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NIHPA Author Manuscripts logoLink to NIHPA Author Manuscripts
. Author manuscript; available in PMC: 2010 May 1.
Published in final edited form as: Rev Med Virol. 2009 Nov;19(6):359–378. doi: 10.1002/rmv.630

Viruses and autophagy

Sagar B Kudchodkar 1, Beth Levine 1,2,3,*
PMCID: PMC2852112  NIHMSID: NIHMS186076  PMID: 19750559

SUMMARY

Autophagy is an evolutionarily conserved intracellular process by which bulk cytoplasm is enveloped inside a double-membraned vesicle and shuttled to lysosomes for degradation. Within the last 15 years, the genes necessary for the execution of autophagy have been identified and the number of tools for studying this process has grown. Autophagy is essential for tissue homeostasis and development and defective autophagy is associated with a number of diseases. As intracellular parasites, during the course of an infection, viruses encounter autophagy and interact with the proteins that execute this process. Autophagy and/or autophagy genes likely play both anti-viral and proviral roles in the life cycles and pathogenesis of many different virus families. With respect to anti-viral roles, the autophagy proteins function in targeting viral components or virions for lysosomal degradation in a process termed xenophagy, and they also play a role in the initiation of innate and adaptive immune system responses to viral infections. Consistent with this anti-viral role of host autophagy, some viruses encode virulence factors that interact with the host autophagy machinery and block the execution of autophagy. In contrast, other viruses appear to utilise components of the autophagic machinery to foster their own intracellular growth or non-lytic cellular egress. As the details of the role(s) of autophagy in viral pathogenesis become clearer, new anti-viral therapies could be developed to inhibit the beneficial and enhance the destructive aspects of autophagy on the viral life cycle.

INTRODUCTION

Macroautophagy (hereafter referred to as autophagy) is an intracellular process that serves important roles in both the maintenance of cellular homeostasis and in cell survival under stress conditions [1]. Classical autophagy is a catabolic process in which cytoplasmic proteins and organelles are sequestered within double- or multi-phospholipid membrane vesicles, known as autophagosomes, and shuttled to lysosomes for their degradation (Figure 1). Autophagy functions to maintain cellular homeostasis by removing damaged or unwanted cellular organelles and protein aggregates from the cytoplasm. Under conditions of metabolic stress, autophagy is strongly upregulated to provide an intracellular pool of energy and macromolecules through the catabolism of intracellular constituents to maintain essential cellular processes until normal growth conditions return. Perturbations resulting in too little or too much autophagy appear to play a role in numerous processes and disease conditions including ageing, neurodegeneration, heart diseases, cancer, inflammatory bowel disorders and infectious diseases [2].

Figure 1.

Figure 1

Scheme of the autophagy pathway. The process of autophagy begins with the nucleation of an autophagic isolation membrane that eventually encloses the cytoplasmic and/or microbial cargo destined for lysosomal degradation. The mammalian target of rapamycin (mTOR) kinase plays a major role in suppressing autophagy induction by binding to ULK1-Atg13-FIP200 complexes and hyper-phosphorylating ULK1 and Atg13. Under autophagy promoting conditions such as starvation, mTOR does not associate with the ULK1-Atg13-FIP200 complex, leaving ULK1 and Atg13 hypo-phosphorylated, which allows the isolation membrane to expand. Vesicle nucleation is also promoted through the activation of the class III phosphatidylinositol 3-phosphate (PIP3) kinase Vps34 which contains the essential mammalian autophagy proteins Beclin 1 and Atg14. The Vps34-Beclin 1-Atg14 complex creates PIP3 residues on the isolation membrane that serve as docking sites for other autophagy-promoting proteins. Other proteins bind to this minimal class III PI3K complex to regulate autophagy and other membrane-trafficking processes, including Bcl-2 family members that function as important inhibitors of autophagy. The second major step of autophagy involves the elongation of the isolation membrane to form an autophagosome which has two phospholipid bilayer membranes with the selected cargo sequestered within the inner membrane. Two ubiquitin-like conjugation systems mediate this step by modifying two ubiquitin-like molecules, Atg5 and LC3, so that they can associate with the isolation membrane and promote its curvature and expansion. The last steps of autophagy involve the docking of completed autophagosomes with lysosomes and the lysosomal enzyme-mediated breakdown and degradation of the inner membrane of the autophagosome and its constituents. Autophagy is triggered and inhibited in cells in response to a diverse set of stimuli including nutrient availability, growth factor mediated-signaling and immune signals generated in response to microbes (green and red boxes)

As obligate intracellular parasites, the survival of viruses is intricately linked to their ability to subvert cellular anti-viral defences and to regulate cellular processes necessary for viral replication. An increasing body of research is finding that autophagy and/or the autophagy execution genes function in both anti-viral and pro-viral capacities in the life cycles of a broad range of viruses (Figure 2). Autophagy can serve as an intrinsic immune defence against viruses partly through xenophagy, a form of autophagy where foreign rather than self-molecules are targeted for degradation in autophagosomes. In addition to xenophagy, autophagy execution genes may function in non-autophagy- related processes to limit viral replication and spread. Autophagy genes also influence the innate and adaptive immune system responses to viral infections. To overcome the antiviral functions of the autophagy genes, a number of viruses have evolved mechanisms to hinder autophagy in infected cells. Despite the ability of autophagy to function as an anti-viral mechanism, some viruses appear to upregulate the process and/or subvert autophagic genes in order to enhance their replication. This review highlights how autophagy and autophagy genes function to limit viral replication and pathogenesis and how different viruses counteract and/or subvert the host autophagy machinery in order to enhance their own growth or survival.

Figure 2.

Figure 2

Anti-viral and pro-viral functions of autophagy. (Green-shaded region) Autophagy may function as a cell-intrinsic anti-viral mechanism by directly capturing virions and/or viral components and targeting them for degradation in lysosomes, a process known as xenophagy. The PKR-eIF2α signaling pathway and the autophagy protein Beclin 1 function in promoting xenophagy, and some viruses have evolved to encode gene products to block the autophagy-promoting activities of these proteins. The HSV-1 ICP34.5 protein blocks both PKR- and Beclin 1-mediated activation of autophagy and viral Bcl-2 homologues found in γ-herpesviruses block Beclin 1-mediated autophagy. The Nef protein of HIV-1 blocks the ability of Beclin 1 to promote autophagosome maturation into autolysosomes. (Blue-shaded region) Autophagy and autophagy genes also exert anti-viral functions by collaborating with the innate and adaptive immune systems. Autophagy delivers viral genetic material from SV and vesicular stomatits virus to endosomes where the ssRNA-sensing toll like receptor 7 resides thus initiating anti-viral Type I interferon signaling. Autophagosomes also target viral peptides to MHC class II loading compartments, thereby enhancing CD4 T cell responses to these antigens. In contrast to promoting innate immunity, the autophagy proteins Atg5 and Atg12 may function to dampen innate immune responses to viruses by binding to RIG-I, a sensor of foreign genetic material, and blocking signaling downstream of RIG-I. (Yellow-shaded region) For some viruses, the autophagy machinery may function in a pro-viral capacity by creating double membrane structures that serve as scaffolds for the replication of viral genomes or as sites of virion morphogenesis. Several RNA viruses including poliovirus, coxsackievirus B3, hepatitis C virus and rotavirus have been shown to induce double-membraned, autophagosome like structures in infected cells, and replicases from these viruses associate with these structures. Poliovirus may also use these structures to promote the non-lytic release of new virions from cells. All of these viruses presumably have means to block the maturation of these structures into destructive autolysosomes. The Gag protein of HIV-1 also appears to be involved in forming early stage autophagosomes in macrophages which enhances Gag processing and HIV yields from macrophages through an unknown mechanism

