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. 2009 Jul 30;2:23–48.

Sickle Cell Disease in the Post Genomic Era: A Monogenic Disease with a Polygenic Phenotype

A Driss 1,, KO Asare 1, JM Hibbert 1, BE Gee 2, TV Adamkiewicz 3, JK Stiles 1
PMCID: PMC2855197  NIHMSID: NIHMS139828  PMID: 20401335

Abstract

More than half a century after the discovery of the molecular basis of Sickle Cell Disease (SCD), the causes of the phenotypic heterogeneity of the disease remain unclear. This heterogeneity manifests with different clinical outcomes such as stroke, vaso-occlusive episodes, acute chest syndrome, avascular necrosis, leg ulcers, priapism and retinopathy. These outcomes cannot be explained by the single mutation in the beta-globin gene alone but may be attributed to genetic modifiers and environmental effects. Recent advances in the post human genome sequence era have opened the door for the identification of novel genetic modifiers in SCD. Studies are showing that phenotypes of SCD seem to be modulated by polymorphisms in genes that are involved in inflammation, cell–cell interaction and modulators of oxidant injury and nitric oxide biology. The discovery of genes implicated in different phenotypes will help understanding of the physiopathology of the disease and aid in establishing targeted cures. However, caution is needed in asserting that genetic modifiers are the cause of all SCD phenotypes, because there are other factors such as genetic background of the population, environmental components, socio-economics and psychology that can play significant roles in the clinical heterogeneity.

Keywords: drepanocytose, genomics, hemoglobin, HbS, hemoglobinopathies, RBC

Introduction

Hemoglobinopathies are the world’s most widespread genetic diseases.1 The high frequency of hemoglobinopathies globally is of great concern to public health managers of various nations.2 Among the hemoglobinopathies, sickle cell disease is a genetic disorder in which the beta-chain of the human hemoglobin (Hb) gene is mutated, leading to an abnormal Hb. This mutation causes red blood cells (RBCs) to acquire a sickle shape under conditions of hypoxia, resulting in a very large range of phenotypes such as anemia, cell adhesion, vaso-occlusion, severe pain, stroke and organ failure. For the past several years, genetic studies and single-nucleotide polymorphisms (SNPs) genotyping on patients with various phenotypes showed involvements of SNPs of different genes.3,4 To date, over 100 SNPs that might be associated with specific phenotypes have been shown to be significantly involved in different genes that act as inflammatory mediators, modulators of oxidant injury, Nitric Oxide (NO) biology, vaso-regulatory molecules and cell adhesion factors. These studies show that SNPs in genes implicated in the transforming growth factor-beta/bone morphogenetic protein (TGF-beta/BMP) pathways and a few other genes such as Klotho gene (KL) are associated with several phenotypes of SCD.

Experiments showed that decreased NO bioavailability, due to scavenging of NO by cell free hemoglobin, a product of the hemolytic process associated with SCD, played a significant role in the vascular patho-biology of SCD.5 Thus, the emerging views of the pathogenesis of many complications of SCD involve complex interactions between sickle reticulocytes, neutrophils, monocytes, and the endothelium. It therefore follows that many factors that are also important in the pathways leading to inflammation, cellular adhesion, NO metabolism, vascular reactivity and coagulation are important in the patho-physiology of the disease and that variations in the expression of molecules in these pathways contribute to the heterogeneity of SCD.

The elucidation of genetic variants and mechanisms responsible for the phenotypic variability in SCD will have important clinical implications for genetic counseling and clinical management. Targeted follow up of patients and utilization of individual therapeutic strategies and preventive cures will produce better outcomes for patients with SCD.

In this review, we summarize some of the recent genomic findings focused on non globin genetic modifiers, shown to be potentially implicated in different clinical outcomes of SCD.

The beta-globin gene and the origin of sickle cell hemoglobin (HbS)

The main Hb function is to transport oxygen to tissues. Adult Hb is composed of a major HbA (alpha2beta2) and a minor HbA2 (alpha2delta2), with traces of fetal HbF (alpha2gamma2). Each of the different globin chains is controlled by distinct genes; two genes exist for the alpha and gamma chains and one for each of the other chains.2,6 HbS is caused by a single amino acid substitution of Glutamic Acid replaced by Valine at the sixth position of the beta-globin chain. This is due to a single nucleotide substitution, GAG —> GTG in codon 6 of the beta-globin gene on chromosome 11p15.5.7 This mutation alters the stability of the Hb and leads to the clinical disorder. The homozygous state of the sickle cell gene mutation (HbSS) results in sickle cell anemia (SCA). The replacement of the Glutamic Acid by a Valine causes Hb polymerization induced by deoxygenation.8 As the deoxy-HbS polymerizes and fibers align, the erythrocyte is transformed into a “sickle” shape. These deformed and rigid erythrocytes can obstruct normal blood flow in micro-circulation and thereby induce ischemia in tissues distal to the vascular blockage, which is the basis for many SCD complications.8,9 Thus, sickling is the direct consequence of the presence of HbS, but pleiotropic effects that follow depict the clinical outcome of the disease.

Since the clinical phenotypes of homozygous HbS are extremely variable, it is now clear that even if SCA is a monogenic disorder, at the phenotypic level it is most likely to be a multigenic disease. Among risk factors for early mortality are stroke, painful crisis and infection.10 There are many factors that might influence the outcome of these clinical presentations. These factors include, but are not limited to, environmental, psychological, cultural, and the socio-economical. However, the epigenetic mechanisms seem to play a primordial role in determining different SCD phenotypes.

Modulation of SCD by other disorders

Genetics is a major determinant of childhood survival in malaria endemic countries. The past few years have seen significant progress towards showing some of the best-known malaria resistance genes that determine the structure or function of RBCs, such as Gerbich blood group antigen negativity, polymorphisms of the complement receptor genes (most notably CR1), Southeast Asian ovalocytosis, pyruvate kinase deficiency; HbE, the sickle cell trait (SCT) and alpha-thalassemia.11 Despite conclusive evidence that these defects of the Hb molecule protect against severe and fatal Plasmodium falciparum malaria,12 the mechanisms underlying this protection are poorly understood.

Alpha-thalassemia is due to mutations of the alpha-globin genes (chromosome 16pter-p13.3) and it has been shown that the presence of alpha-thalassemia has a protective role against Plasmodium falciparum malaria infection. This could explain its high gene frequency in geographic malaria-endemic regions. However, several patients with SCA have coincidental alpha-thalassemia and the presence of both SCA and alpha-thalassemia mutations seems to act as a negative epistatic factor.13

Alpha-thalassemia reduces the concentration of HbS and therefore of HbS polymerization. Thus it is expected that this will prevent vaso-occlusive events that are consequences of hemolysis, including stroke, leg ulcer, priapism, and pulmonary hypertension. Complications more dependent on blood viscosity, such as painful episodes, acute chest syndrome (ACS) and avascular necrosis will usually be more prevalent when alpha-thalassemia coexists with SCD mutation.14,15 This is explained by patients with homozygous alpha-thalassemia and SCD having slightly lower levels of HbF than the non-thalassemic sickle cell patients. Preferential survival of F cells, a subpopulation of erythrocytes, occurs in SCA, with or without alpha-thalassemia, and the slight difference in HbF levels appears to reflect differences in numbers of circulating F cells. Thus, the change in the erythrocyte density profile in SCD with coexisting alpha-thalassemia, could explain the change in blood viscosity and the hematological improvement.16

Glucose-6-phosphate dehydrogenase (G6PD) deficiency (Chromosome Xq28) is commonly found in HbS populations. Although this deficiency does not appear to have a direct effect on the SCD phenotype,17 there are case reports of more severe hemolysis in patients with SCD and G6PD deficiency.18 Similarly, coinheritance of SCD and pyruvate kinase (Chromosome 1q21) deficiency can cause painful crisis,19 and co-inheritance of sherocytosis may cause recurrent acute splenic sequestration crisis.20,21 All these examples highlight the complexity of gene interactions.

Phenotype outcomes and potential modifier gene polymorphisms

The consequences of the sickle mutation and its downstream effects are clearly variable. Complications due to chronic hemolytic anemia, episodic vaso-occlusion with resultant painful episodes and chronic organ damage lead to very variable phenotypes of SCD. It is very difficult to determine the exact factors mediating the severity of the disease. It seems at least that all hematologists agree that they can definitely define the very mild or the “asymptomatic” patients as an obvious phenotype.2224 Different authors have reported SCD as an inflammatory disease with endothelium involvement.25 Other studies have implicated the NO bio-availability, associated with the scavenging of NO by cell free Hb (product of hemolysis), in the vascular patho-biology of SCD.5

It is critical to carefully characterize phenotypes in order to study complex gene interactions. Studies of sickle cell patients from different populations will very likely yield important information due to the differences in genetic backgrounds of these populations and potential implications on the disease phenotype. In the past few years, many centers have focused on the study of genetic modifiers of SCD. Selected findings are summarized here. Table 1 reviews a list of SNPs reported to be significantly associated with different phenotypes of SCD.

