Abstract
Natural killer (NK) cells are critical to the immune response to viral infections. Their functions are controlled by receptors for major histocompatibility complex (MHC) class I, including NKG2A and killer-cell immunoglobulin-like receptors (KIR). In order to evaluate the role of MHC class I receptors in the immune response to hepatitis C virus infection we have studied patients with chronic HCV infection by multi-parameter flow cytometry directly ex vivo. This has permitted evaluation of combinatorial expression of activating and inhibitory receptors on single NK cells. Individuals with chronic HCV infection had fewer CD56dim NK cells than healthy controls (4·9 ± 3·4% versus 9·0 ± 5·9%, P < 0·05). Expression levels of the inhibitory receptor NKG2A was up-regulated on NK cells from individuals with chronic hepatitis C virus (HCV) (NKG2A mean fluorescence intensity 5692 ± 2032 versus 4525 ± 1646, P < 0·05). Twelve individuals were treated with pegylated interferon and ribavirin. This resulted in a down-regulation of NKG2A expression on CD56dim NK cells. Individuals with a sustained virological response (SVR) had greater numbers of NKG2A-positive, KIR-negative NK cells than those without SVR (27·6 ± 9·6% NK cells versus 17·6 ± 5·7, P < 0·02). Our data show that NKG2A expression is dysregulated in chronic HCV infection and that NKG2A-positive NK cells are associated with a beneficial response to pegylated interferon and ribavirin therapy.
Keywords: hepatitis C, interferon-alpha, killer cell immunoglobulin-like receptors, natural killer cells, NKG2A
Introduction
Hepatitis C is a common chronic viral infection. The virus poses a significant challenge to the immune system, as the majority of individuals exposed to hepatitis C virus (HCV) are unable to clear HCV spontaneously, develop a chronic infection and are predisposed to cirrhosis and hepatocellular carcinoma. This failure to mount a successful immune response is multi-factorial in nature and includes abnormalities in T, B and dendritic cell responses.
Natural killer (NK) cells are lymphocytes that can interact directly with virus-infected host cells, activate dendritic cells and also secrete T helper type 1 (Th1) cytokines to augment cytotoxic T cell responses [1]. Their functions are controlled by multiple activating and inhibitory receptors, and they integrate signals derived from these receptors to determine whether or not they become activated. NK cells are enriched in the liver in comparison to peripheral blood [2] and a number of studies have documented abnormalities of NK cells in chronic HCV infection. These include changes in NK cell frequency, activity and subpopulation [3–8].
Key activating receptors on NK cells are the natural cytotoxicity receptors (NKp46, NKp44 and NKp30) and NKG2D. Key inhibitory receptors are the killer-cell immunoglobulin-like receptors (KIR) and NKG2A. These inhibitory receptors have major histocompatibility complex (MHC) class I ligands, and in particular the KIR exhibit substantial population diversity. The KIR bind polymorphic MHC-A, -B and -C class I molecules [9] and NKG2A binds human leucocyte antigen (HLA)-E [10]. The inhibitory NK receptor KIR2DL3 in combination with its group 1 HLA-C ligands is associated with spontaneous resolution of HCV infection [11,12].
Natural killer cell receptors are expressed abnormally in HCV infection. In chronic HCV infection both up- and down-regulation has been reported of the natural cytotoxicity receptors NKp30 and NKp46 on peripheral NK cells [13,14]. More recently, low levels of NKG2D on peripheral blood NK cells in HCV infection have been demonstrated [15], which may be related to the finding that HCV can down-regulate MHC class I-related chain A (MICA), a ligand for NKG2D [16]. Additionally, individuals with chronic HCV infection have higher frequencies of NK cells expressing the inhibitory receptor NKG2A [13,17], and expression of this receptor on CD56dim NK cells correlates inversely with HCV viral load [18]. Conversely, inhibitory KIR expression is normal or low in chronic HCV infection [15].
A number of abnormalities of NK cell function in HCV infection have been reported. Initial studies showed that NK cells had lower levels of cytotoxicity which normalized during successful interferon (IFN)-α therapy [3,4,6]. However, a more recent study did not replicate these findings [7] and in vitro, NK cells have been shown to degranulate more readily to both cytokines and receptor cross-linking [15]. Additionally they have an abnormal cytokine profile, secreting low levels of IFN-γ, and relatively higher levels of interleukin (IL)-10 [14,15]. HCV also expresses a peptide that stabilizes HLA-E on the cell surface [19]. As HLA-E is the ligand for NKG2A, this could lead to increased inhibition of NK cells. However, the frequency of NKG2A expressing NK cells correlates inversely with HCV RNA, suggesting that this subset is protective in HCV infection [18]. These conflicted findings may be caused by differences in the protocols used to stimulate NK cells, the use of fresh or frozen NK cells and the genetic heterogeneity of the populations studied.
