Abstract
Drug addiction can be defined by a compulsion to seek and take drug and loss of control in limiting intake, and the excessive drug taking derives from multiple motivational mechanisms. One such mechanism is the emergence of a negative emotional state when access to the drug is prevented, reflecting hedonic homeostatic dysregulation. Excessive drug taking then results in part via the construct of negative reinforcement. The negative emotional state that drives such negative reinforcement is hypothesized to derive from dysregulation of key neurochemical elements involved in reward and stress within basal forebrain structures, including the ventral striatum and extended amygdala. Specific neurochemical elements in these structures include not only decreases in reward neurotransmission, such as decreases in dopamine and opioid peptide function in the ventral striatum, but also recruitment of brain stress systems, such as corticotropin-releasing factor (CRF), in the extended amygdala. Chronic exposure or extended access to self-administration of all major drugs of abuse produces during abstinence increases in reward thresholds, increases in aversive anxiety-like responses, increases in extracellular levels of CRF in the central nucleus of the amygdala, and increases in drug self-administration. CRF receptor antagonists block excessive drug intake produced by dependence. A combination of decreased reward system function and increased brain stress response system function is hypothesized to be responsible for hedonic homeostatic dysregulation that drives drug seeking behavior in dependence. Such hedonic dysregulation is hypothesized to extend into protracted abstinence to provide a residual negative emotional state that enhances the salience of cues eliciting drug seeking and relapse.
Keywords: addiction, hedonic dysregulation, stress, extended amygdala, corticotropin-releasing factor
Definitions and conceptual framework for hedonic dysregulation in addiction
Drug addiction is a chronically relapsing disorder characterized by (i) compulsion to seek and take the drug, (ii) loss of control in limiting intake, and (iii) emergence of a negative emotional state (e.g., dysphoria, anxiety, irritability). The third component reflects a motivational withdrawal syndrome (defined here as dependence) when access to the drug is prevented [1]. Although withdrawal per se is part of the diagnostic criteria for both the American Psychiatric Association and the World Health Organization, historically this has referred to physical or somatic signs. Critically important for the thesis of the present review is the hypothesis that the withdrawal state important for addiction is not physical or somatic signs but rather a motivational withdrawal syndrome that reflects dysregulation of hedonic homeostatic processes that form the bases of not only the motivational drive of acute withdrawal from chronic drugs of abuse but also a background state change that extends into protracted abstinence and contributes to reinstatement of drug seeking.
Drug addiction has been conceptualized as a disorder that involves elements of both impulsivity and compulsivity. Collapsing the cycles of impulsivity and compulsivity yields a composite addiction cycle comprised of three stages—preoccupation/anticipation, binge/intoxication, and withdrawal/negative affect—in which impulsivity often dominates at the early stages and compulsivity dominates at terminal stages. As an individual moves from impulsivity to compulsivity, a shift occurs from positive reinforcement driving the motivated behavior to negative reinforcement driving the motivated behavior [2]. Negative reinforcement can be defined as the process by which removal of an aversive stimulus (e.g., negative emotional state of drug withdrawal) increases the probability of a response (e.g., dependence-induced drug intake). These three stages are conceptualized as interacting with each other, becoming more intense, and ultimately leading to the pathological state known as addiction [1] (Table 1). The present review will focus on the role of dysregulated reward and stress systems in the negative emotional states associated with the withdrawal/negative affect and preoccupation/anticipation stages of the addiction cycle that drive drug seeking behavior. The focus will be on animal models of dependence, measures of compulsivity, and neurotransmitter systems that contribute to the negative emotional state of drug withdrawal.
Table 1.
