Abstract
Appropriate development of the retina and optic nerve requires that the forebrain-derived optic neuroepithelium undergoes a precisely coordinated sequence of patterning and morphogenetic events, processes which are highly influenced by signals from adjacent tissues. Our previous work has suggested that transcription factor activating protein-2 alpha (AP-2α; Tcfap2a) has a non-cell autonomous role in optic cup (OC) development; however, it remained unclear how OC abnormalities in AP-2α knockout (KO) mice arise at the morphological and molecular level. In this study, we show that patterning and morphogenetic defects in the AP-2α KO optic neuroepithelium begin at the optic vesicle stage. During subsequent OC formation, ectopic neural retina and optic stalk-like tissue replaced regions of retinal pigment epithelium. AP-2α KO eyes also displayed coloboma in the ventral retina, and a rare phenotype in which the optic stalk completely failed to extend, causing the OCs to be drawn inward to the midline. We detected evidence of increased sonic hedgehog signaling in the AP-2α KO forebrain neuroepithelium, which likely contributed to multiple aspects of the ocular phenotype, including expansion of PAX2-positive optic stalk-like tissue into the OC. Our data suggest that loss of AP-2α in multiple tissues in the craniofacial region leads to severe OC and optic stalk abnormalities by disturbing the tissue–tissue interactions required for ocular development. In view of recent data showing that mutations in human TFAP2A result in similar eye defects, the current findings demonstrate that AP-2α KO mice provide a valuable model for human ocular disease.
INTRODUCTION
The vertebrate forebrain is derived from a simple sheet of neuroectoderm that gives rise to complex structures of the central nervous system, including the retina and optic nerve. Patterning of the developing forebrain is influenced by surrounding tissues such as the head mesenchyme, non-neural ectoderm and ventral midline structures (1,2). As the neural tube closes, the first morphological indication of the future eye is seen as a protrusion of the forebrain called the optic vesicle (OV). As in other regions of the nervous system, regionalization of the optic neuroepithelium relies on the integration of extracellular signaling molecules and intrinsic transcriptional networks that direct the acquisition of neuronal, glial or epithelial phenotypes. As the OV invaginates to form a bilayered optic cup (OC), it becomes partitioned into three domains: the neural retina (NR), retinal pigment epithelium (RPE) and optic stalk. These patterning events are highly dependent upon signaling interactions with the periocular mesenchyme (POM), a loosely aggregated population of mesenchymal cells that surrounds the developing eye and contributes to multiple ocular structures (3), the surface ectoderm, which generates the lens and cornea and is in close contact with the distal OV during lens placode formation (4), as well as adjacent neuroepithelial tissue (5).
Multiple studies in chick, fish and mouse models have shown that midline-derived sonic hedgehog (SHH) provides essential cues to the developing optic neuroepithelium (6–9). Fibroblast growth factor (FGF) signals from the ocular surface ectoderm have an organizational role in patterning the OV, by promoting NR formation and repressing RPE specification (10–12). Studies using explant cultures of chick OVs have shown that a transforming growth factor beta-like signal from the POM favors RPE formation through induction and maintenance of RPE-specific genes and inhibition of NR-specific transcription factors (13). Differentiation of the POM is intrinsically regulated by transcription factors such as FOXC1 and PITX2 (14,15), and also influenced by signals from the lens and OC (16,17). As well as being crucial for the development of POM-derived structures of the eye, transcription factors expressed in the POM can also have non-cell autonomous influences on additional ocular tissues, as has been demonstrated for PITX2 in optic stalk morphogenesis (15). Components of the bone morphogenetic protein (BMP), retinoic acid (RA) and Wnt signaling pathways are also expressed in ocular and periocular regions, and there is increasing evidence for the involvement of these pathways in specification of the optic neuroepithelium (5,17–22).
Mutations in the human transcription factor activating protein-2 alpha (AP-2α) gene, TFAP2A, have recently been shown to cause Branchio-oculo-facial syndrome (BOFS) (23–26), an autosomal dominant disorder characterized by craniofacial and eye defects (27,28). Our previous work has established AP-2α as a crucial regulator of ocular morphogenesis (29–34). During mouse eye development, AP-2α, encoded by Tcfap2a, is expressed in ocular and periocular tissues, including the lens placode and its derivatives, the POM and the NR (29,34). Tcfap2a germ-line knockout (KO) mice have eyes embedded inside the head that exhibit absent cornea and eyelids, failed or defective lens induction and abnormalities in the OC. Though no AP-2 proteins are expressed in the RPE, lamination defects in the inner NR are accompanied by a striking OC patterning defect, in which a variable portion of the RPE is converted to an inverted NR (29,34). Our subsequent studies of lens placode-specific Tcfap2a KOs demonstrated an intrinsic role for AP-2α in lens vesicle separation and maintenance of the lens and corneal epithelial cell phenotypes, and also revealed that confining the Tcfap2a deletion exclusively to the developing lens did not impact NR or RPE development (32,33). In addition, we recently showed that conditional deletion of Tcfap2a in the developing retina did not lead to any OC defects observed in Tcfap2a germ-line KOs (34). These outcomes have prompted us to re-examine the OC phenotype in Tcfap2a germ-line KOs (referred to herein as AP-2α KOs), and consider the non-cell autonomous roles for AP-2α in OV/OC development and specification or maintenance of the RPE. Our findings show that overall craniofacial dysgenesis in the germ-line KOs, resulting from loss of Tcfap2a in multiple tissues, disturbs the tissue–tissue interactions required for OC and optic stalk development.