IFN-α is a cytokine that, in combination with ribavirin, forms the cornerstone of current anti-HCV therapies. IFN-α acts both on infected cells to reduce viral replication and on cells of the immune system. It is a potent stimulus to NK cell IFN-γ production and cytolytic function [20,21]. Successful treatment with IFN-α may restore low levels of NK cell cytotoxicity and result in an increase in intrahepatic NK cells [4,16]. However, the effects of this cytokine on NK cell receptor expression in vivo has not yet been determined. Natural killer cells express MHC class I receptors stochastically, and this generates a complex repertoire of NK cells expressing different combinations of receptors within a single individual. This may account for heterogeneity in the response to HCV infection [22]. The aim of this study was therefore to determine the role of the KIR and NKG2A receptors in chronic HCV infection and in the outcome of treatment for HCV.
Materials and methods
Patients
The study was approved by the Local Research Ethics Committee. Thirty-five patients (21 male, mean age 44 years) infected chronically with HCV and 15 healthy controls (nine male, mean age 36 years) were studied. All HCV-positive individuals were positive for anti-HCV by second-generation enzyme-linked immunosorbent assay (ELISA) and were confirmed viraemic using HCV COBAS Amplicor Monitor version 2·0 (Roche, Burgess Hill, Sussex, UK). The mean viral load was 3·83 × 106 iu/ml. HCV genotyping was performed using quantitative polymerase chain reaction (PCR) (iQur® Ltd, Southampton, UK). Thirteen individuals had genotype 1 infection, and the remainder had either genotypes 2 or 3 infection (the iQUR® assay does not distinguish genotype 2 from genotype 3). Two individuals had biopsy-confirmed cirrhosis. Individuals were treated with a combination of pegylated interferon-α2a 180 µg once weekly in combination with 1200 mg or 1000 mg ribavirin daily, according to weight, for a total of 48 weeks if they had genotype 1 infection or 24 weeks for genotypes 2/3 infection.
HLA genotyping
Genomic DNA was extracted from peripheral blood lymphocytes using the QIAamp™ blood kit (Qiagen, Crawley, UK). HLA typing was performed by direct sequencing of PCR products [23]. HLA types which were not resolved by sequencing or which gave unusual results were also tested by sequence specific oligonucleotide probe typing [PCR–sequence-specific oligonucleotide probe (PCR–SSOP)], using a commercial kit (Dynal, RELI SSO™, Wirral, UK).
Flow cytometry
NK cell phenotyping was performed directly ex vivo. One hundred µl whole blood was incubated for 15 min with the following antibodies: CD158b,j-fluorescein isothiocyanate (FITC) (KIR2DL2/2DL3/2DS2), CD56-phycoerythrin (PE)-Cy7, CD3-allophycocyanin (APC)-Cy7 (BD Biosciences-Pharmingen, Oxford, UK), CD158e1-biotin (3DL1) and streptavidin–peridinin chlorophyll (PerCP) (Abcam, Cambridge, UK), CD158a,h-APC (KIR2DL1/2DS1), NKG2A-PE, NKp30-PE, NKp46-PE (Beckman Coulter, High Wycombe, UK) and NKG2D-PE (R&D Systems, Inc., Minneapolis, MN, USA). Red cells were lysed using FACS Lysing Solution™ (BD Biosciences) and the lymphocytes washed three times in phosphate-buffered saline (PBS) prior to analysis on a FACSCanto flow cytometer (Becton Dickinson) using diva software (Becton Dickinson).
Statistical analysis
Phenotyping analysis between healthy and HCV-infected individuals was performed using GraphPad Prism version 5 (GraphPad, La Jolla, CA, USA). Statistical comparisons were made using the Mann–Whitney U-test unless stated otherwise.
