Abstract
Quantifying atmospheric CO2 concentrations ([CO2]atm) during Earth’s ancient greenhouse episodes is essential for accurately predicting the response of future climate to elevated CO2 levels. Empirical estimates of [CO2]atm during Paleozoic and Mesozoic greenhouse climates are based primarily on the carbon isotope composition of calcium carbonate in fossil soils. We report that greenhouse [CO2]atm have been significantly overestimated because previously assumed soil CO2 concentrations during carbonate formation are too high. More accurate [CO2]atm, resulting from better constraints on soil CO2, indicate that large (1,000s of ppmV) fluctuations in [CO2]atm did not characterize ancient climates and that past greenhouse climates were accompanied by concentrations similar to those projected for A.D. 2100.
Keywords: paleosol barometer, carbon isotopes, pedogenic carbonate, Phanerozoic, climate sensitivity
The anthropogenically driven rise in [CO2]atm is well established (1) but its effect on future climate is less certain (2). Many recent studies indicate that [CO2]atm has controlled or strongly amplified Phanerozoic (542 Ma–present) climate variations (3–8) and therefore understanding the relationship between [CO2]atm and climate over geologic time provides crucial empirical constraints on the magnitude of future global warming (1, 9). Estimates of Paleozoic and Mesozoic [CO2]atm are largely based on the soil carbonate CO2 paleobarometer (10), which is the most temporally continuous proxy (indicator) for [CO2]atm over the past 400 million years. The CO2 paleobarometer is also considered the most reliable provider of [CO2]atm estimates for times when [CO2]atm was significantly above modern values (11). The CO2 paleobarometer suggests that [CO2]atm values exceeded 3,000 parts per million by volume (ppmV) during Permian (289–251 Ma) and Mesozoic (251–65 Ma) greenhouse climates (5, 8, 12). However, other [CO2]atm proxies, which are either considered to be less reliable at high [CO2]atm (stomatal index) or are newly developed and therefore less widely utilized (e.g., fossil bryophytes), typically result in [CO2]atm estimates for greenhouse climates that are much lower than estimates from soil carbonate (5, 6). The large discrepancy among proxies can be interpreted two ways: 1) large (1,000s of ppmV) variations in [CO2]atm occurred over relatively short time periods (in certain cases shorter than the temporal resolution of the proxy records) throughout the Phanerozoic or 2) some of the proxy estimates are inaccurate. In this study we use data from modern soils and incorporate an improved understanding of pedogenic carbonate formation to recalibrate the CO2 paleobarometer. We report that the most often quoted [CO2]atm values, those previously determined from pedogenic carbonate, are too high, and that paleo [CO2]atm values did not persist above 1,500 ppmV during the past 400 million years.
Pedogenic (soil) carbonate (calcite, CaCO3) forms in soils where potential
evapotranspiration exceeds precipitation, typically in arid to subhumid regions that
receive less than 100 cm of rain per year.
, released primarily by the dissolution of Ca-bearing minerals in
dust (13) is carried to depth by
downward-percolating water and eventually reprecipitates as pedogenic carbonate. The
dissolution and precipitation of calcite in soils occurs by the reaction:
and the following equation illustrates changes in the soil environment that can drive calcite precipitation
![]() |
[1] |
where aCaCO3 is the activity of calcite; mCa2+ is the concentration of calcium ions in aqueous solution; pCO2 is the partial pressure of CO2 in the soil gas; and K1, K2, Kcal, and KCO2 are temperature-sensitive equilibrium constants for the dissociation of carbonic acid, the dissociation of bicarbonate, the dissociation of calcite, and the hydration of CO2, respectively. Eq. 1 is valid for the system CaCO3-H2O-CO2 assuming activities equal concentrations and pH < 9. At thermodynamic equilibrium, calcite will precipitate when aCaCO3 reaches a value of 1. The value of aCaCO3 is increased by the following changes: 1) an increase in the concentration of Ca2+ in soil solution, 2) a decrease in soil pCO2, or 3) an increase in soil temperature (the product of the equilibrium constants increases with temperature, meaning calcite is less soluble at higher temperature). Quantification of mCa2+ required for aCaCO3 to reach a value of 1 under seasonally varying soil conditions indicates that the simultaneous occurrence of evapotranspiration, degassing of CO2, and heating of the soil probably drives pedogenic carbonate formation (14).
