Abstract
In a randomised clinical trial in 50 patients with symptomatic osteoarthritis of the medial compartment of the knee, the clinical results of high tibial osteotomy (HTO) according to the open wedge osteotomy (OWO) and closed wedge osteotomy (CWO) were compared. In both groups locked plate fixation was used. Clinical and radiological assessments were performed preoperatively and after one year. Postoperative hip-knee-ankle (HKA) correction angles were monitored on standing leg X-rays. The effect of HTO on collateral laxity of the knee was measured with a specially designed varus-valgus device. The WOMAC osteoarthritis index, the modified knee society score (KS) and visual analogue scales (VAS) were used to assess symptoms of osteoarthritis, function, pain and patient satisfaction. At one-year follow-up we found accurate corrections in both groups and the planned correction angles were achieved. No loss of correction was observed. Furthermore, the medial collateral laxity and the patellar height significantly decreased after OWO. Significant improvements of WOMAC and KS scores were found in both groups. All patients had significantly less pain and were very satisfied with the results. Surgery time was significantly longer in the CWO group, and complications were more frequent in this group. Both techniques led to good and comparable clinical results. The choice of whether to perform an open or a closed wedge osteotomy may be based on preoperative patellar height or concomitant collateral laxity.
Introduction
Young active patients with medial compartment osteoarthritis of the knee combined with a varus deformity can be treated with a valgus high tibial osteotomy [2, 3, 7, 10, 19]. High tibial osteotomy (HTO) is performed to stop or inhibit progression of osteoarthritis and to avoid or postpone total knee arthroplasty. In order to unload the medial compartment, a valgus producing correction is applied by performing either a closed wedge osteotomy (CWO), or an open wedge osteotomy (OWO). OWO is a relatively new technique and is less involving in terms of surgical technique than CWO, e.g. only one tibial cut needs to be made and osteotomy of the fibula is not necessary [11]. In recent years, with the introduction of new rigid locked implants in combination with new bone-substituting biomaterials, OWO has become more popular than CWO, avoiding co-morbidity associated with the fibular osteotomy. Hypothetically OWO is more accurate than CWO. However, in terms of clinical outcome these possible advantages have not yet been thoroughly investigated in well-conducted randomised studies. Furthermore, positioning the osteotomy proximal to the tibial tuberosity and the insertion of the medial and lateral collateral ligament will lead to potential changes in patellar height and collateral laxity. Previous studies which compared CWO and OWO in patients do not answer important clinical questions in terms of outcome, safety and ligamentous stability [5, 11].
The aim of this study was to compare OWO and CWO with locked plate fixation regarding the accuracy of the planned correction, the influence on collateral laxity and patellar height and the clinical outcome in a randomised prospective study.
Materials and methods
Patients
Fifty consecutive patients suffering from medial compartment osteoarthritis of the knee were included in the study. Between January 2003 and March 2005 they visited the orthopaedic outpatient clinics of the Rijnstate Hospital in Arnhem or the University Medical Centre Saint Radboud in Nijmegen, in the Netherlands. Active patients between 18 and 70 years of age, suffering from medial osteoarthritis of the knee with a hip-knee-ankle (HKA) varus alignment were included. Patients with rheumatoid arthritis or previous osteotomy of the same knee were excluded from this study. All patients gave their informed consent. Approval of the local medical ethics committee was obtained. Patients were randomised for their treatment according to a sealed envelope procedure.
Primary outcome measures
Achievement of the planned correction angle of an over-correction of 4º of the mechanical femur-tibial axis was measured on standing whole leg radiographs. HKA angles were measured by one observer (RG). Medial and lateral collateral laxity of the knee was measured pre- and post-operatively at one-year follow-up and quantified using a varus/valgus testing device [20]. This device consisted of a base plate with a support in which the knee could be fixed in 20º of flexion in a standardised fashion. The foot was fixed in a mobile shoe with an attached pointer. The varus and valgus laxity was measured by putting a load of 50 N on the leg which produced a varus or valgus force on the knee which was quantified on a scale on the base plate (Fig. 1). Previously, the intra- and interobserver reliabilities of this device were determined and showed acceptable intraclass correlation coefficients (ICC = 0.78, 95%CI = 0.75–0.79; ICC = 0.71, 95% CI = 0.69– 0.72, respectively).
