Abstract
Cat auditory cortex (AC) receives input from many thalamic nuclei and cortical areas. Previous connectional studies often focused on one connectional system in isolation, limiting perspectives on AC computational processes. Here we review the convergent thalamic, commissural, and corticocortical projections to thirteen AC areas in the cat. Each input differs in strength and may thus serve unique roles. We compared the convergent intrinsic and extrinsic input to each area quantitatively. The intrinsic input was almost half the total. Among extrinsic projections, ipsilateral cortical sources contributed 75%, thalamic input contributed 15%, and contralateral sources contributed 10%. The patterns of distribution support the division of AC areas into families of tonotopic, non-tonotopic, multisensory, and limbic-related areas, each with convergent input arising primarily from within its group. The connections within these areal families suggest a form of processing in which convergence of input to an area could enable new forms of integration. In contrast, the lateral connections between families could subserve integration between categorical representations, allowing otherwise independent streams to communicate and thereby coordinating operations over wide spatial and functional scales. These patterns of serial and interfamilial cooperation challenge more classical models of organization that underestimate the diversity and complexity of AC connectivity.
Keywords: divergence, convergence, nuclear, areal, thalamus, cortex
Introduction
Studies of auditory cortex connections have typically focused on one source of input (e.g. thalamocortical, corticocortical) and a few, usually primary areas (e.g. AI, AAF), and so do not address the relationships between systems or the principles governing connectivity in areas outside primary auditory cortex. In the cat auditory cortex, no model available has placed cortical functions within a conceptual framework that incorporates data from all thirteen areas and all major projection systems. Such a holistic model would have important implications for understanding how the arrangements in rodent (Stiebler et al., 1997), primate (Hackett et al., 1998), and human (Woods and Alain, 2009) auditory cortex embody shared and unique elements, and is also significant for visual (Zeki, 1993) and somatic sensory (Kaas, 2008) cortex. In our studies of the connections of cat auditory cortex (Lee and Winer, 2008a, b, c), our goal was to establish such a dataset to enable the development of connectionist principles pertinent to neocortical organization as a whole.
In our studies, we employed several strategies to systematically survey auditory cortex connectivity. First, we analyzed thalamocortical (Lee and Winer, 2008a), commissural (Lee and Winer, 2008b), and corticocortical (Lee and Winer, 2008c) connections to all known areas of cat auditory cortex; in doing so, we found many new connections. Second, we used the most sensitive tracers available (Basbaum and Menetrey, 1987; Llewellyn-Smith et al., 1990; Luppi et al., 1990), tracers capable of revealing minute connections; this demonstrated different patterns of connections than we and others have seen using less sensitive tracers. Third, the use of multiple tracers in tandem allowed us to derive topographic rules of projection for every area (Lee and Winer, 2005); unexpectedly, we found a common set of topographic principles that linked all areas and each projection (Schreiner and Winer, 2007). Fourth, we considered the laminar origins of all projections and found area-specific patterns (Lee and Winer, 2008c). Fifth, the multiple tracer approach allowed us to determine how many thalamic and cortical cells have axons that branch to more than one area (Kishan et al., 2008; Lee et al., 2004a, b), and revealed a pattern at odds with those in the visual cortex (Bullier et al., 1984). Sixth, in addressing the question of why so many areas exist in auditory cortex, we found that small suites of areas are more densely interconnected than others, and may constitute connectionist families and regional subsystems for auditory, limbic, and multisensory processing. Seventh, in each connectional study we found that 15–35% of connections were in topographically unpredicted loci (Lee et al., 2004b; Lee and Winer, 2008a, b, c); this finding could have important implications for frequency–specific plasticity in map organization (Winer et al., 2005). Finally, our approach was semiquantitative, allowing us to estimate the relative strength of thalamic nuclear and cortical areal contributions in each projection; we found striking areal differences in the relative proportion of these inputs.