MECHANISMS OF AUTOPHAGY

At least 30 Autophagy (Atg) genes have been identified in yeast that function in the regulation and execution of autophagy [3]. Many of these genes, but not all, have known homologues in mammalian cells. Classical autophagy can be divided into four major steps that are executed by specific Atg genes [2,3] (Figure 1). The first step involves vesicle regulation and nucleation. Many different signaling pathways and proteins appear to be involved in this first step, but it is not known if they work in concert or separately. The mammalian target of rapamycin (mTOR) kinase, a major controller of cap-dependent translation in cells, strongly inhibits autophagy. When nutrients are replete, mTOR associates with ULK1-Atg13-FIP200 complexes on autophagic isolation membranes and hyper-phosphorylates ULK1 and Atg13 which suppresses isolation membrane expansion [4]. Nutrient deprivation or the drug rapamycin inhibit the association of mTOR and ULK1 and/or mTOR kinase activity which keeps ULK1 and Atg13 hypo-phosphorylated and leads to the upregulation of autophagy in both mammalian cells and yeast. Other proteins and molecules that play a role in regulating this first step of autophagy include p53, c-jun-N-terminal kinase 1 (JNK1), eukaryotic initiation factor 2α (eIF2α), GTPases and intracellular calcium [2,58]. All these molecules and/or signaling pathways appear to promote autophagy by activating the class III phosphatidylinositol 3-kinase (PI3K) Vps34 that promotes the formation of phosphatidylinositol 3-phosphate (PIP3) on lipids. The activity of Vps34 in promoting autophagy depends on its association in a multi-protein complex that contains the essential mammalian autophagy protein Beclin 1 (homologue of yeast Atg6). Additional proteins such as Bcl-2, Ambra1, Bif-1, Atg14L, UVRAG and Rubicon can associate with the Vps34 and Beclin 1 minimal complex to form functionally distinct multi-protein complexes that regulate different stages of autophagosome development, endocytosis and perhaps vesicle transport [916]. The drug 3-methyladenine (3-MA) inhibits the kinase activity of class III PI3K and is often used to pharmacologically inhibit autophagy in cells [17]. One caveat that should be remembered for both rapamycin and 3-MA is that although they both influence autophagy, they also function to influence other cellular pathways and processes [18].

Two separate, evolutionarily conserved, ubiquitin-like conjugation systems mediate the second major step of autophagy, vesicle elongation and completion [2,3]. In the first system, the E1-like enzyme Atg7 and the E2-like enzyme Atg10 promote the covalent association of Atg12 to Atg5. Atg16 then associates with this complex to form an Atg16-Atg12–Atg5 heterotrimeric complex that associates primarily on the outer membrane of growing autophagosomes where it is hypothesised to mediate curvature of the growing membrane [3]. A dominant-negative form of Atg5 (that cannot conjugate to Atg12), Atg5 and Atg7 knockout mouse embryo fibroblasts (MEFs), and conditional Atg5 and Atg7 knockout mice have been developed to aid in studying autophagy [1923]. The second ubiquitin-like conjugation system results in the cleavage of microtubule-associated protein, light chain 3 (LC3) (mammalian homologue of yeast Atg8) by Atg7 and the protease Atg4. After cleavage, the E2-like enzyme Atg3 adds phosphatidylethanolamine (PE) to a conserved glycine residue in the C terminus of the cleaved LC3 to create a species known as LC3-II or LC3-PE. LC3 is normally soluble and dispersed throughout the cytoplasm, but after cleavage and lipidation with PE, LC3 associates with both the outer and inner membranes of the growing autophagosome. Upon completion of the autophagosome, the LC3 associated with the outer membrane is recycled while the LC3 on the inner membrane is retained. As it is the only known protein to stably associate with completed autophagosomes, LC3 is the most commonly utilised marker for studying autophagy [18]. Autophagosome formation can be assessed biochemically by immuno-blotting for lipidated (LC3-II) and non-lipidated (LC3-I) forms of LC3. Additionally, plasmids encoding LC3 fused to green-fluorescent protein (GFP-LC3) can be transfected into cells and the activation of autophagy can be assessed by monitoring for the re-localisation of GFP-LC3 from a diffuse cytoplasmic distribution to distinct puncta using fluorescence microscopy. After the autophagosome is completed, Atg9 and Atg18 act to remove and recycle Atg16, Atg12, Atg5 and outer membrane LC3.

The third major step in autophagy is docking and fusing of the completed autophagosome with lysosomes to form autolysosomes [2,3]. This process is not well understood, but the lysosomal protein LAMP-2 and the GTP-binding protein Rab7 appear to aid in this process. Autophagosomes are also capable of fusing with endosomes to create structures known as amphisomes. It is still unclear whether amphisomes are distinct entities or precursors in the formation of autolysosomes. The last major step of autophagy is vesicle breakdown and degradation. Upon fusion of the outer membrane of the autophagosome with the lysosomal membrane, the lysosomal cathepsins B, D and L as well as other enzymes enter the autophagosome and degrade the constituents of the inner autophagosomal membrane. The byproducts of this degradation, amino acids and lipids, are exported from the autolysosome into the cytoplasm where they are recycled to generate new macromolecules [2,3].

An unclear area of autophagy research—that is particularly important for virology—is understanding how cytoplasmic cargo is selected for autophagic sequestration. In general, the mechanism(s) and proteins involved in selecting cargo for sequestration in autophagosomes are poorly defined in mammalian cells. However, recent studies indicate that, in addition to targeting proteins for degradation by the 26S proteasome, ubiquitin may also function in directing protein aggregates and oligomeric proteins to autophagosomes [2426]. Two proteins, p62 (SQSTM1) and NBR1 (neighbour of BRCA1 gene 1), can function as adaptors to target ubiquitinated protein aggregates to autophagosomes through a common ability to bind both ubiquitin and LC3 [2729]. It is not yet known whether similar mechanisms are involved in targeting viral proteins to the autophagosome or even whether the targeting of viral proteins is selective or represents a more random stochastic process.

Although Atg genes have fairly well defined roles in classical autophagy, it is not known if they all function similarly in xenophagy and if so, if they are regulated in a similar manner. In addition to classical autophagy, there are other morphologically distinct forms of autophagy that may occur in virus-infected cells including microautophagy, chaperone-mediated autophagy and various organelle specific forms of autophagy such as ribophagy (degradation of ribosomes) and mitophagy (degradation of mitochondria) [2]. Furthermore, the Atg genes potentially have roles independent of their role in autophagy that could potentially contribute to their ability to combat viral infections [30,31].

