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Published in final edited form as: Lancet. 2007 Sep 1;370(9589):758–764. doi: 10.1016/S0140-6736(07)61379-8

Poor airway function in early infancy and lung function by age 22 years: a non-selective longitudinal cohort study

Debra A Stern 1, Wayne J Morgan 1,2, Anne L Wright 1, Stefano Guerra 1,3, Fernando D Martinez 1
PMCID: PMC2831283  NIHMSID: NIHMS108871  PMID: 17765525

Abstract

Background

Together with smoking, the level of lung function attained in early adulthood is among the strongest predictors of chronic obstructive pulmonary disease. Whether airway function measured shortly after birth is a determinant of this level is currently unknown.

Methods

Non-selected infants were enrolled at birth in the Tucson Children's Respiratory Study in 1980-84. Infant maximal expiratory flows at functional residual capacity (V'maxFRC) were measured by the chest compression technique at 2 months (mean±SD: 2.3±1.9m); values were logarithmically transformed and adjusted for length. Forced expiratory volume in one second (FEV1), forced vital capacity (FVC) and forced expiratory flow between 25% and 75% of FVC (FEF25-75) were measured at ages 11, 16 and 22 years before and after 180μg of albuterol. Participant characteristics were determined at enrollment and at each time of testing.

Findings

Airway function was available for 123 participants in infancy and at least once at ages 11, 16 or 22 years. Using a random effects model, participants in the lowest quartile for infant V'maxFRC had persistently lower values for FEV1/FVC ratio (-5.2%, p<0.001), FEF25-75 (-663ml/s, p<0.001) and FEV1 (-233ml, p=0.001) through age 22 compared to the upper three quartiles, after adjusting for height, weight, age and sex. The magnitude and significance of the effect did not change appreciably after additionally adjusting for current wheeze, smoking, atopy and parental asthma.

Interpretation

Diminished airway function present shortly after birth is a risk factor for airflow obstruction in early adult life.

Introduction

Thirty years ago, Burrows and coworkers made the seminal observation that adults with a history of pediatric respiratory illness had lower levels of lung function and were more likely to develop obstructive lung disease than those without such a history (1). Although one plausible interpretation of this finding is that respiratory infections can damage the lung and predispose to obstructive lung disease, it is also possible that events occurring before any respiratory illness can predispose to both these early illnesses and to subsequent chronic impairment of lung function (2). In support of this latter contention, we and others demonstrated that children who presented with lower respiratory illnesses during the first years of life had lower maximal expiratory flows shortly after birth and before any such illnesses developed (3-6). These results suggested the hypothesis that the origins of chronic obstructive pulmonary disease could be found in fetal life, and specifically, in the factors that determine intrauterine growth of lungs and airways.

Longitudinal studies have suggested that a significant proportion of lung function deficits present during the third decade of life, and especially among subjects who have a diagnosis of asthma, persist into late adulthood and predispose for the development of chronic obstructive pulmonary disease (7). In this study we assessed to what degree these deficits are already present in the early post-neonatal period.

Methods

Participants

Healthy infants were enrolled at birth in the Tucson Children's Respiratory Study, a longitudinal non-selected birth cohort study of the early origins of respiratory disease; 1246 infants were enrolled between 1980 and 1984. The chest compression technique for assessing pulmonary function in infancy was developed as the last 376 infants were enrolled in the study. Only these infants were eligible for pulmonary function testing and 169 were tested shortly after birth (mean±SD: 2.3±1.9 months). Details of the selection and exclusion criteria and the have been reported (3). Informed consent was obtained from participants or their parents, and the Institutional Review Board of the University of Arizona approved the study.

