Abstract
Background
Treatment of chronic radial head dislocation is controversial, considering whether to reduce and reconstruct the proximal radioulnar joint. The anatomic alteration that influences the decision to reduce the dislocation is not completely understood.
Questions/purposes
We attempted to clarify the changes of the proximal radioulnar joint that occur in chronic radial head dislocations to clarify how they might influence the decision to perform repair.
Patients and Methods
We evaluated 15 patients with chronic radial head dislocations categorized by duration of “early” (< 3 years) (n = 8) and “longstanding” (> 3 years) (n = 7) groups. We measured the angle and depth of the radial notch of the proximal ulna and evaluated radial head deformity using 3-D bone models created from CT data.
Results
For the early group, no differences were observed in the shape of the radial notch between affected and normal sides. For the longstanding group, the radial notch angle was greater on the affected side (mean ± SD, 45.5° ± 9.7°) than on the normal side (29.7° ± 6.3°), and the radial notch depth was smaller on the affected side (0.2 ± 1.6 mm) than on the normal side (2.3 ± 1.3 mm). The shape of the radial head was nearly normal in the early group, whereas the longstanding group had a dome-shaped deformity.
Conclusions
In longstanding chronic radial head dislocation, deformation develops in the radial head and radial notch of the ulna, which is remodeled in a manner corresponding to the dislocated position of the radial head.
Level of Evidence
Level III, prognostic study. See Guidelines for Authors for a complete description of levels of evidence.
Introduction
Treatment for chronic radial head dislocation is controversial; nonoperative treatment has been recommended [19, 24]. Open reduction of the radial head along with ulnar osteotomy [8, 11, 12, 15, 18, 21, 30] and reconstruction of the annular ligament [4, 6, 7, 15, 24, 27, 28] have been attempted to maintain congruity of the radiocapitellar joint because prolonged radial head dislocation leads to long-term complications, such as cubitus valgus deformities [6, 10, 17], osteoarthritis [15, 21, 22], and posterior interosseous nerve palsy [2, 14, 23]. However, the surgical outcome was less satisfactory for longstanding cases [9, 11, 15, 16, 21, 22, 24, 31, 32], and previous studies have revealed reduction of the radial head led to inferior clinical results more than 6 years postinjury [29, 32]. Surgical indications for chronic radial head dislocation have been based on radiographic appearances of overgrowth and changes in convexity of the radial head, and on deformities in the humeral capitulum [11, 15, 21, 31, 32], but little attention has been paid to the morphologic features of the proximal radioulnar joint (PRUJ), which is considered quite important for reducing the radial head to the correct position. We believe the anatomy and pathologic changes of the PRUJ in chronic radial head dislocation should be understood and incorporated in the surgical decision-making process.
The morphologic features of the radial notch in chronic radial head dislocation have not been reported presumably because of the difficulty in evaluating them on plain radiographs. Additionally, previous reports have referred only to the radiographic changes in appearance [11, 21, 22, 24, 31, 32] but not the 3-D size and shape of the radial head, which are crucial for radiocapitellar and radioulnar congruity. In this study, our aim was to observe the morphologic changes of the radial notch of the ulna between affected and unaffected elbows in early- versus longstanding dislocations using 3-D computer bone models created from CT data. Our second aim was to document the altered morphologic features of the radial head, the other component of the PRUJ using these 3-D models.
Patients and Methods
We studied 16 consecutive patients with chronic radial head dislocations who were examined at our institution from December 2002 to December 2007. The inclusion criterion for this study was traumatic radial head dislocation of more than 6 months from the time of initial trauma. Exclusion criteria were acute dislocation of less than 6 months and no obvious traumatic history of the elbow. Among these patients, one with bilateral dislocation with no obvious traumatic history was excluded because the condition was considered congenital [20]. Therefore, 15 patients with traumatic radial head dislocations participated in this study (Table 1). Patients included nine males and six females with an average age of 13 years (range, 4–38 years). Informed consent for participation in this study was obtained from all patients or their guardians as appropriate.
Table 1.