Fig. 1.
Measuring the medial and lateral laxity of the knee with the varus-valgus device
Secondary outcome measures
Symptoms of osteoarthritis were assessed by the Western Ontario and McMaster Universities (WOMAC) osteoarthritis index. A higher WOMAC score represents worse symptom severity, with 96 points being the worst possible total score. Function was determined using the modified Knee Society score (KS) which assesses pain, range of movement, stability and the ability to walk and climb stairs with 200 points maximum representing the best possible function [4, 12]. Pain intensity and patient satisfaction were scored with a 0–10 visual analogue scale (VAS). A high VASknee pain score represents more pain, whereas a low VASsatisfaction score reveals an unsatisfactory situation for the patient.
Patellar height according to Caton’s Index (CI) was measured by one observer (RG) on true lateral radiographic views in 30º of flexion. Furthermore, surgery time, duration of hospital stay and complications were recorded.
Statistical analysis
A multivariable linear regression method was used to analyse the effect of OWO versus CWO on HKA angles, WOMAC, KS and VAS scores, CI, medial and lateral collateral laxity of the knee and complication rate. Age, gender, BMI, and baseline values for the HKA angle were considered as possible confounders and included in the regression model. For statistical analysis the SPSS program (SPSS Inc., Chicago, IL) was used and p < 0.05 was considered statistically significant.
Operation techniques
Closed wedge osteotomy (Fig. 2)
Fig. 2.
An example of the closed wedge high tibial osteotomy (CWO)
A standard anterolateral approach was used. An osteotomy and resection was performed through the fibular head. Two centimetres below and parallel to the joint line a Kirschner wire was inserted to aim the osteotomy. First, the proximal cut was performed and the medial cortex was preserved. Using an aiming device the distal cut was made and the bone wedge was removed. The aiming device we used consists of a blade which is put in the first saw cut. The second cut is performed through a cleft in the device with an adjustable angle to the blade. The defect was closed and the osteotomy was fixed with a four-hole locked plate (Numélock II system, Stryker, Switzerland).
Open wedge osteotomy (Fig. 3)
Fig. 3.
An example of the open wedge high tibial osteotomy (OWO)
A medial approach was performed, shifting the pes anserinus and the superficial medial collateral ligament dorsally. A Kirschner wire was inserted parallel to the joint line. Using a guide instrument a second wire was inserted just proximal of the tuberosity in the lateral cranial direction in order to obtain an equal osteotomy angle in all knees. Along this wire the osteotomy was performed. The lateral cortex was left intact. The gap was opened gradually and the preoperatively calculated correction angle was checked with a measuring device. After this the height of the medial gap was measured and the appropriate resorbable tricalcium phosphate (TCP) wedge (Otis, Lourdes, France) was inserted. Internal fixation was performed using a four-hole locked plate (Numélock II system, Stryker, Switzerland).
All surgery was performed under fluoroscopic guidance. All patients received antibiotic prophylaxis preoperatively and postoperative antithrombotic therapy for six weeks. Postoperative management was the same for both groups. Mobilisation started on the first postoperative day with partial weight bearing and full range of motion exercises for six weeks.
Results
No patients were lost to follow-up. Thirty-six patients were treated in Arnhem (19 CWO and 17 OWO) and 14 patients were treated in Nijmegen (6 CWO and 8 OWO). Table 1 shows all baseline parameters of the total study population and of each of the treatment groups separately. In total, the group of patients consisted of 20 women and 30 men, with a mean age of 48.4 (standard deviation [SD] 8.0) years and a mean HKA angle of 4.1° varus (SD 2.4). The mean BMI was 29.0 kg/m2 (SD 3.7).
Table 1.