Stage | DSM-IV criteria | Neurocircuitry |
---|---|---|
Binge/intoxication | Persistent desire | reinforcing effects ...................... ventral striatum; extended amygdala reward system |
Larger amounts taken than expected | ||
Withdrawal/negative affect | Tolerance | negative affect ........................... extended amygdala reward system |
Withdrawal | increased anxiety ....................... brain stress neurocircuitry | |
Compromised social, occupational, or recreational activities | ||
Preoccupation/anticipation | Proccupation with obtaining drug | drug-induced reinstatement ........ prefrontal cortex |
Persistent physical/psychological problems | cue-induced reinstatement .......... basolateral amygdala | |
stress-induced reinstatement ....... extended amygdala |
Three neurobiological circuits have been identified that have heuristic value for the study of the neurobiological changes associated with the development and persistence of drug dependence. The acute reinforcing effects of drugs of abuse that comprise the binge/intoxication stage most likely involve actions with an emphasis on the ventral striatum and extended amygdala reward system and inputs from the ventral tegmental area and arcuate nucleus of the hypothalamus. In contrast, the symptoms of acute withdrawal important for addiction, such as negative affect and increased anxiety associated with the withdrawal/negative affect stage, most likely involve decreases in function of the extended amygdala reward system but also recruitment of brain stress neurocircuitry. The preoccupation/anticipation (craving) stage involves intrinsic brain stress systems in the extended amygala (stress-induced reinstatement) and key afferent projections to the extended amygdala and nucleus accumbens, specifically the prefrontal cortex (for drug-induced reinstatement) and basolateral amygdala (for cue-induced reinstatement). Compulsive drug-seeking behavior is hypothesized to engage ventral striatalventral pallidal-thalamic-cortical loops that may subsequently engage dorsal striatal-pallidalthalamic-cortical loops [3, 4], both effects exaggerated by concomitant decreased reward function and activation of brain stress systems in the extended amygdala [5].
Animal models relevant to hedonic homeostatic dysregulation
Place aversion, animal models of anxiety, and reward thresholds
Animal models of the withdrawal/negative affect stage include measures of conditioned place aversion (rather than preference) to precipitated withdrawal or spontaneous withdrawal from chronic administration of a drug, increases in reward thresholds using brain stimulation reward, and increases in anxiety-like responses (for reviews, see [6, 7]). Increases in brain stimulation reward thresholds refers to the increase in current required to engender responding using a discrete trials procedure for stimulation of the medial forebrain bundle in rodents with permanent indwelling electrodes [8]. Here, all drugs of abuse when administered acutely decrease reward thresholds (decreased reward) [8] and during withdrawal from all drugs of abuse brain reward threshold increase (decreased reward) [9]. Animal models of anxiety in drug withdrawal studies involve anxiety-like responses such as decreased exploration as is observed in the elevated plus maze where there is a decreased exploration of open spaces or anxiety-like responses such as active burying of an electrified probe (defensive burying) [10].
Escalation in drug self-administration with prolonged access
A progressive increase in the frequency and intensity of drug use is one of the major behavioral phenomena characterizing the development of addiction. A framework with which to model the transition from drug use to drug addiction can be found in recent animal models of prolonged access to intravenous cocaine self-administration. Historically, animal models of drug self-administration involved the establishment of stable behavior from day to day to allow the reliable interpretation of data provided by within-subject designs aimed at exploring the neuropharmacological and neurobiological bases of such reinforcing effects. However, in an effort to explore the possibility that differential access to intravenous cocaine self-administration in rats may produce different patterns of drug intake, rats were allowed to intravenously self-administer cocaine for 1 h or 6 h per day [11]. One hour access to intravenous cocaine per session produced low and stable intake as observed previously. In contrast, 6 h access to cocaine produced drug intake that gradually escalated over days (Figure 1). Escalation also is associated with an increase in breakpoint for cocaine in a progressive-ratio schedule of reinforcement, suggesting an enhanced motivation to seek cocaine or an enhanced efficacy of cocaine reward [12, 13]. Such increased self-administration in dependent animals has now been observed with cocaine, methamphetamine, nicotine, heroin, and alcohol [11, 14-17] (Figure 1).
The hypothesis that compulsive drug use is accompanied by a chronic perturbation in brain reward homeostasis has been tested in animal models of extended access to intravenous drug self-administration combined with measures of brain stimulation reward thresholds. Elevation in baseline reward thresholds temporally preceded and was highly correlated with escalation in drug intake [18, 19]. Extended access also is associated with an increase in breakpoint on a progressive ratio schedule for cocaine, methamphetamine, and opioids as well as for alcohol in dependence-induced drinking, suggesting an enhanced motivation to seek cocaine or an enhanced efficacy of drug reward ([12, 13, 20, 21]; also see Oleson and Roberts in this issue).
