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. Author manuscript; available in PMC: 2010 Apr 27.
Published in final edited form as: Oncogene. 2008 Dec;27(Suppl 1):S71–S83. doi: 10.1038/onc.2009.45

PUMA, a potent killer with or without p53

J Yu 1, L Zhang 2
PMCID: PMC2860432  NIHMSID: NIHMS195048  PMID: 19641508

Abstract

PUMA (p53 upregulated modulator of apoptosis) is a Bcl-2 homology 3 (BH3)-only Bcl-2 family member and a critical mediator of p53-dependent and -independent apoptosis induced by a wide variety of stimuli, including genotoxic stress, deregulated oncogene expression, toxins, altered redox status, growth factor/cytokine withdrawal and infection. It serves as a proximal signaling molecule whose expression is regulated by transcription factors in response to these stimuli. PUMA transduces death signals primarily to the mitochondria, where it acts indirectly on the Bcl-2 family members Bax and/or Bak by relieving the inhibition imposed by antiapoptotic members. It directly binds and antagonizes all known antiapoptotic Bcl-2 family members to induce mitochondrial dysfunction and caspase activation. PUMA ablation or inhibition leads to apoptosis deficiency underlying increased risks for cancer development and therapeutic resistance. Although elevated PUMA expression elicits profound chemo- and radio-sensitization in cancer cells, inhibition of PUMA expression may be useful for curbing excessive cell death associated with tissue injury and degenerative diseases. Therefore, PUMA is a general sensor of cell death stimuli and a promising drug target for cancer therapy and tissue damage.

Keywords: PUMA, BH3 domain, Bcl-2 family, p53, apoptosis

Introduction

The Bcl-2 family proteins are evolutionarily conserved key regulators of apoptosis. PUMA (p53 upregulated modulator of apoptosis) is one of the most potent killers among the Bcl-2 homology 3 (BH3)-only subgroup of Bcl-2 family members. There are more than 300 articles published on PUMA, the majority of which describe its involvement in stress-induced apoptosis regulated by the tumor suppressor p53. Until now the activity of PUMA seems to be exclusively controlled by transcription, whereas other BH3-only proteins are often activated through multiple mechanisms including posttranslational modifications. In response to genotoxic stress such as DNA damage, PUMA is transactivated by p53. Along with another BH3-only protein, Noxa, which in most cases has a minor function, PUMA accounts for virtually all of the proapoptotic activity of p53. PUMA is also activated by other transcription factors to initiate p53-independent apoptotic responses to nongenotoxic stimuli, including growth factor/cytokine deprivation, endoplasmic reticulum (ER) stress and ischemia/reperfusion. In contrast to its prominent function in p53-dependent apoptosis, the function of PUMA in p53-independent apoptosis remains to be fully appreciated.

Similar to other BH3-only proteins, PUMA serves as a proximal signaling molecule that transduces death signals to the mitochondria where it acts through multidomain Bcl-2 family members to induce mitochondrial dysfunction and caspase activation. PUMA primarily acts to indirectly activate Bax and/or Bak by relieving the inhibition of these proteins by antiapoptotic Bcl-2 family members, including Bcl-2, Bcl-XL, Mcl-1, Bcl-w and A1. It has also been suggested that PUMA can trigger apoptosis by directly activating Bax, or through cytoplasmic p53 in some cells. With such versatile functions, it is perhaps not surprising that PUMA has been implicated in many pathological and physiological processes including cancer, tissue injury, neurodegenerative diseases, immune response and bacterial or viral infection. PUMA may well be an excellent therapeutic target, as activating PUMA inhibits tumor growth by restoring apoptosis in cancer cells, whereas inhibiting PUMA curbs excessive apoptosis associated with tissue injury and neurodegeneration.

Discovery

PUMA was independently cloned by three groups in 2001. Two groups identified PUMA as a transcriptional target of p53 through global gene expression profiling (Nakano and Vousden, 2001; Yu et al., 2001), whereas another group identified PUMA as an interacting partner of Bcl-2 (hence named as Bcl-2-binding component 3 or BBC3) through yeast two-hybrid screening (Han et al., 2001). PUMA is highly conserved between human and mouse, with over 90% sequence identity at both the DNA and protein levels (Yu et al., 2001), and is found in six other vertebrate genomes. The genomic structure of PUMA is also very similar in human and mouse, with the human locus mapped to 19q31 (Yu et al., 2001), and the mouse locus residing at 7A2. Five exons are identified in the PUMA locus, with the first two exons (1a or 1b) being noncoding (Figure 1). In addition to the two major transcripts, PUMA-α and PUMA-β, which both encode proteins containing the BH3 domain, extensive alternative splicing can result in multiple PUMA transcript species (Nakano and Vousden, 2001; Yu et al., 2001). The functions of these splice variants, some of which lack the BH3 domain, are currently unclear. The genomic region including the PUMA promoter, exon 1a and intron 1 contains a high percentage of guanine and cytosine nucleotides, suggesting a propensity of forming secondary structures that inhibit transcription, which may account for low basal expression levels in unstressed cells (Yu et al., 2001; Ming et al., 2008). PUMA is conserved and fulfills similar functions in zebrafish (Sidi et al., 2008). Although no PUMA homologue has been identified in lower eukaryotes, the BH3-only protein EGL-1 may be its functional counterpart in Caenorhabditis elegans (Horvitz, 1999).

Figure 1.