Table 1.

Review of polymorphisms reported to date to be significantly associated with different SCD phenotypes. (*) = protective.

Phenotype Gene Chromosome GeneID SNP or allele p value Population Ref
HbF and HbF response to hydroxyurea HBG2 11p15.5 3048 −158 C->T (XmnI) N/S West African 141
HBB 11p15.5 3043 rs7482144 (XmnI) 4 × 10−7 CSSCD 142
GPM6B Xp22.2 2824 rs1005589 0.047 CSSCD, MSH 143
rs11095629 0.042 CSSCD, MSH 143
rs5978663 0.064 CSSCD 143
rs11095629 0.069 CSSCD 143
rs7890737 0.07 CSSCD 143
rs4830513 0.068 CSSCD 143
rs5979998 0.069 CSSCD 143
rs6654096 0.067 CSSCD 143
TOX 8q12.1 9760 rs10504269 0.054 CSSCD, MSH 143
rs6997859 0.052 CSSCD 143
rs12155519 0.056 CSSCD, MSH 143
rs1947178 0.056 CSSCD 143
rs389349 0.039 CSSCD, MSH 143
rs4737532 0.058 CSSCD 143
rs851800 0.045 CSSCD 143
rs2726599 0.065 CSSCD 143
rs3109904 0.061 CSSCD 143
rs7821556 0.061 CSSCD 143
rs7817609 0.066 CSSCD 143
rs826730 0.064 CSSCD 143
rs3779999 0.063 CSSCD 143
rs1349115 0.066 CSSCD 143
rs2594953 0.065 CSSCD 143
rs10283344 0.063 CSSCD 143
rs12545204 0.066 CSSCD 143
rs380620 0.062 CSSCD 143
rs826729 0.045 MSH 48
rs765587 0.031 MSH 48
rs9693712 0.0098 MSH 48
rs172652 0.049 MSH 48
rs380620 0.016 MSH 48
rs2693430 0.049 MSH 48
rs12155519 0.037 MSH 48
HBE1 11p15.5 3046 rs7130110 0.07 CSSCD, MSH 143
rs3759070 0.060 CSSCD 143
HBG2 11p15.5 3048 rs7482144 0.07 CSSCD, MSH 143
AQP9 15q22.1–q22.2 366 rs1867380 0.044 CSSCD, MSH 143
MAP2K1 15q22.1–q22.33 5604 rs4489951 0.051 CSSCD 143
SMAD6 15q21–q22 4091 rs1440372 0.042 CSSCD 143
SMAD3 15q22.33 4088 rs10518707 0.056 CSSCD 143
rs8038623 0.043 CSSCD 143
KDR 4q11–q12 3791 rs6554233 0.07 CSSCD 143
rs6828477 0.066 CSSCD 143
rs7654599 0.063 CSSCD 143
rs2305948 0.062 CSSCD 143
MAP3K7 6q16.1–q16.3 6885 rs1145729 0.069 CSSCD 143
rs157681 0.056 CSSCD 143
NOX3 6q25.1–q26 50508 rs231944 0.068 CSSCD 143
rs231945 0.066 CSSCD 143
rs9371889 0.067 CSSCD 143
rs6557420 0.066 CSSCD 143
NOS3 7q36 4846 rs1008140 0.059 CSSCD 143
rs743507 0.067 CSSCD 143
rs1808593 0.068 CSSCD 143
ASS 9q34.1 445 rs590086 0.066 CSSCD 143
rs652313 0.067 CSSCD 143
rs12555797 0.069 CSSCD 143
rs543048 0.067 CSSCD 143
NOS1 12q24.2–q24.31 4842 rs2682820 0.068 CSSCD 143
rs3825102 0.067 CSSCD 143
rs1483757 0.066 CSSCD 143
rs816361 0.045 CSSCD 143
rs7977109 0.029 MSH 48
rs7309163 0.038 MSH 48
FLT1 13q12 2321 rs7987291 0.064 MSH 48
rs2387632 0.067 CSSCD 143
rs9513097 0.066 CSSCD 143
rs9508026 0.062 CSSCD 143
rs8002446 0.067 CSSCD 143
rs638889 0.065 CSSCD 143
rs2256849 0.066 CSSCD 143
rs670084 0.067 CSSCD 143
rs600640 0.065 CSSCD 143
rs9319428 0.047 MSH 48
rs2182008 0.003 MSH 48
rs8002446 0.011 MSH 48
rs3751395 0.039 MSH 48
rs9319428 0.047 MSH 48
rs2387634 0.037 MSH 48
ALOX5AP 13q12 241 rs4468448 0.064 CSSCD 143
rs4769058 0.057 CSSCD 143
rs12019512 0.069 CSSCD 143
rs4445746 0.068 CSSCD 143
KL 13q12 9365 rs398655 0.062 CSSCD 143
rs577912 0.068 CSSCD 143
rs7982726 0.069 CSSCD 143
rs685417 0.065 CSSCD 143
rs9527025 0.050 CSSCD 143
rs648202 0.067 CSSCD 143
PDE7B 6q23-q24 27115 rs2327669 0.041 MSH 48
rs11154849 0.05 MSH 48
rs9376173 0.049 MSH 48
rs1480642 0.044 MSH 48
rs487278 0.017 MSH 48
HAO2 1p13.3–p13.1 51179 rs10494225 0.0039 MSH 48
MAP3K5 6q22.33 4217 rs9376230 0.036 MSH 48
rs9483947 0.034 MSH 48
rs2237262 0.03 MSH 29
ARG2 14q24.1–q24.3 384 rs10483801 0.0075 MSH 48
rs10483802 0.0038 MSH 48
NOS2A 17q11.2–q12 4843 rs1137933 0.031 MSH 48
rs944725 0.02 MSH 48
HBS1L 6q23–q24 10767 rs52090901 1.10-5 North European 46
rs9399137 1.10-45 North European 46
rs4895440 0.00031 North European 46
PDE7B 6q23–q24 27115 rs509342 0.03 MSH 29
BTF 6q22–q23 9774 rs703193 0.05 MSH 29
MAP7 6q23.3 9053 rs2179288 0.003 MSH 29
rs2076192 0.04 MSH 29
rs9977139 0.03 MSH 29
rs3778314 0.02 MSH 29
PEX7 6q21–q22.2 5191 rs2012700 0.05 MSH 29
rs3799476 0.01 MSH 29
rs1342645 0.01 MSH 29
Unknown 6q22 N/S rs1342641 0.004 MSH 29
Unknown 6q22 N/S rs44450 0.01 MSH 29
BCL11A 2p16.1 53335 rs11886868 10−20 Sardinia 144
rs11886868 4.10−35 CCSCD, Brazil 142
rs4671393 2.10−42 CCSCD, Brazil 142
rs7557939 6.10−38 CCSCD, Brazil 142
HBS1L-MYB 6q22-q24 10767–4602 rs28384513 0.04 CCSCD, Brazil 142
rs7776054 0.0009 CCSCD, Brazil 142
rs9399137, 5. 10−11 CCSCD, Brazil 142
rs9389268 0.0002 CCSCD, Brazil 142
rs4895441 1.10−7 CCSCD, Brazil 142
rs6929404 0.0002 North European 46
Stroke Large vessel HLA-A (*) 6p21.3 3105 0102 0.02 CSSCD 60
2612 0.007 CSSCD 60
3301 0.04 CSSCD 60
IL-4R 16p12.1–p11.2 3566 rs1805015, S503P 0.006 CSSCD, STOP 61, 63
TNFa (*) 6p21.3 7124 rs1800629, −308G>A 0.048 CSSCD, STOP 61, 63
ADRB2 (*) 5q31–q32 154 rs1042714, Q27E 0.033 CSSCD 145
Stroke Small vessel HLA DPB1 (*) 6p21 3115 0401 0.01 CSSCD 60
1701 0.02 CSSCD 60
VCAM1 1p32–p31 7412 rs1041163, −1594T>C 0.002 CSSCD 145
LDLR 19p13.3 3949 rs5742911 0.002 CSSCD 145
Stroke Vessel size N/S ADCY9 16p13.3 115 N/S N/S N/S 59
rs437115 a3 CSSCD 66
rs2238432 a98 CSSCD 66
rs2238426 a3381 CSSCD 66
rs2072338 a638 CSSCD 66
rs2283497 a10 CSSCD 66
ANXA2 15q22.2 302 hCV26910500 a1.68 108 CSSCD 66
BMP6 6p24.3 654 rs267196 a2.31 1016 CSSCD 66
rs267201 a1.92 10103 CSSCD 66
rs408505 a4.06 10101 CSSCD 66
rs449853 a2.20 1057 CSSCD 66
CCL2 17q11.2–q12 6347 rs4586 a844 CSSCD 66
CSF2 5q31.1 1437 rs25882 a1.19 10198 CSSCD 66
ECE1 1p36.12 1889 rs212528 a1.55 104 CSSCD 66
rs212531 a2.34 1080 CSSCD 66
ERG 21q22.3 2078 rs989554 a62 CSSCD 66