Pulmonary Function Tests

In infancy, partial expiratory flow-volume curves were obtained by the chest-compression technique and the maximal expiratory flow at functional residual capacity (V'maxFRC, in milliliters per second) was recorded; technique details have been previously published (4, 8). Among the 169 participants with infant pulmonary function data, follow-up spirometry was obtained according to American Thoracic Society standards for 123 individuals at ages 11 (mean±SD 10.9±0.4yr, n=109), 16 (16.8±0.5yr, n=87) and/or 22 years (21.7±0.6yr, n=83) using a custom built, pneumotachometer-based system running software on a portable computer at age 11(9) and a portable Schiller Spirovit SP-1 (Schiller AG, Baar, Switzerland) at ages 16 and 22 (10). Systems were calibrated with a Jones flow-volume calibrator (Model FVC-3000; Jones Medical Instrumentation Company, Oakbrook, IL). None of the children had used a bronchodilator within 6 hours of testing. Subsequent to baseline measurements, a fixed dose of 2 puffs of albuterol (180 μg) was administered from a metered-dose inhaler and aerochamber holding device (Monaghan Medical Corp, Plattsburgh, NY) and the post bronchodilator spirometry obtained after 15 minutes. Spirometry indices included the forced vital capacity (FVC, milliliters), forced expiratory volume in one second (FEV1, milliliters), and the forced expiratory flow between 25 and 75% of the FVC (FEF25-75, milliliters per second). Response to bronchodilator (BD) was calculated for all spirometric indices as (post-BD - pre-BD) / (Post-BD + pre-BD)*100 at ages 11, 16 and 22. Methacholine challenges were performed at age 11 as previously reported (11) and bronchial hyperresponsiveness was defined as methacholine-dose response slope values below the 10th percentile for a healthy reference subgroup (skin test negative, had never wheeze, nor had been diagnosed as having asthma). The study nurses recorded height, weight, and age at the time of testing.

Phenotypic Information

At enrollment, parents completed a questionnaire describing their ethnicity, history of physician-diagnosed asthma, years of education, current age and current smoking. Additional information concerning pregnancy and the delivery of the infant was also collected. Physician confirmed lower respiratory illnesses were ascertained for each child from birth through age 3 years and concurrent symptoms recorded by the physician (12). Any occurrence of wheeze during the previous year was determined by a questionnaire completed at the time of follow-up spirometry (11, 16 and 22 years). Skin prick tests to 6 local aeroallergens (Hollister-Stier Laboratories, Everett, WA) were performed at ages 11, 16 and 22 as previously described (13). Tests were read at 20 min and wheal size recorded as the sum of the 2 diameters at right angles to each other (in mm); wheal sizes of ≥ 3mm were considered positive. Participants with at least one positive test were considered atopic. Active smoking by the subjects was determined from salivary cotinine levels (>10ng/ml) at age 16 years (competitive radioimmunoassay; Foundation for Blood Research, Scarborough, ME) and by self-completed questionnaire at age 22.

Statistical Analysis

Airway function measured in infancy (V'maxFRC, ml/sec) was logarithmically transformed (base e), adjusted for infant length and standardized to the average length of the infants at 2 months of age (57.4 cm) as previously reported (4). In the current study, length adjusted infant V'maxFRC was used as either a continuous (natural logarithm of ml/sec) or as a categorical predictive variable grouped into quartiles. Follow-up spirometry indices at ages 11, 16 and 22 years (FVC, FEV1, FEF25-75, and the FEV1/FVC ratio) were approximately normally distributed. For separate analyses at each survey, the follow-up spirometry indices were adjusted for concurrent height, weight, and sex, and the standardized residuals used as the outcome measure. Pearson correlation was used to evaluate the relation between normally distributed continuous variables. R2, calculated as the square of the Pearson correlation coefficient, was used to estimate the proportion of variability explained by infant airway function. A random effects model was used to assess follow-up spirometry longitudinally (14)(15). A more detailed description of these models is provided in the Web Appendix. The basic random effects models included age, height and weight as time-dependent covariates, gender and infant V'maxFRC as time-independent covariates. Potential confounders and other important covariates (parental variables: history of physician-diagnosed asthma, years of education, current age and smoking history; subject variables: ethnicity, the occurrence of early lower respiratory illnesses, current wheeze, active smoking and current atopy) were each entered separately in the basic random effects model. Covariates related to any of the follow-up spirometry indices with p-values <0.1 as well as covariates with biological significance, were retained for a final multifactorial model. Two-sided p-values of less than 0.05 were considered significant. STATA version 9.0 and SPSS version 14.0 were used for analyses.

