Abstract
Single-walled carbon nanotubes (SWNTs) are promising materials for in vitro and in vivo biological applications due to their high surface area and inherent near infrared photoluminescence and Raman scattering properties. Here, we use density gradient centrifugation to separate SWNTs by length and degree of bundling. Following separation, we observe a peak in photoluminescence quantum yield (PL QY) and Raman scattering intensity where SWNT length is maximized and bundling is minimized. Individualized SWNTs are found to exhibit high PL QY and high resonance-enhanced Raman scattering intensity. Fractions containing long, individual SWNTs exhibit the highest PL QY and Raman scattering intensities, compared to fractions containing single, short SWNTs or SWNT bundles. Intensity gains of approximately ~1.7 and 4-fold, respectively, are obtained compared with the starting material. Spectroscopic analysis reveals that SWNT fractions at higher displacement contain increasing proportions of SWNT bundles, which causes reduced optical transition energies and broadening of absorption features in the UV-Vis-NIR spectra, and reduced PL QY and Raman scattering intensity. Finally, we adsorb small aromatic species on “bright,” individualized SWNT sidewalls and compare the resulting absorption, PL and Raman scattering effects to that of SWNT bundles. We observe similar effects in both cases, suggesting aromatic stacking affects the optical properties of SWNTs in an analogous way to SWNT bundles, likely due to electronic structure perturbations, charge transfer, and dielectric screening effects, resulting in reduction of the excitonic optical transition energies and exciton lifetimes.
Keywords: Density Gradient Centrifugation, Fluorescence, Nanotubes, Raman Scattering, Bundling
1. Introduction
Single-walled carbon nanotubes (SWNTs) are a unique class of macromolecule, conceptualized as a single graphitic sheet of sp2 carbon atoms, rolled into a seamless cylinder, with diameters of ~ 0.5–1.6 nm, and lengths from tens of nanometers up to millimeters. As a result, they have a pseudo-1D electronic structure and possess sharp Van Hove singularities in their electronic density of states, giving rise to strong resonance effects. SWNTs have been applied as near infrared (NIR) fluorophores as well as resonance-enhanced Raman scattering labels1–7. Recent research has focused on using SWNTs as contrast agents for in vitro and in vivo biomedical imaging via photoluminescence (PL)2–6 and Raman scattering8–10 modalities within the traditional biological transparency windows (~800 nm, NIR I11 and 1100 nm – 1500 nm, NIR II).
Unfortunately, while SWNTs are promising for imaging applications, as-grown SWNTs are heavily bundled and insoluble in aqueous media. The use of non-covalent surfactants preserves the graphitic nature of SWNTs while imparting water solubility.1, 7, 12, 13 Despite the use of surfactants to disperse bulk SWNT material in water, it has been documented that the presence of small SWNT bundles vastly reduces SWNT PL by non-radiative energy transfer processes.14 These effects make bundled SWNTs poor fluorophores, whereas the QY of individual SWNTs has been reported as high as 20%.15 Researchers have developed several density gradient centrifugation (DGC) methods in order to separate, enrich, or sort SWNTs by a variety of parameters, including length,16 diameter17 and chirality.18 Crochet, Clemens and Hertel19 reported that the most buoyant fractions of CoMoCat SWNTs following DGC possessed the greatest PL QY, greater than 1%, and proposed from the broadening and red-shift of absorption features, that bundling of SWNTs increased in aliquots taken from higher numbered fractions.
Less has been reported about the effect of small bundles on surfactant-dispersed SWNT absorption profiles and corresponding Resonance Raman scattering properties. Previously, absorption peak red-shifts and resulting changes in Raman scattering intensity20 have been observed by contrasting aqueous dispersions of SWNTs and flocculated or solid SWNT samples.
We set out with the dual goals of optimizing the PL and Raman scattering intensities of biocompatible SWNTs for in vivo and in vitro imaging applications, as well as gaining a better understanding about the composition of SWNTs suspended in water by non-covalent surfactants. Coupled with DGC, spectroscopic analysis and atomic force microscopy facilitated an in-depth investigation into the dispersity of the as-prepared sample in terms of length and degree of bundling. Additionally, we employed small aromatic molecules to mimic the environment of bundled SWNTs in order to confirm our findings. This is the first time that a systematic investigation is carried out with separated SWNTs to correlate the photoluminescence, resonance Raman scattering and optical absorption of individual versus bundled carbon nanotubes in suspension, and importantly, our method yields SWNTs with both “bright” photoluminescence and Raman scattering intensities, highly desired for advanced in vitro and in vivo biomedical applications.