RESULTS
Expression pattern of AP-2α during OC development
Although we have previously reported on AP-2α expression in the developing lens and retina, we have not followed its expression pattern in the early embryonic ocular region, particularly in the head mesenchyme cells surrounding the eye. Although AP-2α is known to be expressed in the neural crest-derived head mesenchyme (35–38), its expression pattern specifically in the POM has not been examined. Our current analysis shows that, as expected, AP-2α protein was expressed in the surface ectoderm throughout OC formation, and remained in the anterior lens epithelium following its separation from the surface ectoderm (Fig. 1). At embryonic day (E) 8.75, when the OV is evaginating but has not yet reached the surface ectoderm, the majority of head mesenchyme cells surrounding the early OV expressed AP-2α (Fig. 1A). By E9.5, AP-2α was detected in a small population of POM cells adjacent to the RPE domain in the dorsal OV (Fig. 1B), which is the region of optic neuroepithelium containing presumptive RPE cells that eventually occupy the outer layer of the OC. AP-2α was not detected in the POM beyond E10.5, and was absent from neuroepithelial-derived ocular structures until later stages of OC morphogenesis, when it is expressed in developing amacrine cells of the NR (Fig. 1C–E and not shown; 34).
Defects in AP-2α KO optic neuroepithelium begin at OV stage
We have previously shown that the OCs in AP-2α KOs become embedded inside the head and exhibit a variable defect in which a portion of the RPE is replaced by a duplicated, inverted NR (29,34). However, it remained unclear how these defects developed at the morphological and molecular level. To this end, we first conducted a detailed histological examination of the AP-2α KO ocular region during OC development (Figs 2 and 3). Compared with control littermates, in which there was a clear demarcation between the telencephalic and diencephalic vesicles by E9.5 (Fig. 2A), the anterior neural tube in AP-2α KOs remained a single narrow vesicle and failed to close (Fig. 2 E and F, red asterisks). By E9.5, it was apparent that OVs evaginated from the forebrain of AP-2α KOs, but were mispositioned (Fig. 2E). In contrast to control littermates, the distal portion of the OV (future NR) in AP-2α KOs failed to orient itself correctly with respect to the surface ectoderm and instead predominantly faced POM (Fig. 3A and E, red asterisks). By E10.5 during normal mouse embryogenesis, the developing RPE is a 1–2 cell thick layer in the outer OC, and the optic stalk has begun to thin and elongate as the space between the OC and diencephalon expands (Fig. 2B). In contrast, the optic stalk in AP-2α KOs remained thicker and failed to lengthen in the same fashion as controls (Fig. 2B and F, red arrowheads). The AP-2α KO OVs invaginated to form OCs with an outer layer that appeared similar in thickness to the wild-type presumptive RPE (Fig. 3B and F, black arrows); however, the proximal-most region adjacent to the optic stalk was consistently thickened compared with controls (Fig. 3B and F, orange arrowheads). At this stage, morphogenesis of the AP-2α KO ventral retina appeared delayed compared with controls (Fig. 3B and F, bottom orange arrowheads). By E11.5, the AP-2α KO OCs were connected to the neural tube by a shortened, thickened optic stalk (Fig. 2G, red arrowheads), and were often severely turned, at times as much as 90° relative to the surface ectoderm compared with controls (see eyes in Fig. 2C versus G, inset). This turning was often associated with mispositioning of the mutant lens. Regions of the outer OC layer were visibly thickened (Fig. 3G, arrowheads) compared with the presumptive RPE of controls, which had formed a monolayer by this stage (Fig. 3C, arrow). At E11.5 and onwards, we commonly observed eyes in which at least half of the outer OC had a duplicated NR forming in place of the RPE (Figs 2H and 3G, H). In the AP-2α KOs, the ventral retina either remained underdeveloped (Fig. 3I and J, red arrows), or did undergo morphogenesis to a variable degree but displayed a duplicated NR in the outer OC (Figs 2H and 3G, H, black arrowheads). We also observed thickening in regions of the dorsal presumptive RPE (Fig. 3G–J, blue arrowheads). Beyond E12.5, the AP-2α KO OCs became further buried inside the head such that an optic stalk remnant was virtually absent, and the eyes were directly attached to the poorly developed neural tube (Fig. 2H). Multiple aspects of the AP-2α KO ocular phenotype were variable, including the extent of RPE-to-NR conversion, the presence of an obvious lens (which occurred in 75% of AP-2α KO eyes examined) and degree of eye turning.