Results

Participants included in the present study (n=123) had more educated mothers (p=0.02) and more paternal asthma (p=0.01) compared to all other CRS enrollees (n=1123) (Table 1). There were no significant differences between the two groups in sex and ethnic group distribution, in the occurrence of lower respiratory illnesses, allergy skin test reactivity, wheeze, or in parental smoking or age. The frequency of maternal asthma and paternal level of education was similar for the two groups.

Table 1.

Characteristics of participants included in the present study compared to all others enrolled in the study

Participant Characteristics
Included Participants
All Others
N % N % P*
Male 123 52.9 1123 48.8 0.4
Non-Hispanic White 123 61.8 1123 58.6 0.5
LRI by age 3yr 102 52.9 786 59.2 0.2
RSV LRI by age 3yr 102 22.6 764 24.1 0.7
Atopic at age 6yr 115 39.1 646 37.9 0.8
Active Wheeze at Age:
11yr 122 21.3 827 27.6 0.2
16yr 107 21.5 632 26.6 0.3
22yr 101 46.5 623 37.7 0.09
Maternal:
Asthma 122 10.7 1033 11.0 0.9
Smoking 123 19.5 1120 17.5 0.6
Education >12yr 123 77.2 1118 67.3 0.02
Age >28yr 123 41.5 1122 38.2 0.5
Paternal:
Asthma 114 19.3 980 11.2 0.01
Smoking 121 28.1 1105 31.8 0.4
Education >12yr 121 73.6 1096 70.0 0.4
Age >28yr 121 58.7 1109 53.1 0.2
*

P-values based on Pearson Chi-square statistic

At least one positive allergy skin prick test

The association of length-adjusted infant V'maxFRC with potential confounders was assessed (Web Appendix ETable 1). Males had lower infant V'maxFRC compared to females (p=0.003). There were no significant differences in infant V'maxFRC related to ethnicity or parental history of asthma, smoking, age or education level. In addition, birth weight, type of delivery, and number of previous pregnancies were unrelated to infant V'maxFRC. The lack of relation of these covariates to infant lung function must be interpreted with caution, however, given the current sample size. These results did not change when the analyses were stratified by gender (data not shown).

Unadjusted baseline spirometry indices for males and females at ages 11, 16 and 22 are shown in ETable 2. There was a highly significant correlation between length-adjusted infant V'maxFRC and height-, weight- and sex-adjusted FEV1/FVC ratio and FEF25-75 at ages 11, 16 and 22 (Table 2 and EFigure 1). Infant airway function accounted for between 9% and 14% of the variability in subsequent adjusted FEV1/FVC ratio and FEF25-75 at ages 11, 16 and 22. No significant association was found between length-adjusted infant V'maxFRC and adjusted FVC and FEV1 at any separate survey. Correlation coefficients between infant V'maxFRC and post-bronchodilator FEV1/FVC ratio and FEF25-75 were slightly lower than those for pre-bronchodilator values, but remained significant for ages 11, 16 and 22 years (Table 2). The relation between length-adjusted V'maxFRC and subsequent FEV1/FVC ratio and FEF25-75 was present for males and females at ages 11, 16 and 22, with small fluctuations in statistical significance at different ages (ETable 3).

Table 2.