Here we present a review of the convergent thalamic (Lee and Winer, 2008a), ipsilateral cortical (Lee and Winer, 2008c) and commissural (Lee and Winer, 2008b) input to each of the thirteen AC areas of the cat, revealed with cholera toxin beta subunit (CTβ) or a gold bound conjugate (CTβG) to label the origins of projections to each area. The results were quantified to produce a more complete profile of differential thalamic and cortical contributions to AC and to enable comparisons between them.
Assessing Convergent Inputs
To demonstrate how areal convergence was assessed for each of the 13 areas in cat auditory cortex (AC), a representative example with injections in the primary (AI) and secondary (AII) auditory cortical areas (Fig. 1B,C:3) is shown. The ensuing thalamic and AC retrograde labeling was plotted (Fig. 2), and the nuclear and areal boundaries determined in adjacent sections prepared for cytoarchitectonic analysis (see Fig. 3 in Lee and Winer, 2008a, and Fig. 2 in Lee and Winer, 2008b). AI and AII injections elicited different and equally specific patterns of segregated MGB and AC labeling, with AI receiving most of its input from other tonotopic nuclei (V, Ov) (Fig. 2C-E) and cortical areas (AAF, P, VP, Ve) (Fig. 2A-B), while AII was targeted principally by non-tonotopic nuclei (Fig. 2C-E: D, DD, Sl, M) and areas (Fig. 2A-B: AES, ED, EI, Te, In).
Labeled neurons were counted and the distribution divided into intrinsic (within the injected area) or extrinsic thalamic (Fig. 2C-E), ipsilateral (Fig. 2A), and contralateral (Fig. 2B) cortical compartments. Intrinsic projections represent ∼50% of the total input in both areas (Table 1), and were clustered anisotropically along the isofrequency contour in AI (Fig. 2A) (Lee and Winer, 2008c), in agreement with the modular physiological organization along this axis (Read et al., 2001). Of the remaining 50% from extrinsic sources, ipsilateral AC sources contributed ∼70% (or ∼35% of the total combined input) to both areas (Fig. 2F). The thalamic and contralateral inputs were almost an order of magnitude smaller, each contributing about 10% of the extrinsic input (∼5% of the total combined input) (Fig. 2F).
TABLE 1. Percentages of intrinsic and extrinsic input.
Area | Intrinsic | Extrinsic1 |
---|---|---|
AI | 60.2 | 39.8 |
AAF | 61.1 | 38.9 |
P | 50.6 | 49.4 |
VP | 45.2 | 54.8 |
Ve | 36.9 | 63.1 |
AII | 42.0 | 58.0 |
AES | 70.5 | 29.5 |
DZ | 41.0 | 59.0 |
Te | 36.3 | 63.7 |
In | 52.4 | 47.6 |
ED | 43.0 | 57.0 |
EI | 48.4 | 51.6 |
EV | 50.3 | 49.7 |
Average2 | 49.1 | 50.9 |
Std. Dev. | 10.1 | 10.1 |
Sum of percentage of labeling in thalamus, extrinsic ipsilateral cortex, and contralateral hemisphere.
p>0.05, paired t-test.
On a finer scale, the topographic segregation of input to AI and AII was reflected in their numerical labeling profiles. Thus, AI receives extrinsic input preferentially from tonotopic areas AAF (15%), P (10%), and VP (16%), while AII projections have multisensory (ED: 14%; EI: 10%) and limbic-related (In: 7%) origins (Fig. 2F). Other fields, such as Ve, have nearly equal contribution to both areas (Fig. 3). AI receives its chief MGB input from the ventral division (V; 12%), whereas AII has many more and fewer dorsal division sources (D, DD, DCa; 5%). The contralateral AC has the most stereotyped projections, with >50% from homotypic areas, e.g. AI to AI, AII to AII, etc. This profile reveals that AI and AII receive convergent projections from largely segregated sources, that a few thalamic and cortical inputs are common to each area, that double labeled neurons are rare (Kishan et al., 2008), and that the familial and functional affiliations of areas are consistent with this connectional result. Many of these features of convergent projections to AI and AII are common to the other auditory cortical areas. Below we review these features of convergent inputs from intrinsic and extrinsic sources.