Baseline parameters
| Parameter | Open wedge osteotomy (n = 25) | Closed wedge osteotomy (n = 25) | Total group (n = 50) |
|---|---|---|---|
| Male/female | 14/11 | 16/9 | 30/20 |
| Age (y) | 47.0 (8.5) | 49.8 (7.4) | 48.4 (8.0) |
| BMI (kg/m2) | 29.7 (4.2) | 28.4 (2.9) | 29.0 (3.7) |
| HKA varus angle (°) | 4.3 (2.2) | 4.1 (2.1) | 4.1 (2.4) |
| WOMAC (0–96) | 51.9 (18.5) | 46.5 (14.9) | 49.2 (16.9) |
| KS (0–200) | 111.7 (24.1) | 113.6 (15.9) | 112.6 (20.2) |
| VAS knee pain (0–10) | 6.6 (1.7) | 6.4 (1.3) | 6.5 (1.5) |
| VAS satisfaction (0–10) | 2.3 (1.8) | 2.8 (1.8) | 2.6 (1.8) |
| Medial laxity (°) | 5.5 (1.8) | 5.4 (1.2) | 5.5 (1.5) |
| Lateral laxity (°) | 5.2 (1.1) | 5.2 (1.3) | 5.2 (1.2) |
| Caton Index | 1.0 (0.2) | 1.0 (0.2) | 1.0 (0.2) |
BMI body mass index, HKA hip-knee-ankle, WOMAC Western Ontario and McMaster Universities osteoarthritis index, KS Knee Society score, VAS visual analogue scale
Values given as mean (standard deviation)
Preoperatively the mean WOMAC score was 49.2 (SD 16.9) and the mean KS score was 112.6 (SD 20.2). Furthermore, the mean VASknee pain score was 6.5 (SD 1.5) and the mean VASsatisfaction was 2.6 (SD 1.8) before surgery. The mean medial and lateral laxity of the knee was 5.5º (SD 1.5) and 5.2º (SD 1.2), respectively. The mean Caton Index was 1.0 (SD 0.2). There were no statistical differences between the groups.
Primary outcome measures
Table 2 presents the results at one-year follow-up. We found no difference between OWO and CWO in the achieved postoperative correction angles. The mean postoperative HKA angle was 3.8º valgus (SD 2.2) in the OWO group and 4.4º valgus (SD 2.7) in the CWO group (p = 0.474).
Table 2.
Results at one-year follow-up
| Parameter | Open wedge osteotomya (n = 25) | Closed wedge osteotomya (n = 25) | Mean difference | 95% confidence interval | p value |
|---|---|---|---|---|---|
| Primary outcomes | |||||
| HKA valgus angle(°) | 3.8 (2.2) | 4.4 (2.7) | 0.6 | −0.82; 1.93 | 0.420 |
| Medial laxity (°) | 4.5 (1.5) | 5.3 (1.2) | 0.8 | 0.03; 1.59 | 0.041* |
| Lateral laxity (°) | 5.3 (1.1) | 5.5 (1.0) | 0.2 | −0.39; 0.78 | 0.505 |
| Secondary outcomes | |||||
| WOMAC (0-96) | 20.0 (19.4) | 16.0 (15.0) | 4.0 | −13.85; 5.85 | 0.418 |
| KS (0–200) | 176.6 (23.4) | 180.2 (22.2) | 3.6 | −9.36; 16.56 | 0.579 |
| VAS (0–10) knee pain | 2.5 (1.9) | 1.8 (1.5) | 0.6 | −1..60; 0.38 | 0.221 |
| VAS (0–10) satisfaction | 7.8 (1.8) | 8.7 (1.4) | 0.9 | −0.07; 1.78 | 0.07 |
| Caton index | 0.86 (0.14) | 1.04 (0.17) | 0.18 | 0.09; 0.27 | <0.001* |
| Surgery time (min) | 54.8 (10.8) | 68.0 (22.2) | 13.2 | 3.27; 23.12 | 0.010* |
| Hospital stay (days) | 3.4 (1.8)) | 3.9 (1.5) | 0.5 | −0.46; 1.42 | 0.311 |
HKA hip-knee-ankle, WOMAC Western Ontario and McMaster Universities osteoarthritis index, KS Knee Society score, VAS visual analogue scale
a Values given as mean (standard deviation)
* Indicates a significant p value
The OWO group showed a mean postoperative reduction of the mean medial collateral knee laxity of 4.5º (SD 1.5) versus 5.3º (SD 1.2) in the CWO group. This difference was significant (p = 0.041). The mean lateral collateral laxity did not change significantly, i.e. 5.3º (SD 1.1) after OWO and 5.5º (SD 1.0) after CWO (p = 0.505).