MET 1q31.1 4233 rs38850 a68 CSSCD 66
rs38859 a1.58 1039 CSSCD 66
SELP 1q24.2 6403 rs2420378 a1.90 1010 CSSCD 66
rs3917733 a2.84 1093 CSSCD 66
rs3753306 a2.32 1065 CSSCD 66
TEK 9p21 7010 rs489347 a2 CSSCD 66
TGFBR3 1p22.1 7049 N/S N/S N/S 59
rs284875 a443992 CSSCD 66
rs2148322 a68988 CSSCD 66
rs2765888 a41968 CSSCD 66
rs2007686 a1739 CSSCD 66
HLA DRB1 6p21.3 3123 0301 0.007 African American 146
(*) 0302 0.007 African American 146
1501 0.019 African American 146
HLA DQB1 6p21.3 3119 0201 0.033 African American 146
(*) 0602 0.011 African American 146
VCAM1 (*) 1p32–p31 7412 rs3783613, G1238C 0.04 Jamaican, STOP 4, 64
AGT 1p42–q43 183 GT repeat 0.05 African American 147
Avascular Necrosis MTHFR 1p36.3 4524 C677T 0.006 N/S 76
BMP6 6p24–p23 654 rs270393 0.009 CSSCD 81
rs267196 0.001 CSSCD 81
rs267201 0.008 CSSCD 81
rs449853 0.012 CSSCD 81
rs1225934 0.001 CSSCD 81
TGFBR2 3p22 7048 rs1019856 0.023 CSSCD 81
rs934328 <0.001 CSSCD 81
TGFBR3 1p22.1 7049 rs284157 <0.001 CSSCD 81
EDN1 6p24.1 1906 rs5369 0.001 CSSCD 81
hCV7464888 0.001 CSSCD 81
ERG 21q22.3 2078 rs979091 0.014 CSSCD 81
rs2836430 0.005 CSSCD 81
KL 13q12 9365 rs480780 0.001 CSSCD 81
rs211235 0.001 CSSCD 81
rs2149860 0.021 CSSCD 81
rs685417 0.002 CSSCD 81
rs516306 0.019 CSSCD 81
rs565587 0.001 CSSCD 81
rs211239 0.001 CSSCD 81
rs211234 0.001 CSSCD 81
rs2238166 0.046 CSSCD 81
rs499091 0.020 CSSCD 81
rs576404 0.010 CSSCD 81
ECE1 1p36.12 1889 rs212527 <0.001 CSSCD 81
ANXA2 15q22.2 302 rs7163836 0.010 CSSCD 81
hCV11770326 <0.001 CSSCD 81
rs7170178 <0.001 CSSCD 81
rs1033028 0.007 CSSCD 81
hCV26910500 <0.001 CSSCD 81
hCV1571628 0.034 CSSCD 81
STARD13 13q12–q13 90627 rs538874 0.015 CSSCD 81
rs475303 0.029 CSSCD 81
rs648464 0.001 CSSCD 81
APRIN 13q12.3 23047 hCV3118898 0.001 CSSCD 81
hCV11710292 0.014 CSSCD 81
Acute Chest Syndrome NOS3 7q36 4846 T-786C 0.0051 African American 82
0.021 Guadeloupe 85
NOS1 12q24.2–q24.31 4842 (AAT)n intron 20 0.005 African American 84
ET-1 6p24.1 1906 T8002C 0.039 Guadeloupe 85
Priapism KL 13q12 9365 rs2249358 b2.6 CSSCD 87
rs211239 b1.7 CSSCD 87
rs211234 b2.3 CSSCD 87
TGFBR3 1p22.1 7049 rs7526590 0.00058 N/S 88
AQP1 7p14 358 rs10244884 0.00068 N/S 88
ITGAV 2q31–q32 3685 rs3768780 0.00090 N/S 88
F13A1 6p25.3–p24.3 2162 hcv1860621 0.00156 N/S 88
Leg Ulcers TGFBR3 1p22.1 7049 rs2038931 0.0387 CSSCD 148
TGFBR2 3p22 7048 rs1019856 0.0170 CSSCD 148
BMP6 6p24–p23 654 rs270393 0.0362 CSSCD 148
TEK 9p21 7010 rs603085 0.0108 CSSCD 148
rs671084 0.0251 CSSCD 148
KL 13q12 9365 rs685417 0.0186 CSSCD 148
rs516306 0.0076 CSSCD 148
rs2149860 0.0480 CSSCD 148
APRIN 13q12.3 23047 hCV3118898 0.0153 CSSCD 148
BMPR1B 4q22–q24 658 rs1560909 0.0263 CSSCD 148
rs7661539 0.0389 CSSCD 148
MAP3K7 6q16.1–q16.3 6885 rs157702 0.0080 CSSCD 148
SMURF1 7q22.1 57154 rs219825 0.0389 CSSCD 148
SMAD9 13q12–q14 4093 rs9576135 0.0167 CSSCD 148
Unknown 18q21.1 N/S rs736839 0.0004 CSSCD 148
MAP2K1 15q22.1–q22.33 5604 rs8036023 0.0414 CSSCD 148
Gallstone UGT1A 2q37 7361 Promoter (TA)n 0.0015 see text 106
Infection and Bacteriamia MPO 17q23.1 4353 G463A 0.0112 Brazilian 111
IGF1R 15q26.3 3480 rs1319868 0.0059 CSSCD 108
rs1567811 0.0586 CSSCD 108
rs8041224 0.0133 CSSCD 108
rs2872060 0.0321 CSSCD 108
BMP6 6p24–p23 654 rs270387 0.0401 CSSCD 108
rs267188 0.0047 CSSCD 108
rs408505 0.0006 CSSCD 108
rs449853 0.02 CSSCD 108
TGFBR3 1p22.1 7049 rs2765888 0.0251 CSSCD 108
BMPR1A 10q22.3 657 rs6586039 0.0248 CSSCD 108
hCV1663921 0.0115 CSSCD 108
SMAD6 15q21–q22 4091 rs5014202 0.0324 CSSCD 108
SMAD3 15q22.33 4088 rs10518707 0.0114 CSSCD 108
Unknown 1p22.1 N/S rs6662385 0.0222 CSSCD 108
HLA-E 6p21.3 3133 0101 0.003 African 110
Pulmonary Hypertension ACVRLI 12q11–q14 94 rs3847859 0.003 African American 115
rs706814 0.009 African American 115
ADCY6 12q12–q13 112 rs9804777 0.017 African American 115
ADRB1 10q24–q26 153 rs1801253 0.006 African American 115
BMP6 6p24–p23 654 rs267192 0.014 African American 115
rs267196 0.013 African American 115
rs267201 0.019 African American 115
BMPR2 2q33–q34 659 rs17199249 0.018 African American 115
rs35711585 0.025 African American 115
CR1 1q32 1378 rs6663530 0.024 African American 115
FY 1q21–q22 2532 rs3027045 0.035 African American 115
KL 13q12 9365 rs1888057 0.031 African American 115
LCAT 16q22.1 3931 rs5923 0.033 African American 115
hcv2846928 0.014 African American 115
LTA4H 12q22 4048 rs10492226 <0.001 African American 115
rs1978331 0.022 African American 115
SELP 1q22–q25 6403 rs2235302 0.014 African American 115
rs6131 0.019 African American 115
SERPINCI 1q23–q25.1 462 rs2227617 0.001 African American 115
SLC12A6 15q13 9990 rs426634 0.028 African American 115
TGFBR3 1p22.1 7049 rs10874940 0.002 African American 115
rs17443164 0.045 African American 115
Glomerular BMPR1B 4q22–q24 658 rs2240036 0.0434 CSSCD 94
Filtration rs4145993 0.0352 CSSCD 94
Rate rs17022863 0.011 CSSCD 94
rs1434549 0.0109 CSSCD 94

Abbrevations: CSSCD, Cooperative Study of Sickle Cell Disease; MSH, Multicenter Study of Hydroxyurea in SCA; STOP, Stroke Prevention Trial in Sickle Cell Anemia study.

Notes:

a

Bayes factor of the model associating the SNP to stroke versus the model of independence (large Bayes factor implies that there is very strong evidence for the associations).66

b

Odd ratio.87 In Bold is the highest significance SNP for each gene.

