherapy trials. This data would also provide information on the ability of subjects to sustain MM practice over time. Many clinical MM programs "interview" potential clients before enrollment to ensure appropriate selection. In research settings, including the reviewed studies, the eligibility criteria are usually diagnosis-driven; results may therefore be skewed away from a positive effect, should one exist.
  2. Research of MM has the potential to create a comprehensive bench-to-bedside explanatory model of its effects. Therefore, the mechanism of MM should be assessed in tandem with clinical assessment. Possible mechanisms have been hypothesized;(8,9,13,14) however, no comprehensive model, encompassing bio-psychological aspects of addiction, has been developed. None of the included studies was designed as a "dismantling" study or focused on "active ingredients" underlying MM effects. Appropriate control therapies and targeted assessments, including "objective" measures (e.g. biomarkers, imaging studies) are needed to assess treatment efficacy and to elucidate a mechanism of action for MM interventions in addictive disorders.

  3. While MM techniques are already used in the clinical setting to treat addictive disorders,(14) it is premature to formally recommend for or against such practice. Researchers and clinicians involved in MM research should collectively address effectiveness of MM therapies in the form of consensus statements, and thereby provide guidelines on the best ways to implement MM therapies in clinical settings as a part of comprehensive addiction treatment programs.

CONCLUSIONS

Conclusive data for MM as a treatment for addictive disorders are lacking. However, the preliminary evidence indicate MM efficacy. MM therapies appear safe when performed in clinical research settings. Significant methodological limitations exist in most studies published to date, and it is unclear which persons with addictive disorders might benefit most from MM. Future clinical trials must be of sufficient sample size to answer a specific clinical question and should include carefully designed comparison groups that would allow assessment of both the effect size and mechanism of action of MM.

Acknowledgements

This study was supported by two grants from the National Institute on Alcohol Abuse and Alcoholism: 5T32 AA014845—A.Z. (P.I.: Michael Fleming, MD, MPH), and K23 AA017508—A.Z. (P.I.: A.Z.).

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