2. Experimental Section
2.1. Materials
Raw HiPCO single-walled carbon nanotubes were purchased from Unidym and used without further purification. Note that high purity HiPCO SWNTs lose the majority of their photoluminescence quantum yield, and thus are not of interest for imaging applications.21 Sodium cholate hydrate 98%, Iodixanol 60% (OptiPrep), 1-pyrenemethylamine-HCl 95%, and aminopropyl-triethoxysilane (APTES) were purchased from Sigma-Aldrich. Doxorubicin was purchased from the Stanford University Inpatient Pharmacy.
2.2. Density Gradient Centrifugation (DGC) of cholate suspended SWNTs
Aqueous suspensions of SWNTs were prepared by adding 1 mg of raw HiPCO product and 40 mg of sodium cholate to 4 mL of water. The mixture was bath sonicated for 1 hour followed by 1 hour of ultracentrifugation (Beckman, SW55 rotor) at 50 kRPM to remove most of the bundles and large aggregates, including high density impurities, yielding a dark suspension of mostly single SWNTs in cholate. For separation, a layered iodixanol gradient was prepared as previously described16 to form a 5%/10%/15%/20%/60% iodixanol step gradient, with each step having a volume of 600 μL and containing 1 wt % sodium cholate. On top of the gradient, 400 μL of cholate suspended SWNTs were carefully layered, followed by centrigugation at 300,000 g for 1 hour. Separated fractions were obtained by carefully removing 100 μL at a time. The top aliquot was labeled “fraction 1,” the second, “fraction 2,” and so on. The top 24 fractions were used for analysis.
2.3. Photoluminescence versus Excitation (PLE) Spectroscopy of SWNTs
PLE spectra were taken in a homebuilt NIR spectroscopy setup. The excitation source was a 150 W ozone free xenon lamp (Oriel) which was dispersed by a monochromator (Oriel) to produce excitation lines with a 15 nm bandwidth. The excitation light was focused onto a 1 mm quartz cuvette containing the sample. Emission was collected in a transmission geometry. The excitation light was rejected using an 850 nm long-pass filter (Omega). The emitted light was directed into a spectrometer (Acton SP2300i) equipped with a liquid nitrogen cooled InGaAs linear array detector (Princeton OMA-V). Spectra were corrected post collection to account for the sensitivity of the detector and the power of the excitation.
2.4. Near infrared photoluminescence (NIR PL) Imaging of DGC separated SWNTs
NIR PL images were collected using a liquid nitrogen cooled 320 × 256, 2D InGaAs array (Princeton 2D OMA-V) which has sensitivity from 800 nm to 1700nm. The samples were excited using a 20 W 808 nm fiber coupled diode laser (RPMC Lasers). The excitation power density at the imaging plane was ~0.13 W/cm2 with the total excitation power being ~8 W. The excitation light was filtered out using an 1100 nm long pass filter (Omega), so that the intensity of each pixel represents light in the 1100 nm –1700 nm range. UV-Vis-NIR spectra of the fractionated DGC separated samples were taken to normalize the SWNT suspensions to have the same optical density at 700 nm. Normalization in this manner led to uniform absorption profiles for all fractions, except for variations in peak energy and sharpness, as described below.
2.5. Raman Spectroscopy of DGC separated SWNTs
The cholate-suspended SWNT starting and separated, fractionated SWNTs suspended in sodium cholate and iodixanol in water were normalized as above to the same optical density at 700 nm (off resonance, away from optical transition peaks). Solution phase samples were drawn up into glass capillary tubes and immobilized on glass slides via adhesive. A confocal Horiba LabRam HR800 Raman spectrometer equipped with a 50× long working distance objective, Rayleigh rejection edge filter, and 300 groove/mm grating was used for all Raman scattering measurements. An 80 mW 785 nm diode laser (spot size ~ 1 μm) was focused into the center of the glass capillary tube in order to maximize the SWNT signal intensity and maintain a constant scattering volume for all measurements. Four spectra were acquired for each sample with of 2 sec integration for each, in order to obtain both average intensities and standard deviations. All spectra were baseline corrected to remove glass fluorescence (broad, ~ 1400 cm−1).