Fetal Hb and hydroxyurea response

HbF concentration is high at birth and declines slowly during the first three decades of life and the final level in adults is variable. It has been well established that in most cases, HbF has an ameliorative effect on SCD patients because the gamma-chains of HbF do not polymerize with HbS. This potential anti-sickling effect resulted in the development of a major therapeutic product for amelioration of SCD effects. To date, the only drug that is therapeutically used in this way is the S-phase specific chemotherapeutic agent, hydroxyurea (HU) which increases HbF production.26

Among SCA patients, HbF concentrations vary from 0.1% to 30% with an average of about 8%. Many laboratories have made efforts to elucidate the reasons behind differences in HbF levels between patients.2729 Understanding the mechanisms controlling expression of HbF (gamma-globin gene) may help in the design of better therapeutic strategies in the cure of SCA severity. Unfortunately, some inconsistencies have been reported in patients with very severe disease that have an HbF level of nearly 20% and in some older SCA patients that often have very low levels of HbF.24,30,31 Moreover, the different effect of HbF on the clinical course and the differences in response to HU treatment among patients with similar HbF levels may be related to heterogeneity in the cellular distribution of HbF or to the effect of other modifying genes.29,32

Several genetic determinants have been shown to contribute to the heterogeneity of baseline HbF levels in SCD. Haplotypes of the beta-globin gene cluster are among the most extensively studied.33 High HbF levels are associated with Senegal and Asian-Indian haplotypes, which confer a general milder clinical and hematological phenotype compared with the other African haplotypes (Benin, Bantu and Cameroon). Individuals with Bantu haplotypes have the lowest HbF level and the most severe phenotype.34 Individuals with the Benin haplotype usually have intermediate features.34 The common feature of the Senegal and Asian-Indian haplotype is the presence of a C->T polymorphism in the promoter of the G-gamma-gene [-158(C->T)] detectable with the XmnI restriction enzyme.3537 Other studies suggested that the beta-globin gene cluster haplotype, independently of the HbF levels, is correlated with survival of SCA patients treated with HU.38 Further research is necessary to understand how that occurs. Modifier genes could be interacting with the beta-globin-like cluster. HbS haplotypes and variations in cis-acting elements associated with different haplotypes are only partially responsible for the variation seen in HbF levels among SCD patients.3941 This has prompted the search for transacting regulatory elements controlling HbF levels. Among these elements was cited a quantitative trait locus (QTL) on chromosome Xp22 that was associated with the F cell number production.3941 Together with the −158 (C->T) polymorphism in the G-gamma promoter, this locus is estimated to account for half of the variation of HbF level in SCD.3 Other QTLs associated with HbF level have been described on chromosome 6q22.3–23.2 in a single extended Asian-Indian family.29,42,43 Another QTL on chromosome 8q was described in an Asian family with beta-thalassemia. Beta-thalassemia is due to different mutations on the beta-globin gene and the severity of the disease depends on the nature of the mutation. This QTL seems to interact with the −158 (C->T) polymorphism.44,45 Some studies showed the presence of SNPs in intronic regions of genes in the 6q QTL (Table 1). SNPs in several genes were found to be associated with the HbF levels suggesting that these genes are regulatory elements and modulators of HbF.23 These genes are phosphodiesterase 7B (PDE7B), microtubule-associated protein 7 (MAP7), mitogen-activated protein kinase kinase kinase 5 (MAP3K5), BCL2-associated transcription factor 1 (BTF) and peroxisomal biogenesis factor 7 (PEX7).29 They are also associated with the p38-MAPK pathway with the activation of gamma-globin gene expression by histone deacetylase inhibitors in K562 cells. Another interesting study46 screened two panels of 824 and 1,217 individuals of twin pairs from Northern European origin. They selectively chose v-myb myeloblastosis viral oncogene homolog (MYB) and HBS1-like (HBS1L) candidate genes in the 6q23 QTL interval. They identified three linkage disequilibrium (LD) blocks, which span a nearly contiguous segment of 79 kb long, starting 188 bp upstream from HBS1L exon 1 and ending 45 kb upstream of MYB. Among the 12 markers exhibiting the strongest evidence of association, one, rs52090909, is located in the 5′ UTR of exon 1a of HBS1L. The other strongly associated markers are either in intron 1a (rs9376090, rs9399137, rs9402685 and rs11759553), or directly upstream of the 5’ UTR of HBS1L exon 1a (rs4895440, rs4895441, rs9376092, rs9389269, rs9402686, rs11154792 and rs9483788). A test of linkage in the European dizygotic twins showed that the 6q23 QTL was completely accounted for by the markers in the trait-associated blocks. Based on measured haplotype analysis, they estimate that 17.6% of the trait variance is attributed to the markers in the three HBS1L-MYB blocks. An additional 11.6% of the trait variance is influenced by the XmnI variant on chromosome 11. As the overall heritability of the cellular HbF trait in Europeans is 89%,47 it is suggested that additional genetic or other familial factors contribute substantially (residual heritability = 59.8%) to the trait variation. They suggest that genetic variants that are associated with high F cell levels are also strongly correlated with increased expression of HBS1L in cultured erythroid cells.

Studies in 137 SCA patients treated with HU showed an association between SNPs and the change in HbF level after 2 years of treatment with HU. Using a candidate gene approach, they found SNPs in TOX (thymocyte selection-associated high mobility group box) gene within the 8q12.1 linkage peaks, and SNPs within the 6q22.33 region on mitogen-activated protein kinase kinase kinase 5 (MAP3K5) gene. They reported SNPs in other genes such as hydroxyacid oxidase 2 (HAO2), nitric oxide synthase 1 (NOS1), fms-related tyrosine kinase 1 (FLT1), arginase, type II (ARG2), nitric oxide synthase 2A (NOS2A) and phosphodiesterase 7B (PDE7B) that were associated with the HbF response to HU.48

The interactions of NO with Hb result in the formation of a vast biological sink of NO activity that modulates microvascular tone throughout the body. NO reacts with oxygenated Hb and reduced Hb to produce nitrate plus met-Hb and iron-nitrosyl-Hb, respectively; NO has several mechanisms of action, but it appears to play a major role in both the regulation of vascular muscle tone at the cellular level as well as in platelet aggregation (clumping).49 In SCD, especially in SCA disease, the rapid release of cell-free Hb may exceed the normal clearance mechanisms such as by binding to haptoglobin, and thus the excess free Hb consumes NO and impairs its regulatory role.5

Using a newly developed Bayesian modeling approach, the same team used two independent groups of patients, one group of 1,518 adults and children from the Cooperative Study of Sickle Cell Disease (CSSCD), and validated the results in a second independent group of 211 adults from the Multicenter Study of Hydroxyurea (MSH) in SCA.23 The study screened about 850 SNPs in 320 candidate genes. They found SNPs in the aquaporin 9 (AQP9), mitogen-activated protein kinase kinase 1 (MAP2K1), SMAD family member 3 (SMAD3), kinase insert domain receptor (KDR), mitogen-activated protein kinase kinase kinase 7 (MAP3K7), NADPH oxidase 3 (NOX3), argininosuccinate synthetase 1 (ASS), NOS1, arachidonate 5-lipoxygenase-activating protein (ALOX5AP), nitric oxide synthase 3 (NOS3), KL and SMAD family member 6 (SMAD6) (15q21.22) suggesting that these genes are regulatory elements in this region and novel modulators of HbF. The SNP rs1867380 in AQP9 is a functional SNP with an amino acid change located in the last exon of the gene. The minimum allele frequency observed for the minor allele A is 22% in the CSSCD set, and 19% in the MSH set which is consistent with 20% estimated in the African American panel of 23 samples reported in dbSNP. HbF levels are slightly lower in subjects who are homozygous for the minor allele A, while heterozygous subjects have a highly variable distribution of HbF. They also reported SNPs in TOX (8q21.1), hemoglobin, epsilon 1 (HBE1) and hemoglobin, gamma G (HBG2) genes, coinciding the beta-globin gene-like cluster (11p15.4) and SNPs in the glycoprotein M6B (GPM6B) gene (Xq22.2 QLT). Other SNPs in different genes have been reported in the CSSCD study only with a difference of association between age groups. Table 1 and Figure 1 summarizes all the SNPs described.23

Figure 1.

Figure 1

Schematics of genes where SNPs were reported to be significantly implicated on different phenotypes of SCD and on which population it was described. (AA= African American).

Although the significance of all these data seems attractive, a genome-wide screening using new high throughput technologies is suggested to find how all the polymorphisms in genes regulating HbF expression, HU metabolism and erythroid progenitor proliferation might modulate patient response to HU. Also, it is important to note that, some SNPs and genes found to be associated in the CSSCD population were not found to be associated in the MSH population. Because these two populations were of African American origins, it is possible that some modifier genes may not have originated from an African ancestry. This shows the importance of studying different isolated populations composed of large cohorts of individuals to conduct association studies.