Pedogenic carbonate is thought to form in carbon isotope (13C/12C) equilibrium with soil CO2 (CO2 in the gas-filled soil pore spaces) because carbonate precipitates slowly and changes in the soil environment below 20–30 cm occur relatively slowly. Therefore, pedogenic carbonates provide a record of the carbon isotope composition of coexisting soil CO2. The carbon isotope composition of soil CO2 is, in turn, influenced by [CO2]atm because CO2 in soil pore spaces is a mixture between atmospheric CO2 and CO2 respired by organisms in the soil (15). Thus, measured carbon isotope compositions of pedogenic carbonate can be used to calculate [CO2]atm at the time the carbonate formed using the following equation derived from an isotope mass balance relationship (16):
![]() |
[2] |
where S(z) is the soil-derived
component of total CO2 in the soil (i.e.,
S(z) = [CO2]soil - [CO2]atm)
at depth z; δ13C is the
carbon isotope composition in standard delta notation;*
s, r, and a refer to soil
CO2, soil-derived (respired) CO2, and atmospheric
CO2, respectively; and the coefficient 1.0044 and the constant 4.4 derive
from the difference in diffusivity between
and
.
In order to determine ancient [CO2]atm, the value of
used in Eq. 2 is calculated from measured
δ13C values of carbonate preserved in
paleosols (fossil soils) using the temperature-dependent carbon isotope
fractionation factor between CO2 and calcite (17). Values for carbonate formation temperature,
, and
are either assumed or estimated from other proxies.† Values for S(z) were originally and
somewhat arbitrarily assumed to be ∼5,000–10,000 ppmV
(10). That range was primarily based on
mean growing season CO2 concentrations in modern soils that do not
contain pedogenic carbonate (16, 18) and with only a few exceptions (e.g., 8) has yet to be substantially revised. Efforts
to determine the range for S(z) through
measurement of soil CO2 concentrations in modern calcic soils are notably
lacking. Therefore, values for S(z) that are
appropriate in Eq. 2 remain poorly constrained despite the fact that
calculated values of [CO2]atm are directly proportional to
S(z). Improved estimates of
S(z) are required to increase the accuracy and
reduce the uncertainty in estimates of paleoatmospheric CO2
concentrations.
Results
We have determined that pedogenic carbonate does not form under mean growing season soil conditions (14) as had previously been assumed (10, 12, 16) and therefore appropriate values for S(z) are significantly less than 5000 ppmV. Results from monitoring the concentration and stable isotope composition of soil CO2 in central New Mexico demonstrate that pedogenic carbonate forms under seasonally warm and very dry conditions (14). As a soil warms and dries, all of the variables in Eq. 1 change in such as way as to contribute to an increase in aCaCO3: temperature increases, mCa2+ increases as water is removed from the soil, and soil pCO2 decreases as soil respiration rates become moisture limited. The observation that low soil CO2 concentrations help drive the precipitation of calcite in soils suggests that the value of S(z) during pedogenic carbonate formation is significantly lower than it is during mean growing season conditions. S(z) during pedogenic carbonate formation is below 1,000 ppmV in the desert soils studied and is below 2,500 ppmV in soils forming in a Piñon-Juniper Woodland despite the fact that CO2 concentrations in these soils increase to values of ∼3,000 and ∼7,000 ppmV, respectively, during the wet summer monsoon season (14). The lower values attending carbonate formation are valid for soils forming in semiarid regions and are the only published values of S(z) during pedogenic carbonate formation (14).
Clay-rich paleosols that formed in moister (subhumid) regions with temperate and tropical climates are commonly used for paleoatmospheric CO2 barometry. A compilation of minimum CO2 flux measurements from calcic, clay-rich soils in temperate grasslands, tropical grasslands, and tropical forests suggest that S(z) values in these soils decrease below 2,500 ppmV during dry, hot episodes (Table 1). Therefore, despite the fact that mean annual soil CO2 concentrations in temperate and tropical soils are generally higher than in desert soils, the S(z) values that occur in clay-rich soils from subhumid regions are similar to those that occur in gravelly soils from semarid regions during hot, dry episodes when pedogenic carbonate forms. A compilation of soil CO2 concentration measurements supports the idea that large seasonal variations in soil CO2 concentration occur in calcic soils and that warm-season S(z) values can decrease below 2,500 ppmV, even in climates with mean annual precipitation in excess of half a meter per year (28–31, Fig. 1).