Age specific Pearson correlation coefficients between length-adjus V'maxFRC* (natural logarithm of ml/sec) and adjusted pre- and post-bronch function at ages 11, 16 and 22. ted infant odilator lung

Height, weight and sex adjusted lung function at
Age 11yr (n=109) Age 16yr (n=87) Age 22yr (n=83)
r p r p r p



Pre-bronchodilator
FEV1/FVC Ratio 0.38 <0.001 0.32 0.003 0.34 0.002
FEF25-75 0.34 <0.001 0.33 0.002 0.30 0.006
FEV1 0.18 0.06 0.18 0.09 0.18 0.1
FVC -0.03 0.7 -0.03 0.8 -0.07 0.5
Post-bronchodilator
FEV1/FVC Ratio 0.26 0.007 0.28 0.01 0.30 0.006
FEF25-75 0.31 0.001 0.28 0.01 0.27 0.01
FEV1 0.09 0.4 0.14 0.2 0.13 0.2
FVC -0.06 0.6 -0.02 0.9 -0.04 0.7
*

V'maxFRC measured in infancy was logarithmically transformed, adjusted for length and standardized to the average length of the infants at 2 months of age (57.4 cm) as previously reported (4)

Spirometry indices were regressed with height, weight and sex and the standardized residuals saved and used as the outcome measure

Pearson correlation coefficient

A longitudinal random effects model was used to assess the relation between length-adjusted infant V'maxFRC and subsequent lung function. Infant V'maxFRC was directly associated with subsequent pre-bronchodilator FEV1/FVC ratio (p<0.001) and FEF25-75 (p<0.001) through age 22 years after adjusting for age, height, weight and sex (Table 3). In the longitudinal model, infant V'maxFRC was directly associated with FEV1 (p=0.01), but there was no association with FVC. Only current wheeze and current atopy, tested in the models as time-dependent covariates, and active smoking by the participant at ages 16 or 22 or both, met the cutoff for inclusion in the random effects models (p≤0.1); maternal smoking at enrollment was additionally retained. When the models shown in Table 3 were repeated including current wheeze, current atopy and smoking, there were essentially no changes in the magnitude or significance of the relation between infant V'maxFRC and subsequent lung function (Web Appendix ETable 4a.) The associations between infant lung function and post-bronchodilator FEV1/FVC ratio and FEF25-75 were similar to those observed using pre-bronchodilator values, although the association between infant lung function and post-bronchodilator FEV1 did not reach statistical significance (Table 3 and Web Appendix ETable 4b).

Table 3.

Random effects models* for the association between length-adjusted infant V'maxFRC (natural logarithm of ml/sec as a continuous predictive variable) and pre- and post-bronchodilator lung function at ages 11, 16 and 22 years

Pre-bronchodilator
FEV1/FVC Ratio (%) FEF25-75 (ml/s) FEV1 (ml) FVC (ml)
β (SE) p β (SE) p β (SE) p β (SE) p




Infant V'maxFRC
(ln of ml/s) 4.7 (1.0) <0.001 566 (128) <0.001 168 (64) 0.009 -2.8 (72) 0.9
Age (yr) -0.4 (0.1) <0.001 -8.5 (12.7) 0.5 18.2 (6.8) 0.007 41.0 (8.0) <0.001
Height (cm) 0.1 (0.03) 0.007 51.6 (4.4) <0.001 45.7 (2.4) <0.001 49.5 (2.8 <0.001
Weight (kg) -0.06 (0.02) 0.009 -2.4 (3.0) 0.4 2.5 (1.6) 0.1 6.8 (1.8) <0.001
Male -1.9 (1.0) 0.052 140 (129) 0.3 305 (65) <0.001 464 (72.7) <0.001
Model Constant 56 (6) <0.001 -7617 (787) <0.001 -5653 (408) <0.001 -5480 (464) <0.001
Post-bronchodilator
Infant V'maxFRC
(ln of ml/s) 3.1 (0.8) <0.001 489 (124) <0.001 113 (60.1) 0.061 -2.4 (68) 0.9
Age (yr) -0.2 (0.1) 0.031 17.0 (14.8) 0.2 26.6 (7.0) <0.001 40.6 (8.0) <0.001
Height (cm) 0.06 (0.03) 0.048 49.8 (5.1) <0.001 44.7 (2.4) <0.001 48.5 (2.8) <0.001
Weight (kg) -0.06 (0.02) 0.003 -1.5 (3.2) 0.6 2.5 (1.6) 0.10 6.6 (1.8) <0.001
Male -2.1 (0.8) 0.010 42.6 (126) 0.7 312 (61.0) <0.001 460 (68.9) <0.001
Model Constant 68 (5) <0.001 -6943 (821) <0.001 -5274 (394) <0.001 -5305 (447) <0.001
*