Multiple genes are very likely to affect the response of HU and HbF levels. Their interactions and the predictive values of their polymorphisms will help to elucidate their complex mechanisms.

Stroke

Stroke is a devastating complication of SCD, which occurs in about 11% of patients under 20 years of age.50,51 Among these patients, stroke is predominantly ischemic and results from the involvement of medium sized to large intracranial arteries. Ischemic stroke alone is considered in the general population as a multigenic disorder.5254 In many cases it results from gene-gene and gene-environment interactions. In the last few years, genetic determinants have been shown to influence the risk of stroke and many SNPs in different genes have been found to be associated with ischemic stroke.55 It was reported that alpha-thalassemia is a protective factor56 and increased levels of HbF are associated with reduced risks for other complications.57

Studies have shown that increased TCD (Trans Cranial Doppler) velocities of blood flow (>200 cm/sec) in major intracranial arteries, is a predictor of stroke risk in children with SCD.58 The value of TCD as a predictor of stroke risk has been validated in the randomized STOP (Stroke Prevention in Sickle Cell Anemia) trial.58 As reviewed in Driscoll et al,59 genetic association studies in SCA have examined stroke phenotype and have shown the possibility of inherited modulation of this phenotype.59 Recent studies have found association of increase stroke risk with several Human leucocyte antigen (HLA) genotypes, especially association of certain phenotypes with distinct subtypes such as large vessel or small vessel stroke.60,61 HLA DRB1*0301 and *0302 alleles increased the susceptibility of stroke while the DRB1*1501 protected against stroke.62 DRB1*0201, in LD with DRB1*0301, was associated with stroke and DQB1*0602, in LD with DRB1*1501, was protective from stroke. Using the CSSCD patient database, HLA genotyping was performed in 36 patients with large vessel stroke and 35 with small vessel stroke.60,62 A total of 160 patients with a negative magnetic resonance imaging scan served as controls. In the small vessel stroke group, HLA DPB1*0401 was associated with increased stroke risk, whereas DPB1*1701 conferred protection from stroke. The DPB1*0401 allele was associated with susceptibility and DPB1*1701 was associated with a trend toward protection from stroke in the small vessel stroke group. In the large vessel stroke subgroup, HLA-A*0102 and *2612 conferred susceptibility, whereas the allele *3301 protected from stroke. These results suggest that specific HLA alleles influence stroke risk and appear to contribute differently to small vessel and large vessel stroke subtypes. Therefore, different pathologic processes may be involved in the development of stroke in children with SCA.60 Separation of ischemic stroke into subtypes based on presumed mechanisms may help clarify the contribution of HLA to stroke risk in SCA. These results need to be confirmed in studies with a larger number of patients, and using different populations’ if possible.

In a study of seven candidate genes in 42 children with large vessel cerebral artery stenosis, SNPs in the transforming growth factor-β receptor 3 (TGFBR3) and adenine cyclase 9 (ADCY9) were associated with this phenotype, when compared with 71 controls.3,59

Other studies, investigating candidate genes in about 230 children from the CSSCD population found associations of stroke with several genes including interleukin-4 receptor (IL-4R) S503P, tumor necrosis factor super-family, member 2 (TNFalpha) −308G and adrenergic beta-2 receptor (ADRB2) Q27E polymorphisms with large vessel stroke and vascular cell adhesion molecule 1 (VCAM1) −1594T>C, low density lipoprotein receptor (LDLR) NcoI polymorphisms with small vessel stroke.61,63 According to this study the combination of TNFalpha-308 GG homozygosity and IL-4R S503P polymorphism conferred a particularly strong risk for large vessel stroke. Another study reported polymorphism VCAM1 G1238C as protective against symptomatic stroke.64 Independent studies from the STOP population confirmed the association of large vessel stroke in SCD with both TNFalpha −308G and IL-4R S503P polymorphisms63 as well as the association of VCAM1 G1238C.65

Another study66 analyzed 108 SNPs in 39 candidate genes in 1,398 individuals from the CSSCD African American population with SCD. Thirty-one SNPs in 12 genes were found to interact with HbF to modulate the risk of stroke. This network of interactions includes three genes in the TGF-beta pathway and selectin P (SELP), which is associated with stroke in the general population.67 The researchers used the Bayesian networks modeling to capture the relationship between genotypes and phenotypes that can be used to compute the probability that a new individual with a particular genotype, will have the phenotype of interest.68 The network dissects the genetic basis of stroke into 11 genes whose variants have a direct effect on the disease that is modulated by HbF levels, and 9 genes whose variants are indirectly associated with stroke. For example, the cluster of five SNPs in endothelin 1 (EDN1) is associated with SNPs in annexin A2 (ANXA2) and bone morphogenetic protein 6 (BMP6). Both EDN1 and BMP6 are on chromosome 6 (at 6p24.1 and 6p24.3, respectively), and their association suggests that this chromosomal region may be associated with an increased risk of stroke. ANXA2 has a regulatory role in cell surface plasmin generation; EDN1 might be a potent vaso-constrictor and mitogen secreted in response to hypoxia, supporting the hypothesis that EDN1 antagonists may be useful in the prevention and treatment of sickle vaso-occlusive crises. They suggest that these model variants in BMP6 are the strongest risk factors, whereas variants in EDN1 are associated with stroke through BMP6 and ANXA2 but are not as relevant for the risk prediction. Stroke is also directly associated with variants in TGFBR3 and indirectly associated with variants in transforming growth factor, beta receptor II (TGFBR2), which have essential, non-redundant roles in TGF-betạ signaling. BMP6 is part of the TGF-beta super-family, and the simultaneous association of three genes with functional roles in TGF-betạ signaling suggests that this pathway might be involved with increased risk of stroke. This conjecture is further supported by the association of stroke with colony stimulating factor 2 (CSF2), a protein necessary for the survival, proliferation and differentiation of leukocyte progenitors. Using this method, they can compute the probability distribution of the phenotype (stroke) given the genotype of any SNP and, conversely, compute the conditional distribution of any genotype given values of other variables in the network. The overall predictive accuracy reported is 98.2%.66 In this way, the model is able to describe the determinant effects of genetic variants on stroke, to predict the odds for stroke of new individuals given their genotypes and to find the most probable combination of genetic variants leading to stroke. This method is very promising in that it can be used to find relationships between genotypes and phenotypes of all the SCD symptoms. Other genes involved according to this study are ADCY9, chemokine (C-C motif) ligand 2 (CCL2), endothelin converting enzyme 1 (ECE1), v-ets erythroblastosis virus E26 oncogene homolog (ERG), hepatocyte growth factor receptor (MET) and TEK tyrosine kinase (TEK).

Other studies attempted to associate stroke risk with SNPs in the angiotensinogen (AGT), cystathionine-beta-synthase (CBS), cholesteryl ester transfer protein (CETP), integrin, beta 3 (ITGB3), apolipoprotein C-III (APOC3), 5,10-methylenetetrahydrofolate reductase (MTHFR), serpin peptidase inhibitor, clade E (PAI1), intercellular adhesion molecule 1 (ICAM1) and thrombospondin receptor (CD36) genes,64,69 but due to the few patients studied, replication of these results in a larger patient sample is necessary.

To further define the genetic basis of stroke, the association of SNPs in candidate genes of different functional classes with the likelihood of having a stroke was examined. A total of 113 patients with SCA and a confirmed history of, or incident complete, non-hemorrhagic stroke, documented by imaging studies were compared with 493 control patients. Polymorphisms in four candidate genes, KL, TGFBR3, ANXA2 and BMP6, were associated with stroke.70 These genes play roles in the TGF-beta/BMP pathway, cell adhesion and NO biology. KL (13q12) encodes a membrane protein and regulates many vascular functions including vascular endothelial growth factor expression and NO release by the endothelium.