Results
Low numbers of NK cells and changes in receptor frequency are associated with chronic HCV infection
In order to enumerate accurately the NK cells from individuals with chronic HCV we performed a direct ex-vivo analysis of fresh CD3-CD56+ NK cells from 35 HCV-infected donors and 15 uninfected controls. Individuals with chronic HCV infection had significantly fewer CD56dim NK cells than healthy controls (4·9 ± 3·4% versus 9·0 ± 5·9%, P < 0·05) (Fig. 1a and b). No difference was found in the frequencies of CD56bright NK cells between the two populations. Analysis of MHC class I receptor expression on CD56dim NK cells indicated that individuals with chronic HCV had fewer CD158a,h-positive NK cells than healthy controls (21·7 ± 11·2% versus 31·1 ± 10·4%, P < 0·025) (Fig. 1c). The frequencies of other MHC class I receptors, including NKG2A, was similar among both populations. The lower frequency of CD158a,h was not associated with a specific subpopulation of NK cells that expressed other MHC class I receptors. As recent work [24] has shown that subpopulations of NK cells in the mouse can undergo expansion in a receptor specific pattern, and that these ‘adaptive’ NK cells have enhanced responses, we determined the HLA type of the individuals and the frequencies of their NK cells expressing cognate receptors for MHC class I. However, there was no expansion of either NK cells expressing a KIR cognate for the HLA class I alleles of that individual or those expressing NKG2A, which interacts with HLA-E (Fig. 1d). Interestingly, we noted that overall individuals with group 1 HLA-C allotypes had more NK cells expressing a cognate receptor for HLA-C than those without a group 1 HLA-C allotype. This was present in both individuals with chronic HCV (41·8% versus 20·2%, P < 0·005) and healthy controls (47·7% versus 28·0% P < 0·03) (Fig. 1e). Thus the difference in expression of a cognate HLA-C receptor between individuals with group 1 and group 2 HLA-C allotypes is generalizable to uninfected individuals. This implies that healthy individuals who acquire HCV and have group 1 HLA-C allotypes will have more NK cells expressing a cognate HLA-C receptor than those with group 2 HLA-C allotypes. As spontaneous resolution of HCV infection is associated with group 1 HLA-C allotypes, then resolution of infection may correlate with the number of NK cells expressing a receptor cognate for HLA-C.
Levels of activating and inhibitory receptor expression is elevated in HCV infection
Previous work [13,17,18] has implicated NKG2A+ NK cells in the pathology of HCV, and as we observed no abnormalities in the frequency of NKG2A-expressing NK cells we determined the level of NKG2A as indicated by the mean fluorescence intensity (MFI) of surface NKG2A on the NK cells (Fig. 2a). The MFI of NKG2A was increased significantly on NKG2A-positive NK cells within both the total CD56dim and CD56bright subsets of NK cells in individuals with chronic HCV infection (5692 ± 2032 versus 4525 ± 1646, P < 0·05; 11 307 ± 3509 versus 8549 ± 3495, P < 0·025, respectively) (Fig. 2b). It was not increased on NKG2A-positive T cells (8785 ± 2978 versus 8051 ± 2354), indicating that these differences are specific to NK cells, and are also not caused by an artefact of the flow cytometry. Our previous work has shown that KIR2DL3 (recognized by the CD158b,j antibody) is associated with protection from chronic HCV infection [11]. In order to determine if the KIR have an influence on the over-expression of NKG2A in our patient population we determined the levels of NKG2A on the subpopulations of CD158a,h and CD158b,j NK cells that co-expressed NKG2A. The increase in NKG2A was most significant in the CD158a,h+/CD158b,j- (4827 ± 1880 versus 3600 ± 1425, P < 0·025) and the CD158a,h-/CD158b,j- (6527 ± 2303 versus 5081 ± 2082 P < 0·05) subpopulations (Fig. 2c).
The natural cytotoxicity receptors NKG2D, NKp30 and NKp46 are expressed on all mature NK cells [25] and are responsible for recognition of some tumour targets and virally infected cells [26,27]. In order to determine if the abnormalities of NKG2A expression were specific to this inhibitory receptor or reflective of more general changes in the CD158a,h-positive population, we compared the levels of expression of these receptors on the different subpopulations of NK cells. We found that in chronic HCV infection the levels of expression of both NKp30 and NKp46 were elevated across all subpopulations of CD56dim NK cells, but those of NKG2D were unaltered (Fig. 2d–f).