Secondary outcome measures
The results are presented in Table 2. The WOMAC and KS scores showed equal effects between the groups. The mean WOMAC score decreased to 20.0 (SD 19.4) and 16.0 (SD 15.0) after OWO and CWO, respectively. The mean KS score increased to 176.6 (SD 23.4) in the OWO group and 180.2 (SD 22.2) in the CWO group. The mean VASknee pain decreased to 2.5 (SD 1.9) after OWO and 1.8 (SD 1.5) after CWO. In both groups the patients were content with the results after one year. The mean VASsatisfaction increased to 7.8 (SD 1.8) in the OWO group and 8.7 (SD 1.4) in the CWO group. There were no significant differences between the groups.
The patellar height significantly decreased after OWO. The small increase of patellar height following CWO was not significant. The mean CI after OWO was 0.86 (SD 0.14) and after CWO it was 1.04 (SD 0.17). This difference was significant (p < 0.001).
The mean surgery time of 54.8 min (SD 10.8) in the OWO group was significantly shorter than the mean surgery time for the CWO of 68.0 min (SD 22.2) (p = 0.010). No difference was detected for the mean hospital stay, with 3.4 days (SD 1.8) for the OWO group and 3.9 days (SD 1.5) for CWO.
Complications during follow-up (Table 3)
Table 3.
Complications during follow-up
| Complication | Open wedge osteotomy (n = 25) | Closed wedge osteotomy (n = 25) |
|---|---|---|
| Peroneal nerve neuropathy | - | 1 |
| Deep venous thrombosis | - | 1 |
| Deep wound infection | - | 1 |
| Superficial wound infections | 1 | 2 |
| Removal of osteosynthesis material | 2 | 1 |
All patients reported a local hypoaesthesia on the lateral side of the lower leg as a result of cutting branches of the infra-patellar nerve. These findings were the same for both the OWO and CWO groups. One patient in the CWO group suffered a temporary peroneal nerve neuropathy. In the CWO group one case of deep venous thrombosis occurred. One deep wound infection was treated in the CWO group and resolved after surgical lavage and antibiotics.
In this group, two superficial wound infections were successfully treated with antibiotics. In the OWO group, one superficial wound infect was treated with antibiotics. Because of pain the osteosynthesis material was removed in two patients in the OWO group and in one patient in the CWO group.
Discussion
The purpose of this study was to compare the OWO and the CWO in a randomised clinical setting. Randomised clinical research in this field is very limited. At the time of design of this study, two randomised trials concerning OWO versus CWO had been published by Magyar et al. [16, 17]. However, neither of these studies is directly comparable to this project, since in both studies the OWO was performed by the hemicallotasis technique (HCO) and the CWO was fixed with staples. They found significant loss of correction in the CWO group and a significantly more stable fixation with HCO. Furthermore, they found more complications in the HCO group, mainly pin-track infections. The clinical scores were improved in both groups with no significant difference between the groups. Hospital stay of the HCO group was significantly shorter.
Adili et al. performed a case controlled study of HTO with the Ilizarov external fixator versus the Coventry-type CWO. They found significantly better WOMAC scores but also more complications in the Ilizarov group [1].
Nakamura et al. compared the HCO to the dome osteotomy (DMO) in a randomised clinical trial. The HCO group had significantly less changes in patellar height and tibial slope. The femur-tibia angles were not significantly different [18].
Recently, Brouwer et al. performed a prospective randomised trial in 92 patients. At one-year follow-up they concluded that CWO achieved a more accurate correction and that both OWO and CWO reduce pain and improve function. A relevant difference to our study is the fact that they used an unlocked implant (Puddu, Arthrex, Naples, Florida, USA) in the OWO and staples in the CWO group. Furthermore, a plaster cast was part of the after-treatment [6].
Hoell et al. presented the clinical results of open versus closed wedge HTO techniques in a retrospective study in 108 patients [11]. They analysed the results and outcome of OWO with a Puddu plate versus a Coventry-type CWO with staples. They observed no differences in outcome between the two methods. Both groups showed a significant improvement of clinical scores. A drawback of this study was the non-randomised setting. Furthermore, the statistical analysis was not transparently reported.