AUTOPHAGY AS A CELL-INTRINSIC ANTI-VIRAL IMMUNE DEFENCE

The first identified mammalian autophagy protein, Beclin 1, was found in a yeast two-hybrid screen for Bcl-2-interacting proteins and first studied in the context of CNS infection with Sindbis virus, a positive-stranded RNA virus in the alphavirus genus [32]. Enforced expression of Beclin 1 in mouse brains during Sindbis virus infection reduced viral titres, the number of Sindbis virus RNA-positive cells, and virus-induced neuronal apoptosis in parallel with protecting mice against fatal Sindbis virus encephalitis [32]. Further studies are needed to determine the mechanism by which Beclin 1 protects mice from Sindbis virus infection, but one hypothesis is that increased expression of Beclin 1 leads to increased xenophagy of Sindbis virus in infected neurons. Alternatively, Beclin 1 may protect against lethal encephalitis by reducing Sindbis virus-induced neuronal apoptosis either through the upregulation of autophagy or through an autophagy-independent function. As neurons are post-mitotic cells with limited regenerative capacity, apoptosis of infected neurons is not a practical anti-viral defence as it is in dividing cells, and thus the upregulation of classical autophagy and/or xenophagy may be a particularly important means of protecting neurons from viral infections.

A similar anti-viral role for autophagy/xenophagy is seen during infection of mouse brains with the α-herpesvirus, HSV-1, which has a double-stranded DNA (dsDNA) genome. Expression of the ICP34.5 gene product encoded by HSV-1 is essential for HSV-1-mediated neurovirulence in mice and humans [3335]. The ability of ICP34.5 to promote fatal encephalitis in HSV-1-infected mice was initially attributed to its role in recruiting host protein phosphatase 1α (PP1α) to dephosphorylate eIF2α and reverse the shutdown of host protein translation mediated by phosphorylated eIF2α [36]. However, HSV-1 mutant viruses encoding mutated or non-functional ICP34.5 that retained the ability to reverse phosphorylated eIF2α-mediated host cell protein translation shutdown were also avirulent in vivo suggesting that other functions of ICP34.5 are necessary for HSV-1 neurovirulence [37,38]. Interestingly, one such additional function of ICP34.5 that is required for neurovirulence is the inhibition of autophagy through direct binding to Beclin 1 [39]. The deletion of amino acids 68–87 of ICP34.5 (ICP34.5Δ68–87) prevents ICP34.5 binding to Beclin 1 and inhibition of starvation-induced autophagy while maintaining ICP34.5-mediated recruitment of PP1α and dephosphorylation of eIF2α. A mutant HSV-1 virus that encodes ICP34.5 lacking these amino acids (HSV-1 34.5Δ68–87) behaves similarly to wild type HSV-1 in cultured cells in terms of viral replication and reversal of host cell protein shutdown, but causes less mortality in mice with HSV-1 encephalitis [39]. HSV-1 ICP34.5Δ68–87 induces an increased number of autophagosomes in cultured primary mouse neurons, and the mutant virus replicates to lower levels in brains of inoculated mice [40,41]. These data suggest that xenophagy may be an important means of controlling HSV-1 replication in the CNS, although this has not been formally proven in this model. In theory, the protective effects of autophagy could also relate to its pro-survival function or its other expanding roles in immunity, including the activation of Type I interferon production and/or antigen presentation [31]. An important open question is whether ICP34.5 mediated antagonism of autophagy not only contributes to acute HSV-1 pathogenesis (perhaps through promoting viral replication or antagonising host immunity), but also to chronic neurodegeneration [42,43].

Studies in model organisms, including plants and Drosophila, have also confirmed an important role for autophagy genes in defence against two single-stranded RNA (ssRNA) viruses, tobacco mosaic virus (TMV) and vesicular stomatitis virus (VSV), suggesting that the anti-viral function of autophagy is evolutionarily conserved. Plants rely on both intrinsic and innate immune mechanisms for protection against pathogens. They activate a form of programmed cell death (PCD) in response to a pathogen-triggered hypersensitive response (HR) to isolate the pathogen and prevent it from spreading to adjacent and distal healthy tissue. In Arabidopsis, the plant autophagy genes BECLIN 1, PI3K/VPS34, ATG3 and ATG7 function both in restricting HR PCD to the initial inoculation site after TMV infection and also in limiting TMV replication [44]. Whereas HR PCD is activated similarly in wild type and BECLIN 1-deficient plants in response to TMV infection, in BECLIN 1-deficient plants, the HR PCD response spreads to healthy uninfected tissue adjacent to the site of viral inoculation as well as to leaves distal to this site. Activation of HR PCD in wild type plants activates autophagy in both infected cells and uninfected cells as assessed by the formation of GFP-Atg8 puncta and this is reduced in plants lacking BECLIN 1. Given the increased levels of viral RNA in autophagy-gene silenced plants (without increased viral spread), it seems likely that autophagy in infected cells leads to increased degradation of TMV. The mechanism by which autophagy prevents the spread of death-promoting signals to uninfected cells still needs to be elucidated, but this study suggests a critical role for autophagy in protecting innocent bystander cells from undergoing cell death during a systemic immune response.

Similar to plants, Drosophila lack an adaptive immune system and rely on innate and intrinsic immune mechanisms to purge invading microbes. A recent study showed that autophagy is important in protecting Drosophila from infection by VSV [45]. Inhibition of autophagy in either adult flies or cultured Drosophila cells increased VSV replication while activation of autophagy suppressed replication. The surface glycoprotein, VSV-G, serves as a pathogen-associated molecular pattern (PAMP) that promotes autophagosome development in Drosophila cells without any additional virus components or viral genome replication. The authors propose that flies sense VSV infection, perhaps through the binding of VSV-G with an unidentified surface innate immune receptor, which then downregulates the autophagy suppressor PI3K/Akt signaling pathway. No formal demonstration of xenophagy of VSV was reported in this study, so further studies are needed to determine the mechanism by which the increased autophagy protects Drosophila and fly cell lines against VSV infection. While HSV-1 ultrastructural studies suggest that xenophagy eliminates primarily newly synthesised viruses and viral components (rather than incoming virus), the ability of UV-inactivated VSV to stimulate autophagy raises the possibility that xenophagy may also target viruses during cellular entry.

Although these in vivo studies (Table 1) provide compelling evidence for an evolutionarily conserved role of autophagy genes in combating infections by RNA and DNA viruses, further studies are needed to clarify the precise mechanism(s) by which autophagy or autophagy genes function in this manner. The observation of decreased viral titres in association with increased autophagosome formation suggests that xenophagy may serve as a means for controlling viral growth, but formal demonstration of this principle is still lacking. Autophagy gene-mediated protection may also be due to other effects of autophagy on the innate and adaptive immune systems that function to combat viral infections. Furthermore, non-autophagy related functions of beclin 1 or other autophagy genes may also contribute to the phenotypes observed in virus-infected autophagy gene-deficient organisms. For example, such a possibility has recently been proposed for Atg5 in the protection of mice against the protozoan T. gondii.; the primary protective role of Atg5 in this setting is postulated to result from recruitment of the immunity-related GTPase, Irga6, to the parasitophorous vacuole rather than from autophagosome formation [30].

Table 1.