Patterning and lamination defects in AP-2α KO NR
To assess how the abnormal ocular morphology in AP-2α KOs impacted OV/OC patterning, we examined the expression of patterning markers by immunofluorescence. These included VSX2 (formerly CHX10), the earliest marker of the presumptive NR and MITF, which is initially expressed throughout the entire mouse OV and becomes restricted to the presumptive RPE by E9.5 (12,39–41). At E9.5 and E10.5, although VSX2 protein in the AP-2α KO was detected in the correct region (presumptive NR), its expression appeared reduced compared with controls (Fig. 4A, B, E, F, arrows). This was accompanied by persistence of MITF as well as the RPE determinant OTX2 (42) in the NR territory (Fig. 4M and N, arrows and not shown), both of which were already down-regulated in this region in controls (Fig. 4I and J and not shown). Interestingly, by E11.5 the AP-2α KO NR no longer misexpressed MITF or OTX2 (Fig. 4O and not shown) and expressed VSX2 in a pattern that resembled the control NR (Fig. 4C and G). Throughout embryogenesis, PAX6 expression in the developing AP-2α KO NR did not differ from wild-type littermates (not shown). In addition to NR progenitor factors (PAX6 and VSX2), indicators of retinal neurogenesis were also detected in the AP-2α KO. An anti-ISL1/2 (Islet-1/2) antibody, which labels developing amacrine and ganglion cells at E14.5 (43,44), showed similar expression patterns in the AP-2α KO and control NR, primarily in the inner retina with a few positive cells scattered in the outer neuroblast layer (Supplementary Material, Fig. S1A and D). These data confirm our previous finding that early neurogenesis was largely unaffected in the AP-2α KO NR (34). However, by late embryogenesis, we observed a general deterioration of NR architecture in AP-2α KOs, as lamination failed to progress and the cells appeared increasingly disorganized compared with controls (Supplementary Material, Fig. S1B and E).
Conversion of AP-2α KO RPE to a second NR
The expression patterns of genes in the presumptive RPE domain were also altered in AP-2α KOs. Both Mitf and Otx2 are key upstream regulators of the genetic cascades that confer pigmented epithelial properties to the RPE (21). At OV and early OC stages, MITF and OTX2 were expressed in the developing RPE territory in wild-type and AP-2α KO eyes (Fig. 4I, J, M, N, arrowheads and not shown). However, by E11.5 and onwards, when the duplicated NR was clearly evident, MITF and OTX2 protein expression was either not detected or reduced in thickened regions of presumptive RPE (Fig. 4O and P, white outlines and not shown). The absence of RPE-promoting genes was accompanied by ectopic VSX2 expression in the outer layer of the OC (Fig. 4G and H, outlined regions) as well as an increase in phospho-histone H3 (PH3)-labeled cells (Fig. 9F). Whereas the loss of RPE characteristics consistently occurred throughout the entire ventral OC, this phenomenon was more patchy in the dorsal OC—although it was commonly observed in the distal-most presumptive RPE facing the surface ectoderm (Fig. 4G, H, O, P). As we have previously reported (34), the duplicated NR also expressed markers of neurogenesis in a temporally similar fashion as the primary NR, though in an inverted orientation. These included indicators of retinal ganglion cells (RGCs)-POU4F2 (BRN3B), ISL1/2, CALB2 (calretinin), as well as amacrine cells-ISL1, CALB2 [Supplementary Material, Fig. S1A, B, D, E and not shown (34)]. We also examined the expression of OTX2 in the duplicated NR during late embryogenesis. In addition to promoting RPE specification, OTX2 is expressed in post-mitotic retinal neuroblasts and is known to be required for mouse photoreceptor and bipolar cell development (45–47). At E17.5, OTX2 expression in the NR is concentrated in the outer neuroblast layer containing the presumptive photoreceptors (47). An inverted version of this expression pattern was also detected in the AP-2α KO duplicated NR, providing evidence of photoreceptor specification in the normal and ectopic retina (Supplementary Material, Fig. S1C and F).
Expansion of Pax2 into the AP-2α KO presumptive RPE territory
Beginning at E10.5, we noted an additional region of the AP-2α KO outer OC at the OC-optic stalk border that did not exhibit an RPE phenotype (Fig. 4N, asterisk). A section of presumptive RPE adjacent to the midline showed reduced or absent MITF and OTX2 expression compared with controls (Fig. 4N–P, asterisks and not shown), and also lacked PAX6 expression by E11.5 and onwards (not shown). Immunostaining of adjacent sections with anti-PAX2 showed that this region corresponded to a portion of the presumptive RPE in which PAX2 was ectopically expressed (Fig. 5 and not shown). The lack of PAX6 expression in this region was not unexpected, given that reciprocal inhibition between PAX6 and PAX2 is involved in establishing the OC versus optic stalk territories (48). During eye morphogenesis PAX2 is expressed primarily in the ventral OV and later becomes restricted to the optic fissure and optic stalk (49,50). Further examination of PAX2 expression showed that whereas it was largely confined to the ventral NR and ventral optic stalk domains in wild-type eyes at E9.5 and E10.5, it appeared to be expanded dorsally in AP-2α KOs (Fig. 5A, B, F, G, arrowheads). The portion of outer OC into which PAX2 had expanded corresponded to the consistently thickened region of presumptive RPE adjacent to the optic stalk noted during histological examinations (compare Figs 3F and 5G). Between E11.5 and E14.5, PAX2 gradually became confined to the optic stalk and newly formed optic disk in wild-type embryos (Fig. 5C–E). In AP-2α KOs, the shortened PAX2-postitive optic stalk seen at E11.5 (Fig. 5H) was nearly absent by E12.5, in which only a small remnant of PAX2-positive optic stalk that was attached almost directly to the neural tube could be detected (not shown). Beginning at E11.5, the PAX2 expression domain in AP-2α KOs was clearly extended into regions of presumptive RPE closest to the neural tube (Fig. 5H–J, arrowheads). During OC morphogenesis, the reciprocal expression patterns of PAX2 and MITF demarcate a tight RPE-optic stalk boundary (Fig. 6A, arrows) in which PAX2-positive cells do not overlap with MITF-positive pigmented cells of the presumptive RPE (51; Fig. 6B and C, arrows). Co-staining of PAX2 and MITF in AP-2α KO embryos at multiple stages of OC development (E11, 11.5, 12.5 and 14.5) revealed that regions of the presumptive RPE ectopically expressing PAX2 were almost always MITF-negative, so that the border between PAX2-positive and MITF-positive cells was maintained but ‘shifted’ into the OC (Fig. 6D and E, arrows). Corresponding phase views at E14.5 showed that sharp MITF-PAX2 borders were associated with pigmented versus non-pigmented cells in both wild-type and AP-2α KOs (Fig. 6B, C, E, F, arrows). However, unlike wild-type eyes, occasional intermingling of PAX2-positive and MITF-positive cells was detected in AP-2α KOs (Fig. 6E, arrowhead). Closer inspection showed that PAX2-MITF overlap in AP-2α KOs was found only in non-pigmented regions (Fig. 6F, arrowhead).