Patient | Affected side | Gender | Age at initial injury (years) | Age at examination (years) | Time from injury to examination (months) | Initial injury | Monteggia type | Initial treatment | ROM (pronation/supination) (°) | Chief complaint |
---|---|---|---|---|---|---|---|---|---|---|
Early group | ||||||||||
1 | Left | Female | 7 | 9 | 24 | Fx (R & U) | IV | Cast | 90/80 | Mild pain |
2 | Right | Male | 12 | 14 | 21 | Fx (R & U) | IV | Cast | 90/90 | Mild pain |
3 | Left | Female | 13 | 15 | 26 | Fx (R & U) | IV | Cast | 60/0 | RFR |
4 | Left | Male | 12 | 13 | 6 | Fx (R & U) | IV | Pinning | 45/50 | Moderate pain |
5 | Left | Female | 3 | 4 | 14 | Fx (U) | III | Cast | 90/90 | Deformity |
6 | Left | Male | 8 | 9 | 8 | Fx (U) | I | Cast | 60/90 | RFR |
7 | Left | Female | 16 | 17 | 10 | Fx (U) | I | ORIF | 60/−30 | RFR |
8 | Left | Male | 8 | 10 | 21 | Fx (U) | I | Cast | 90/90 | Mild pain |
Average | 9.9 | 11.4 | 16.3 | 73/58 | ||||||
Longstanding group | ||||||||||
9 | Right | Male | 5 | 14 | 108 | Fx (U) | I | Cast | 90/90 | Mild pain |
10 | Right | Male | 8 | 19 | 130 | Elbow sprain | 90/90 | Mild pain | ||
11 | Left | Female | 4 | 7 | 39 | Elbow sprain | 90/90 | Mild pain | ||
12 | Right | Male | 5 | 8 | 38 | Fx (U) | I | Cast | 90/90 | Mild pain |
13 | Right | Female | 4 | 11 | 86 | Fx (U) | I | Pinning | 90/90 | Mild pain |
14 | Right | Male | 7 | 38 | 372 | Fx (U) | I | Cast | 90/90 | PIN palsy |
15 | Right | Male | 4 | 9 | 59 | Fx (DH) | Cast | 80/90 | Deformity | |
Average | 5.3 | 15.1 | 119 | 88/90 |
Fx = fracture; R = radius; U = ulna; DH = distal humerus; ORIF = open reduction and internal fixation; RFR = restricted forearm rotation; PIN palsy = posterior interosseous nerve palsy.
Among the patients studied, 13 had radial head dislocations accompanied by major trauma (fractures of the forearm bones or distal humerus), whereas the other two (Patients 10 and 11) had minor trauma. The two patients with minor trauma had unilateral radial head dislocations and the ulna on the affected side showed extension deformity, which indicated traumatic bowing of the ulna. The mean time elapsed since the initial trauma was 6 months or more, and the mean period from initial injury to examination was 64 months (range, 6–372 months). Among the patients with major trauma, 12 had Monteggia lesions with ulnar fractures or fractures of the radius and ulna, which were classified as Type I (fracture of the ulna with anterior angulation and anterior dislocation of the radial head) (n = 7), Type III (fracture of the ulna with anterior angulation and lateral or anterolateral dislocation of the radial head) (n = 1), and Type IV (fracture of the ulna and radius and anterior dislocation of the radial head) (n = 4), according to the Bado classification [3]. The other major traumatic case (Patient 15) was a supracondylar fracture of the humerus, along with anterior dislocation of the radial head. Of the 13 patients with major trauma, 10 were managed by closed reduction and cast immobilization, two received percutaneous pinning with Kirschner wires, and one underwent open reduction and internal fixation at the initial treatment. The two patients with minor trauma (Patients 10 and 11) had experienced sprains of the elbow 130 and 39 months earlier, respectively. They stated their affected elbows had been swollen and painful for 3 or 4 weeks but had been left untreated at the time of initial injury. In two (Patients 1 and 2) of the four patients with Type IV Monteggia lesions, the radial head was reduced with the forearms supinated, but clicking and anterior dislocation of the radial head occurred in the pronated position. In the remaining 13 patients (11 with major trauma and two with minor trauma), the radial head was dislocated through the entire range of forearm rotation. Among the patients studied, the radial head dislocated anteriorly in 14 and anterolaterally in one (Patient 5).