Role of autophagy pathway and/or autophagy genes in protection against in vivo viral infection

Virus Autophagy
gene(s)
Effect(s) on host-pathogen
interactions
References
DNA viruses
Herpesviridae
HSV-1 beclin 1 Protects against lethal HSV-1 encephalitis in mice.
Antagonised by the viral ICP34.5 gene product
[39]
RNA viruses
Alphaviridae
Sindbis virus beclin 1 Overexpressed Beclin 1 in virus infected cells of
the CNS protects mice from lethal Sindbis virus
encephalitis
[32]
Tobamoviruses
Tobacco mosaic virus BECLIN 1, ATG3,
ATG7, VPS34
Deletion of autophagy genes causes spread of
virus-induced hypersensitive response programmed
cell death to healthy tissue beyond site of viral
inoculation and increases viral replication at
inoculation site
[44]
Rhabdoviridae
Vesicular stomatitis virus Atg8, Atg7, Atg12,
Atg18
Deletion of autophagy genes increases viral replication
in Drosophila cell lines and decreases Drosophila survival
[45]

AUTOPHAGY ASSISTS IN INNATE AND ADAPTIVE IMMUNITY

In addition to serving as an intrinsic immune defence against viruses, autophagy genes are involved in the generation of both innate and adaptive immune responses to viruses. The innate immune system involves the function of pattern recognition receptors (PRRs) that are expressed on most if not all cell types [46,47]. The PRRs sample the environment for specific PAMPs and signal to initiate the translation of antimicrobial proteins. The PAMPs that activate the innate immune sensors are both proteins such as lipopolysaccharide (LPS) and flagellin as well as genetic material such as single- and double-stranded RNA and DNA. There are two major classes of PRRs, the toll-like receptors (TLRs) that reside primarily on the cell surface as well as in endosomes, and a family of helicases collectively known as retinoic acid-inducible gene-I (RIG-I)-like receptors (RLRs) that reside primarily in the cytoplasm [47]. TLRs recognise both protein and nucleic acid PAMPs in the extracellular space while the RLRs recognise foreign genetic material in the cytoplasm. Both types of receptors initiate a signaling cascade that activates transcription factors such as NF-κB that aid in the transcription of antimicrobial proteins and activate other antimicrobial defences. Recent studies indicate that activation of specific TLRs initiates autophagy in certain cell types [48,49]. For example LPS, a common component of bacterial cell walls, activates signaling downstream of TLR4 and upregulates autophagy in macrophage cell lines but not in primary macrophages [48,50]. Two of the three TLRs that are most likely involved in the innate immune response to viruses, TLR7 and TLR3, initiate autophagy in vitro after binding their cognate ligand, ssRNA and dsRNA respectively [51,52]. The ability of the dsDNA sensing TLR9 or the RLRs to activate autophagy has not been reported. The signaling pathway(s) that activate autophagy downstream of TLRs is not known, but deletion of the TLR signaling adaptor proteins MyD88 and TRIF abrogates the activation of autophagy after TLR stimulation [51]. Autophagy activation after TLR stimulation presumably functions to mediate xenophagy of entering pathogens although this has not yet been demonstrated. Moreover, the upregulation of autophagy downstream of TLR stimulation may also enhance innate immune responses independently of xenophagy.

Autophagy and/or autophagy genes may also play a role in delivering ligands to TLRs for their activation. In plasmacytoid dendritic cells (pDCs), Atg5 is necessary for the delivery of VSV and Sendai virus (SV) genetic material from the cytoplasm into endosomes where the ssRNA sensor TLR7 resides [53]. Atg5-mediated delivery of VSV genetic material to pDC endosomes initiates signaling downstream of TLR7 resulting in the production of IFN-α and IFN-α production is suppressed in VSV-infected bone marrow cells by the autophagy-inhibitory drugs, wortmannin and 3-MA. These observations suggest that autophagic delivery of viral genetic material to endosomes is necessary for IFN-α production; however, the possibility of an autophagy-independent role of Atg5 in the generation of IFN-α cannot be excluded. If autophagy is involved, another interesting question is whether the autophagic machinery specifically recognises VSV and SV genetic material for sequestration in autophagosomes or if the viral genetic material is randomly acquired through autophagic sampling of the cytoplasm.

In contrast to activating innate immune signaling, at least two studies have found that autophagy genes can function to dampen innate immune responses to viruses. One study reported that the Atg5–Atg12 conjugate binds to RIG-I and suppresses the ability of MEFs to produce IFNs in response to stimulation by VSV nucleic acids; Atg5-deficient MEFs were resistant to VSV replication due to increased Type I IFN production in response to immunostimulatory VSV genetic material [54]. In another study, Atg5 deletion in MEFs enhanced signaling downstream of RLRs, increased IFN-α production, and conferred resistance to VSV infection [55]. The increased RLR signaling was attributed to increased reactive oxygen species (ROS) produced by the damaged mitochondria that are not cleared in autophagy defective, Atg5−/− cells. This study suggests that the homeostatic role of autophagy in eliminating old and damaged mitochondria impinges upon innate immune signaling. Furthermore, the question arises, does viral inhibition of autophagy (presumably designed to block anti-viral functions of autophagy) actually ‘backfire’, leading to enhanced anti-viral innate immune signaling? An important future area of research will be to determine the net balance of cell-intrinsic anti-viral effects of autophagy versus potential inhibitory effects of autophagy and/or autophagy genes on anti-viral innate immune signaling in the context of viral pathogenesis.

Adaptive immune responses mediated by antigen-specific T and B lymphocytes are initiated many hours after the onset of initial microbial infection, and autophagy may be involved in the generation of some of these responses. Peptides that associate with MHC II molecules were originally thought to derive only from lysosomal degradation of microbial material endocytosed from the extracellular environment. However, several recent studies have found that autophagy in antigen-presenting cells can promote the loading of self-proteins onto MHC II molecules [56,57]. Schmid et al. [58] observed constitutive autophagy in MHC II-positive cells, such as dendritic cells and B cells, and the fusion of autophagosomes in these cells with multi-vesicular MHC II-loading compartments. Furthermore, they found that the targeting of influenza virus matrix protein to autophagosomes by fusing it with LC3 increases antigen-specific CD4 T cell responses. An earlier study from the same group found that the EBV nuclear antigen EBNA1 can be presented on MHC II molecules through autophagy leading to increased recognition of EBNA1 positive cells by EBNA1-specific CD4 T-cells [59]. In contrast to MHC II, MHC I typically present shorter peptide fragments derived from proteasomal degradation of intracellular antigenic material. A recent study suggests that in later stages of HSV-1 infection, autophagy or an autophagy-like process may function in producing processed HSV-1 antigens for presentation onto MHC I [60]. Very little is known about the degradation process inside autolysosomes so it is unclear how peptides of the appropriate length are derived for loading onto either MHC II or MHC I. Further investigation into the role and mechanisms of autophagy in generating peptides for MHC II and MHC I presentation has the potential to improve anti-viral immune responses generated by vaccines.