Rudan and Simurda [21] found in their study that optimal clinical results were associated with a correction of the femur–tibial angle between 6° and 14°. Under-correction was associated with a high failure rate. Over-correction to a femur–tibial angle greater than 15° appeared to have an even better clinical outcome, but these results were cosmetically unappealing to the patients. Other authors also recommend over-correction of the femur–tibial angle [13, 15]. Hernigou et al., on the contrary, found that an overcorrection of more than 6° is associated with progressive degeneration of the lateral compartment and an under-correction is associated with poorer result and reappearance of the medial compartment osteoarthritis [10]. A previous cadaveric RSA study showed that both CWO and OWO gave an acceptable correction with a high variation of postoperative correction angles. This study showed a tendency of overcorrection in the CWO group and no difference in initial stability between CWO and OWO with a rigid locked plate fixation [9].
In this clinical trial the aim was a HKA valgus angle of 4°. We found a postoperative angle of 3.8° (SD 2.2, range 1.0–10.6) in the OWO group and 4.3° (SD 2.7, range 1.0–12.0) in the CWO group. We observed no loss of correction after one-year follow-up. Thus, we conclude that both techniques led to an accurate and reliable correction with locked plate fixation.
In varus osteoarthritis of the knee, often a pseudo medial hyperlaxity is observed due to the loss of medial joint space. Because the osteotomy is located proximally to the superficial medial collateral ligament, opening the osteotomy will (re-)tighten the medial structures. Hoell et al. investigated the influence of HTO on the medial and lateral collateral stability. After OWO they found a shift from second (5–10 mm) and third degree (>10 mm) to first degree (<5 mm) medial instability. In their study, the level of instability was determined by physical examination, which is not very objective [11]. We observed a significant decrease in medial collateral laxity of the knee after OWO. The lateral and medial collateral laxity was measured with a specially developed device which enables objective reliable and reproducible varus and valgus measurements [20]. If the medial collateral ligament is tensioned excessively, e.g. in large corrections, the pressure in the medial joint compartment may increase. To prevent this and to obtain the desired correction the superficial medial collateral ligament should be partially released to allow for proper opening of the osteotomy.
OWO proximal to the tibial tuberosity has been reported to cause patella baja [5, 14, 23]. Closed wedge osteotomy (CWO) has been shown to lead to both patella baja and alta. These alterations in patellar height have been attributed to the proximalisation (CWO) or distalisation (OWO) of the tibial tuberosity following HTO. Furthermore, scarring, adhesions and contracture of the patella ligament are mentioned to cause lowering of the patella in CWO [22]. As expected, we observed that the mean patellar height significantly decreased in the OWO group. We saw no significant change in patellar height after CWO. We advise performing a distal tuberosity osteotomy to prevent distalisation of the tibial tuberosity with OWO in large corrections or in cases of preexistent patella baja [8].
To our knowledge, this study is the first randomised clinical trial comparing OWO and CWO using rigid locked implants and the same functional postoperative treatment protocol in both groups. At one-year follow-up we found significant improvements of WOMAC and KS scores in both groups. Furthermore, all patients had much less pain and were significantly satisfied with the treatment. There were no differences in outcome between the groups. The medial collateral laxity and the patellar height significantly decreased after OWO.
In literature, a wide range of adverse events have been reported for both the OWO and CWO techniques [24, 25]. Accurate preoperative planning and a meticulous surgical technique with the use of rigid stable implants can minimise the complication rate.
We found more adverse events in the CWO group. Overall, complication rates were low in both groups.
The authors are aware that this study concerns only a short-term follow-up. Longer follow-up is essential to obtain information about the ongoing clinical results in both groups. Nevertheless, this study has shown that both osteotomy techniques led to good and comparable clinical results. Surgery time was significantly longer in the CWO group, and complications were more frequent in this group. In large OWO corrections, the tightening of the medial collateral ligament and lowering of the patella should be addressed by the surgeon. Along with the fact that the OWO procedure is less demanding and that it offers the surgeon more opportunities to vary the amount of valgus and slope correction intraoperatively, the authors prefer the OWO in their clinical practices. In this study OWO showed comparable results to CWO and it was a safe and reproducible technique. Furthermore, the osteotomy of the fibula along with its rather high comorbidity of pain, pseudoarthrosis and peroneal nerve palsy, is not necessary with OWO. This technique seems to be more predictable for correcting varus deformities of the knee.
Acknowledgments
Open Access
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