Optic nerve development and optic fissure closure are impaired in AP-2α KOs
Our histological observations of AP-2α KO eyes showed that optic nerve morphogenesis was defective (Fig. 2). Expression of PAX2 in the early AP-2α KO optic stalk (Fig. 5F–H) suggested correct patterning of cells in this region; however, optic stalk dysgenesis was evident as early as E10.5 (Figs 2F and 5G). At E11.5 in wild-type embryos, the first RGC axons entered the PAX2-positive optic stalk, as detected by double immunostains for neuron specific class III β-tubulin (TUBB3) and PAX2 (Fig. 7A, arrow). By E12.5, wild-type RGC axons were interspersed among PAX2-positive optic stalk cells (Fig. 7B), which are glial precursors that will mature as astrocytes of the optic nerve (50). By E13.5, a sagittal embryo section including the wild-type optic stalk showed bundles of RGC axons adjacent to PAX2-positive glial precursors (Fig. 7C, arrows). In contrast, though we detected BRN3B-positive RGCs in AP-2α KOs throughout embryogenesis (not shown), we failed to observe RGC axons exiting the eye and extending towards the diencephalon, nor did we detect an appreciable intermingling of TUBB3-positive and PAX2-positive cells in the optic stalk region (Fig. 7E and F). By E13.5, attempts to obtain sections of an AP-2α KO optic stalk revealed a region that had failed to condense into an optic nerve-like structure, with PAX2-positive cells concentrated towards the outer margins (Fig. 7G). Sagittal sections of AP-2α KO and control littermate embryos confirmed a lack of optic fissure closure in mutant embryos (Fig. 7D and H). In the mouse, closure of the optic fissure begins at E11 and is complete by E13 (52). By E13.5, the optic fissure margins in wild-type eyes had fully fused along the ventral OC, but were consistently open in AP-2α KOs (Fig. 7D and H, arrowheads), a phenotype that persisted until the latest AP-2α KO stage examined, E17.5 (not shown).
Altered gene expression in AP-2α KO ocular region
SHH secreted from ventral midline structures is required for morphogenesis and patterning of the optic neuroepithelium (5). We therefore used in situ hybridization to investigate the expression pattern of Gli1, a direct target of the SHH pathway that provides a readout of SHH signaling (53,54). At E9.5, Gli1 transcripts are detected in the OV and regions of the neural tube close to the source of SHH (55,56; Fig. 8A). In three of four AP-2α KO embryos examined at the OV stage, the hybridization signal for Gli1 in regions of the forebrain neuroepithelium and proximal OV was increased compared with wild-type littermates (Fig. 8E, arrows), suggestive of altered SHH responsiveness in the AP-2α KO neural tube. To extend this analysis, we examined the protein expression of ISL1, a marker of ventral forebrain neurons that is induced by SHH (57) and ectopically expressed in the neural tube of mouse mutants with increased activation of the SHH pathway (58,59). Using anti-ISL1/2 antiserum on E10.5 (Fig. 8B and F) and E11.5 (not shown) frontal sections at the level of the eyes, ISL1-positive cells were detected in distinct areas of the wild-type forebrain adjacent to known sources of SHH (60; Fig. 8B, red arrows). In contrast, ISL1-positive cells were detected throughout the neural tube in the ocular region of AP-2α KOs (Fig. 8F), supporting the fact that SHH-related patterning of the forebrain neuroepithelium is perturbed.