Previous studies have indicated the radial head becomes misshapen and overgrown within 3 years after injury and congruent proximal radioulnar and radiocapitellar reduction after this time is difficult [16, 24, 31, 32]. Therefore, we classified the 15 patients into two groups based on dislocation duration. Patients who had sustained injury during the previous 3 years were assigned to the “early group” (n = 8). Those who had sustained injury more than 3 years earlier (and those with minor trauma) were assigned to the “longstanding group” (n = 7). Average duration of dislocation was 16.3 months (range, 6–26 months) for the early group and 119 months (range, 38–372 months) for the longstanding group. The average age of the patients at the time of injury was 9.9 years (range, 3–16 years) in the early group and 5.3 years (range: 4–8 years) in the longstanding group. In the early group, one patient (Patient 4) felt pain in the elbow during normal daily activities. Five of the remaining eight patients reported mild pain while playing sports or applying load to the elbow. The other two patients felt no pain in the elbow. Restricted rotation of the forearm was observed in four patients, and the average ranges of pronation and supination were 62° and 73°, respectively. One patient (Patient 3) had difficulty washing her face and receiving a coin in her open palm because of restricted forearm supination. The writing and keyboard typing abilities of one patient (Patient 7) were impaired because of restricted forearm pronation. One patient (Patient 5) had no pain and exhibited a full range of forearm rotation but was concerned about elbow deformity.
In the longstanding group, one patient (Patient 14) had posterior interosseous nerve palsy develop but had no elbow-related complaints. Five of the remaining seven patients reported mild pain when playing sports or applying load to the elbow. The remaining felt no pain in the elbow but noticed the projecting radial head. Restricted range of forearm rotation was not observed in patients in the longstanding group.
Both forearms, from elbow to wrist, were scanned in the maximum supinated position using CT (scan time, 0.5 seconds; slice thickness, 0.625 mm; 10 mA, 120 kV) (LightSpeed Ultra16; General Electric, Waukesha, WI). Forearms were fixed on the CT table using a bandage, with the patient prone and arms elevated over the head. Data were saved in digital imaging and communications in medicine format and sent to a computer (Dell Precision™ Workstation 650, 266 MHz/2G; Dell Inc, Round Rock, TX).
Contours of the radius, ulna, and humerus were segmented semiautomatically on the computer. 3-D surface models were constructed based on 3-D surface generation of bone cortex [25] using a visualization toolkit-based original computer program (VTK; Kitware Inc, Clifton Park, NY). We completed surface models of the bilateral humerus, ulna, and radius by deleting the bone marrow data.
To assess the morphologic features of the radial notch of the proximal ulna, we created a mirror image of the 3-D computer model of the contralateral normal ulna, which subsequently was superimposed on the proximal part of the 3-D model of the affected ulna based on the shape of the olecranon and trochlea using the iterative closest point (ICP) registration algorithm, which is one of the most advanced techniques for surface-based registration [1, 5] for comparative assessment of morphologic features (Fig. 1). The ICP algorithm is an iterative alignment algorithm used to (1) establish correspondence between pairs of features in the two structures that are to be aligned based on proximity, (2) estimate transformation parameters using a mean square cost function, and (3) apply that transformation to all features in the first structure. These three steps then are reapplied until convergence is concluded.