Intrinsic Cortical Projections
In all auditory areas, approximately half of the total input to an area originates from intrinsic cortical sources (Table 1). Topographically, the intrinsic input is distributed <2 mm from the injection sites and densely clustered across all cortical layers (excluding layer I) (Fig. 2A) (Imaizumi et al., 2004; Lee and Winer, 2008c). Among all auditory areas, AES receives the greatest intrinsic input (71%) and Te and Ve have the fewest (37%) (Table 1). However, there is no correlation of input size with anatomical location or functional type (p>0.05, ANOVA, df=2; Table 3). For example, tonotopic regions have both greater (e.g., AAF) and fewer (e.g., Ve) than average proportions of intrinsic input (Table 1).
TABLE 3. Comparison by group of intrinsic and extrinsic auditory cortex input.
Projection | Tonotopic | Non-tonotopic | Multisensory | Limbic | F | p |
---|---|---|---|---|---|---|
Intrinsic | 50.8 ± 10.2; 104.81 | 51.2 ± 16.8; 280.6 | 47.2 ± 3.8; 14.4 | 44.3 ± 11.4; 129.6 | 0.222 | 0.88 |
Extrinsic (total) | 49.2 ± 10.2; 104.8 | 48.8 ± 16.8; 280.6 | 52.8 ± 3.8; 14.4 | 55.7 ± 11.4; 129.6 | 0.22 | 0.88 |
Extrinsic (individual) | ||||||
Thalamocortical | 13.4 ± 4.0; 15.6 | 12.6 ± 7.9; 61.8 | 11.2 ± 4.1; 16.9 | 19.2 ± 6.4; 41.4 | 0.98 | 0.44 |
Corticocortical | 77.2 ± 5.0; 24.8 | 78.1 ± 7.8; 60.9 | 80.7 ± 6.3; 39.3 | 74.2 ± 6.1; 37.0 | 0.47 | 0.71 |
Commissural | 9.4 ± 4.2; 17.9 | 9.3 ± 0.2; 0.02 | 8.1 ± 2.2; 4.9 | 6.6 ± 0.4; 0.1 | 0.50 | 0.69 |
Values: Mean percentages ±Std. Dev.; Variance
ANOVA, single factor, df=2
Extrinsic Projections
Thalamocortical Contribution
Thalamic input to each area averages ∼15% of all extrinsic input (Table 2). Insular cortex (In) receives the strongest thalamic input (24%) and AES the weakest (4%) (Table 2; Fig 3: red), and is independent of either the functional group or anatomical arrangement (p>0.05, ANOVA; Table 3; Fig. 3). For example, anatomically remote and functionally unrelated fields (AES: 5% and EV: 7%) receive comparable proportions of input, while functionally related fields have greater (AI: 18%; Ve: 17%) and fewer (P: 9%; AAF: 11%, VP: 11%) than average proportions of thalamic input (Table 2; Fig. 3). The major thalamic input to each area links those with similar functional affiliations, e.g. tonotopic, non-tonotopic, multisensory, and limbic (Fig. 6F-H). Input from functionally dissimilar nuclei provides lesser contributions, e.g. DZ receives projections from non-tonotopic nuclei (D, DD) and from the tonotopic rostral pole nucleus (RP) (Lee and Winer, 2008a).
TABLE 2. Sources and percentages of convergent extrinsic input.