Given that the POM provides extrinsic cues to the optic neuroepithelium (13,15), we also considered the possibility that POM-related development may be affected in the AP-2α KO eye phenotype. We examined the expression of Pitx2, a homeobox gene crucial for the development of both POM-derived and non-POM-derived ocular tissues (15,61,62). At E11, PITX2 protein was detected in both the wild-type and AP-2α KO periocular region (Fig. 8C and G). By E11.5 during normal mouse development, a small population of POM cells invade the hyaloid space between the posterior lens and retina to form the hyaloid vasculature (3). However, presumably due to the absent or defective lens, PITX2-positive cells were detected inside the AP-2α KO OC at E11, in the space that would normally be occupied by a full-size lens vesicle (Fig. 8G, arrow). In addition, the turning of the AP-2α KO eyes further disrupted their positioning with respect to the POM, such that only a portion of the OC was surrounded by PITX2-expressing cells (Fig. 8, compare C with G). This phenomenon was more apparent by E12.5, at which time there also appeared to be a slight reduction in periocular PITX2 expression compared with control littermates (Fig. 8, compare D with H). Although wild-type eyes were extensively surrounded by PITX2-positive cells, regions of AP-2α KO eyes were adjacent to either fewer, or no, cells expressing PITX2 (Fig. 8H, asterisks). In the samples examined, areas of the POM with loss of PITX2 expression were associated with regions of the AP-2α KO OC containing ectopic NR (Fig. 8H, white outline and not shown).
Abnormal patterns of proliferation and programmed cell death in AP-2α KO eyes
We examined cell proliferation (via PH3 expression) and apoptosis (via TUNEL assays) in AP-2α KO eyes during OC formation. As expected, regions of the AP-2α KO outer OC showed increased PH3 labeling compared with the corresponding areas in wild-type controls. These included the region at the optic stalk-RPE border that was notably thicker in AP-2α KOs at E10.5 (Fig. 9A and E, brackets), as well as the duplicated NR evident in AP-2α KOs by E11.5 (Fig. 9F, arrows). TUNEL analysis of AP-2α KOs during and after OC formation revealed two consistent alterations in the distribution of apoptotic cells. Firstly, during early OC invagination at E10.0, wild-type controls exhibited a zone of cell death known to occur in the ventral optic neuroepithelium (Fig. 9C, asterisk; 63–65), whereas an absence of TUNEL labeling showed that this apoptotic zone was not detected in AP-2α KOs (Fig. 9G, asterisk). Secondly, E11.5 AP-2α KOs lacked the extensive TUNEL-positive cells observed in the ventral wall of the optic stalk in controls (Fig. 9D and H, solid arrowheads; 63,66). We also noted that following OC morphogenesis, four of the six AP-2α KO eyes examined at E11.5 showed increased TUNEL labeling in the OC compared with controls (Fig. 9H and inset, open arrowheads). Aside from these observations, we did not detect any consistent differences in TUNEL labeling between AP-2α KOs and wild-type littermates within the eye or surrounding POM.
DISCUSSION
Throughout eye development, specification and differentiation of neuroectoderm-derived tissues involves precisely coordinated tissue–tissue interactions. We have shown that while AP-2α is not expressed in the early optic neuroepithelium, germ-line deletion of Tcfap2a affects the morphogenesis and patterning of this tissue in a non-cell autonomous fashion.
OC and optic stalk defects in AP-2α KOs are associated with abnormalities in multiple tissues
Our observations in this study, combined with those of tissue-specific AP-2α KO mice, show that impaired development of the AP-2α KO optic neuroepithelium is not a cell autonomous phenomenon, but rather a result of gross morphological defects caused by loss of Tcfap2a in multiple surrounding tissues. Previous reports from our laboratory have shown that AP-2α is expressed in the developing lens and later in the developing OC, specifically in amacrine cells, yet deletion of Tcfap2a from the lens placode (32) or OC (34) did not lead to defects in any derivatives of the optic neuroepithelium. However, germ-line deletion of Tcfap2a causes extensive defects in morphogenesis and patterning of the OC and optic stalk. In this study, we have shown that AP-2α is expressed in the POM surrounding the early OV (Fig. 1). The neural crest, which is a major contributor to the mesenchyme in the craniofacial and ocular regions (3,67), is well-established as a site of AP-2α expression and function. Thus, involvement of the AP-2α-expressing neural crest-derived POM in development of the OV is an intriguing possibility. However, it has been shown that neural crest-specific deletion of Tcfap2a using Wnt1-Cre transgenic mice (68) does not cause obvious morphological eye defects by E15.5 (T.W. and E.B., unpublished observations), demonstrating that loss of AP-2α in the neural crest alone is not sufficient to generate an ocular phenotype resembling that of AP-2α germ-line KOs. At E8.0, Tcfap2a expression is initially detected in the non-neural ectoderm and presumptive neural crest cells at the neural plate border (69), but is not expressed in the neural plate proper or in the forebrain neuroepithelium during OV evagination. Taken together, these data suggest that deletion of Tcfap2a in multiple ectodermal derivatives has non-cell autonomous effects on development of the OC and optic stalk.