To quantify change in the morphologic features of the radial notch, radial notch angle (RNA) and radial notch depth (RND) were defined as follows. First, the ulnar axis with minimal moment of inertia was computed using 3-D ulnar volume data, and the cross-sectional plane of the ulna (plane-U) was determined at the midpoint of the PRUJ perpendicular to the ulnar axis [26] (Fig. 2A). RNA was defined as the angle between Line X (straight line connecting both ends of the radial notch) and Line Y (line made from the ulnar posterior border to the tip of the coronoid process of the normal side, found in the ulnar cross section) (Fig. 2B). RND was the distance between the bottom of the radial notch and Line X (Fig. 3). Changes to the radial head were evaluated by the appearance and size of the cross section of the radial neck and the volume of the radial head for the normal and affected sides. The appearance of the radial head was classified into three types: “concave,” “flat,” and “domed” (Fig. 4). This evaluation was made with a 3-D bone model displayed on the computer screen by three independent reviewers (KO, TM, HM) and the type of radial head determined by consensus between at least two of the three reviewers. Changes to the radial neck were evaluated by calculating the minimum transverse area of the normal (Sn) and affected (Sa) sides using a genetic algorithm on a computer [13]. Dimensional changes to the radial head were evaluated quantitatively by calculating the volume of the radial head (V) proximal to the minimal radial transverse plane (plane-S) of the normal (Vn) and affected (Va) sides (Fig. 5). Differences in minimal transverse area of the radial neck (S) and volume of the radial head (V) between the affected and normal sides (|Sn − Sa| and |Vn − Va|) relative (Rs, Rv) to the normal side (Sn, Vn) were calculated using the following equations:
Differences in values between the affected and normal sides in each group were analyzed using the paired t test. Differences in measurement values in the affected side between the early and longstanding groups were analyzed using the Mann–Whitney U test. Significance was established at p < 0.05.
Results
For the early group, the shape of the radial notch of the proximal ulna of the affected side was similar to that of the normal side. For the longstanding group, however, the radial notch was transformed in a manner corresponding to the anteriorly dislocated position of the radial head (Table 2). The average ± SD RNAs of the normal and affected sides were 25.1° ± 4.1° and 25.7° ± 4.3°, respectively (p = 0.29) (Fig. 6). The average RNDs of the normal and affected sides were 2.0 ± 0.8 mm and 1.6 ± 0.7 mm, respectively (p = 0.08) (Figs. 3A, 7). The average RNA of the normal side was 29.7° ± 6.3°, whereas that of the affected side was 45.5° ± 9.7°, indicating an increase in inclination of the radial notch (p < 0.01) (Fig. 6). The average RND on the normal side was 2.3 ± 1.3 mm, whereas that of the affected side (0.2 ± 1.6 mm) was smaller (p < 0.05) (Figs. 3, 7). The average RNA of the longstanding group was greater (p < 0.01) and the average RND of the longstanding group smaller (p < 0.01) than those of the early group.
Table 2.
Patient | RNA (°) | RND (mm) | Radial head shape | Area (mm2) | Rs (%) | Volume (mm3) | Rv (%) | |||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
Normal | Affected | Normal | Affected | Normal | Affected | Normal (Sn) | Affected (Sa) | Normal (Vn) | Affected (Va) | |||
Early group | ||||||||||||
1 | 24.7 | 27 | 1.7 | 1 | Concave | Flat | 137 | 111 | 19 | 2606 | 3093 | 18.7 |
2 | 32.8 | 32.4 | 3 | 2.9 | Concave | Concave | 179 | 166 | 7.3 | 5493 | 5636 | 2.6 |
3 | 27.8 | 26.8 | 3.1 | 1.5 | Concave | Concave | 137 | 122 | 10.9 | 3809 | 3873 | 1.7 |
4 | 24.4 | 25.8 | 2.6 | 2.2 | Concave | Concave | 174 | 204 | 17.2 | 5090 | 5990 | 17.7 |
5 | 21.3 | 19.4 | 1.1 | 0.8 | Concave | Flat | 78 | 76 | 2.6 | 591 | 528 | 10.7 |
6 | 24.2 | 26.3 | 1.7 | 1.6 | Concave | Concave | 128 | 134 | 4.7 | 2317 | 2560 | 10.5 |