Area | Thalamus | Ipsilateral Cortex | Contralateral cortex |
---|---|---|---|
AI | 18.1 | 70.2 | 11.7 |
AAF | 10.9 | 76.4 | 12.7 |
P | 9.4 | 77.6 | 13.0 |
VP | 11.3 | 84.2 | 4.5 |
Ve | 17.1 | 77.8 | 5.1 |
AII | 13.1 | 77.8 | 9.1 |
AES | 4.5 | 86.1 | 9.4 |
DZ | 20.2 | 70.5 | 9.3 |
Te | 14.7 | 78.5 | 6.8 |
In | 23.8 | 69.9 | 6.3 |
ED | 12.0 | 78.8 | 9.2 |
EI | 14.8 | 75.6 | 9.6 |
EV | 6.7 | 87.7 | 5.6 |
Average | 13.6 | 77.8 | 8.7 |
Std. Dev. | 5.4 | 5.7 | 2.8 |
Corticocortical Contribution
The dominant input to a cortical area is provided by the corticocortical projections (∼75%) (Table 2). The three major ipsilateral inputs to an area contribute about half of the total, but these are not always equally distributed. For instance, some areas such as VP (14%: tonotopic), DZ (15%: non-tonotopic), and Te (16%: limbic) receive similarly weighted inputs from their three principal ipsilateral AC sources (Figs. 5C,H, 5A), while others, such as AAF and In, have one dominant input (Figs. 5B, 5E), e.g. area In receives ∼28% of its ipsilateral input from Te, and <10% from the next strongest sources (ED: 9%; AES: 7%) (Fig. 5E). Among the areal groups, tonotopic areas are the most preferentially interconnected (Fig. 5A-E). Limbic and multisensory regions have more variable input (Fig. 6A-E), while the non-tonotopic areas receive the widest range of tonotopic, multisensory, and limbic input (Fig. 5F-H), suggesting that they link these three systems.
The numerous corticocortical projections can be used to order auditory areas hierarchically based on the laminar origins of the projections (Felleman and Van Essen, 1991; Hackett, 2010; Lee and Winer, 2008c; Rouiller et al., 1991). Such an analysis results in an eight-stage hierarchy, with the primary auditory cortex (AI) and the anterior auditory field (AAF) at the base and the parahippocampal regions (35/36) at the apex (Fig. 4), respectively (Lee and Winer, 2008c). Such a hierarchical model is consistent with known physiological properties. For example, the complex tuning curves in AII (Schreiner and Cynader, 1984) suggest a higher position than AI or AAF (Carrasco and Lomber, 2009, 2010), whose frequency tuning is sharper (Phillips and Irvine, 1981, 1982). Areas such as AES exhibit multimodal properties (Clarey and Irvine, 1990; Krueger et al., 2009; Meredith and Allman, 2009), consistent with an even higher position in the cortical hierarchy. The limbic and parahippocampal areas occupy the highest positions, consistent with their roles in cognitive, affective and memory processes (Squire et al., 2004).
Commissural Contribution
The commissural input provides ∼10% of the total extrinsic input (Table 2), and is independent of functional group (p>0.05, ANOVA; Table 3), with tonotopic (9%), non-tonotopic (9%), multisensory (8%), and limbic (7%) areas each receiving similar proportions of input. Area P has the largest (13%) and VP has the smallest (5%) commissural input (Fig. 3). Each area receives its major contralateral input from the homotypic area (Fig. 3: red shade; 5, 6), which is more than half of the total commissural contribution (Lee and Winer, 2008b), and averages 6% (range: 3-11%) of the total extrinsic input, but half the size of the major ipsilateral cortical inputs (Table 2; Figs. 5-6). The remaining (<1%) of commissural input arises from heterotypic sources (Fig. 3), which are generally from functionally related areas (Figs. 5, 6), and mirrored many of the same areal sources as the main ipsilateral cortical inputs (Fig. 3) (Lee and Winer, 2008b).