FIGHTING BACK: VIRUSES THAT COUNTERACT AUTOPHAGY

Given the critical role of autophagy in anti-viral defence, it is not surprising that some viruses possess mechanisms to counteract autophagy (Table 2). A common trait shared by the two major virus families shown to encode means to inhibit autophagy is the ability to persist in their hosts. The herpesviruses are large, dsDNA viruses that have successfully co-evolved with their hosts such that they persist in a latent state for the life of their host after the initial lytic infection is cleared. To do this successfully, herpesviruses have evolved a number of mechanisms to counteract immune defences in their host [61]. Lentiviruses, which have ssRNA genomes, also persist in their hosts after the initial infection is cleared though the integration of their genome into their host’s genome. Lentiviral genomes have evolved from those of simple retroviruses to encode accessory genes that were initially thought to be dispensable for viral replication. It is now known that the protein products of these accessory genes play important roles in the replication and pathogenesis of lentiviruses in part by suppressing a variety of cell-intrinsic, innate and adaptive immune mechanisms designed to eliminate infected cells [62]. In support of the concept that autophagy is a major immune defence against viruses, all three subfamilies of herpesviruses (α-, β- and γ-) and lentiviruses, encode viral proteins and/or induce cellular signals to inhibit autophagy.

Table 2.

Virus autophagy evasion mechanisms

Virus Autophagy evasion
mechanism
Effects on host-
pathogen interactions
References
DNA viruses
Herpesviridae
HSV-1 Viral ICP34.5 protein inhibits
PKR signaling and directly binds
to Beclin 1 to inhibit autophagy
in primary neurons and MEFs
Confers
neurovirulence
[5,39]
Kaposis sarcoma
herpesvirus (KSHV),
murine γ-HV68 (γMHV-86)
Viral Bcl-2-like proteins bind directly
to Beclin 1 and inhibit autophagy in
multiple cell lines
Unknown [10,65,66]
Human
Cytomegalovirus
(HCMV)
Infection inhibits autophagy in primary
fibroblasts through unknown mechanism
Unknown [75]
RNA viruses
Retroviridae
HIV 1 Infection inhibits autophagy in primary
CD4 + lymphocytes and in U937
macrophage cell line possibly through
reduction in Beclin 1 levels
Unknown [80]
Nef protein binds Beclin 1 and inhibits
the maturation of autophagosome into
autolysosomes.
Unknown [82]
Simian immunodeficiency
virus type 1 (SIV 1)
Infection of microglia induces production
of unknown molecule(s) that inhibit
autophagy in neurons
Proposed role in the
accumulation of protein
aggregates in neurons that
potentially contribute to
neurodegeneration
[85]

As mentioned earlier, the α-herpesvirus HSV-1 encodes the ICP34.5 protein that plays a major role in HSV-1 neuropathogenesis in part through antagonising autophagy by directly binding to Beclin 1 [39]. In addition, ICP34.5 possesses a second mechanism for inhibiting autophagy that is related to its ability to antagonise PKR signaling, presumably through its documented role in recruiting PP1α to dephosphorylate eIF2α [36]. In mammalian cells, two stress-induced eIF2α kinases, the interferon-inducible, double-stranded RNA-sensing kinase PKR and the ER stress-induced kinase PERK, as well as phosphorylated eIF2α, are required for autophagy induction [5,63]. Infection of wild type MEFs or neurons with HSV-1ΔICP34.5 (compared to wild-type HSV-1) results in a significant viral growth defect, accelerated viral protein degradation and increased numbers of virions inside autophagosomes and autolysosomes that is not observed in pkr−/− MEFs or neurons [5,40]. These data indicate a critical role for PKR/eIF2α in HSV-1-induced autophagy. The precise pathway by which PKR-mediated eIF2α phosphorylation leads to autophagy induction is not known; however, pkr deletion in mice restores the neurovirulence of HSV 34.5Δ68–87, placing PKR genetically upstream of Beclin 1 in autophagy induction in vivo [39]. The observation that ICP34.5 acts in at least two ways to inhibit autophagy induction in virus-infected cells strongly suggests an important role for autophagy in defence against HSV-1 infection. While HSV-1 ICP34.5-mediated inhibition of autophagy, rather than ICP34.5-mediated blockade of host cell shutoff, seems to be critical for HSV-1 ICP34.5’s role in neurovirulence, this function of ICP34.5 may not be important in controlling HSV-1 replication in certain cell types. The growth defect of HSV-1Δ34.5 is restored in pkr−/− MEFs but not in Atg5−/− MEFs, suggesting that ICP34.5-mediated inhibition of host cell protein translation shutdown may be more significant than inhibition of autophagy in the regulation of HSV-1 growth in some cultured cells [64].

The γ-herpesviruses all encode at least one, and in some cases two, viral Bcl-2 (v-Bcl-2) gene products; to date, two of these, KSHV vBcl-2 and murine γ-HV68 M11, have been shown to bind to Beclin 1 and to inhibit Beclin 1-mediated autophagy [10,65,66]. Similar to cellular Bcl-2, the v-Bcl-2s bind to a Bcl-2 homology 3 (BH3) domain in the N terminus of Beclin 1 to inhibit its autophagy function [10,6568]. Although the significance of viral Bcl-2 inhibition of Beclin 1 function in viral replication and/or pathogenesis is not yet known, two lines of biochemical evidence suggest that viral Bcl-2 family members may have evolved to be more potent inhibitors of autophagy than their cellular counterparts. First, the γ-herpesvirus-encoded viral Bcl-2s may escape the physiological regulation that controls the binding of cellular Bcl-2 family members to Beclin 1. Cellular Bcl-2 contains a regulatory loop that is phosphorylated by JNK1 under starvation conditions resulting in the dissociation of cellular Bcl-2 from Beclin 1 and the activation of autophagy; however, this loop is lacking in viral Bcl-2s and starvation fails to result in the disruption of the viral Bcl-2/ Beclin 1 complex or autophagy activation in cells expressing viral Bcl-2 [7]. Second, the murine γ-HV68-encoded viral Bcl-2, M11, binds to the BH3 domain of Beclin 1 with significantly higher affinity than do cellular Bcl-2 family members [65,66]. Moreoever, M11 binds to the BH3 domain of Beclin 1 with higher affinity than to the BH3 domain of pro-apoptotic family members, raising the possibility that autophagy, rather than apoptosis, may be the primary target of this viral virulence factor [65,66]. Thus, although the significance of viral Bcl-2 evasion of autophagy in viral pathogenesis has not yet been investigated, these studies provide strong evidence that this family of viral proteins functions as potent inhibitors of autophagy. It should be noted that γ-HV68 M11 has been shown to be essential for many aspects of viral pathogenesis, including lytic replication, persistent infection and re-activation from latency and that virtually all γ-herpesviruses promote tumourigenesis in vivo [6971]. Therefore, it will be important to investigate whether viral Bcl-2 inhibition of Beclin 1-mediated autophagy and/or of Beclin 1’s tumour suppressor activity contributes to γ-herpesvirus oncogenesis and/or other aspect of viral pathogenesis [72]. Some γ-herpesviruses also stimulate mTOR signaling which may serve as an additional mechanism for suppressing autophagy in infected cells [73,74].

The β-herpesvirus human cytomegalovirus (HCMV) suppresses autophagy induction in infected cells through an unknown mechanism [75]. HCMV does not encode known homologues of ICP34.5 or viral Bcl-2-like proteins. Surprisingly, HCMV inhibits autophagy even though it can induce phosphorylation of eIF2α through the induction of the unfolded protein response (UPR) at late times post-infection [76,77]. One possible mechanism by which HCMV may block autophagy in cells is through the stimulation of the mTOR signaling pathway which the virus does even in the presence of the mTOR inhibitor and the autophagy-enhancing drug rapamycin [75,78]. Since stimulation of mTOR signaling is also seen in many other virus infections it will be interesting to determine if this represents a general viral strategy for blocking autophagy [79].