Figure 1

PUMA gene and protein structure. The human PUMA gene contains three coding exons (exons 2–4) and two noncoding exons (exons 1a and b), all of which (except for exon 1b) are conserved in mouse. The binding sites of several transcription factors such as p53, c-Myc and FoxO3a are found in the regulatory regions of both human and mouse genes. The PUMA protein has two functional domains, the BH3 domain and a C-terminal mitochondria-localization signal (MLS), which is not well defined. Alignment of the BH3 domain of PUMA with those of other proapoptotic Bcl-2 family members is shown with the conserved residues shaded in gray.

Protein structure

Initial characterization of PUMA revealed that the protein belongs to the BH3-only subgroup of Bcl-2 family proteins, which share sequence similarity only within the BH3 domain (Figure 1). The BH3 domain of PUMA is required for its interactions with Bcl-2-like proteins, such as Bcl-2 and Bcl-XL (Nakano and Vousden, 2001; Yu et al., 2001). Structural analysis indicates that the BH3 domain of PUMA forms an amphipathic α-helical structure that directly binds to antiapoptotic Bcl-2 family proteins (Day et al., 2008). The C-terminal portion of PUMA contains a hydrophobic domain that directs its mitochondrial localization (Figure 1; Yu et al., 2003b). Both the BH3 domain and mitochondrial localization are essential for the ability of PUMA to induce apoptosis or suppress cell growth (Yu et al., 2003b; Yee and Vousden, 2008). To date, no posttranslational modification on PUMA has been reported.

Regulation by transcription

PUMA is normally expressed at a very low level (Yu et al., 2001), but is rapidly induced in response to a wide range of stresses in human and mouse cells of virtually every tissue origin that has been examined. To date, only transcriptional induction of PUMA has been reported. Bioinformatics analyses reveal potential binding sites for multiple transcription factors in the promoter, exon 1 and intron 1 regions of the PUMA gene. Several of these sites are conserved in the human and mouse genomes, such as those for p53, c-Myc and forkhead box O3A (FoxO3a). These transcription factors can activate reporters containing their respective sites in the PUMA gene, and are recruited to these sites following stresses in vivo.

Among the transcription factors that activate PUMA, the function of p53 is best understood. Within hours of DNA damage, p53 is recruited to the two p53-responsive elements in the PUMA promoter (Kaeser and Iggo, 2002; Wang et al., 2007a). Gene targeting studies have indicated that both p53 and the p53 binding sites in the PUMA promoter are indispensable for PUMA induction by DNA damage (Yu et al., 2001; Wang et al., 2007a). The binding of p53 to the PUMA promoter facilitates modifications of the core histones such as acetylation of histones H3 and H4, which leads to opening of the chromatin structure and transcriptional activation (Kaeser et al., 2004; Wang et al., 2007a). In isolated cases, the p65 or p52 subunit of nuclear factor-κB can facilitate p53-dependent PUMA induction through p53-dependent recruitment to the PUMA promoter following some forms of DNA damage (Fujioka et al., 2004; Schumm et al., 2006).

In addition to p53, a number of other transcription factors are implicated in PUMA induction. The p53 homologue p73 can regulate PUMA expression independent of p53 by binding to the same p53-responsive elements in the PUMA promoter in response to a variety of stimuli (Melino et al., 2004; Matallanas et al., 2007; Ming et al., 2008). The forkhead family member FoxO3a mediates PUMA induction by cytokine/growth factor withdrawal (You et al., 2006a). C/EBP homologous protein (CHOP) and E2F1 are involved in PUMA induction following ER stress (Futami et al., 2005; Li et al., 2006; Zou et al., 2009). The oncoproteins E2F1 and c-Myc can induce PUMA through their respective binding sites in the PUMA promoter (Fernandez et al., 2003; Hershko and Ginsberg, 2004). Moreover, general transcription factors, including C/EBPβ, CREB, c-Jun and Sp1 have been implicated in PUMA induction, some of which may do so by cooperating with p53 or p73 (Qiao et al., 2003; Hayakawa et al., 2004; Koutsodontis et al., 2005; Ming et al., 2008). On the other hand, PUMA transcription is subject to negative regulation by transcriptional repressors, including Slug (Wu et al., 2005), some alternative splice products of p73 (ΔNp73 and p73α) (Melino et al., 2004; Nyman et al., 2005) or p63 (ΔNp63) (Rocco et al., 2006) and microRNA (Choy et al., 2008).

Role in p53-dependent apoptosis induced by genotoxic stress

The tumor suppressor p53 eliminates damaged or stressed cells through induction of apoptosis (Vogelstein and Kinzler, 2004). PUMA is induced by DNA damage resulting from a variety of genotoxic agents, such as single- and double-strand breakers, inter- and intramolecular cross-linkers, nucleotide analogues and topoisomerase inhibitors, many of which are conventional chemotherapeutic drugs. The induction of PUMA by these agents is strictly p53 dependent, and is abolished in p53-deficient human cancer cells (Yu et al., 2001, 2006). p53-dependent PUMA induction also occurs in response to other classes of agents, such as neurotoxins (Gomez-Lazaro et al., 2005; Wong et al., 2005), proteasome inhibitors (Yu et al., 2003a), microtubule poisons (Giannakakou et al., 2002) and transcription inhibitors (Kalousek et al., 2007), likely owing to low levels of DNA damage elicited by these agents. PUMA is essential for p53-dependent apoptosis in a number of cell culture systems. PUMA-knockout HCT116 colon cancer cells are highly resistant to apoptosis induced by p53 overexpression or the DNA-damaging agents adriamycin, 5-fluorouracil (5-FU), cisplatin, oxaliplatin, etoposide, camptothecin, UV (ultraviolet) irradiation and γ-irradiation (Yu et al., 2003b; Chipuk et al., 2005; Ding et al., 2007; Wang et al., 2007a; Tsuruya et al., 2008). Additional examples of p53-dependent and PUMA-mediated apoptosis include neuronal cell death induced by 6-hydroxydopamine (Biswas et al., 2005), and cancer cell death induced by the proteasome inhibitors MG-132, bortezomib and epoxomicin (Concannon et al., 2007; Ding et al., 2007), and by the monoflavonoid wogonin (Lee et al., 2008).