Historically, surgical manipulations of amphibian eye primordia have shown that correct placement of the OC within the head is crucial for signaling interactions with surrounding tissues (70–72). Particularly notable is the formation of a secondary NR upon rotation of the frog OC so that its presumptive RPE faced the surface ectoderm (71), a phenomenon that we also observed in AP-2α KO eyes. In the present study, we have examined in a genetic system how morphogenetic alterations in the developing OV/OC affect inductive interactions with adjacent tissues. Current models suggest that whereas cells in both the OV and presumptive lens ectoderm are biased toward particular identities before coming into contact, reciprocal signals direct further development of these two tissues (4,10,73). As they invaginate, the lens placode and OV are also physically connected by cytoplasmic processes recently identified as filopodia (74,75). We observed a mispositioning of the AP-2α KO OV at E9.5, in which it failed to fully contact the overlying ectoderm, permitting an accumulation of mesenchyme between the distal OV and surface ectoderm (Figs 2 and 3). This observation, combined with the fact that an obvious lens did not form in ∼25% of eyes, confirms that the interaction between the OV and surface ectoderm was disrupted spatially and/or temporally in AP-2α KO eyes. It is important to note that in conditional Tcfap2a KOs with deletion of Tcfap2a specifically from the lens, formation of a lens still occurs in 100% of eyes. Although these mutants exhibit a lens separation defect, their lenses are less dysmorphic than those of Tcfap2a germ-line KOs (32). Thus, deficient contact of the OV with the surface ectoderm is likely responsible for the increased severity of lens defects (or complete lack of a lens) observed in the germ-line KOs. This further supports the idea that multiple aspects of eye development in AP-2α germ-line KOs are affected in a non-cell autonomous fashion. Given that the OV is an extension of the neural tube, eye defects are commonly associated with neural tube defects, including split face and exencephaly (76,77) which are fully penetrant features of the AP-2α KO phenotype. The optic pits (future OVs) arise in the anterior neural plate before neural tube formation, therefore neurulation and OV evagination are intimately linked both temporally and spatially (78). The patterning and morphogenetic movements of progenitors in the neural plate, including cells in the retina field, are influenced by signals from neighboring tissues (1). In the AP-2α germ-line KOs, early loss of Tcfap2a from the neural folds and adjacent non-neural ectoderm may affect prospective OV cells in the neural plate so that their evagination from the neural tube is impaired. Subsequently, deficient contact of the OV with the surface ectoderm further exacerbates the overall eye phenotype.
The AP-2α KO optic neuroepithelium is not exposed to the correct developmental signals
Our data support the hypothesis that the developing eyes of AP-2α KO mice are exposed to inappropriate signaling interactions, causing major alterations in RPE and optic stalk cell fate (Fig. 10). Signals from the surface ectoderm, POM and forebrain have all been shown to impact patterning of the optic neuroepithelium (4,5,18), including midline-derived SHH (8,9). Patterning of the optic neuroepithelium along the proximal-distal axis (Fig. 1) is regulated by SHH signaling from the ventral midline, which promotes optic stalk specification through expression of Pax2 and Vax genes, and establishes the optic stalk-OC boundary through suppression of retinal genes including Pax6 (7–9). We detected evidence of increased SHH signaling in the AP-2α KO forebrain and OVs (Fig. 8), which likely contributed to multiple aspects of the ocular phenotype, including the ectopic PAX2 expression in the proximal OC. Indeed, overexpression of Shh in zebrafish and chick embryos results in microphthalmic eyes with expansion of the PAX2 expression domain (7,9). Notably, various mouse models with loss-of-function mutations in negative regulators of the SHH pathway (Ptc, Rab23, Tulp3) exhibit open neural tubes with expansion of ventral patterning markers (58,59,79,80). Increased midline SHH signaling also causes the ocular degeneration that has evolved among populations of blind cavefish (81). Although there are no previous reports suggesting involvement of AP-2 in the SHH pathway, the results presented here have provided an interesting avenue for further study.
Figure 10 summarizes the development of OC and optic stalk defects in AP-2α KOs. During early eye morphogenesis (Fig. 10A), the OVs do not correctly contact the surface ectoderm, resulting in abolished or defective lens formation and delayed patterning of the NR domain. This persistence of RPE determinants (MITF, OTX2) in the presumptive NR is likely due to the fact the distal OV is not close enough to NR-promoting signals from the surface ectoderm. The optic neuroepithelium is exposed to increased midline SHH signaling, resulting in ectopic PAX2 expression in the developing OC. As the OC forms in AP-2α KOs (Fig. 10B), it typically develops in a position that is rotated to bring a portion of the dorsal OC in apposition to the surface ectoderm. The OC rotation is presumably associated with the mispositioned lens rudiment. We hypothesize that this turning causes a segment of the outer OC to be transiently exposed to surface ectoderm-derived signals, such as FGF (10,12), which down-regulate the expression of RPE-specifying genes and favor NR formation. Indeed, regions of the AP-2α KO dorsal OC that were turned towards the surface ectoderm were much more likely to exhibit NR characteristics.