Pegylated IFN-α and ribavirin normalizes NKG2A, but not natural cytotoxicity receptors (NCR) expression
The effect of pegylated IFN and ribavirin (PEG/Rib) on NK cell receptor expression was determined in 12 patients undergoing treatment for HCV. Flow cytometry analysis was performed during the first 12 weeks of treatment (Fig. 3a). In our treatment protocol this is the time-frame within which individuals who have a sustained virological response (SVR) have a significant decline in viral load [28]. Overall NKG2A expression declined rapidly by week 2 on the CD56dim NK cells to an average of 0·58 times the pretreatment levels. This decrease was less significant on the CD56bright NK cells (mean fold change compared to baseline 0·84 ± 0·02 versus 0·59 ± 0·02 (CD56dim NK cells), P = 0·001) and also on T cells (mean fold change = 0·88 ± 0·21, P < 0·002 versus CD56dim NK cells (Fig. 3b). Furthermore, this was not specific to subpopulations of NK cells that expressed specific KIR, as it was also found on NK cells that expressed no KIR (Fig. 3c). By contrast, the expression of the activating receptors remained relatively unchanged on NK cells (Fig. 3d–f). However, there was a slight decline in expression of the activating receptor NKG2D on T cells which reached significance by week 12 (mean fold change 0·42 ± 0·18 compared to the baseline level (P < 0·05) (Fig. 3g). This implies that in the early phase of PEG/Rib therapy there is a change in the relative balance between activating and inhibitory receptors, which favours a loss of the inhibitory signal from the HLA-E : NKG2A system on NK cells, but not on T cells.
Sustained virological response is associated with the baseline frequency of NKG2A+KIR- NK cells
Successful treatment with pegylated-IFN/Rib is associated with an SVR in which HCV RNA remains undetectable for at least 6 months following cessation of therapy, and usually continues into the long term [29]. Individuals with and without SVR had similar levels of decline in NKG2A expression (not shown) and so we therefore studied the association of the baseline NK cell phenotype with treatment outcome. Twenty-nine of the 35 individuals completed treatment and 23 had an SVR. There was a non-significant trend towards individuals with SVR having a higher frequency of CD56dim NKG2A+ NK cells (Fig. 4a). Subset analysis indicated that this was due to KIR-NKG2A+ NK cells (27·6 ± 9·6% (SVR) versus 17·6 ± 5·7 (no SVR), P < 0·02), i.e. cells inhibited only by HLA-E, and not those inhibited by MHC-B and -C (Fig. 4b). No other baseline phenotypic parameter was associated significantly with outcome.
As KIR-NKG2A+ NK cells are associated with SVR, we determined if these cells increase in frequency during the early phase of PEG/Rib therapy (Fig. 4c–e). There was a trend towards an increase in KIR-NKG2A+ NK cells (P > 0·1), and a significant decline in KIR+NKG2A- NK cells (P = 0·005). However, these changes occurred later during treatment at weeks 8–12, and were not associated with SVR. Consideration of the HLA type of the individuals demonstrated no association with HLA-C and no expansions of NK cells that expressed a KIR specific for the HLA-C allele of that individual.
Discussion
The role of MHC class I receptors and NK cells in HCV infection relates to both frequency of specific subpopulations of NK cells and also receptor expression levels. Previous work has yielded conflicting results, and this may be due in part to differences in preparation such as freezing or in cytokine stimulation [13,14]. We have therefore analysed NK cell receptor expression on NK cells in chronic HCV infection directly ex vivo in order to avoid such bias in receptor subpopulations. The use of multi-parameter flow cytometry has allowed the simultaneous evaluation of multiple receptors on single NK cells in order to provide insights into the relative contribution of receptors with different MHC class I ligands. Overall, we found that NKG2A-positive NK cells were associated with a beneficial response to treatment. In vitro this subset of NK cells can lyse vaccinia-infected targets in the context of autologous MHC class I [30]. Thus this specific subset of NK cells has been shown to have anti-viral activity.
The most marked changes were noted in levels of NKG2A expression, which occurred on both CD56bright and CD56dim NK cells. This increase in NKG2A expression on NK cells may be representative of chronic activation of NK cells, which can be induced by cytokines such as IL-12 or IL-21 [31,32]. In studies using NK cell clones the inhibition mediated by NKG2A was weaker and more variable than that mediated by KIR [33]. Thus our observed changes may have functional consequences for the inhibition of NK cells. Conversely, during treatment with PEG/Rib, the decline in NKG2A levels may reverse this increased inhibition and hence allow a more ready activation of the NKG2A-positive NK cells. This change is more likely to be important on NK cells that are not inhibited by other inhibitory receptors, and hence is consistent with our observation that the frequency of KIR-negative, NKG2A-positive NK cells are associated with a successful outcome of PEG/Rib therapy.