γ-Irradiation induces p53-dependent apoptosis in vivo in mouse thymocytes and intestinal crypts (Clarke et al., 1993; Lowe et al., 1993). PUMA is induced in a p53-dependent fashion by γ-irradiation in a variety of tissues and cell compartments, including but not limited to mouse embryonic fibroblasts (MEFs), neurons, thymocytes, hematopoietic system, spleen and intestinal crypts. PUMA-knockout mice are highly protected from apoptosis induced by γ-irradiation in all of these tissues except for primary MEFs, which enter cell-cycle arrest following γ-irradiation (Jeffers et al., 2003; Villunger et al., 2003; Akhtar et al., 2006; Wyttenbach and Tolkovsky, 2006; Qiu et al., 2008). However, transformed MEFs are also susceptible to DNA-damage-induced and PUMA-dependent apoptosis (Villunger et al., 2003). These striking apoptotic deficiencies observed in PUMA-knockout mice resemble those found in p53-knockout mice. Importantly, recent studies demonstrated that p53-dependent PUMA induction is the major mechanism leading to γ-irradiation-induced apoptosis in the intestinal and hematopoietic stem/progenitor cells, and contributes significantly to the resulting tissue injury (Wu et al., 2005; Qiu et al., 2008). p53-dependent PUMA induction is also responsible for γ-irradiation-induced apoptosis in zebrafish embryos (Sidi et al., 2008). PUMA is likely to be required for p53-dependent apoptosis induced by other types of DNA damage in vivo. Among over a dozen p53 downstream targets implicated in regulating apoptosis (Yu and Zhang, 2005), only deficiency in PUMA results in such striking phenotypes, leaving no doubt that it is an essential mediator of p53-dependent apoptosis in vivo.

Under most conditions, PUMA accounts for a majority, if not all, of the proapoptotic activity of p53 in response to DNA damage. However, depending on cell types, mouse strains, apoptotic stimuli and status of other genes, another BH3-only protein, Noxa, can complement the function of PUMA in p53-dependent apoptosis (Villunger et al., 2003). Noxa has a minor function in apoptosis induced by genotoxic drugs or γ-irradiation in MEFs and thymocytes (Michalak et al., 2008). The dominant function of PUMA might be explained by differential regulation of PUMA and Noxa by p53. The induction of PUMA by genotoxic stimuli is strictly p53 dependent, whereas that of Noxa is not (Yu et al., 2001). The p53 binding sites in the PUMA promoter are among the few with the highest affinity for p53 following genotoxic stress (Kaeser and Iggo, 2002). Furthermore, PUMA was more potent than Noxa in apoptosis induction when overexpressed (Yu et al., 2001; Cregan et al., 2004). However, Noxa seems to have a prominent function in p53-dependent apoptosis induced by UV irradiation in oncogene-transformed MEFs and keratinocytes (Naik et al., 2007), and in NIH3T3 cells (Shibue et al., 2006).

In response to DNA damage, p53 also induces genes that regulate cell-cycle arrest such as the cyclindependent kinase (CDK) inhibitor p21, which is often antiapoptotic. Preferential activation of proapoptotic genes such as PUMA and/or suppression of p21 is found in cells that are poised to die (Seoane et al., 2002; Iyer et al., 2004; Sykes et al., 2006; Zhang et al., 2006; Patel et al., 2008). On the other hand, selective induction of cell-cycle regulators or suppression of PUMA occurs in cells that are resistant to DNA-damage-induced apoptosis (Wu et al., 2005; Jackson and Pereira-Smith, 2006). Moreover, radiosensitivity of several mouse tissues is correlated with the expression of PUMA, but inversely with that of p21 (Fei et al., 2002). Therefore, the choice between cell-cycle arrest and apoptosis can determine cell fate through differential regulation of p53 targets.

Functions in apoptosis induced by other stimuli

Oncogenic stress

PUMA-mediated apoptosis functions as a safeguard mechanism against neoplastic transformation. The cellular proto-oncoprotein c-Myc is a potent transcription factor that can induce p53-dependent apoptosis (Hermeking and Eick, 1994). Large-scale chromatin immunoprecipitation (ChIP) analysis identified several high-affinity c-Myc-binding E boxes in the PUMA promoter (Fernandez et al., 2003). c-Myc activates PUMA expression and facilitates PUMA-mediated apoptosis in colon cancer cells (Seoane et al., 2002). Expression of Eμ-Myc activates PUMA and induces PUMA-dependent apoptosis in lymphoma (Jeffers et al., 2003; Maclean et al., 2003). PUMA was also identified as a potential transcriptional target of the proto-oncoprotein c-Myb in human mammary cells (Rushton et al., 2003). Oncogenic E2F signaling, a common abnormality in cancer due to defects in the RB pathway, has been linked to p53 activation and apoptosis (Stanelle and Putzer, 2006). E2F1 expression activates PUMA and several other BH3-only proteins through the E2F sites in their promoters (Hershko and Ginsberg, 2004). Apoptosis induced by E2F1 is impaired in PUMA-knockout HCT116 cells (Hao et al., 2007), and in PUMA-knockdown SAOS-2 osteosarcoma cells (Hershko and Ginsberg, 2004). On the other hand, oncoproteins such as ΔNp63 and ΔNp73 can inhibit apoptosis by suppressing PUMA (Simoes-Wust et al., 2005; Rocco et al., 2006; Klanrit et al., 2008).