The lentivirus HIV appears to regulate autophagy in complex ways to enhance progeny virion production. As will be discussed in the next section, HIV may in fact induce early stages of autophagy; however, multiple data indicate that HIV inhibits the destructive late stages of autophagy that could potentially suppress new virion production through xenophagy. HIV-1 infection of U937 (monocytic) cells or peripheral blood CD4 T cells in vitro was found to suppress the accumulation of the cleaved, lipidated form of LC3, LC3-II, reduce Beclin 1 protein and mRNA levels, and reduce the number of autophagosomes in cells 48 h after infection [80]. This HIV-mediated suppression of autophagosome formation could; however, be overcome by amino acid starvation or treating cells with rapamycin. Espert et al. [81] observed that HIV infection of monocyte-derived macrophages (MDM) resulted in either a low or high number of autophagosomes inside infected cells, and MDMs with high numbers of autophagosomes had fewer HIV particles inside them which would support the hypothesis that xenophagy can control HIV replication in MDMs. This hypothesis is strengthened by their observation that treatment of MDMs with the lysosomal inhibitor Bafilomycin A1 increased HIV yields from MDMs. While this group did not explore how HIV blocks autolysosome formation/activity in some infected MDMs, another study by Kyei et al. [82] found that a HIV accessory protein, negative factor (Nef), can bind to Beclin 1 and block Beclin 1-mediated maturation of autophagosomes into degradative autolysosomes. It will be critical to further dissect these diverse interactions between HIV and the autophagy pathway in the regulation of HIV replication in macrophages and CD4 T cells and in HIV pathogenesis.

The ability of HIV to regulate and inhibit autophagy may contribute to the development of HIV-induced encephalopathies (HIVE) and dementia that are often seen in patients with advanced stages of HIV infection. Autophagy plays a vital role in maintaining neuronal homeostasis, and defective neuronal autophagy correlates with the increased formation and accumulation of protein aggregates and subsequent neurodegeneration [83]. One study found that brains of HIV-infected individuals, and especially those of individuals with HIVE, contained more intraneuronal amyloid β (Aβ) aggregates than brains of uninfected individuals [84]. Interestingly, microglial cells infected with the related lentivirus, simian immunodeficieny virus (SIV), were found to secrete an unidentified molecule(s) that could inhibit autophagy in neurons in vitro, and the suppressive effects of this molecule on neuronal autophagy could be overcome by rapamycin [85]. Further work is needed to determine whether HIV Nef and/or other mechanisms by which HIV may inhibit autophagy in vitro, also function in vivo to inhibit autophagy and thereby contribute to the pathogenesis of HIVE. The ability of rapamycin to overcome HIV-mediated suppression of autophagy in multiple studies suggests that it might be a useful treatment to reduce or prevent HIVE in HIV-infected individuals. However, the potential beneficial effects of rapamycin must be carefully weighed against its potential detrimental effects, and the development of more specific, non-immunosuppressive, approaches to induce autophagy may be useful in the treatment not only of HIV and its complications, but also of other virus infections.

ABETING THE ENEMY: CAN AUTOPHAGY ENHANCE VIRUS REPLICATION?

Given the ability of autophagy genes to suppress viral replication and pathogenicity, a surprising number of viruses appear to induce autophagy or at least the formation of autophagosome-like structures during the course of infection (Table 3). In contrast to the studies discussed in the previous section describing mechanisms by which herpesviruses inhibit autophagy, at least two herpesviruses have been reported to induce autophagy, including VZV and EBV. VZV, an α-herpesvirus distantly related to HSV-1, induces autophagy in cultured cells presumably through the actions of viral immediate early and early genes, and autophagy is also seen in human zoster vesicles but not normal skin [86]. However, it is unknown whether VZV actively promotes autophagy in infected cells for its own benefit or if the observed increase in autophagosomes is an attempt by infected cells to limit VZV replication though xenophagy or some other autophagy gene-dependent function(s). VZV does not encode known homologues of ICP34.5 or v-Bcl-2s in its genome, so if the increased autophagy is a beneficial cellular response to combat VZV, it will be interesting to understand how the virus overcomes this host defence mechanism. The EBV-encoded latent membrane protein 1 (LMP1) is thought to induce cellular autophagy to regulate its own protein levels, as high levels of LMP1 result in cytostasis, inhibition of protein translation, and a decreased ability of LMP1-expressing cells to form colonies [87]. Low levels of LMP1 expression result in increased numbers of early stage autophagosomes while high levels of LMP1 increase the numbers of late stage autolysosomes. The mechanism by which LMP1 induces autophagy has not been elucidated, but it also has been reported that LMP1 promotes eIF2α phosphorylation, a potential trigger of autophagy [88,89]. As LMP1 is an integral membrane protein and not cytosolic, it is unclear how autophagy might specifically target this protein for degradation.

Table 3.

Viruses that promote or subvert autophagy

Virus Virus effect(s) on
autophagy
Effect(s) on host-pathogen
interactions
References
DNA viruses
Herpesviridae
VZV Infection induces autophagy in cultured
cells and human zoster vesicles
Unknown [86]
EBV EBV latent membrane protein 1 (LMP1)
induces autophagy possibly to regulate its
own levels and block its cytostatic effects
on B cells
Unknown [87]
Hepadnaviridae
Hepatitis B Virus HBV × protein enhances Beclin 1 promoter
activity and autophagy in hepatocytes
Unknown [102]
Papovaviridae
Human papillomavirus
type 16
HPV16 E7 protein expression in human
keratinocytes promotes 3-MA-sensitive
accumulation of LC3-II
Unknown [103]
Parvoviridae
Human parvovirus B19 B19 infection of erythroid cells induces
mitochondrial autophagy
Autophagy induction
inhibits B19-mediated
apoptosis.
[101]
Polyomaviridae
Simian virus 40 Small T antigen activates AMPK leading
to mTOR inhibition and autophagy
enhancement in HEK cells
Protects cells from glucose
deprivation
[104]
RNA viruses
Retroviridae
HIV1 HIV-1 Gag induces early stage
autophagosomes and associates with LC3
Proposed role in Gag processing [82]
HIV-1 Env protein expression on surface of
infected cell induces autophagy gene-
mediated cell death in adjacent cells by
binding to CD4 and CXCR4. Fusogenic
function of gp41 protein involved
Proposed mechanism of
CD4+ T cell depletion in
HIV-infected individuals
[92,93]
Orthomyxoviridae
Influenza A virus Infection increases autophagy and autophagic
flux in vitro through unknown mechanism
Increases viral replication
and yield
[94]
Flaviviridae
Dengue virus Infection induces autophagy in vitro. Viral
replication proteins associate with
amphisomes. Potential role for autolysosomes
in viral replication
Autophagy increases
viral yield
[95,110,111]
Hepatitis C virus Induction of early stages of autophagy in
hepatocyte cell lines possibly through
induction of unfolded protein response.
Later stages of autophagy blocked by
unknown mechanism
Increases HCV replication [96,97]
Picornaviridae
Poliovirus Infection induces LC3- positive
autophagosome-like structures with proposed
roles as scaffold for viral genome replication
and in non-lytic virus egress
Increases viral replication
and yields
[106,108]
Coxsackievirus B3 (CVB3) CVB3 induces autophagosome-like
structures but blocks maturation to
autolysosomes through unknown
mechanism
Increases viral replication
and yields
[107]
Coxsackievirus B4 (CVB4) CVB4 induces autophagy in rat primary
neurons through unknown mechanism
involving activation of calpains
Promotes calpain activity [98]
Reoviridae
Rotavirus Viral NSP4 co-localises with LC3 on
viroplasms which are sites of nascent
RNA replication
Unknown [109]