Models include 123 individuals with 279 total follow-up spirometry data points. Age, height and weight were entered as time-dependent covariates; infant V'maxFRC and sex as time-independent covariates

The relation between infant V'maxFRC and subsequent lung function was assessed separately in males and females by stratifying the longitudinal models by gender. Length-adjusted V'maxFRC was directly associated with subsequent pre-bronchodilator FEV1/FVC ratio and FEF25-75 (p<0.001) in both males and females (ETable 3) and there was no significant relation with FEV1 or FVC after adjusting for height, weight and age. The associations between infant lung function and post-bronchodilator FEV1/FVC ratio and FEF25-75 were similar for males and females (ETable 3).

The relation between infant V'maxFRC and subsequent lung function was further assessed by grouping infant V'maxFRC into quartiles. Using random effects models, the predicted values for FEV1, FEV1/FVC ratio and FEF25-75 for males were plotted by quartiles for length-adjusted infant V'maxFRC in Figure 1. Participants in the lowest quartile for infant V'maxFRC had persistently diminished values for FEV1/FVC ratio (-5.2% [95%CI: -7.4, -3.0], p<0.001), FEF25-75 (-666ml/s [-955,-378], p<0.001) and FEV1 (-234ml [-377,-91], p=0.001) through age 22 compared to the upper three quartiles combined, after adjusting for height, weight, age and sex. Additionally, there was no significant age by infant V'maxFRC interaction. Similar results were obtained for the lowest quartile for infant V'maxFRC and adjusted post-bronchodilator FEV1/FVC ratio (-3.6% [-5.4, -1.9], p<0.001), FEF25-75 (-602ml/s [-881,-322], p<0.001) and FEV1 (-176ml [-311,-42], p=0.1) through age 22 years compared to the upper three quartiles.

Figure 1.

Figure 1

Predicted FEV1, FEF25-75 and FEV1/FVC ratio mean values for males at ages 11, 16 and 22 years by length-adjusted infant V'maxFRC quartile groups using random effects models. Predicted values were standardized to the mean height and weight for males at ages 11, 16 and 22 years. An interaction term between survey (age 11, 16 and 22) and quartiles for infant V'maxFRC was included in the models. P-values were estimated at each survey from the models.

The response to bronchodilator was calculated for all four spirometric indices. Infant V'maxFRC was inversely related to bronchodilator response for FEV1/FVC ratio at ages 11 and 22 and FEV1 at age 22, though trends at the other ages were consistent albeit not significant (ETable 5). When evaluated using the random effects model, infants in the lowest quartiles of infant V'maxFRC had significantly higher responses to bronchodilator for FEV1/FVC ratio (+1.18% [0.4, 1.9], p=0.002), FEF25-75 (+3.37% [0.9, 5.8], p=0.006) and FEV1 (+1.38% [0.4, 2.4], p=0.006) through age 22 years compared to the upper three quartiles. In contrast, the proportion of children with bronchial hyperresponsiveness to methacholine at age 11 was unrelated to infant V'maxFRC (28.6%, 27.8%, 25.0% and 31.3% for the lowest to highest quartiles respectively, trend chi2 p=0.9).

Concordant with previous reports from this same cohort (3), infants in the lowest quartile for V'maxFRC were characterized by an increased risk for the development of lower respiratory illnesses in the first three years of life (77%) compared to children in the upper three quartiles combined (45%, p=0.005, Table 4). Infants in the lowest quartile were not significantly different from those in the upper three quartiles regarding ethnicity, sex, maternal asthma or smoking, and they were not more likely to have current wheeze at ages 11, 16 and 22 years (Table 4).

Table 4.