Several studies suggest that p53-dependent and PUMA-mediated apoptosis preferentially eliminates cells with chromosomal instability or compromised cell-cycle checkpoints, which are characteristics of transformed cells. For example, p53 overexpression or genotoxic agents normally induce cell-cycle arrest in HCT116 colon cancer cells, but trigger PUMA-dependent apoptosis in p21-deficient HCT116 cells (Yu et al., 2003b). Apoptosis was detected mostly in the polyploid or M-phase p21-deficient cells, and could be inhibited by other CDK inhibitors including p16 and p27 (Le et al., 2005). Interestingly, tetraploidy, which can lead to aneuploidy, triggered a higher rate of spontaneous apoptosis that is p53 and PUMA dependent (Castedo et al., 2006).

Growth factor/cytokine withdrawal and kinase inhibition

The expression of PUMA is kept in check in healthy cells by survival signals, including growth factors and cytokines (Han et al., 2001; Zou et al., 2009). Blocking these signals through growth factor or cytokine withdrawal leads to p53-independent transcriptional activation of PUMA by FoxO3a or p73 (Han et al., 2001; You et al., 2006a; Ming et al., 2008). The function of PUMA in p53-independent apoptosis under such conditions has been extensively studied in hematopoietic cells. Myeloid cells isolated from PUMA-knockout mice are resistant to apoptosis induced by withdrawal of interleukin (IL)-3 and IL-6 (Jeffers et al., 2003; Ekert et al., 2006). In mast cells, PUMA deficiency blocked apoptosis induced by cytokine withdrawal (Ekoff et al., 2007). PUMA knockdown also suppressed serum starvation-induced apoptosis in leukemia cells (Ming et al., 2008).

PUMA is induced by various kinase inhibitors targeting signaling pathways downstream of growth factors, conditions that can promote apoptosis in cancer cells. For example, the pan-kinase inhibitor staurosporine induces PUMA-dependent apoptosis in MEF and colon cancer cells (Villunger et al., 2003; Wang et al., 2007a). The mitogen-activated protein/extracellular signal-regulated kinase kinase (MEK) inhibitor U0126 or small-interfering RNA (siRNA) against MEK1 induces PUMA-dependent apoptosis in melanoma cells (Wang et al., 2007b). Other kinase inhibitors shown to activate PUMA in cancer cells include phosphoinositide-3 kinase inhibitors wortmannin and LY294002 (Han et al., 2001; Ming et al., 2008), the human epidermal growth factor receptor/vascular endothelial growth factor receptor inhibitor BMS-690514 (de La Motte Rouge et al., 2007) and the farnesyltransferase inhibitor BMS-214662 (Gomez-Benito et al., 2005).

ER stress

Apoptosis can occur as a result of ER stress. PUMA was identified as an ER stress-responsive gene in global gene expression profiling studies (Reimertz et al., 2003; Ward et al., 2004), and in an siRNA library screening of genes that inhibit ER stress-induced apoptosis (Futami et al., 2005). PUMA is induced by ER stress in multiple cell types (Luo et al., 2005; Nickson et al., 2007; Jiang et al., 2008). The induction of PUMA in response to ER stress is p53 independent in most cases, and mediated, in part, by the transcription factors CHOP (Li et al., 2006), E2F1 (Futami et al., 2005) and TRB3 (Zou et al., 2009). It is likely that other transcription factors also contribute to PUMA induction by ER stress.

PUMA mediates ER stress-induced apoptosis in a variety of cell types. Apoptosis induced by the ER poisons tunicamycin and thapsigargin is inhibited in PUMA-knockout HCT116 colon cancer cells (Reimertz et al., 2003; Luo et al., 2005), PUMA-knockdown cardiomyocytes (Nickson et al., 2007) and neuronal cells (Zou et al., 2009), and PUMA-knockout MEF cells (Li et al., 2006). At the same time, other BH3-only proteins such as Bim and Noxa are also critical in ER stress-induced apoptosis in other cell types (Li et al., 2006; Puthalakath et al., 2007). Deficiency in PUMA or Bim protects motor neurons from ER stress-induced apoptosis and delays motor neuron loss in amyotrophic lateral sclerosis mice (Hetz et al., 2007; Kieran et al., 2007), suggesting their overlapping functions in neurodegeneration.

Altered redox status

Stimuli leading to altered redox status, including hypoxia, anoxia, oxidative stress and generation of reactive oxygen species (ROS), can upregulate PUMA expression in vitro and in vivo. PUMA and p53 are induced by hypoxia or anoxia in transformed baby mouse kidney cells (Nelson et al., 2004), by ROS or anoxia in cardiomyocytes (Li et al., 2008), by oxidative stress in neuronal cells (Steckley et al., 2007) and by ROS in colon cancer cells (Macip et al., 2003). Phenotypically, PUMA-knockout HCT116 cells are deficient in hypoxia-induced and p53-dependent apoptosis (Yu et al., 2003b). PUMA-deficient neurons are remarkably resistant to apoptosis induced by multiple oxidative stress inducers (Steckley et al., 2007). ROS induction impacts on p53-dependent and PUMA-mediated apoptosis in colon cancer cells (Macip et al., 2003). Although ROS is generated during PUMA-mediated apoptosis as a result of mitochondrial damage (Liu et al., 2005), induction of PUMA by ROS may provide a feed-forward mechanism for signal amplification in the execution of apoptosis. Multiple transcription factors including p53 may be involved in PUMA induction by ROS.