Convergence in auditory cortex
Comparing the relative contributions of thalamic (Lee and Winer, 2008a), ipsilateral (Lee and Winer, 2008c), and contralateral (Lee and Winer, 2008b) projections to each of the thirteen areas in the auditory cortex of the cat, intrinsic projections provide by far the greatest input, contributing nearly half of the total input. The remaining half is provided by extrinsic sources from thalamic and cortical sources, of which the ipsilateral cortical input dominates, providing nearly an order of magnitude greater input than thalamic and contralateral cortical sources.
The robustness of the intrinsic connections supports the idea that these connections play a crucial role in the processing of auditory information (Atencio et al., 2009; Binzegger et al., 2004; Schreiner et al., 2000; Tan et al., 2007; Zhou et al., 2010), which is area specific, since the relative weights of intracortical connections vary. Such areal differences imply specific adaptations for intrinsic processing in each area and provide an anatomical basis for distinguishing intrinsic circuits in each area, which otherwise are similar. An exception is AI, whose intrinsic projections appear anisotropic and modular (Imaizumi et al., 2004; Middlebrooks et al., 1980; Read et al., 2001).
Extrinsic projections contribute the other half of the total convergent input. The relatively uniform contribution of extrinsic inputs across areas is somewhat remarkable and suggests that functional and developmental constraints (Catalano and Shatz, 1998; Kaas, 1995) from ontogenetic (Kandler et al., 2009; Pallas and Sur, 1993) and experience-dependent (Rutkowski and Weinberger, 2006) processes guide the establishment of extrinsic input.
Among the extrinsic sources, the thalamic projection is the weakest, comprising ∼15% of the extrinsic input, which is similar to estimates from the visual (Binzegger et al., 2004) and somatosensory (Benshalom and White, 1986) systems. Despite their relatively small contribution, the thalamic input could have a synaptic impact that may match or exceed that of the much greater corticocortical projections (Gil et al., 1999; Lee and Sherman, 2008; Stratford et al., 1996). In this sense, areas that receive fewer than average thalamic inputs (Miller et al., 2001) might be more affected by selective thalamic damage (Carrera and Bogousslavsky, 2006) while those with greater than average thalamic inputs could compensate for these lost functions more readily, or represent convergent and/or extraauditory streams (Aitkin and Dunlop, 1968; Bordi and LeDoux, 1994).
The near uniform contributions from the major corticocortical sources suggests a common plan for the organization of ipsilateral connections (Winer and Lee, 2007). The sheer number of ipsilateral inputs might explain why selective cortical lesions can have a negligible influence on activity (Kitzes and Hollrigel, 1996). In addition, the widespread connectivity could enable communication among functionally unrelated areas within the ipsilateral cortical system, as compared with the thalamic and commissural systems. In this regard, the non-tonotopic areas have a particularly important role in linking areal groups, given the wide variety of their inputs.
The commissural input is similar in size to the thalamic input, of which the homotypic input provides more than half of the commissural input. The dominant projection from the homotypic contralateral sources can potentially combine interhemispheric auditory information (Gazzaniga, 2000), and may account for the sound localization deficits observed in contralateral inactivation studies (Lomber et al., 2007; Malhotra et al., 2004).
Convergent Networks
The expansive interconnections among auditory thalamic nuclei and cortical areas (Winer and Lee, 2007) can support degenerate functions within the auditory cortical network. For example, a connectional subset may couple functionally at a given time, forming labile nuclear and areal coalitions (Sporns et al., 2002) transiently associating and dissociating them to meet specific computational demands (Izhikevich et al., 2004). In this sense, the functional weight of each anatomical connection is not rigidly constrained, perhaps enabling massive, widespread, specific, and concurrent plastic rearrangements on a global scale (Winer and Lee, 2007). Similarly, multiple degenerate combinations of areas and nuclei can converge upon similar computational outcomes and thereby construct perceptual unity. Such an ensemble scheme is consistent with the immense, continuous, and dynamic demands imposed by the auditory stream (Bregman et al., 2001) and would likely be essential for rapidly and efficiently unifying the otherwise independent ‘what’ and ‘where’ streams (Romanski et al., 1999) into a continuous perceptual entity (Winer and Lee, 2007).