In contrast to the data discussed in the previous section about the ability of HIV to suppress late stages of autophagy, some studies indicate that Atg genes and/or autophagy may benefit HIV infection and pathogenesis. A possible role for autophagy or Atg genes in supporting HIV infection was suggested by the identification of Atg7, Atg8, Atg12 and Atg16L2 in an siRNA screen in HeLa cells for genes important in HIV replication; however, it remains to be determined if these genes function in HIV infection in natural HIV target cells and in vivo [90]. The Atg genes likely enhance HIV infection through their functions in autophagosome formation, although non-autophagy functions of these genes could theoretically contribute to HIV replication. A beneficial role for the early stages of autophagy in HIV replication in MDMs was observed by Espert et al. [81] who found HIV infection of MDMs or the macrophage cell line THP1 induced autophagosomes and that inhibition of autophagy with 3-MA significantly reduced HIV yields from macrophages. Kyei et al. [82] found that the Gag protein of HIV induces the formation of early stage autophagosomes in macrophages which promotes maximal extracellular viral yields. The mechanism by which HIV Gag promotes autophagosome formation in macrophages is unclear, but Gag can directly associate with LC3, and the association of Gag with autophagosomes promotes processing of Gag, an important step in virion morphogenesis. Presumably, the actions of HIV Nef block the ability of the Gag-induced autophagosomes to mature into autolysosomes as discussed previously. Further investigation is needed to elucidate how early stage autophagosomes function to enhance HIV replication and morphogenesis. As will be discussed in the next section, some positive strand RNA viruses also induce early stage autophagosomes or autophagosome-like structures that serve as scaffolds for the replication of their genomes, but it is unlikely that HIV uses these structures in a similar manner as HIV replicates its genome in the nucleus. A role for these structures in the assembly and morphogenesis of new HIV virions cannot be excluded. The early stage autophagosomes may serve to target newly formed HIV virions to multi-vesicular bodies in macrophages that are believed to mediate the release of HIV from this cell type [91]. Besides regulating autophagy in its host cell, HIV also may induce autophagy in adjacent uninfected T cells. This induction is believed to be mediated through the interaction of HIV-1 envelope glycoproteins expressed on the surface of infected host cells with CD4 and CXCR4 molecules on neighbouring uninfected T cells [92]. This autophagy-inducing function of the HIV envelope protein has been further mapped to the fusogenic function of the HIV gp41 envelope component [93]. Both HIV viruses that utilise the CXCR4 and the CCR5 co-receptors can induce autophagy in bystander T cells [81]. Autophagy induction in innocent bystander cells is thought to trigger both apoptosis and autophagy gene-dependent cell death and thereby, is postulated to represent a mechanism by which uninfected CD4 T cells may be deleted in HIV-infected patients. However, the role of autophagy in CD4 T cell death in vivo is not yet established.

A number of viruses with RNA genomes have been reported to induce autophagy-like events and/or or require the formation of autophagosome-like structures in vitro but further investigation is needed to more precisely define the roles of autophagy proteins, double-membraned vesicles, and the classical autophagy pathway in these infections. A major unanswered question is whether the involvement of an autophagy protein in the formation of membranes involved in viral replication, virion morphogenesis or viral egress truly reflects the use of ‘autophagy’ for viral replication or rather, represents alternative functions of Atg proteins in the formation of membranous compartments involved in the viral life cycle. Influenza A, Dengue and HCV genotype 1a all have been reported to induce autophagy in vitro and pharmacological or genetic inactivation of autophagy results in lower viral yields [9496]. HCV induces early stages of autophagy in part through activation of the UPR in infected cells but inhibits the maturation of autophagosomes to autolysosomes [97]. Furthermore, HCV proteins fail to co-localise with markers of the autophagosome, suggesting that the virus may possess mechanisms to avoid its own autophagic sequestration during the induction of cellular autophagy [96,97]. Coxsackievirus B4 (CVB4) induces autophagy by stimulating the action of calpains through an unknown mechanism, and autophagy induction by CVB4 facilitates its replication in cultured rat primary neurons [98]. Further studies will be needed to clarify which if any gene(s) in these viruses mediate the observed activation of autophagy/suppression of xenophagy, and whether the observed induction of autophagy is relevant for in vivo pathogenesis by these viruses. Other than Dengue virus, poliovirus and rotavirus, there is as yet no evidence for the association of proteins from any of these viruses with autophagosomes or markers of autophagosomes (e.g. LC3) in infected cells. One interesting hypothesis is that these viruses upregulate autophagy to inhibit anti-viral innate immune responses as discussed above.

At least one beneficial aspect of autophagy—either for the virus or the host cell depending on the context—may be the inhibition of virusinduced apoptosis. Classical autophagy provides energy and macromolecules that help cells to survive during stress conditions that might otherwise trigger apoptosis [99]. As virus infections dramatically upregulate metabolism in infected cells, the consequent depletion of energy and macromolecules may trigger cells to undergo apoptosis, thereby limiting the ability of infected cells to produce new progeny virions [100]. The human parvovirus B19 is a small single-stranded DNA virus that infects erythroid cells and induces mitophagy and autophagy in infected cells [101]. Pharmacologic inhibition of autophagy in infected cells results in increased B19-induced apoptosis. Therefore, one potential hypothesis is that autophagy induction has both a cytoprotective and a pro-viral role in B19-infected cells; by providing energy and macromolecules in infected cells, it functions to inhibit apoptosis and allow the continued production of new virions. It is also possible that the observed mitophagy represents a virus-induced mechanism to dampen innate immune responses to B19.

A few viral proteins have been shown to interact with autophagy regulators or trigger autophagy when expressed in isolation in vitro. For example, overexpression of hepatitis B virus × protein in hepatic cell lines can transactivate the beclin 1 promoter to increase beclin 1 mRNA and protein levels [102]. Expression of the E7 oncoprotein of the DNA virus human papillomavirus type 16 increases levels of LC3-II in transfected cells in a 3-MA-sensitive manner [103]. The SV40 small T antigen can enhance starvation-induced autophagy in cancer cells in vitro through activating the energy sensor AMP kinase (AMPK) which suppresses mTOR signaling [104]. Although these studies indicate a role for these viral proteins in regulating autophagy in vitro, further investigation is needed to determine whether these genes regulate autophagy in in vitro or in vivo infection models in the context of their complete genomes.