Ischemia/reperfusion

PUMA has been implicated in apoptosis induced by ischemia/reperfusion, a primary cause of tissue injury in neurological disorders, heart attack and gastrointestinal disorders (Webster, 2006). Ischemia/reperfusion induces p53-independent PUMA expression and apoptosis in mouse small intestine (Wu et al., 2007). Similar findings have been described in cultured cardiomyocytes and an ex vivo ischemic heart model (Toth et al., 2006), and in isolated neurons (Reimertz et al., 2003; Ward et al., 2004). At least two mechanisms might be responsible for triggering PUMA-dependent apoptosis in response to ischemia/reperfusion, including ROS and ER stress (Nickson et al., 2007; Wu et al., 2007). Immune response may also significantly contribute to apoptosis induction in the later phase of tissue injury.

Immune modulation

PUMA is an important regulator of apoptosis in the immune system. It complements the function of Bim in controlling T-cell apoptosis to terminate an immune response (Bauer et al., 2006; Fischer et al., 2008). Combined losses of PUMA and Bim result in significant changes in cell numbers in various hematopoietic compartments (Erlacher et al., 2006). Apoptosis induced by glucocorticoids, which has been implicated in the regulation of the immune response, is PUMA dependent in several cell types. PUMA is necessary for glucocorticoid-induced and p53-independent apoptosis in cultured thymocytes (Jeffers et al., 2003; Villunger et al., 2003), and in cerebellar neural progenitor cells (Noguchi et al., 2008). Apoptosis induced in vivo by the glucocorticoid dexamethasone is delayed and reduced in PUMA-deficient thymocytes and mature lymphocytes (Erlacher et al., 2005, 2006). Other immune modulators such as interferons can stimulate PUMA expression through p53 or Jak1 (Takaoka et al., 2003; Gomez-Benito et al., 2007). The salmonella flagellin protein induces a classical proinflammatory gene expression profile including PUMA, which is similarly activated by the cytokine tumor necrosis factor-α (Zeng et al., 2003).

Infection

PUMA expression is also modulated in response to viral or bacterial infection. p53-dependent PUMA induction appears to be an important component of AIDS-associated pathology (Castedo et al., 2005). Upregulation of p53 and PUMA was detected in peripheral blood mononuclear cells and lymph nodes (Castedo et al., 2005), circulating CD4+ lymphocytes, dying syncytia and neurons of HIV carriers (Nardacci et al., 2005), and in HIV-1-infected primary lymphoblasts (Perfettini et al., 2004). The HIV envelope (Env) protein appears to be responsible for activating PUMA through p53 to induce PUMA-dependent apoptosis (Perfettini et al., 2004). Helicobacter pylori infection leads to p73-mediated PUMA induction in gastric epithelial cells (Wei et al., 2008). Degradation or downregulation of PUMA has been reported to inhibit apoptosis in cells infected with Chlamydia (Fischer et al., 2004; Dong et al., 2005; Ying et al., 2005) or Epstein–Barr virus (Choy et al., 2008).

Other inducers

Table 1 summarizes the major stimuli that induce PUMA-dependent apoptosis, along with the related transcription factors and model systems. In addition to these stimuli, PUMA is necessary for apoptosis induced by kinase activators such as phorbol ester (Villunger et al., 2003; Ming et al., 2008), and during skeletal myoblast differentiation (Shaltouki et al., 2007). A variety of other anticancer agents and toxins can induce PUMA expression and apoptosis in human cancer cells. Examples include chemopreventive agents celecoxib (Ishihara et al., 2007; Liu et al., 2008), genistein (Tategu et al., 2008) and green tea polyphenol (Wang et al., 2008b), arsenic trioxide (Morales et al., 2008), the BH3 mimetic Gossypol (Meng et al., 2008) and the synthetic retinoid analogue 4-hydroxybenzylretinone (Anding et al., 2007). Induction of PUMA under these conditions is mostly p53 independent, but its function remains largely undetermined.

Table 1.

Stimuli and transcription factors that induce PUMA-dependent apoptosis

Stimuli Transcription modulators In vitro system In vivo system References
Genotoxic drugs p53, p73, c-Myc, E2F1 Cancer, neuronal and renal cells Neuron Wong et al., 2005; Akhtar et al., 2006; Wyttenbach and Tolkovsky, 2006; Wang et al., 2007a; Tsuruya et al., 2008
Proteasome inhibitors p53 Cancer cells Concannon et al., 2007; Ding et al., 2007
γ- and UV irradiation p53 Cancer, fibroblast and hematopoietic cells Hematopoietic system, small intestine and neuron Jeffers et al., 2003; Villunger et al., 2003; Chipuk et al., 2005; Wu et al., 2005; Wang et al., 2007a, b; Qiu et al., 2008; Sidi et al., 2008
Oncogenes c-Myc, Eμ-Myc, E2F1 Cancer and hematopoietic cells Jeffers et al., 2003; Hershko and Ginsberg, 2004; Hao et al., 2007
Polyploidy p53 Cancer cells Le et al., 2005; Castedo et al., 2006
Viral infection p53, miRNA Cancer cells Perfettini et al., 2004; Choy et al., 2008
Hypoxia and oxidative stress p53 Cancer and neuronal cells Yu et al., 2003b; Steckley et al., 2007
ER stress CHOP, E2F1, p53 Cancer, fibroblast, cardiomyocyte and neuronal cells Neuron Reimertz et al., 2003; Futami et al., 2005; Luo et al., 2005; Li et al., 2006; Kieran et al., 2007; Nickson et al., 2007; Zou et al., 2009
Kinase inhibition p53-independent Cancer cells Wang et al., 2007a, b
Cytokine, growth factor and nutrient deprivation FoxO3a, p73 Hematopoietic and cancer cells Jeffers et al., 2003; Ekert et al., 2006; Ekoff et al., 2007; Ming et al., 2008
Ischemia/reperfusion p53-independent Small intestine and heart Toth et al., 2006; Wu et al., 2007
Termination of immune response Unknown T cells Bauer et al., 2006; Chang et al., 2007; Cumont et al., 2007; Fischer et al., 2008
Glucocorticoids p53-independent Hematopoietic and neuronal cells Hematopoietic system Jeffers et al., 2003; Villunger et al., 2003; Erlacher et al., 2005; Noguchi et al., 2008
Homeostasis Unknown Hematopoietic system Erlacher et al., 2006

Abbreviations: CHOP, C/EBP homologous protein; FoxO3a, forkhead box O3A.