Table 1.
Compilation of soil surface CO2 fluxes.
| Ecosystem | Soil Order | max Jo* | min†Jo | max S(z) (ppmV) | min S(z) (ppmV) | Ref. |
| temperate grassland | Vertisol | 55.5 | 3.5 | 25,700 | 1,620 | (19) |
| temperate grassland | Mollisol | 26.1 | 6.3 | 12,100 | 2,920 | (20) |
| temperate grassland | Mollisol | 57.6 | 3.6 | 26,700 | 1,670 | (21) |
| temperate grassland | Mollisol | 20.0 | 4.2 | 9,300 | 1,940 | (22) |
| temperate grassland | Inceptisol slightly calcareous | 28.8 | 3.6 | 13,300 | 1,670 | (23) |
| tropical grassland | alluvial soil | 29.2 | 4.6 | 13,500 | 2,130 | (24) |
| tropical grassland | Oxisol | 13.5 | 6.5 | 6,200 | 3,010 | (25) |
| tropical forest | Oxisol | 3.5 | 1.7 | 3,200 | 1,560 | (26) |
| tropical forest | Oxisol | 11.0 | 1.5 | 10,100 | 1,380 | (27) |
*Jo is the soil surface CO2 flux in mmol/m2/hr
†Minimum summer values are shown for the temperate grasslands; minimum annual values are shown for tropical soils
Fig. 1.
A compilation of observed seasonal variations in soil pore space CO2 concentrations. Data from modern calcic soils with native vegetation are shown. The soil atmosphere was sampled from soil gas wells installed below 50 cm in all studies. Mean annual precipitation (cm) for each study site is: New Mexico Piñon-Juniper woodland = 38, West Texas grassland = 40, Sonoran Desert shrubland = 30, Southern Nevada Fir-Pine = 55, Saskatchewan grassland = 35. Thin, horizontal lines highlight 5,000 ppmV, typically used for paleosol barometry, and 2,500 ppmV, a more accurate estimate of S(z) during pedogenic carbonate formation in most soils.
The large variations in soil CO2 concentrations indicated in Table 1 and Fig. 1 may be the most important factor influencing pedogenic carbonate formation and are probably a universal characteristic of calcic soils. The high CO2 concentrations during warm, wet periods of the year are responsible for carbonate dissolution and the mobilization of Ca2+, whereas decreasing concentrations associated with hot, dry periods are responsible for carbonate precipitation. Therefore, appropriate values for S(z) in Eq. 2 are not those that occur during mean growing season conditions when [CO2]soil is near its highest, but rather those that occur during hot, dry periods when [CO2]soil is near its lowest value and pedogenic carbonate is forming.
A calibration of the CO2 paleobarometer using Holocene
(11.7 ka–present) pedogenic carbonate supports the idea that
S(z) values during carbonate formation in
soils are lower than previously thought. Table 2 shows values of S(z)
that were calculated by solving Eq. 2 for
S(z) and then evaluating the resulting expression
using measured values of all of the other variables. Previously compiled
δ13C values of pedogenic carbonate from
Holocene soils in different climates (12)
were used with soil temperatures 5 °C higher than the mean
growing season soil temperatures reported by (12) (characteristic of hot, dry periods) (14) to calculate
. [CO2]atm and
were set to their preindustrial values of 280 ppmV and
-6.5‰, respectively (32).
values were taken as the
δ13C values of organic matter in the soils,
which were reported previously (12). The
resulting mean S(z) value is 2,800 ppmV,
approximately half the typically assumed value of 5,000 ppmV and similar to
S(z) values determined from surface efflux
measurements and the stable isotope-based study of soil carbonate formation (14). The calculated
S(z) values in Table 2 range from 1,000 to 6,000 ppmV, suggesting
that the uncertainty in S(z) for any one soil is
currently quite large. Calculating S(z) from
measurements of the depth to the soil carbonate horizon (33) may eventually reduce uncertainty in
S(z). However, this technique would benefit
from the consideration of all of the factors that influence the depth of carbonate
in soils (34) and a calibration in which the
S(z) values during carbonate formation are
determined and the depth to carbonate is measured in the same soils.