Motivation, opponent process, and hedonic homeostasis
Motivation is a state that can be defined as a “tendency of the whole animal to produce organized activity” [22], and such motivational states are not constant but rather vary over time. The concept of motivation was linked inextricably with hedonic, affective, or emotional states in addiction in the context of temporal dynamics by Solomon's opponent process theory of motivation. Solomon and Corbit [23] postulated that hedonic, affective, or emotional states, once initiated, are automatically modulated by the central nervous system with mechanisms that reduce the intensity of hedonic feelings. The a-process includes affective or hedonic habituation (or tolerance), and the b-process includes affective or hedonic withdrawal (abstinence).
The hedonic changes associated with drug addiction became a dramatic example of opponent process theory in which hedonic responses were exaggerated by pharmacological probes. The a-process in drug use reflected positive hedonic responses, occurred shortly after presentation of the drug, correlated closely with the intensity, quality, and duration of the reinforcer, and showed tolerance. In contrast, the b-process in drug use appeared after the a-process terminated, consisted of negative hedonic responses, was sluggish in onset, slow to build up to an asymptote, and slow to decay, and became larger with repeated exposure. The thesis here is that opponent hedonic processes begin early in drug-taking, reflect changes in the brain reward and stress systems, acquire allostatic-like physiological properties, and later form one of the major motivations for compulsivity in drug taking.
Rapid acute tolerance and opponent process-like effects in response to the hedonic effects of cocaine were reported in human studies of smoked coca paste [24] (Figure 2). After a single smoking session, the onset and intensity of the “high” were very rapid via the smoked route of administration, and rapid tolerance manifested. The “high” decreased rapidly despite significant blood levels of cocaine. With intravenous cocaine self-administration in animal models, such elevations in reward threshold begin rapidly and can be observed within a single session of self-administration [25] (Figure 3), bearing a striking resemblance to human subjective reports. These results demonstrate that the elevation in brain reward thresholds following prolonged access to cocaine failed to return to baseline levels between repeated, prolonged exposure to cocaine self-administration, thus creating a greater and greater elevation in “baseline” ICSS thresholds. Similar results have been observed showing dysphoria-like responses accompanying acute opioid and ethanol withdrawal [26, 27]. Here, naloxone administration following single injections of morphine or acute ethanol withdrawal increased reward thresholds, measured by ICSS, and increased thresholds with repeated morphine and naloxone-induced withdrawal experience [26, 27].
The dysregulation of brain reward function associated with withdrawal from chronic administration of drugs of abuse is a common element of all drugs of abuse. Withdrawal from chronic cocaine, amphetamine, opioids, cannabinoids, nicotine, and ethanol leads to increases in reward threshold during acute abstinence, and some of these elevations in threshold can last for up to 1 week [9]. These observations lend credence to the hypothesis that opponent processes can set the stage for compulsive drug intake in which negative reinforcement mechanisms are engaged.
More recently, the hedonic changes associated with opponent process theory have been extended into the domain of an allostatic model [2, 28]. In this formulation, addiction is conceptualized as a cycle of increasing dysregulation of brain reward/anti-reward mechanisms that results in a negative emotional state contributing to the compulsive use of drugs. Counteradaptive processes that are part of the normal homeostatic limitation of reward function fail to return within the normal homeostatic range. These counteradaptive processes are hypothesized to be mediated by two mechanisms: within-system neuroadaptations and between-system neuroadaptations.
In a within-system neuroadaptation, “the primary cellular response element to the drug would itself adapt to neutralize the drug's effects; persistence of the opposing effects after the drug disappears would produce the withdrawal response” [29]. Thus, a within-system neuroadaptation is a molecular or cellular change within a given reward circuit to accommodate overactivity of hedonic processing associated with addiction resulting in a decrease in reward function.
The emotional dysregulation associated with the withdrawal/negative affect stage also may involve between-system neuroadaptations in which neurochemical systems other than those involved in the positive rewarding effects of drugs of abuse are recruited or dysregulated by chronic activation of the reward system. Thus, a between-system neuroadaptation is a circuitry change in which another different circuit (anti-reward circuit) is activated by the reward circuit and has opposing actions, again limiting reward function. The purpose of this review is to explore the neuroadaptational changes that occur in the brain emotional systems to account for the neurocircuitry changes that produce opponent processes and are hypothesized to have a key role in the compulsivity of addiction.