Mechanisms of PUMA-induced apoptosis

The proapoptotic activity of PUMA requires its interactions with other Bcl-2 family members and mitochondria localization (Nakano and Vousden, 2001; Yu et al., 2001). Biochemical studies indicate that PUMA induces apoptosis by activating the multidomain proapoptotic protein Bax and/or Bak through its interaction with antiapoptotic Bcl-2 family members, thereby triggering mitochondrial dysfunction and caspase activation. Some reports suggest that PUMA can also directly activate Bax/Bak or cytoplasmic p53 to induce mitochondrial dysfunction (Figure 2).

Figure 2.

Figure 2

A model for PUMA-mediated apoptosis. PUMA activates Bax/Bak indirectly by relieving the inhibition of all five antiapoptotic Bcl-2 family proteins to promote mitochondria dysfunction and release of the mitochondrial apoptogenic proteins cytochrome c (Cyto c), SMAC and apoptosis-inducing factor (AIF), which lead to caspase activation and cell death. Under some conditions, PUMA might directly activate Bax/Bak, or cytoplasmic p53 (by displacing it from Bcl-XL) to promote cell death through the mitochondria.

Functions through multidomain Bcl-2 family members

Similar to apoptosis induced by other BH3-only proteins, PUMA-induced apoptosis requires Bax and/or Bak. BAX-knockout HCT116 colon cancer cells are completely resistant to apoptosis induced by PUMA overexpression, or several stimuli that induce PUMA-dependent apoptosis (Yu et al., 2003b). PUMA over-expression leads to conformational change, multimerization and mitochondrial translocation of Bax (Yu et al., 2003b). In vivo PUMA-dependent apoptosis induced by γ-irradiation or ischemia/reperfusion also involves Bax multimerization and mitochondrial translocation (Wu et al., 2007; Qiu et al., 2008). These changes in Bax appear to be critical for PUMA-induced apoptosis (Ming et al., 2006). Although Bax is undoubtedly necessary, the function of Bak in PUMA-induced apoptosis cannot be ruled out (Wu et al., 2007; Qiu et al., 2008).

It is controversial whether direct interactions of BH3-only proteins with Bax/Bak are critical for their ability to induce apoptosis. In one model, a limited subgroup of BH3-only proteins is suggested to induce apoptosis by activating Bax or Bak through direct interactions (Letai et al., 2002). A hierarchical regulation was thus proposed in which these proteins, including Bid, Bim and perhaps PUMA, are necessary for Bax activation and apoptosis induced by other BH3-only proteins (Kim et al., 2006). Although an interaction between the BH3 domain of PUMA and the first α-helical region (Halpha1) of Bax has been detected in a cell-free system (Cartron et al., 2004), many studies performed using intact cells or knockout animals argue against direct activation of Bax by PUMA. No interaction between PUMA and Bax could be detected following co-transfection into cancer or immortalized cells (Ming et al., 2006). Inconsistent results were obtained from experiments where the BH3 peptides of PUMA were used to induce Bax multimerization or cytochrome c release from isolated mitochondria (Kuwana et al., 2005; Kim et al., 2006; Deng et al., 2007). Even in cells where PUMA and Bax were found to interact, the C-terminal hydrophobic domain of PUMA that mediates this interaction was not required for apoptosis (Yee and Vousden, 2008). Furthermore, Bax and Bak mutants without a discernable interaction with BH3-only proteins are fully capable in apoptosis induction (Willis et al., 2007). Apoptosis still occurs in Bim/Bid double knockout cells with knockdown of PUMA (Willis et al., 2007). Collectively, these studies strongly suggest that BH3-only proteins do not rely on direct interactions with Bax/Bak to induce apoptosis.

On the other hand, PUMA is able to bind to all antiapoptotic Bcl-2 family members with high affinity. In 911 human embryonic kidney cells, PUMA co-precipitated with a large fraction of Bcl-2 or Bcl-XL (Yu et al., 2001). The interactions between PUMA and antiapoptotic proteins are solely dependent on the BH3 domain, as deletion or mutations in the BH3 domain completely abrogated these interactions (Yu et al., 2001), and the BH3 peptide of PUMA is fully capable of binding to antiapoptotic proteins (Chen et al., 2005; Kuwana et al., 2005). Much of the current data support a model in which the interactions of PUMA with antiapoptotic proteins cause displacement of Bax and Bak, resulting in activation of the proapoptotic activities of these proteins (Figure 2). PUMA overexpression has been shown to dissociate Bax from Bcl-XL, and PUMA deficiency blocked apoptosis and dissociation of Bax/Bcl-XL complexes following DNA damage (Ming et al., 2006). In cell-free binding assays, the BH3 peptide of PUMA suppressed the inhibitory effects of antiapoptotic proteins on Bax without directly binding to Bax (Kuwana et al., 2005). Furthermore, the cell-killing activities of BH3 domains correlate remarkably well with their binding affinities for antiapoptotic proteins (van Delft et al., 2006).