Table 2.
Values of S(z) calculated from Holocene soils.
*
|
*
|
*
|
Soil T (°C)† | ![]() |
atm CO2 (ppmV) | S(z) (ppmV) | |
| Bolivia | -23.3 | -6.5 | -8.5 | 16 | -18.4 | 280 | 5,300 |
| France | -25.0 | -6.5 | -10.0 | 17 | -19.7 | 280 | 3,838 |
| Greece | -25.7 | -6.5 | -9.3 | 19 | -18.8 | 280 | 1,329 |
| Greece | -23.7 | -6.5 | -7.5 | 19 | -17.0 | 280 | 1,245 |
| Nevada | -23.7 | -6.5 | -8.5 | 12 | -18.8 | 280 | 6,139 |
| Nevada | -23.9 | -6.5 | -8.5 | 11 | -19.0 | 280 | 5,389 |
| Nevada | -23.4 | -6.5 | -6.8 | 13 | -17.0 | 280 | 1,433 |
| New York | -25.6 | -6.5 | -9.4 | 21 | -18.7 | 280 | 1,297 |
| Saskatchewan | -24.2 | -6.5 | -7.9 | 20 | -17.3 | 280 | 1,168 |
| Saskatchewan | -24.1 | -6.5 | -8.4 | 20 | -17.8 | 280 | 1,586 |
| Turkey | -24.5 | -6.5 | -10.0 | 23 | -19.0 | 280 | 3,019 |
| Turkey | -24.5 | -6.5 | -10.3 | 23 | -19.3 | 280 | 4,151 |
| Utah | -24.5 | -6.5 | -7.4 | 16 | -17.3 | 280 | 1,034 |
| Utah | -24.4 | -6.5 | -7.5 | 16 | -17.4 | 280 | 1,120 |
| Utah | -23.8 | -6.5 | -8.8 | 16 | -18.7 | 280 | 4,094 |
| mean | 2,809 | ||||||
| 1σ | 1,842 |
*δ13C values are reported in ‰ vs PDB
†5 °C higher than temperature used by Ekart et al 1999.
Discussion
Atmospheric CO2 concentrations through the past 400 million years were recalculated in this study using an S(z) value of 2,500 ppmV, which is our best estimate for S(z) based on the results discussed above. The recalculated [CO2]atm values are compared with previously published CO2 records in Fig. 2. The recalculated values are up to 2,500 ppmV lower than those previously estimated from pedogenic carbonate (5, 12) and fall into agreement with estimates from other proxies (e.g., 6, 35–37) (Fig. 2B), thereby reconciling much of the discrepancy that had existed among different proxies. The recalculated proxy-based [CO2]atm values are also in good agreement with [CO2]atm values from the most recent version of the GEOCARB carbon cycle model (38) (Fig. 2C). The use of a single S(z) value for all paleosols is certainly a simplification and is being refined currently by further study of modern soils. However, S(z) = 2,500 ppmV is appropriate for averages of large numbers of paleosols, and we argue that it improves [CO2]atm estimates for much of the Phanerozoic.
Fig. 2.