As OC development progresses in AP-2α KOs, the optic stalk does not elongate and the eyes are gradually drawn towards the midline, which presumably maintains PAX2 expression in the proximal OC (Fig. 10B and C). Additional AP-2α KO ocular defects include failed optic fissure closure, and a variable ventral retina phenotype involving coloboma and total absence of RPE formation. Signals from the POM that are involved in RPE specification/maintenance or optic stalk morphogenesis, such as those regulated by PITX2, may be perturbed in the AP-2α KOs (Fig. 10B and C). A complete lack of optic stalk extension appears to be a relatively uncommon feature of mutant models. Nonetheless, this phenotype has been reported in mice lacking either Pitx2 or all three retinoic acid receptors (RARs) specifically in the neural crest (15,82). In these mutants, as well as AP-2α KOs, PAX2 expression in the early optic stalk indicates that initial specification occurs; however, subsequent morphogenesis of the optic stalk is impaired (15,82). Recent studies have proposed a genetic cascade in the POM involving control of Pitx2 expression by RA signaling (17,82). Importantly, we observed that AP-2α KO OCs were not surrounded by PITX2-positive POM cells to the same extent as controls, and noted a putative reduction in PITX2 protein in the POM of AP-2α KOs at E12.5 (Fig. 8), which may have contributed to some of the ocular defects, particularly the lack of optic stalk extension. Investigating a connection between AP-2α and RA/PITX2-related eye development will be important in future studies.
We also detected altered patterns of proliferation and apoptosis in AP-2α KO eyes (Fig. 9), although these changes were observed in non-AP-2α expressing cells and thus cannot be linked to cell autonomous loss of Tcfap2a. Although the exact roles of programmed cell death in development of the optic neuroepithelium are poorly understood, apoptosis has been linked to various morphogenetic events including OC invagination, optic fissure formation and invasion of optic fibers into the developing optic nerve (63,66,83). In AP-2α KOs, the lack of characteristic apoptotic regions in the early invaginating OC and developing optic stalk likely contributed to the gross morphological defects in these tissues, whereas the increased apoptosis observed in a proportion of later OCs may have contributed to the microphthalmia often observed in AP-2α KO mice.
AP-2α KO mice as a model for ocular defects in BOFS
The human AP-2α gene (TFAP2A), mapped to chromosome 6p24.2, has been implicated in 6p deletion syndromes (84–86), and most recently, BOFS (23–26), a genetic disorder characterized by craniofacial, oral, ear and eye anomalies. Our study provides insight into BOFS-related ocular defects, which are highly reflective of those in AP-2α KO mice. Eye defects in BOFS patients include anophthalmia, microphthalmia, primary aphakia (absence of the lens), cataractous and/or mispositioned lenses, other anterior segment defects, coloboma of the iris, retina or optic nerve and eyelid defects (23,25–28). Genetic screening has revealed a spectrum of TFAP2A mutations in BOFS cases, including deletions, insertions and missense mutations affecting conserved amino acids in the DNA binding domain, as well as large deletions encompassing the entire TFAP2A gene (23–26). Our ocular analysis of AP-2α KOs has highlighted the importance of precisely timed tissue–tissue interactions in the developing eye. Although each embryo contains the same loss of function mutation in a single gene, slight differences in these interactions, due to stochastic events during embryogenesis or subtle differences in the maternal environment, are likely factors contributing to the variability among AP-2α KO eye phenotypes. Accordingly, eye defects in BOFS cases are extremely variable, even among family members carrying identical TFAP2A mutations (26). Genetic modifiers may also account for the striking variations among human patients, which has recently been supported by a zebrafish study showing that morpholino knockdown of tfap2a in embryos already containing another mutation (in a component of the BMP or Wnt signaling pathways) exacerbates the eye defects caused by tfap2a knockdown alone (26).
In this study, we have characterized defects in derivatives of the AP-2α KO optic neuroepithelium. Given that tissue-specific deletion of Tcfap2a in the surface ectoderm, neural crest or retina does not recapitulate the AP-2α KO eye phenotype, the ocular defects in AP-2α KO mice must be caused by abnormalities in multiple tissues that contribute to the developing eye. Future studies may involve Tcfap2a deletion using a Cre transgenic line that targets AP-2α-expressing cells at the neural plate stage, or conditional Tcfap2a deletion using multiple Cre lines simultaneously (e.g. neural crest-specific and surface ectoderm-specific) in order to confirm the tissues through which AP-2α exerts its most crucial ocular morphogenetic roles. The ocular phenotypes of both mice and humans deficient in AP-2α demonstrate the importance of eye anomalies in the context of overall craniofacial development. Modifying signaling pathways known to impact craniofacial and/or ocular morphogenesis in the AP-2α germ-line KO background (e.g. Shh or Wnt) may provide further information regarding the factors involved in AP-2α-deficient eye and face development.