No association with cerebro-vascular disease was found when multiple coagulation factors were measured in children transfused for stroke, at risk for stroke and in untransfused controls.7173 Polymorphisms in low-affinity Fc leucocyte receptors were not associated with stroke.64 Hypoxia-induced cellular activation and release of adhesive and inflammatory mediators might be related to stroke and other vaso-occlusive complications, as suggested by a study of cell adhesion molecules in children with mild sleep hypoxia who had a higher vaso-occlusive episodes and increased markers of cell adhesion and activation.74

To examine the interaction among genes and their variant SNPs and to develop a prognostic model for stroke in SCA, a Bayesian network was developed to analyze 235 SNPs in 80 candidate genes in 1398 unrelated subjects with SCA. SNPs on 11 genes and four clinical variables, including alpha-thalassemia and HbF, interacted in a complex network of dependency to modulate the risk of stroke. This network of interactions included three genes, BMP6, TGFBR2, TGFBR3 with a functional role in the TGF-beta pathway and one gene (SELP) associated with stroke in the general population. The model was validated in a different population by predicting the occurrence of stroke in 114 unrelated individuals with 98% accuracy, predicting the correct outcome for all seven stroke subjects, and for 105 of 107 non-stroke subjects. This gave a 100% true positive rate and 98. 14% true negative rate, and an overall predictive accuracy of 98%.66 As traditional analytical methods are often inadequate for the discovery of the genetic basis of complex traits in large association studies, Bayesian networks are emerging as a promising approach. The predictive accuracy of this stroke model is a step toward the development of prognostic tests which will allow a better identification of patients at risk for stroke. The presence among the risk factors of genes already associated with stroke in the general population, such as SELP, suggests that some genetic factors predisposing to stroke may be shared by both SCA patients and stroke victims in general.

Avascular necrosis/Osteonecrosis

In the CSSCD study it was shown that alpha-thalassemia, age, high hematocrit and frequent vaso-occlusive events, are risk factors for the development of avascular necrosis (AVN) of the femoral head in SCD.75 Kutlar et al investigated the frequency of the MTHFR C677T gene polymorphism in the sickle cell population as it is associated with elevated serum homocysteine levels and resultant vascular complications in relation with AVN. They discovered that MTHFR C677T was present in 16% of the sickle cell patients. There was a strong association of the presence of MTHFR C677T with AVN in 35.6% of the AVN patients having the MTHFR polymorphism as opposed to only 12.9% of sickle cell patients without AVN.76 This association has been confirmed in a Brazilian population,77 however, this was not confirmed in the high Hb F population of Kuwaiti sickle cell patients, suggesting that different genetic factors may be operative in different populations.78 Some other smaller studies in different patient populations have also failed to show an association between this MTHFR polymorphism and the risk of AVN in SCD.72,79,80 A recent study81 analyzed 442 patients with AVN and 455 SCD controls from the CSSCD cohort. They studied SNPs in 66 candidate genes and found significant association of AVN with seven SNPs in BMP6, TGFBR2, TGFBR3, EDN1, ERG, KL, ECE1, ANXA2, StAR-related lipid transfer domain containing 13 (STARD13) and PDS5, regulator of cohesion maintenance, homolog B (APRIN) genes. The precise mechanism(s) whereby variation in these genes causes AVN is not yet understood.

Acute chest syndrome

Increased susceptibility to ACS has been associated with the T-786C SNP in the NOS3 gene in females.82 Gender specific disease modifications in the endothelial NOS3 have been proposed as explanation for these modifications.83 It is suggested that the differences between sexes could possibly be explained by modulation of NOS3 activity through circulating estrogen, resulting in differences of NO formation in pulmonary vascular endothelium between females and males. Exhaled NO is significantly lower in healthy females compared with males, and in the case of relative NO deficiency, such as in SCD and CF, NOS3 variants associated with altered response to female hormones may then be relevant for the pathophysiology of the disease.83 Low exhaled levels of NO were also seen in patients with ACS compared with controls, and this was associated with the number of AAT repeats in intron 20 of NOS1.84 Another recent study shows that endothelin 1 (ET-1) T8002C and NOS3 C-786 alleles are associated with both an increased and a decreased risk of ACS in SCA patients.85 It was also proposed that Secretory phospholipase A(2) (sPLA2) may be related to the severity of the ACS and capable of predicting its onset.62 sPLA2, is found in low concentration in normal plasma, however, its levels are increased in response to inflammation and were found to be very high in the ACS.86

Priapism

Priapism, a persistent, usually painful, erection that lasts for more than four hours and occurs without sexual stimulation, occurs in 30%–45% of male patients with SCD. The possible influence of genetic risk factors on the incidence of priapism is not well understood. A study made on 44 candidate genes, in 148 patients with SCA and a confirmed history of priapism, versus 529 control SCA patients who never developed priapism, revealed a polymorphic association with the KL gene.87 Another recent study examined genetic polymorphisms in 199 unrelated, adult (>18 years) male patients with HbSS and HbS/beta (0)-thalassemia, 83 (42%) with a reported history of priapism. Candidate genes for association with priapism were identified based on their involvement in adhesion, coagulation, inflammation and cell signaling. They also examined genes involved in nitric oxide biology (NOS2, NOS3, SLC4A1), as well as polymorphisms in the KL gene. They reported strong evidence of association found for SNPs in the TGFBR3, aquaporin 1 (AQP1), integrin, alpha V (ITGAV), and the coagulation factor XIII, A1 polypeptide (F13A1). Associations with TGFBR3, AQP1, and ITGAV remained significant after adjusting for multiple testing, using the Benjamini-Hochberg procedure. These data suggest that genes involved in the TGF-β pathway, coagulation, cell adhesion and cell hydration pathways may be important in risk for priapism.88 In this study however, associations with the SNPs in the KL gene as reported before, were not significant.

Leg ulcer

Cutaneous leg ulcers are common in SCA. In the United States, 2.5% of patients with all common genotypes of SCD have leg ulcers.89 In Jamaica, >40% of patients90 and between 1.5% and 13.5% of SCD patients in Africa were reported to have leg ulcers.9193

In a study made on the CSSCD cohort, and after screening 215 SNPs in more than 100 candidate genes, associations were found with SNPs in KL, TEK and several genes in the TGF-beta/BMP signaling pathway by genotypic association analyses. KL directly or indirectly promotes endothelial NO production and the TEK receptor tyrosine kinase is involved in angiogenesis. The TGF-beta/BMP signaling pathway modulates wound healing and angiogenesis, among its other functions. They suggest that hemolysis-driven phenotypes, such as leg ulcers, could be improved by agents that reduce sickle erythrocyte density or increase NO bioavailability.94 Among the genes reported to be significantly associated are: TGFBR3, TGFBR2, BMP6, TEK, KL, APRIN, bone morphogenetic protein receptor, type IB (BMPR1B), SMAD specific E3 ubiquitin protein ligase 1 (SMURF1), MAP3K7, SMAD family member 9 (SMAD9) and MAP2K1.94

Gallstones, cholelithiasis and bilirubin levels

Twin and family linkage studies suggested a genetic component to the development of gallstones.9597 Pigment stones are the predominant variety in SCD due to chronic hemolysis. Homozygosity for the promoter 7(TA) repeat in the UDP glucuronosyltransferase 1 family, polypeptide A cluster (UGT1A) gene promoter has been associated with unconjugated hyperbilirubinaemia and Gilbert syndrome.98,99 The normal UGT1A promoter contains an A(TA)nTAA nucleotide-sequence motif with 6 (TA) dinucleotide repeats. A shorter 5(TA) repeat and longer 8(TA) allele have been described in persons of African descent100 but without clinical correlation. UGT1A promoter polymorphisms act as an important genetic modifier of hepatobiliary disease in SCA, influencing baseline bilirubin levels and the incidence of cholecystectomy.101 This suggests that symptomatic cholelithiasis is more common in carriers of this genotype.101,102 When treated with HU, children with the 6/6 UGT1A genotype had normal bilirubin levels compared with individuals with the 6/7 or 7/7 genotypes. A recent study suggested that the 7/7 and 7/8 genotypes were risk factors for symptomatic gallstones only in older subjects with SCD.103

Carriers of the 7/7 genotype had bilirubin levels greater than 51,3 μmol/l despite full-dose hydroxyurea therapy,104 suggesting that this polymorphism may influence the ability of hydroxyurea to prevent gallstone formation. In this study, they analyzed the effect of the UGT1A genotype on the response to HU therapy, which decreases hemolysis in children with SCA with significant increase in Hb concentration, decreases in reticulocytes and lower serum total bilirubin.105 They analyzed the reduction in serum bilirubin that occurs with decreased hemolysis in association with HU therapy.104 In a large cohort of children with SCA, from the Duke Pediatric Sickle Cell program, taking HU therapy at the maximum tolerated dose demonstrated significant reductions in hemolysis independent of UGT1A promoter polymorphism genotype, but there were no HU-related decreases in serum bilirubin levels. Children with the wild-type 6/6 UGT1A genotype demonstrated normalized bilirubin levels with HU therapy, but children with the heterozygous 6/7 or abnormal 7/7 genotypes did not. Children with the abnormal 7/7 genotype, which confers the phenotype of Gilbert syndrome, had bilirubin levels greater than 3 mg/dL despite full-dose HU therapy. These data indicate that the UGT1A promoter polymorphism is a powerful non-globin genetic modifier in SCA that influences serum bilirubin both at baseline and on HU therapy. UGT1A promoter polymorphisms may therefore influence the ability of HU to prevent gallstone formation in patients with SCA.104 Similar findings were confirmed in various cohort studies including Jamaica,103 Guadeloupe106 and Greece107 which makes this modifier gene consistent with different populations.