We noted a rapid decline in expression of NKG2A, but not activating receptors, following the administration of PEG/Rib. However, this change did not correlate with outcome. This is not unexpected, as many factors influence the outcome of PEG/Rib therapy for HCV, the most notable of which is the viral genotype. This change in expression preceded alterations in NK cell subsets, which did not occur until weeks 8–12 following therapy; thus it is most probably a direct effect on NKG2A receptor expression. NK cells express multiple inhibitory receptors for MHC class I, and so NK cells expressing NKG2A as their sole inhibitory receptor are the ones that will have their activating/inhibitory receptor balance affected the most by a reduction in NKG2A expression. As we observed no change in activating receptor expression, this implies that these cells have this balance altered in favour of activation. Consistent with the hypothesis that these are a protective subset of NK cells we found that individuals with SVR have more KIR-NKG2A+ NK cells than those without SVR, a quantitative model of NK cells in viral infections as has been observed for murine cytomegalovirus (MCMV) [34]. Recent work has demonstrated that NK cells have a number of adaptive properties, including antigen specificity, clonal expansion, long-lived progeny and recall responses [35]. We saw a trend towards an increase in the number of KIR-NKG2A+ NK cells during PEG/Rib therapy, which is consistent with a role in the anti-HCV response.
From our data it is not clear as to the mechanism by which interferon and/or ribavirin affects expression of NKG2A on NK cells. It may be a direct effect on NK cells due to changes in the cytokine milieu, or to interactions with other cells of the immune system that can subsequently effect NK cell receptor expression. In chronic HCV, but not HBV, infection NKG2A expression correlates with necroinflammatory score [18], which is consistent with our observations. However, longitudinal analysis of individuals with chronic HBV infection treated with IFN and in vitro culture experiments may be helpful in determining the disease specificity and mechanisms behind our in vivo observations of NKG2A expression.
Genetic studies have focused upon the KIR system in HCV infection, and in chronic HCV infection we have noted specific changes in the frequency of NK cells expressing CD158a,h, but not CD158b,j. These markers are not specific for inhibitory KIR and currently there are no reagents available to distinguish the activating from the inhibitory forms of these receptors. The majority of these cells express the inhibitory receptor, as determined by biochemical studies and the analysis of NK cell clones [36–38]. In particular, a comprehensive analysis of NK cell clones demonstrated that all cells expressing CD158a,h were inhibited by group 2 HLA-C allotypes and similarly for CD158b,j and group 1 HLA-C allotypes [33]. Thus it appears that in our analysis the KIR2DL1 subset of NK cells is perturbed in chronic HCV infection relative to the KIR2DL2/KIR2DL3 subset. Differences in our data compared to that of Oliviero et al. [15], in which changes in KIR3DL1 were most prominent, are related most probably to genetic differences among the patient populations studied, especially as allelic diversity of KIR3DL1 is associated with marked differences in the level of expression [39]. However, in their study there was also a lower frequency of CD158a,h-positive NK cells in individuals with chronic HCV compared to healthy donors, although this did not reach statistical significance. Similarly, Bonorino et al. noted non-significant lower levels of CD158a,h but not CD158b,j in individuals with chronic HCV [18].
Overall, we did not observe an influence of HLA-C on the frequency of NK cells in chronic HCV infection compared to healthy controls, although we did observe that individuals with a group 1 HLA-C ligand had more NK cells expressing a KIR cognate for HLA-C allele than those without. This was found both in healthy donors and in HCV-infected individuals. This is a quantitative correlate of the protective effect of NK cells in spontaneously resolving HCV infection. The diversity of the KIR system provides one rationale for differences in response among individuals, but this does not preclude the NKG2A system from being important. Indeed, it has been shown that individuals with spontaneously resolved HCV infection have lower numbers of NKG2A/C/E-positive NK cells than those with chronic HCV infection [17]. Furthermore, the mature NK cell repertoire is influenced both by KIR and MHC class I genotype [40]. Thus the interplay between the two receptor systems is complex and likely to synergize in infections, such that both receptors systems are important in the anti-HCV response. Our data, however, demonstrate the importance of the NKG2A: HLA-E system in the response to pegylated interferon and ribavirin, and thus highlights the anti-viral role of this evolutionarily conserved receptor : ligand system.
Acknowledgments
We would like to thank the Hepatology Specialist Nurses at Southampton General Hospital for their assistance in collecting these samples.
Disclosure
Competing interests
None.
Funding
This work was funded by The Wellcome Trust.
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