Characteristics of infants by quartiles of infant V'maxFRC

Infant V'maxFRC (ml/s) Quartiles % % % LRI by 3 % Atopic at % Maternal % Wheeze at

N Male NHW* Yr 6yr Asthma Smoking 11yr 16yr 22yr
1 (23.1 - 78.3) 27 66.7 59.3 76.9 40.7 15.4 18.5 25.9 21.7 52.2
2 (79.0 - 119.1) 33 66.7 57.6 52.0 46.7 12.1 30.3 21.2 26.9 46.2
3 (120.3 - 165.7) 31 45.2 64.5 44.0 24.1 3.2 19.4 20.0 14.3 37.5
4 (167.3 - 242.3) 32 34.4 65.6 38.5 44.8 12.5 9.4 18.8 23.3 50.0
Trend Chi2 0.003 0.5 0.005 0.8 0.5 0.2 0.5 0.8 0.8
Lower Quartile compared to upper three quartiles
1 (23.1 - 78.3) 27 66.7 59.3 76.9 40.7 15.4 18.5 25.9 21.7 52.2
2-4 (79.0 - 242.3) 96 49.0 62.5 44.7 38.6 9.4 19.8 20.0 21.4 44.9
Pearson Chi2 0.1 0.8 0.005 0.8 0.4 0.9 0.5 0.9 0.5
*

Non-Hispanic White

Discussion

We found that up to 14% of the variance in measurements of airway function (FEV1, FEV1/FVC ratio, and FEF25-75) in young adults was explained by the maximal flows at functional residual capacity (V'maxFRC), an index of airway function obtained from partial expiratory flow-volume curves, measured in the same subjects at a mean age of 2 months. Correlations with infant lung function were statistically significant for both pre- and post-bronchodilator indices of airway function at ages 11-22 years, but results were stronger for the former than for the latter. Moreover, subjects who had diminished airway function as infants had significantly increased responses to bronchodilators. We did not measure post-bronchodilator infant lung function, and thus we do not know if the weaker association between infant lung function and bronchodilator responsiveness was due to inter-individual variability in congenital responses to bronchodilators. It is likely, however, that both reversible and irreversible determinants of maximal flows during forced expirations may explain the correlations observed prior to bronchodilator administration. We found no association between infant lung function and subsequent bronchial responses to methacholine suggesting that structural characteristics of the lung, and not intrinsic airway hyperresponsivess, are responsible for the observed tracking of airway function from birth to early adult life.

A more detailed analysis of the data suggested that a significant proportion of the correlation between infant airway function and lung function up to adult life was attributable to subjects who had already diminished airway function shortly after birth. These subjects, who were so classified because they were in the lowest quartile for length-adjusted infant V'maxFRC, had, for example, mean (95%CI) predicted FEV1/FVC ratios of 75.1% (73%-77%) at age 22 years, that is, a level that was 5.2% lower than mean values for subjects in the other 3 quartiles. This could indicate that subjects with airflow obstruction at birth are those more likely to remain in the lowest end of the distribution until early adult life, whereas tracking of airway function may be less evident in children with normal airways. However, we cannot exclude the possibility that, when using the passive chest compression technique to obtain partial flow-volume curves (8), maximal flows could have been more readily obtained in infants with congenitally narrower airways than in those with larger airway. If this were the case, however, our results would underestimate the correlation between infant airway function and lung function obtained with full flow-volume curves in older children and adults.

Previous studies had demonstrated that spirometric parameters show marked tracking during school age, that is, individuals within a cohort remain at a relatively constant deviation from the mean over time (16, 17). Our results suggest that tracking at the lowest levels of airway function is already established shortly after birth, and that subjects who are born with low levels of V'maxFRC have persistently low levels of lung function up to age 22 years. Similarly, Turner et al (18) reported positive correlation between airway function in infancy and lung function measured at ages 6 and 11 years in children with different wheezing phenotypes. Filippone et al (19) observed that in children with bronchopulmonary dysplasia, airway function tracks from age 2 to age 9 years. Hoo et al (20) found strong tracking of airway function between birth and 9 months of age in infants of both normal and low birth weight. Taken together, these findings support the hypothesis that the factors that control airway development in-utero play an important role in determining the level of airway function that a subject will attain by early adult life. This hypothesis is compatible with the observation that branching of the bronchial tree is complete by 16 weeks of gestation (21), and that the number of terminal bronchiolar duct endings does not increase postnatally (22). It should also be noted that elastic recoil plays a key role in determining maximal expiratory flow (23, 24), not only because it is the motive force behind flow, but also because of its role in maintaining airway patency. Unfortunately, we did not measure static recoil in this epidemiologic study because of the invasive nature of its measurement. It is, however, not inconceivable that life-long alterations in the static recoil of the lung either alone or in combination with altered airway conductance could have led to our findings.