7 | 19.2 | 19.9 | 1.7 | 1.8 | Concave | Concave | 144 | 128 | 11.1 | 3519 | 3482 | 1.1 |
8 | 26.4 | 28.3 | 1.4 | 1.3 | Concave | Concave | 140 | 137 | 2.1 | 2056 | 2341 | 13.9 |
Average ± SD | 25.1 ± 4.1 | 25.7 ± 4.3 | 2.0 ± 0.8 | 1.6 ± 0.7 | 140 | 135 | 9.4 ± 6.4 | 3185 | 3438 | 9.6 ± 7.1 | ||
Long-standing group | ||||||||||||
9 | 22.3 | 39.4 | 1.9 | 1.4 | Concave | Domed | 129 | 124 | 3.9 | 3917 | 3937 | 0.5 |
10 | 29.6 | 49.5 | 2 | 0.5 | Concave | Domed | 193 | 185 | 4.1 | 5590 | 6783 | 21.3 |
11 | 30.5 | 48.6 | 1.1 | −0.7 | Concave | Flat | 90 | 87 | 3.3 | 1005 | 997 | 0.8 |
12 | 30.4 | 54.6 | 1.1 | 1.1 | Concave | Domed | 144 | 156 | 8.3 | 1677 | 2346 | 39.9 |
13 | 31.7 | 50.4 | 2 | −3.1 | Concave | Domed | 103 | 77 | 25.2 | 3393 | 2433 | 28.3 |
14 | 39.7 | 50 | 4.8 | 0.6 | Concave | Domed | 173 | 118 | 31.8 | 6264 | 1245 | 80.1 |
15 | 23.6 | 26.2 | 3 | 1.3 | Concave | Domed | 115 | 141 | 22.6 | 2607 | 4127 | 58.3 |
Average ± SD | 29.7 ± 6.3* | 45.5 ± 9.7* | 2.3 ± 1.3† | 0.2 ± 1.6† | 135 | 127 | 14.2 ± 12.0 | 3493 | 3378 | 32.7 ± 29.3 |
*Difference between normal and affected sides (p < 0.01); †difference between normal and affected sides (p < 0.05); RNA = radial notch angle; RND = radial notch depth; area = minimal cross-sectional area of radial neck; volume = radial head volume; Rs = ratio of the difference in the cross-sectional areas of the radial neck of the normal and affected sides relative to the normal side; Rv = ratio of the difference in the radial head volumes of the normal and affected sides relative to the normal side.
The shape of the radial head in both groups was concave on the normal side. In the early group, two patients had a flat shape of the radial head on the affected side, whereas the remaining six patients had a concave shape of the radial head. In the longstanding group, one patient had a flat and the remaining six had dome-shaped radial heads. The average minimal transverse areas of the radial neck on the normal (Sn) and affected (Sa) sides were similar (p = 0.43) in the early (140 mm2 versus 135 mm2) and longstanding (135 mm2 versus 127 mm2) groups. For all the patients in the early group, the difference in cross-sectional area between the normal and affected sides relative to the normal side (Rs) was less than 20%, whereas Rs was greater than 20% in three patients in the longstanding group. Regarding the volume of the radial head, the average volumes of the normal (Vn) and affected (Va) sides were similar (p = 0.0591) in the early group (3185 mm3 versus 3438 mm3). They also were similar (p = 0.488) in the longstanding group (3493 mm3 versus 3378 mm3). For the early group, the difference in radial head volume between the normal and affected sides relative to the normal side (Rv) was less than 20% in all cases, whereas that of the longstanding group was greater than 20% in five cases, indicating a marked bilateral difference. Overgrowth of the radial head by greater than 20% was observed in three cases, and undergrowth by greater than 20% was observed in two cases.
Discussion
Deformities that develop in the radiocapitellar joint and PRUJ in cases of longstanding radial head dislocation make it difficult to achieve congruent joint reduction during surgery. So far, indications for surgical intervention (in chronic radial head dislocation) included only the radiographic appearance of the radial head and humeral capitellum [11, 15, 21, 31, 32]. The PRUJ rarely has received much attention, although it is another important anatomic factor. Furthermore, it has been difficult to evaluate the PRUJ by conventional methods using plain radiographs. The aim of this study was to elucidate the 3-D morphologic changes in the PRUJ in chronic radial head dislocation using the recently developed technique of deformity evaluation with 3-D computer bone models constructed from CT data. The questions posed were: (1) What 3-D morphologic changes in the radial notch of the ulna were observed in early- versus longstanding dislocations? (2) What were the differences in the size and shape of the radial head between those two groups?