Neural substrates for hedonic homeostatic dysregulation associated with addiction
Neural substrates for hedonic homeostatic dysregulation: Construct of the extended amygdala
The neuroanatomical entity termed the extended amygdala [30] may represent a common anatomical substrate integrating brain arousal-stress systems with hedonic processing systems to produce the between-system opponent process elaborated above. The extended amygdala is composed of the central nucleus of the amygdala, bed nucleus of the stria terminalis, and a transition zone in the medial (shell) subregion of the nucleus accumbens. Each of these regions has cytoarchitectural and circuitry similarities [30]. The extended amygdala receives numerous afferents from limbic structures such as the basolateral amygdala and hippocampus and sends efferents to the medial part of the ventral pallidum and a large projection to the lateral hypothalamus, thus further defining the specific brain areas that interface classical limbic (emotional) structures with the extrapyramidal motor system. The extended amygdala has long been hypothesized to have a key role not only in fear conditioning [31] but also in the emotional component of pain processing [32].
For the conceptual framework outlined here, the shell of the nucleus accumbens has high levels of dopamine and opioid peptides and forms an interface between the well established role of ventral striatal dopamine and opioid peptides in drug reward (“light” side of addiction) and of the central nucleus of the amygdala in anti-reward processes (“dark” side of addiction [2]). Both systems are hypothesized to contribute to the hedonic homeostatic dysregulation that drives drug-seeking behavior in addiction.
Within-system neuroadaptations that contribute to the negative emotional state of drug withdrawal
Within-system neuroadaptations to chronic drug exposure include decreases in function of the same neurotransmitter systems in the same neurocircuits implicated in the acute reinforcing effects of drugs of abuse. One prominent hypothesis is that dopamine systems are compromised in crucial phases of the addiction cycle, such as withdrawal, thus leading to decreased motivation for non-drug-related stimuli and increased sensitivity to the abused drug [33]. Activation of the mesolimbic dopamine system has long been known to be critical for the acute rewarding properties of psychostimulant drugs and to be associated with the acute reinforcing effects of other drugs of abuse [34], but decreases in activity of the mesolimbic dopamine system and decreases in serotonergic neurotransmission in the nucleus accumbens occur during drug withdrawal in animal studies [35]. Imaging studies in drug-addicted humans have consistently shown long-lasting decreases in the numbers of dopamine D2 receptors in drug abusers compared with controls [36]. Decreases in the number of D2 receptors, coupled with the decrease in dopaminergic activity, in cocaine, nicotine, and alcohol abusers results in decreased sensitivity of reward circuits to stimulation by natural reinforcers [36]. Under this conceptual framework, other within-system neuroadaptations triggered by chronic activation of reward systems, such as dopamine and opioid peptides, would include increased sensitivity of receptor transduction mechanisms in the nucleus accumbens, including adenylate cyclase, protein kinase A, cyclic adenosine monophosphate response-element binding protein (CREB), and ΔFosB (e.g., during opiate withdrawal; for review, see [37]). These findings suggest an overall reduction in the sensitivity of the dopamine component of reward circuitry to natural reinforcers and other drugs in drug-addicted individuals.
Between-system neuroadaptations that contribute to the negative emotional state of drug withdrawal
Brain neurochemical systems involved in arousal-stress modulation also may be engaged within the neurocircuitry of the brain stress systems in an attempt to overcome the chronic presence of the perturbing drug and to restore normal function despite the presence of drug. Both the hypothalamic-pituitary-adrenal axis and the brain stress system mediated by corticotropin-releasing factor (CRF) are dysregulated by chronic administration of all major drugs with dependence or abuse potential, with a common response of elevated adrenocorticotropic hormone, corticosterone, and amygdala CRF during acute withdrawal [38].
Acute withdrawal from all drugs of abuse also produces an aversive or anxiety-like state that can be reversed by CRF receptor antagonists [38]. The ability of CRF antagonists to block the anxiogenic-like and aversive-like motivational effects of drug withdrawal would predict motivational effects of CRF antagonists in animal models of extended access to drugs. CRF antagonists selectively blocked the increased self-administration of drugs associated with extended access to intravenous self-administration of cocaine [39], nicotine [17], and heroin [40]. CRF antagonists also blocked the increased self-administration of ethanol in dependent rats but not in nondependent rats [41] (Table 2).
Table 2.