Using data obtained from these same study subjects, we previously showed that children who wheezed during viral infection in the first years of life, and especially those whose symptoms had remitted by age 6 (“transient wheezers”), had lower premorbid V'maxFRC levels than children who never wheezed during the pre-school years (4). Other long-term birth cohort studies had previously shown that adults who had lower respiratory illnesses in early life had lower levels of lung function than those with no such history (25). Our current results suggest that alterations in airway development in-utero predispose both to lower respiratory illnesses and to subsequent deficits in lung function during adult life. This does not exclude the possibility that lower respiratory illnesses in early life, especially among children whose symptoms persist beyond the pre-school years, may themselves cause additional deficits in lung function growth that become apparent after birth (10). In addition, other studies have shown that passive smoking (26), and air pollution (27), among other factors (28), may affect airway function.

Chronic obstructive pulmonary disease (COPD) is currently the fourth leading cause of death in the U.S. (29) and is projected to become the third leading cause of death worldwide by 2020 (30). Its defining characteristic is the presence of irreversible airflow obstruction, which is conventionally defined as the presence of a post-bronchodilator FEV1/FVC ratio of <70% (31). Although cigarette smoking is known to be the major risk factor for this disease (32-34), 5-10% of non-smoking young adults and up to 30% of non-smoking adults aged 65 or more have evidence of COPD (35). Among non-smokers, impaired lung function is also a significant predictor of mortality due to ischemic heart disease and stroke (36). Individuals who enter adult life with lung function deficits are more likely to develop chronic obstructive pulmonary disease during the later adult years, especially if they had lower respiratory illnesses in early life (37). In our cohort, individuals in the lowest quartile of infant lung function start adulthood with significant deficits in FEF25-75, FEV1 and the FEV1/FVC ratio. We postulate that, even if these individuals were to show lung function decline during adults life at rates similar to those observed in non-smokers (38), they would reach the threshold of FEV1 and FEV1/FVC ratio that define COPD (31) at an earlier age than their peers. It is thus possible that fetal determinants of airway function may predispose not only to airflow obstruction and chronic obstructive pulmonary disease, but also to non-respiratory morbidity and mortality during adult life.

The factors that determine normal and impaired pulmonary development in-utero are not well understood. Lung morphogenesis is a highly regulated process that may be disturbed by both genetic and environmental factors in-utero (39). Among these factors, maternal smoking during pregnancy has been consistently associated with lower levels of lung function in both infants (40) (41) and older children (42). Children with chronic lung disease of prematurity have significantly impaired lung function growth (43), as do, to a lesser extent, premature children who did not have chronic lung disease of prematurity (44). Our result suggest that a better understanding of the mechanisms that control normal lung growth in-utero may contribute significantly to the development of strategies for the prevention of chronic obstructive pulmonary disease in adult life.

Supplementary Material

1

Acknowledgements

We thank Bruce Saul for data management and our study nurses, Marilyn Lindell and Lydia de la Ossa, for data collection and participant follow-up. This work was supported by National Heart Lung and Blood Institute grants HL-14136 and HL-56177.

Supported by NIH grant: HL-56177

Footnotes

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Role of the funding source The funding source had no role in the study design, data collection, data analysis, data interpretation, or writing of the report. The corresponding author had full access to all the data in the study and had final responsibility for the decision to submit for publication.

Conflict of Interest Statement We declare that we have no conflict of interest.

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