The notion that PUMA is extremely potent in inducing apoptosis in multiple cell types can be explained by its ability to promiscuously interact with different antiapoptotic Bcl-2 family proteins. The PUMA BH3 peptide can bind to all five antiapoptotic Bcl-2 family members, including Bcl-2, Bcl-XL, Mcl-1, Bcl-w and A1 (Chen et al., 2005). In contrast, BH3 peptides derived from the BH3 domains of most other proapoptotic proteins, such as those from Bad and Noxa, exhibited selective binding to antiapoptotic proteins. The molecular basis of the specificities remains poorly understood. Structural studies provided some insight into how BH3 domains bind to the antiapoptotic proteins Mcl-1 and A1 (Day et al., 2008; Smits et al., 2008). These studies suggest that the conserved residues of the BH3 domains (Figure 1) are responsible for optimal binding to antiapoptotic proteins, which does not seem to explain the disparities in binding affinity among different BH3 domains. This important issue may be better addressed by combining structural information and studies using molecular approaches such as systematic mutagenesis and domain swapping.

Binding of PUMA with several other proteins besides the multidomain Bcl-2 family proteins was reported to modulate its proapoptotic activity. A p53 transcriptional target and antiapoptotic protein called apoptosis repressor with caspase recruitment domain (ARC) was recently shown to interact with PUMA, and displace PUMA from Bcl-2 (Li et al., 2008). A small chaperone protein p23 binds to PUMA in healthy cells, and prolonged ER stress disrupts this interaction and promotes PUMA-dependent apoptosis (Rao et al., 2006). The functions of these and other potential PUMA-interacting proteins remain to be investigated.

Induction of mitochondrial dysfunction

Upon binding to antiapoptotic proteins and activating Bax/Bak, PUMA-induced apoptosis proceeds through a typical mitochondrial pathway, which is characterized by mitochondrial membrane permeabilization and depolarization, release of mitochondrial apoptogenic proteins including cytochrome c, SMAC and apoptosis-inducing factor (AIF), and activation of caspases (Figure 2; Yu et al., 2003b). Production of ROS, which is indicative of mitochondrial dysfunction, is associated with PUMA-mediated apoptosis (Macip et al., 2003; Liu et al., 2005). A SMAC-regulated mitochondrial feedback mechanism was recently identified in the execution of PUMA-induced apoptosis. SMAC deficiency suppressed PUMA-induced apoptosis and the release of cytochrome c and AIF (Yu et al., 2007). It is possible that SMAC is involved in regulating caspase-mediated mitochondrial events as described in other studies (Lakhani et al., 2006).

Several recent reports suggest that PUMA acts on cytoplasmic p53 to promote mitochondrial dysfunction (Figure 2). PUMA can displace cytoplasmic p53 from Bcl-XL following UV irradiation in colon cancer cells, which leads to mitochondrial membrane permeabilization (Chipuk et al., 2005). This intriguing model is supported by studies showing that pharmacological inhibitors of cytoplasmic p53 (Strom et al., 2006), but not similar inhibitors that suppress p53-mediated PUMA induction (Steele et al., 2008), can block DNA-damage-induced apoptosis. However, it is not understood why the structurally related inhibitors used in these studies exhibited such different activities. Furthermore, FoxO3a was shown to promote p53 cytoplasmic accumulation in addition to PUMA transcription, leading to apoptosis induction (You et al., 2006b). Despite the evidence supporting a role for PUMA in disrupting p53/Bcl-XL complexes, in most systems PUMA-mediated apoptosis is not dependent on p53. PUMA induces apoptosis in numerous cancer cell lines irrespective of their p53 status (Ito et al., 2005; Yu et al., 2006; Sun et al., 2007), as well as in p53-knockout mouse lymphocytes (Callus et al., 2008). Knockout of p53 binding sites in the PUMA promoter abolishes PUMA induction by p53 and genotoxic agents, and suppresses apoptosis induced by p53 and genotoxic agents to the same extent as PUMA targeting (Wang et al., 2007a). Moreover, apoptotic events induced by cytoplasmic p53, such as Bax and Bak oligomerization and mitochondrial membrane disruption, are unaffected in PUMA-knockout cells (Wolff et al., 2008), indicating that the apoptotic function of cytoplasmic p53 is PUMA independent in most cell types.

Function of PUMA in cancer

It is increasingly apparent that apoptosis acts as a barrier against oncogenesis. Deregulated apoptosis contributes to tumor formation, progression and impaired responsiveness to anticancer therapies (Johnstone et al., 2002; Adams and Cory, 2007). Several lines of evidence suggest that the function of PUMA is compromised in cancer cells. First, more than half of human tumors contain p53 mutations (Vogelstein and Kinzler, 2004), which abrogate the induction of PUMA by irradiation and many chemotherapeutic drugs (Yu and Zhang, 2005). Second, frequent overexpression of antiapoptotic Bcl-2 family proteins and other antiapoptotic oncoproteins in tumors antagonizes PUMA-induced apoptosis (Adams and Cory, 2007). Third, PUMA expression was found to be reduced in malignant cutaneous melanoma, and PUMA expression appears to be an independent predictor of poor prognosis in patients (Karst et al., 2005). In addition, approximately 40% of primary human Burkitt’s lymphomas do not express detectable levels of PUMA, which is attributable, in part, to DNA methylation (Garrison et al., 2008). However, PUMA does not appear to be a direct target of genetic inactivation in human cancer (Hoque et al., 2003; Kim et al., 2007; Yoo et al., 2007).