SUBVERSION OF AUTOPHAGY FOR VIRAL REPLICATION

All positive-stranded RNA viruses induce membrane rearrangements inside infected cells to serve as scaffolds for these viruses to replicate their genomes [105]. The origin of these virus-induced membranes is still unknown. Some studies indicate that certain virus-induced membrane rearrangements share characteristics with autophagosomes including a double-membraned architecture and colocalisation with LC3. However, most of these rearrangements are smaller in size than traditional autophagosomes and it is not clear what, if any, cargo is contained inside them. Two members of the picornavirus family, poliovirus and coxsackievirus B3, have both been shown to induce autophagosome-like structures in infected cells, and replicases from both viruses associate with these structures [106,107]. With both of these viruses, pharmacologic or genetic inhibition of autophagy reduces viral yields while pharmacologic or starvation-induced stimulation of autophagy increases viral yields, suggesting that these viruses may subvert the classical autophagy machinery to create scaffolds for replication. The expression of poliovirus protein 2BC by itself can induce formation of the cleaved and lipidated form of LC3, LC3-II, but the expression of both 2BC and poliovirus protein 3A are needed for formation of the double-membraned structures seen in poliovirus-infected cells [106,108]. In addition to serving as a scaffold for the replication of the poliovirus genome, it is also possible that poliovirus utilises autophagosome-like structures for the non-lytic release of progeny virions as depletion of autophagy genes was found to have a more significant effect on extracellular viral release than on viral replication [106]. If these poliovirus-and coxsackievirus-induced structures are indeed ‘autophagosomes’, it is not known how either virus induces their formation or blocks their maturation into autolysosomes. The non-structural protein 4 (NSP4) of another ssRNA virus, rotavirus, localises to LC3-positive vesicular structures when expressed in HEK cells, and during rotavirus infection, NSP4 co-localises with LC3 in viroplasms which are sites of nascent RNA replication [109]. The replication machinery of both Dengue virus 2 and 3 (DENV-2 and DENV-3) associate with amphisomes in HepG2 cells, but only DENV-2 blocks further maturation of the amphisome into an autolysosome [110]. Dengue virus 3 does not block autolysosome formation suggesting a role for this structure in the DENV-3 life cycle [111]. Further investigation is needed to determine what viral or virus-induced factors account for the different requirements for autolysosomes in DENV-2 and DENV-3 infections.

Subversion of autophagy or autophagosomal components does not appear to be a universal mechanism for the replication of positive-stranded RNA viruses. Another human picornavirus, human rhinovirus type 2, was not found to induce LC3-positive vesicles in infected cells and its replication was not affected by drugs that promote (tamoxifen and rapamycin) or inhibit (3-MA) autophagy [112]. In addition, the replication of a Drosophila picornavirus was unaffected by siRNA against several different autophagy genes [113]. The nidovirus family, which includes coronoviruses and arteriviruses, is another family of single-stranded RNA viruses that are known to induce double-membraned structures in infected cells for the purpose of replicating their genomes [114]. Unlike certain picornaviruses, nidovirus replication seems to be unaffected by the absence of an intact autophagosomal pathway. The murine hepatitis virus (MHV), a coronovirus, replicates equally well in wild type or Atg5−/− bone marrow-derived macrophages and MEFs, but it is not known what cellular mechanisms govern MHV-induced formation of double-membraned vesicles [115]. An ultrastructural analysis of membrane vesicles induced by the severe acute respiratory syndrome coronovirus suggested that these vesicles are most likely derived from the endoplasmic reticulum [116]. Thus, it is possible that some of these RNA virus-induced double-membraned vesicles are derived from other intracellular membranes and do not require the autophagy machinery.

The utilisation of autophagosomes or autophagy proteins for DNA virus replication or morphogenesis has not been reported. Vaccinia virus is a large double-stranded DNA virus that replicates exclusively in the cytoplasm and immature vaccinia virus virions are surrounded by double-membraned structures that appear similar to autophagosomes. However, vaccinia virus maturation and the formation of double-membraned structures around immature virions was normal in Atg5−/− MEFs and beclin 1−/− embryonic stem cells [117]. Furthermore, vaccinia virus growth was not affected either positively or negatively in these cell lines that lack autophagy execution genes. As most DNA viruses replicate their genomes in the nucleus, they are not expected to require the autophagy machinery for their replication, but a role for autophagy or autophagy genes in the assembly of new DNA virions or in the acquisition of outer phospholipid membranes cannot be ruled out.

CONCLUSION

Autophagy is a vital cellular process that maintains homeostasis by removing damaged or superfluous organelles and that protects cells during stress by providing a source of energy and macromolecules to maintain essential cellular processes until normal growth conditions return. Given this primordial role of autophagy in removing harmful components of the cytoplasm, it is not surprising that autophagy may be used as a cell-intrinsic defence against viruses. In turn, given the ability of autophagy and autophagy genes to regulate diverse processes in cells and organisms, it is not surprising that viruses have evolved to interact with this process to promote their own survival. Looking forward, it will be necessary to further define the mechanism(s) by which autophagy and other autophagy gene-dependent processes affect the outcome of different viruses in relevant cell types in vitro and in vivo. A better understanding of how different viruses manipulate autophagy and interact with autophagy genes to enhance replication and pathogenesis may lead to the development of a new class of specific antiviral therapies that antagonise the pro-viral and promote the anti-viral functions of autophagy.

ACKNOWLEDGEMENTS

The authors thank Angela Diehl for her expert medical illustration. The work in the authors’ laboratory was supported in part by an Ellison Medical Foundation Senior Scholars Award in Infectious Diseases (B.L.) and NIH grants ROI A151367 (B.L.) and CA109618 (B.L.). We apologise to the authors whose work could not be included.

Abbreviations used

intraneuronal amyloid β

AMPK

AMP kinase

Atg

autophagy

CVB4

Coxsackievirus B4

DENV-2

dengue virus 2

DENV-3

dengue virus 3

dsDNA

double-stranded DNA

eIF2α

eukaryotic initiation factor 2α

GFP-LC3

green-fluorescent protein-light chain 3

HIVE

HIV-induced encephalopathies

HR

hypersensitive response

JNK1

c-jun-N-terminal kinase 1

LC3-I

non-lipidated form of LC3

LC3

microtubule-associated protein, light chain 3

LC3-II

lipidated form of LC3

LMP1

latent membrane protein 1

LPS

lipopolysaccharide

3-MA

3-methyladenine

MDM

monocyte-derived macrophages

MHV

murine hepatitis virus

mTOR

mammalian target of rapamycin

Nef

negative factor

NSP4

nonstructural protein 4

PAMP

pathogen-associated molecular pattern

PCD

programmed cell death

PDCs

plasmacytoid dendritic cells

PE

phosphatidylethanolamine

PI3K

phosphatidylinositol 3-kinase

PIP3

phosphatidylinositol 3-phosphate

PP1α

protein phosphatase 1α

PRRs

pattern recognition receptors

RIG-I

retinoic acid-inducible gene I

RLRs

retinoic inducible gene-like receptors

ROS

reactive oxygen species

SIV

simian immunodeficiency virus

ssRNA

single-stranded RNA

SV

Sendai virus

TLRs

toll-like receptors

TMV

tobacco mosaic virus

UPR

unfolded protein response

VSV

vesicular stomatitis virus

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