MATERIALS AND METHODS
Generation of AP-2α germ-line KO mice
All animal procedures were performed in accordance with the Association for Research in Vision and Ophthalmology (ARVO) Statement for the Use of Animals in Ophthalmic and Vision Research. Crosses were performed with mice on a mixed C57/Bl6 and FVB/N background. To generate AP-2α germ-line KOs, mice heterozygous for the Tcfap2a:LacZ KI null allele [due to a germ-line lacZ knock-in insertion disrupting exon 7 (69); Tcfap2aki7lacZ/+] were mated. Noon on the day of vaginal plug detection was considered day 0.5 (E0.5) of embryogenesis, and embryos were harvested immediately following euthanization of the pregnant female by CO2 overdose. DNA was extracted from embryonic tail or yolk sac samples and ear clips of adult breeders using the DNeasy tissue kit (Qiagen). Mouse genotypes were determined by well established and previously reported PCR protocols (69). To detect the Tcfap2aki7lacZ allele, PCR genotyping was performed using the forward primer Alpha 6/7 (5′-GAA AGG TGT AGG CAG AAG TTT GTC AGG GC-3′) and reverse primers Alpha3′KO (5′-CGT GTG GCT GTT GGG GTT GTT GCT GAG GTA C-3′) and IRESUP (5′-GCT AGA CTA GTC TAG CTA GAG CGG CCC GGG-3′) for 35 cycles (45 s at 95°C, 45 s at 70°C and 1 min at 72°C), generating a 500 bp wild-type (Tcfap2a+) product and a 300 bp Tcfap2aki7lacZ product. Mutants were homozygous for the Tcfap2aki7lacZ null allele (Tcfap2aki7lacZ/ki7lacZ), and littermates used as controls were homozygous for the wild-type Tcfap2a+ allele (Tcfap2a+/+).
Histology
Dissected embryos were fixed in 10% neutral buffered formalin (Sigma-Aldrich, Oakville, ON, Canada) overnight at room temperature, processed and embedded in paraffin wax. Serial sections were cut 4 µm in thickness and used for haematoxylin and eosin (H&E) staining, immunofluorescent analysis or the TUNEL assay. For all stages examined, a minimum of six eyes were stained for each genotype (control or mutant).
In situ hybridization, immunofluorescence and tunel assay
Whole mount in situ hybridization using digoxygenin-labeled riboprobe for Gli1 was performed as previously described (87,88) with the following modifications: Pre-hybridizing and hybridizing buffer contained 4xSSC and post-hybridization washes were conducted in buffer with 2xSSC. Indirect immunofluorescence was performed using the following primary antibodies: rabbit polyclonal anti-Islet1/2 (K5) at 1:500 (Dr Thomas Jessell lab, Columbia University, New York, NY, USA); rabbit polyclonal anti-PH3 at 1:100 (Upstate, Charlottesville, VA, USA); rabbit polyclonal anti-Otx2 (Abcam) at 1:100; rabbit polyclonal anti-Pax6 (Covance, Princeton, NJ, USA) at 1:50; mouse monoclonal anti-Mitf at 1:200 (Lab Vision/NeoMarkers, Fremont, CA, USA); sheep polyclonal anti-Vsx2/Chx10 at 1:40 (Exalpha Biologicals, Inc., Watertown, MA, USA); rabbit polyclonal anti-Pax2 at 1:100 (Zymed, Carlsbad, CA, USA); mouse monoclonal anti-β-tubulin isotype III clone SDL.3D10 at 1:1000 (Sigma-Aldrich, Oakville, ON, Canada); rabbit polyclonal anti-Pitx2 (gift from T. Hjalt). Fluorescent secondary antibodies were Alexa Flour 488 or 568 (Invitrogen—Molecular Probes, Burlington, ON, Canada) used 1:200 for 1 h at room temperature. For all primary antibodies except anti-Mitf, paraffin-embedded sections were deparaffinized in xylene, hydrated (through 100, 95 and 70% ethanol, followed by water), treated for antigen retrieval with 10 mm sodium citrate buffer pH 6.0, boiling for 20 min, blocked with normal serum and incubated with primary antibodies overnight at 4°C. Immunostaining with the Mitf antibody utilized the above protocol with two modifications: antigen retrieval in 1 mm EDTA pH 8.0, and incubation with the primary antibody for 1 h at room temperature. For the Pax2/Mitf co-immunostain, both primaries and both secondaries were mixed and incubated simultaneously, using the anti-Mitf procedure. Terminal uridine deoxynucleotidyl transferase-mediated dUTP Nick End Labeling (TUNEL) was performed using the ApopTag® Plus Fluorescein In Situ Apoptosis Detection Kit (Millipore-Chemicon, Billerica, MA, USA), according to the manufacturer's instructions for fluorescent staining of paraffin-embedded tissue. Following immunofluorescence or the TUNEL assay, stains were mounted with Vectashield mounting medium containing 4,6-diamino-2-phenylindole (DAPI; Vector Laboratories, Burlington, ON, Canada). All stains were visualized with a microscope (Leica, Deerfield, IL, USA) equipped with a fluorescence attachment, and images were captured with a high-resolution camera and associated software (Open-Lab; Improvision, Lexington, MA, USA). Images were reproduced for publication with image-management software (Photoshop 7.0; Adobe Systems Inc., Mountain View, CA, USA).
SUPPLEMENTARY MATERIAL
FUNDING
This work was supported by the National Eye Institute/National Institutes of Health (EY01426, EY007003 to P.J.G., EY11910 to J.W.-M., EY014954, Core Grant EY014800 to S.F.); National Institute of Dental and Craniofacial Research/National Institutes of Health (DE-12728 to T.W.); and Research to Prevent Blindness to J.W.-M. and to the Department of Ophthalmology, University of Utah.
Supplementary Material
ACKNOWLEDGEMENTS
We thank Sanghee Yun, Dr Ed Levine and Dr Valerie Wallace for providing the Gli1 in situ probe, and Andrew Loudon for technical assistance.
Conflict of Interest statement. None declared.
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