Several animal studies suggest a role for PUMA in tumor suppression, despite the fact that PUMA-deficient mice do not show increased risk for spontaneous malignancies (Jeffers et al., 2003; Villunger et al., 2003). Suppression of PUMA by short-hairpin RNAs enhanced Eμ-Myc-induced lymphoma by blocking p53-dependent apoptosis (Hemann et al., 2004). Loss of PUMA in Bim-deficient mice exacerbated hyperplasia of lymphatic organs, and promoted spontaneous malignancies (Erlacher et al., 2006). In a hypoxia-induced tumor model, loss of PUMA- and Bax/Bak-dependent apoptosis contributes to chromosomal instability and enhanced tumorigenesis (Nelson et al., 2004). Whether PUMA deficiency facilitates tumorigenesis in other tumor models is currently under investigation. Nonetheless, existing data already indicate that PUMA suppresses tumorigenesis, perhaps through both p53-dependent and -independent mechanisms.

Roles and considerations in cancer therapy

Evidence of PUMA induction by therapeutic agents in patients has just begun to emerge. For example, analysis of tissue biopsies from breast cancer patients showed that PUMA mRNA was induced within 6 h of chemotherapy (Middelburg et al., 2005). Increased expression of PUMA and Bim is associated with better prognosis in patients receiving 5-FU-based therapy in stage II and III colon cancer, and is an independent prognostic marker for overall and disease-free survival (Sinicrope et al., 2008). PUMA was induced by dexamethasone in leukemia cells isolated from patients that were sensitive to the treatment, but not from those that were resistant (Xu et al., 2006).

In a series of cell culture and xenograft studies, elevated PUMA expression, either alone or in combination with chemotherapy or irradiation, induced profound toxicity to cancer cells. A variety of cancer cells have been analysed, including those from the lung (Yu et al., 2006), head and neck (Sun et al., 2007), esophagus (Wang et al., 2006), drug-resistant choriocarcinoma (Chen et al., 2007), melanoma (Karst et al., 2006), malignant glioma (Ito et al., 2005), gastric glands (Dvory-Sobol et al., 2007), breast (Wang et al., 2008a) and prostate (Giladi et al., 2007). Driving PUMA expression by promoters that are selectively active in cancer cells, such as those from hTERT (Ito et al., 2005), β-catenin/Tcf-4 (Dvory-Sobol et al., 2007; Giladi et al., 2007) and survivin (Wang et al., 2008a), yields minimal toxicity to normal tissues. It is interesting to note that PUMA adenovirus appears to be more efficacious in apoptosis induction and chemosensitization than p53 adenovirus (Wang et al., 2006; Yu et al., 2006; Sun et al., 2007), suggesting that PUMA-based gene therapy may be particularly beneficial to patients whose tumors harbor cellular or viral proteins that inactivate p53. Furthermore, BH3 mimetics, including ABT-737 and several other small molecule inhibitors of Bcl-2 family proteins, have begun to show promise as novel anticancer agents in preclinical studies (Adams and Cory, 2007; Zhang et al., 2007). A BH3 mimetic of PUMA or Bim that can bind to all antiapoptotic proteins might exhibit even better anticancer activity, especially when used in combination with standard chemotherapeutic agents, irradiation and newer generation targeted therapies such as selective kinase inhibitors.

Radiation and chemotherapy can cause severe side effects in rapidly proliferating tissues, such as bone marrow, hair follicles and the gastrointestinal tract, which limit the dose that can be used to treat patients. Preventing these therapy-induced side effects can be extremely beneficial to cancer patients. PUMA is an important mediator of γ-irradiation-induced injury in the hematopoietic and intestinal systems (Wu et al., 2005; Qiu et al., 2008). Therefore, delivery of PUMA inhibitors to these normal tissues would be expected to alleviate the side effects of chemo and radiation therapies. On the basis of data from mice, inhibiting PUMA expression should pose minimal risk for cancer development, and may be more desirable than inhibitors of p53 for manipulating adverse toxicities.

Conclusion

PUMA is induced by a wide range of apoptotic stimuli through both p53-dependent and -independent mechanisms. It is central in mitochondria-mediated cell death by interacting with all known antiapoptotic Bcl-2 family members. A better understanding of PUMA regulation and its interactions with other Bcl-2 family proteins will not only reveal missing mechanistic links in apoptotic signaling pathways that lead to mitochondrial dysfunction, but will also provide tools and insights to identify PUMA activators, mimetics or inhibitors for treating cancer, as well as diseases associated with excessive apoptosis. A major challenge in cancer therapy will be to determine the differences in the signaling pathways between cancer and normal tissues that will allow selective killing of cancer cells by manipulation of PUMA-mediated apoptosis.

Acknowledgments

We thank Dr Daniel E Johnson, Dr Crissy P Dudgeon and Mr Joshua Jamison for helpful discussion and critical reading. Work in authors’ laboratories was supported by the NIH grants CA106348, CA121105, the American Cancer Society grant RSG-07-156-01-CNE, the American Lung Association (LZ), the NIH grant CA129829, P50CA097190 (Head and Neck Cancer SPORE Career Development Award), U19-A1068021 (University of Pittsburgh Center for Medical Countermeasures Against Radiation Developmental Research Program) and those from the Hillman Foundation, Alliance for Cancer Gene Therapy (ACGT) and Flight Attendant Medical Research Institute (FAMRI) (JY).

Footnotes

Conflict of interest

L Zhang acted as a consultant/an advisor for the Gerson Lehrman Group (New York, NY, USA) in April 2009. Together, J Yu and L Zhang hold two patents and have had several invention disclosures filed by the John Hopkins University (Baltimore, MD, USA) on the applications of SAGE technology and isogenic cell lines deficient in PUMA, Bax or SMAC. Both the authors are entitled to a share of the royalties for these inventions.

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