A compilation of Phanerozoic atmospheric CO2 records. (A) A compilation of atmospheric CO2 records from different proxies. Paleosol carbonate-based estimates are from original papers in which S(z) values between 4,000 and 10,000 ppmV were used in Eq. 2. Compilation from (5) with additional proxy-based CO2 estimates (6, 8, 37, 39–48, D. Royer, pers. comm.). 10 million year bin means of the paleosol carbonate-based estimates and of all the other proxy-based estimates are shown by the black and green lines, respectively. (B) Same as Fig. 2A with [CO2]atm estimates from paleosol carbonate recalculated using S(z) = 2500 ppmV (see Methods). The estimates from paleosol carbonate (black curve) and all other proxies (green curve) are in far better agreement than they are in Fig. 2A (two goethite data points at 6,300 ppmV (174 and 188 Ma) were not included in the 10 million year bin means shown in Fig. 2A and Fig. 2B because these outliers have a strong influence on the averages and may represent transient fluctuations rather than typical Mesozoic atmospheric conditions). (C) Comparison of the [CO2]atm estimates from proxies with [CO2]atm estimates from GEOCARBSULF (38). The region shown for GEOCARBSULF output (the blue region in front) incorporates the full range of temporal variability in granite 87Sr/86Sr values considered in the model. The most recently published compilation of proxy-based [CO2]atm estimates (9) is shown in yellow (10 million year bins means ± 1σ). The revised proxy-based estimates (10 million year bin means ± 1σ shown in red) are generally in good agreement with the GEOCARBSULF model results and are substantially lower than the most recent compilation of proxy-based estimates. (D) Paleolatitudinal extent of Phanerozoic glaciations (49) showing the strong correlation between [CO2]atm and glaciation. CO2 concentrations predicted for the year A.D. 2100, assuming a heterogeneous world in which technological advancements spread slowly, population grows continuously, and economic development is primarily regional rather than global (2) (SRES anthropogenic emissions scenario A2), are shown as the horizontal gray bar in A, B, and C. Figure modified from (5).
Until now, the apparent disagreement among proxy estimates has obscured our understanding of paleo [CO2]atm. Reconciling the discrepancy between CO2 estimates from paleosol carbonate and other techniques indicates that large (1,000s of ppmV) variations in [CO2]atm did not characterize the Mesozoic Era. Moreover, the agreement between multiple proxies strongly supports the conclusion that the warmest episodes of the Mesozoic were associated with [CO2]atm equal to ∼1,000 ppmV rather than 2,000–3,000 ppmV (5, 8) (compare Fig. 2A and B). The relatively low [CO2]atm of 1,000 ppmV during greenhouse episodes suggest that either Mesozoic warmth was partially caused by a factor unrelated to CO2 or that the Earth’s climate is much more sensitive to atmospheric CO2 than previously thought.
Comparison of projected future [CO2]atm (2) with results from the recalibrated CO2 paleobarometer (Fig. 2B) indicate atmospheric CO2 may reach levels similar to those prevailing during the vegetated Earth’s hottest greenhouse episodes by A.D. 2100. The abrupt increase in [CO2]atm during the Early Permian is similar in magnitude to that possible for the next century in the absence of CO2 mitigation (Fig. 2B). Given that the Early Permian CO2 increase may have caused the termination of the Late Paleozoic Ice Age (7, 8, Fig. 2D), the only known icehouse-greenhouse transition on a vegetated Earth, the effects that unmitigated CO2 increases may have on future climate warrant careful consideration.
Materials and Methods
Individual [CO2]atm estimates based on paleosol carbonate were recalculated in this study using:
![]() |
where [CO2]atm,old is the previously reported value, S(z)old is the S(z) value originally used to calculate [CO2]atm,old (4,000–10,000 ppmV), and S(z)new is equal to 2,500 ppmV. S(z) values in modern clay-rich soils were calculated from soil surface CO2 flux measurements using a steady state production-diffusion model (16). The average depth of soil respiration used in the model was 10 cm for grassland ecosystems and 20 cm for forest ecosystems. Soil porosity, tortuosity, and temperature were assumed to be 0.4, 0.6, and 25 °C, respectively.
Acknowledgments.
We thank J. Quade, L.D. Barnes, S.W. Breecker, F.M. Phillips, and J.R. O’Neil for comments and discussion. We also thank D. Royer and N. Tabor for insightful reviews that substantially improved this paper. D. Royer provided a compilation of proxy-based CO2 estimates. Financial support was provided by the Caswell Silver Foundation to D.O.B. and by the National Science Foundation EAR 0642822 to Z.D.S. and L.D.M.
Footnotes
The authors declare no conflict of interest.
This article is a PNAS Direct Submission.
See Commentary on page 517.
*
, where R equals 13C/12C
and the subscripts “sam” and “std”
refer to the unknown sample and a standard (Pee Dee Belemnite, PDB),
respectively.
†Soil temperature (needed to calculate
) is typically assumed;
is either held constant (10) or is estimated from the δ13C
value of contemporaneous marine carbonates (e.g., 12) or well-preserved organic material (e.g., 8);
is either calculated from
(e.g. 12) or taken to
equal the δ13C value of well-preserved
organic material (e.g. 8).
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