Our study had some limitations. We could not evaluate the precise shape of the surface of the articular cartilage because the 3-D model created from CT data reflected the shape of the subchondral bone and bone cortex. The numbers of patients in the early (n = 8) and longstanding (n = 7) groups were not large. Traumatic dislocations of the radial head contained various patterns of dislocation, including isolated radial head dislocations without fracture, Types I to III Monteggia lesions with ulnar fracture, and Type IV Monteggia lesions with radial and ulnar fractures.
Our results revealed the morphologic features of the radial notch were maintained in a manner relatively similar to that of the normal side in the early group less than 3 years postinjury. In contrast, the radial notch was remodeled in a manner corresponding to the dislocated position of the radial head and was substantially hypoplastic in the longstanding group more than 3 years postinjury. Consequently, notchplasty of the ulna is considered essential to reduce the dislocated radial head to the anatomic position relative to the humeral capitulum [10, 21]. However, performing notchplasty, which requires shaving intact articular cartilage of the radial notch of the proximal ulna and exposing a raw surface of cancellous bone against the radial head, is a matter of concern. We therefore recommend surgical indications be considered carefully in these cases.
For the early group, the minimal cross-sectional area of the radial neck and radial head volume showed a difference of less than 20% relative to the normal side. The appearance of the radial head was flat in two cases, with only a slight morphologic deformity observed, but it was concave in six cases, with a shape similar to normal. In the longstanding group, relative to the normal side, we observed greater than 20% overgrowth or hypoplasia of the radial head in five cases, and the appearance of the radial head was domed in six cases. If the radial head is reduced to the correct position in these cases, the deformities will prevent congruent radiohumeral and proximal radioulnar reduction and may jeopardize favorable results obtained from surgical reduction.
Our results suggested the age at which initial trauma occurred might influence remodeling of the radial notch and deformity of the radial head. In the early group, the average age of the patients at the time of the initial trauma was 9.9 years, and four patients were younger than 12 years. In the longstanding group, the average age of the patients at the time of initial trauma was 5.3 years, much younger than 8 years when the growth spurt starts [11, 21]. In the longstanding group, because the growth spurt began with the dislocation of the radial head in a nonanatomic position, the radial head may have become irreversibly overgrown or hypoplastic, and the radial notch may have remodeled in response to the dislocated radial head.
In terms of the deformation style of the radial head, as reported previously, all longstanding cases had a flat or domed shape because of the absence of pressure from the humeral capitulum [8, 11, 21, 24]. Deformation style was not consistent, and the radial head was overgrown or hypoplastic, changing with each case. These findings are thought to be contingent on the influence of peripheral soft tissue and the degree and direction of dislocation, but exact details are still unclear.
In longstanding radial head dislocation, development of deformity may be too severe in the radial head and the radial notch of the ulna to reduce the radial head to the anatomic position. It therefore is desirable to evaluate 3-D morphologic features of the radial head and radial notch with CT or MRI when the indication of open reduction for chronic radial head dislocation is determined, particularly for cases with duration of more than 3 years.
We believe the results of this study evaluating the morphologic features of the PRUJ, radial notch, and deformity of the radial head using 3-D images provides valuable information for planning therapeutic and possibly surgical strategies, and the indications for surgical intervention.
Acknowledgments
We thank Ryoji Nakao, computer programmer, Department of Orthopaedic Surgery, Osaka University Graduate School of Medicine, for assistance during parts of the experimental procedure.
Footnotes
One of the authors (TM) has received funding in support of this research from JST (Japan Science and Technology Agency).
Each author certifies that his or her institution approved the human protocol for this investigation, that all investigations were conducted in conformity with ethical principles of research, and that informed consent for participation in the study was obtained.
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