Infection and bacteremia

Infection and bacteremia are common in SCD and severe bacterial infections are the major causes of morbidity and mortality in SCA. A recent study on the CSSCD cohort, showed significant associations with SNPs in insulin-like growth factor 1 receptor (IGF1R) and genes of the TGF-beta/BMP pathway (BMP6, TGFBR3, bone morphogenetic protein receptor, type IA (BMPR1A), SMAD6 and SMAD3) suggesting that both could play important roles in immune function in SCA and their polymorphisms may help identify a “bacteremia-prone” phenotype.108

Another study on 144 sub-Saharan African SCD patients, 73 of whom had at least one severe bacterial infection history and 71 had none, showed a bi-allelic polymorphism (Arg107Gly) distribution of a human leukocyte antigen–E (HLA-E) locus. The HLA-E*0101/E*0101 genotype was more frequent among the group with infections than their counterparts (47% vs. 21%). This genetic association is of relevance for the involvement of HLA-E molecules in host response to pathogens.109,110 Another study involving a small group of subjects from a Brazilian cohort with SCD identified a G463A polymorphism in the myeloperoxidase (MPO) gene.111

Albuminuria and glomerular filtration rate

The glomerular filtration rate (GFR) in SCA is supra-normal in childhood but falls quickly with age, often resulting in renal failure. The renal failure is common among older patients with homozygous SCA and contributes to death of adult patients.112 The risk factors underlying these observations are unclear. Studies have correlated the high GFR with macroalbuminuria and proteinemia.113,114 In a study of 1,140 patients with SCA, SNPs of 70 candidate genes of the TGF-β/BMP pathway were screened for association with GFR. They found 4 SNPs (rs2240036, rs4145993, rs17022863, rs1434549) in BMPR1B, to be significantly associated. Three haplotypes in this gene were also associated with GFR. The TGF-beta/BMP pathway has been also associated with the development of diabetic nephropathy, which has some features in common with sickle cell nephropathy. These results suggest that, as with other sub-phenotypes of SCD, renal function may be genetically modulated.94

Pulmonary hypertension

Genetic studies concerning this phenotype are very limited. One recent study measured with a tricuspid regurgitation jet of >2.5 m/sec, showed evidence of association on genes of the TGF-beta superfamily, including activin A receptor type II–like 1 (ACVRL1), bone morphogenetic protein receptor 2 (BMPR2), and BMP6, the beta-1 adrenergic receptor (ADRB1).115

Gene polymorphisms have been found associated with eNOS and ACE genes in other diseases dealing with pulmonary hypertension-like asthma and chronic obstructive pulmonary disease116,117 emphasizing the NO pathway again as contributing candidate genes for severity.

Sickle cell adhesion

Sickle (SS) RBCs, unlike unaffected (AA) RBCs, adhere avidly to components of the vascular wall, and this abnormal adhesion is believed to contribute to the painful vaso-occlusive crises that occur in patients with SCA.118 It was reported that up-regulation of intracellular cyclic adenosine monophosphate (cAMP)-dependent protein kinase A (PKA) by epinephrine significantly increased sickle but not normal erythrocyte adhesion to both primary and immortalized endothelial cells.119 This suggests that adrenergic hormones such as epinephrine may initiate or exacerbate vaso-occlusion and thus contribute to the association of vaso-occlusive events with physiologic stress.119 In an other study, the same group showed that the alphavbeta3 integrin is the extra-cellular ligand involved in the adhesion of SS RBCs through the LW blood group antigen glycoprotein (a member of the ICAM subfamily).120 They conclude that LW appears to be the SS RBC receptor that mediates binding to at least one endothelial integrin, the alphavbeta3. Furthermore, stress hormones, such as epinephrine, may contribute to vaso-occlusion by activating LW to mediate adhesion at least in part through cAMP/PKA-dependent signaling pathways.

A recent study suggested that polymorphisms in the beta2-adrenergic receptors (ADRB2) and adenylate cyclase 6 (ADCY6) may influence SCD severity through the signalling pathway of RBC adhesion to laminin.121 In this study, they found that SNP rs1042713 in ADRB2 and SNP rs3730070 of ADCY6 polymorphisms were associated with elevated adhesion (P = 0.037 and P = 0.0002 respectively). These two genes are activated by adrenaline and may affect SS RBC adhesion to laminin. They theorize that these two genetic polymorphisms of signalling pathways on SS RBC adhesion may lead to pathophysiological consequences as well as disease variability in SCD. Future investigations are needed to confirm a role for adrenaline-mediated in vivo activation of SS RBC adhesion in vaso-occlusion.

Painful episodes

Acute painful episodes are a major complication of SCD and can be predictive of early death in adults. The only genetic modulations known to date about pain in SCA are the protective role of HbF and the deleterious or neutral role of alpha-thalassemia.122 A major limitation of the polymorphism study is how painful episodes are defined. The detection of genomic variations leading to painful episodes will be very important for SCD patients. The finding of new candidate genes will open the possibilities to use them as biomarkers to diagnose the severity of the disease.

Other phenotypes

Other complications can be associated with genetic predisposition. Although only few studies exist on the risk factors of some of these phenotypes, many of them remain to be studied. Some potential sub-phenotypes that can be considered genetically associated with the disease, and thus needing further genetic association studies are: Mortality, dactylitis, aplastc crisis, acute splenic sequestration, chronic hypersplenism, megaloblastic change, iron and folate deficiency, bone pain, pregnancy complications, osteomyelitis, acute pulmonary sequestration, pulmonary fat embolism, deep jaundice, iris atrophy and eye complications and chronic transfusion complications.3,4,123 All these complications, may or may not be directly or indirectly associated with a gene polymorphism, but further studies should be considered.

The “no complication” phenotype

Due to the advances in alternative controls and therapies such as HU treatment, transfusions, prophylaxis and antibiotics to prevent infection, new born screening programs, prevention and gene counseling, and improving of socio-economical features, the survival rate of SCA patients is clearly increasing.57,124 Determining the severity of the disease is very difficult. Isolating one specific sub-phenotype for genetic association screening requires very careful monitoring of the patient’s complications throughout their life. The only clear phenotype that we can surely characterize is the “no complication” phenotype. Indeed, some patients that carry the SS mutated hemoglobin have very mild or no complication throughout their life. We can imagine that these SS individuals carry a gene polymorphism that “protects” them from anemia and vaso-occlusive events. In many of the studies above, they used these patients as negative controls to find polymorphisms in different sub-phenotypes. Some patients with the SS mutation can survive until their 6th and 7th decade (Serjeant, personal communication).24 Further studies on gene polymorphisms in these individuals can reveal interesting findings.

Discussion

Differences between populations

The beta-globin gene is located on the short arm of Chromosome 11. Variations in non-coding nucleotides flanking the globin genes have been used to track the origin of the sickle cell mutation and its flow to other geographical regions in the world. Using restriction endonucleases, haplotype blocks of 8 SNPs spanning ∼30,000 bases of the beta-globin locus could be determined and was used to study the ancestral origin of the sickle cell mutation in individuals from different parts of Africa and Asia. In Africa, the HbS gene was associated with four haplotypes representing regions where independent mutations occurred. These haplotypes include the Benin, the Senegal, the Bantu (Central African Republic) and the Cameroon.36,125 A fifth Asian beta-locus haplotype was reported in Saudi Arabia and India.126 In America, Jamaica and Brazil, the African ethnic groups were subject to a considerable admixture of different haplotype groups. Calculations suggest that the HbS-globin gene mutation first appeared approximately 70,000∼150,000 years ago.127 As described above in the Fetal Hb and hydroxyurea response section, the Senegal and Asian-Indian haplotypes have a general milder clinical and hematological phenotype compared with the other African haplotypes (Benin, Bantu and Cameroon). Individuals with Bantu haplotypes have the most severe phenotype and individuals with the Benin haplotype usually have intermediate features.34

Global frequency and distribution

While the mutation prevalence is the highest in the Mediterranean, Africa and Asia, the migration of the populations from these areas has increased globally.128 SCD is now endemic throughout Europe, the Americas and Australia.1

Comprehensive control programs in recent years have succeeded in limiting the numbers of new births and prolonging life in affected individuals. Such programs have been successful in a minority of countries and have little global impact. Over 300,000 infants with major syndromes are born every year and the majority dies undiagnosed, untreated or under-treated. Countries may be divided into three general categories according to the services available: A. Endemic Mediterranean countries. In these countries, long-established prevention programs have achieved 80 to 100% prevention through specialized clinics which provide optimum treatment. B. Areas of the developed, industrialized world where prevalence is increasing because of migration. These countries have the means to provide adequate control but have problems in reaching immigrant groups with different cultural background. C. Countries of the developing world where the provision of services is hampered by economic difficulties, other health priorities due to high infant mortality from infectious diseases, and religious/cultural constraints.129

Cooperative studies

In Table 1 the majority of polymorphism discoveries on sub-phenotypes have been made on the CSSCD cohort. This shows the importance of establishing organized cooperative research centers and new born screening projects that help not only for gene polymorphism discoveries of modifier genes, but also enables us to understand the exact mechanism leading to different phenotypes. To conduct such genetic studies, it is very important to have a large number of patients included in each study. The relevance of the findings strongly depends on the statistical significance of the genetic results. This significance is directly associated with the number of individuals included in the study, which defines the power of the results. Independent studies, using different techniques and approaches (as well as different laboratories) must be done, even if the screening will be conducted on the same population. The findings will be additive and will confirm previous results. Confirmation of modifier gene action will enhance the discovery of a potential cure for that phenotype, not only for SCD but also for other diseases sharing similar phenotypes.