Drug | CRF antagonist effects on withdrawal-induced anxiety-like responses |
Withdrawal-induced changes in extracellular CRF in CeA |
CRF antagonist effects on dependence-induced increases in self- administration |
---|---|---|---|
Cocaine | ↓[53] | ↑[57] | ↓[39] |
Opioids | ↓*[54] | ↑[58] | ↓[40] |
Ethanol | ↓[55] | ↑[59] | ↓[60] |
Nicotine | ↓[17] | ↑[17] | ↓[17] |
Δ9-tetrahydrocannabinol | ↓[56] | ↑[56] | nt |
, aversive effects with place conditioning.
nt, not tested.
CeA, central nucleus of the amygdala.
Norepinephrine functional antagonists (β1 antagonist and α2 agonist) injected into the lateral bed nucleus of the stria terminalis blocked precipitated opiate withdrawal-induced place aversions [42]. Functional norepinephrine antagonists block excessive drug intake associated with dependence on ethanol [43], cocaine [13], and opioids [44]. A focal point for many of these effects is the bed nucleus of the stria terminalis.
Dynorphin, an opioid peptide that binds to κ opioid receptors, has long been known to show activation with chronic administration of psychostimulants and opioids [37, 38], and κ opioid agonists produce aversive effects in animals and humans [45, 46]. A κ opioid antagonist blocks the excessive drinking associated with ethanol withdrawal and dependence [47]. The effects of dynorphin in producing negative emotional states have been hypothesized to be driven by activation of CRF systems [48], but other studies have shown that dynorphin may drive the CRF system [49, 50]. CRF1 knockout mice failed to show conditioned place aversion to opioid withdrawal and failed to show an opioid-induced increase in dynorphin mRNA in the nucleus accumbens [51].
Neuropeptide Y and nociceptin have cellular actions in the central nucleus of the amygdala and neuropharmacological actions in alcohol dependence that are the opposite to CRF, suggesting that the brain stress systems of the extended amygdala may be buffered by additional homeostatic mechanisms [38]. Other potential candidates contributing to such emotional dysregulation in the extended amygdala include vasopressin, substance P, orexin, neuropeptide Y, and nociceptin [38].
Hedonic dysregulation and allostasis
The overall conceptual theme argued here is that drug addiction represents a break with homeostatic brain regulatory mechanisms that regulate the emotional state of the animal. However, the view that drug addiction represents a simple break with homeostasis is not sufficient to explain a number of key elements of addiction. Drug addiction, similar to other chronic physiological disorders such as high blood pressure, worsens over time, is subject to significant environmental influences, and leaves a residual neuroadaptive trace that allows rapid “re-addiction” even months and years after detoxification and abstinence. These characteristics of drug addiction imply more than simply a homeostatic dysregulation of hedonic function and executive function, but rather a dynamic break with homeostasis of these systems that represents more an allostatic-like change.
Allostasis, originally conceptualized to explain persistent morbidity of arousal and autonomic function, is defined as “stability through change” and a continuous readjustment of all parameters toward a new set point [52]. An allostatic state can be defined as a state of chronic deviation of the regulatory system from its normal (homeostatic) operating level. Two components are hypothesized to adjust to challenges to the brain produced by drugs of abuse to produce an allostatic-like state: decreased activity of brain reward systems and recruitment of the brain anti-reward or brain stress systems (Figure 4). Repeated challenges, such as with drugs of abuse, lead to attempts of the brain via molecular, cellular, and neurocircuitry changes to maintain stability but at a cost. For the drug addiction framework elaborated here, the residual deviation from normal brain reward threshold regulation is termed an allostatic state. This neurochemical dysregulation in emotional systems in the extended amygdala outlined herein is hypothesized to persist into protracted abstinence and provide a motivational background for craving and relapse.
Acknowledgments
The author would like to thank Michael Arends for his exemplary assistance with the preparation of this manuscript. Research was supported by National Institutes of Health grants AA06420 and AA08459 from the National Institute on Alcohol Abuse and Alcoholism, DA10072, DA04043, and DA04398 from the National Institute on Drug Abuse, and DK26741 from the National Institute of Diabetes and Digestive and Kidney Diseases. Research also was supported by the Pearson Center for Alcoholism and Addiction Research. This is publication number 19899 from The Scripps Research Institute.
Footnotes
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