The convergent connections of the auditory cortex demonstrate the global nature of computations in the auditory cortex and suggest that functional computations are likely distributed across many forebrain circuits (Kitzes and Hollrigel, 1996). The sheer floridness of these convergent networks underscores the challenges to understanding higher auditory cortical processing, which will eventually require reconciling these anatomical connections with their functional impact. The perspective revealed by convergent connectivity should enable the development of more global models of forebrain acoustic organization.
Acknowledgments
I feel extremely fortunate, privileged and honored to have known, studied, and worked with Jeffery A. Winer. His skills as a neuroscientist were formidable, and his extensive working knowledge of the brain was simply awe-inspiring. Jeff was meticulous, precise, and his attention to detail was unrivaled. His illustrations transcended beyond mere science into art. And, his detailed observations led naturally to synthesis and derivation of the rules and principles guiding the organization of the auditory system.
Yet, those of us who knew Jeff will remember him most for his genuine personality. Jeff was kind, generous, and giving in all the ways that mattered. He had an infectious enthusiasm that he transmitted with ease, a gift that extended to his mentoring, for which I was merely one of many lucky recipients. For me, his most penetrating quality was his sense of humor. He saw beyond the farce of many of life's little travails and was quickly able to make light of them.
I believe that Jeff's best years were yet to come and that he was reaching the heights of his powers as a scientist, and it is simply tragic that he is gone too soon. But, Jeff lived a very fulfilling life, and I know that he would want us to celebrate the time that he was here with us, rather than mourn his passing.
Jeff was more than just my mentor. He was my friend, brother, father, uncle, and teacher combined into one remarkable person. And, I will be forever grateful that he was part of my life.
Jeff, I will miss you.
-Charles Lee
This work could not have been possible without the generosity of Drs. Christoph E. Schreiner and Kazuo Imaizumi for physiological mapping and sharing data from these experiments. David T. Larue and Tania J. Bettis provided histological expertise. Dawn Sung, Richard Lee, Kristen Adams, Haleh Badakoobehi, and Esther Yoon assisted with plotting.
Funding: This work was supported by National Institutes of Health grant R01 DC2319-29.
Supported by: National Institutes of Health grant R01 DC2319-28
Abbreviations
- AAF
anterior auditory field
- AES
anterior ectosylvian field
- AI
primary auditory cortex
- AII
secondary auditory cortex
- AL
anterior lateral auditory belt, macaque
- APt
anterior pretectum
- CTβ
cholera toxin beta subunit
- CTβG
cholera toxin beta subunit, gold-conjugate
- D
dorsal nucleus of the medial geniculate body or dorsal
- DCa
caudal dorsal nucleus of the medial geniculate body
- DD
deep dorsal nucleus of the medial geniculate body
- DS
dorsal superficial nucleus of the medial geniculate body
- DZ
dorsal auditory zone
- ED
posterior ectosylvian gyrus, dorsal part
- EI
posterior ectosylvian gyrus, intermediate part
- EV
posterior ectosylvian gyrus, ventral part
- III
ocumotor nucleus
- In
insular cortex
- LD
lateral dorsal thalamic nucleus
- LGB
lateral geniculate nucleus
- M
medial division of the medial geniculate body
- MeV
mesencephalic nucleus of the trigeminal
- MRF
mesencephalic reticular formation
- Ov
ovoid part of the medial geniculate body
- P
posterior auditory cortex
- PFC
prefrontal cortex
- R
rostral
- RP
rostral pole division of the medial geniculate body
- SC
superior colliculus
- Sl
suprageniculate nucleus, lateral part
- Sm
suprageniculate nucleus, medial part
- V
ventral division of the medial geniculate body
- Vb
ventrobasal complex
- Ve
ventral auditory area
- Vl
ventrolateral nucleus of the medial geniculate body
- VP
ventral posterior auditory area
Footnotes
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