The National Institutes of Health (NIH) has established funds to monitor clinical trials and human genetic studies. However, genetic studies require a large number of patient DNA and clinical information. To collect information on patients and protect the personal privacy of each individual, the institutional review board (IRB), which is an independent committee of physicians, statisticians, community advocates and others, insure that the clinical trial or the genetic studies conducted by the investigators are ethical, and all the rights of the studied participants are protected. In the past however, minorities and populations from developing countries were exploited and abused in several clinical trials which has created resentment and suspicion of researchers among these populations. Regaining the trust of minorities and establishment of collaborative studies with developing countries to participate in large scale genetic screenings remains a problematic and challenging task (US DHHS 1994). Recruiting volunteer participants for medical research is critical to developing medical innovation toward improved patient health. A sophisticated and clear collaborative policy will definitely help regain trust in medical research, the backbone of medical cure.

Comparative studies between populations

SCD is one of more than 10,000 human diseases that are caused by defects in single genes. Screening for a diverse group of serious and common disorders in the prenatal setting presents a great challenge.

Although it is well known that 85%–95% of human genetic variation is due to variation among individuals within a population, whereas 5%–15% is attributable to variation among populations,130,131 it remains unclear whether similar levels of within-versus among-population components of variation will extend to higher-level phenotypes such as gene-expression levels. Understanding patterns of gene-expression variation within and among human populations will provide important insights into the molecular basis of phenotypic diversity and the interpretation of patterns of expression variation in disease. Finding that a single locus has a strong signal in two different populations and in two separate studies, is very important in validating biomarkers for the phenotype. Such results may be combined to maximize the amount of available information that can be extracted from these expensive and laborious experiments.

One example of the importance of comparing the population SNPs is the MTHFR gene described above and its implication in the avascular necrosis. This gene has been found associated with this phenotype in a large number of patients of the CSSCD population but could not be confirmed in the Kuwaiti population.78 This suggests that different genetic factors may be operative in different populations. On the other hand the UGT1A gene promoter (TA) repeat polymorphism has been confirmed in different populations, making this gene a potentially reliable biomarker that can be used as a diagnostic predictor.

Importance of collecting environmental information including diet and traditions

The differences between populations do not only refer to a pure genetic paradigm, but also refer to geographic, social, dietetic, traditional and socio-economical matter. The outcome of the hemoglobin sickling on patients eating different diet will be different. Even though very few studies has been made on water intake and it’s real patho-physiological influence on the phenotype, doctors advise children with SCA to drink water and fluids and avoid dehydration. Very few studies have been done on the effect of diet on SCD patients. Some studies done in our laboratory, showed correlations between the metabolic demands of increased erythropoiesis and cardiac energy consumption with the excess protein and energy metabolism in children with SCA.132 The same group conducted studies using a sickle cell mouse model and showed a direct role of the protein intake on the outcome of the disease.133

SCD is a blood disorder. Blood does not only carry oxygen and carbon dioxide, but also has primordial roles in distribution of water, metabolites, energy, hormones and enzymes to different parts of the body. It is logical that the diet, environmental factors and lifestyle in general, as well as psychological and socio-economical factors will definitely influence the outcome of the disease. It is important to note that, when we genetically screen patients for polymorphisms, we take into consideration the environmental factors that could influence the outcome of the disease.

Importance of conducting genetic studies in endemic malaria populations

For thousands of years, in sub-Saharan Africa, malaria transmission resulted in natural selection which resulted in preferential killing of healthy and SCA children while individuals with SCT were protected. This resulted in high frequency of SCD patients in malaria endemic regions. The global frequency of hemoglobinopathies shows a remarkably consistent match of hemoglobinopathies with malaria endemic region. The eradication of malaria in some countries, such as in the Mediterranean countries, has contributed to the lower frequency of HbS in these regions. Interestingly, SCD is a genetic disorder while malaria is due to a parasitic infection. It is therefore important to continue the fight to completely eradicate malaria in all the countries.

Susceptibility/resistance to Plasmodium falciparum malaria has been correlated with polymorphisms in more than 30 human genes on patients from Africa and south-east Asia and India.134

Genome-wide association analysis based on 10,000 single-nucleotide polymorphisms in a Ghanaian population identified several regions which showed evidence for linkage disequilibrium to parasitological and clinical phenotypes. Among them a prominent signal on Chromosome 10p15 obtained with malaria fever episodes135 and on Chromosome 5q31–q33.136 Several human gene SNPs have been described to be linked with the severity of the malaria such as: CYBB gene,137 the gp91 phox subunit of the NADPH oxidase,137 the TNF-enhancer and gene for FcgammaRIIa,134 IL12B136 as well as the haptoglobin haplotype polymorphism.138 These studies show a relationship between red blood cell efficiency and the severity of the malaria as observed in the SCA.

Benefits and limitations

It is extremely important to utilize new high throughput technologies now available commercially to determine how best to translate such progress into improved patient care. Nowadays, a single DNA chip microarray can be used to screen a whole genome-wide SNPs panel per individual. New technologies have enabled genome-wide association studies to be conducted with hundreds of thousands of genotyped SNPs. Several different first-generation genome-wide panels of SNPs have been commercialized. The total amount of common genetic variation is still unknown; however, the coverage of commercial panels can be evaluated against reference population samples genotyped by the International HapMap project. Less information is available about coverage in samples from other populations. The high cost of these technologies is a major limitation not only for the gene polymorphism studies, but also for the practical exploitation of the biomarker-based therapies. But, despite the high cost, the new technologies became more “per-sample” cost effective and can allow the determination of a whole patient’s genotype in one single experiment. It also gives us the copy number of the gene expression. This advancement of biomedical technologies enables the efficient and reliable screening of patients with different phenotypes and also appears to be the key for establishing biomakers that will allow better diagnosis and treatment of patients that have a susceptibility SNP implicated in the clinical manifestation of the disease. These technologies have been proven to be effective in revealing associations between SNPs and many disease phenotypes, even in non monogenic disorders such as infectious diseases and in different populations including Caucasians, Asians and Africans.135,139

On the other hand, a recent twin study, introduced a controversy in the paradigm of epistatic genetic control of disease.140 This study compared 9 pairs of identical twins of a Jamaican cohort and showed that twins presented similarities in the prevalence and degree of splenomegaly, susceptibility to priapism, and in onset of menarche, but other clinical complications were discordant in prevalence and severity. These findings suggest that physical growth and many hematological characteristics are subject to genetic influences, but that non-genetic factors contribute to the variance in disease manifestations. Thus, in these studies, even though very limited in the sample size, a better understanding of phenotype/genotype correlation in SCD can be acquired.

Coordinating efforts and cooperative studies with different laboratories and hospitals around the world, setting up a common database that is freely shared, and helping developing countries to set up new born screening centers for collecting data will facilitate the search for a cure for SCD.

These kind of genomic investigations are very important for the detection of genomic variations leading to different phenotypes in SCD patients. However, functional studies will be required to correlate the results with the phenotypes. These studies are limited to the extent to which it is a genetic study using new genomic tools and the complexity of genetic interactions and environmental factors require further gene expression confirmations such RNA and protein levels.

The understanding of genomic variations in SCD patients will be key in the use of possible biomarkers for diagnostic of the severity of SCD and that is critical for targeted therapeutics delivery and personalized treatments.

Acknowledgments

  • – NIH/Fogarty International Center (FIC) postdoctoral training grant in Genomics and Hemoglobinopathies (NIH-FIC-1R90-HG004151–01).

  • – NIH-RCMI (RR033062).

Footnotes

Disclosure

The authors report no conflicts of interest.

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