2.6. Atomic Force Microscopy (AFM) of DGC separated SWNTs
Small pieces of 300 nm SiO2 on Si were washed with acetone, isopropanol, and finally ethanol, and then blown dry with air. The chips were immersed into a 2% v/v solution of aminopropyl-triethoxysilane in ethanol for 10 mins at RT under gentle agitation, then rinsed with ethanol and blown dry with air. The chips were immersed into DGC SWNT fractions for 30–120 seconds, then rinsed with water and dried, in order to get a near-monolayer of SWNTs on the chip surface. The chips were then calcined at 300°C for 10 minutes in air. A Nanoscope III multimode AFM in tapping mode (Veeco) was used for AFM imaging and Nanoscope 5 software was used for length analysis. Obviously bundled SWNTs or those that extended beyond the viewing window were excluded from analysis, as accurate lengths for these structures can not be obtained. One must note that bundling of SWNTs may occur during the adsorption/calcination process, or as a result of APTES. Moreover, deposition rates of individualized or bundled SWNTs in fractionated samples onto the modified silicon AFM substrates may not be identical. Thus AFM images may not represent accurate depictions of SWNT bundling in solution.
2.7. Loading of small aromatics onto individualized SWNTs
Doxorubicin and 1-pyrenemethylamine were dissolved in water and serially diluted from 2 mM to 2 μM. DGC separated, sodium-cholate suspended SWNTs in water were prepared as above, and fractions 5–9, which demonstrated the most intense PL and Raman scattering properties, were pooled. Doxorubicin and 1-pyrenemethylamine were diluted 10-fold into aliquots of the SWNT suspensions along with a water control, and incubated on an orbital shaker at room temp for 1 hour. Raman spectra were acquired as described above.
3. Results and Discussion
3.1. DGC Separation and Photoluminescence Analysis
DGC rate (zonal) separation separates molecular species primarily by size and mass, rather than density.22 For a given separation medium density, the sedimentation coefficient of surfactant-wrapped SWNTs is dependent upon factors including chirality (SWNT diameter), length and surfactant packing, as hypothesized in previous work.23 Empirically, separation of sodium-cholate suspended SWNTs through an iodixanol step-gradient at ~300,000 g, resulted in a continual distribution of buoyant SWNTs, as well as the accumulation of some SWNTs at the “stopping” 60% iodixanol base layer (1.32 g/mL) (Figure 1a). After normalization of the separated fractions to the same optical density, NIR PL (808 nm excitation, 1100 nm – 1700 nm emission) images were used to evaluate the relative quantum yield (QY) of each fraction (Figure 1b). The resulting DGC separation of SWNTs demonstrated non-monotonic variation in the PL QY intensity versus centrifugal displacement. The fractions containing SWNTs at the very top of the column (fractions 3 and 4) show very low relative QY compared to the starting material. The relative QY shows a marked increase starting with fraction 5 and peaking at a value of ~170% of the starting material at fractions 6 and 7, followed by a monotonic decrease in relative QY towards the higher numbered fractions. This result suggests that separation can lead to SWNT fractions with nearly 2-fold increase in relative QY over as-prepared suspensions, which will be useful for biomedical imaging applications. Photoluminescence measured as a function of excitation energy for fractions 4, 6, 8, 14, and 20 corroborated the observed trend compared to the starting material, and revealed no obvious SWNT chirality enrichment following DGC separation (Supplemental Figure 1). This observation was corroborated by UV/Vis/NIR absorption measurements.
3.2. Raman Scattering Analysis Following DGC
Interestingly, resonance Raman scattering analysis, under 785 nm laser excitation, of the DGC separated SWNT fractions showed similar relative intensity trends as the relative PL measurements (Figure 2). Obvious trends were observed for the primary Raman modes of SWNTs, including the radial breathing modes (RBMs, 100–300 cm−1) and graphitic band (G-band, ~1590 cm−1). The DGC separated and absorbance-normalized fractions of SWNTs showed a sharp rise in Raman scattering intensity from fractions 3–6, with a peak in both the RBM and G-band scattering intensity in fraction 6, coinciding with the peak in PL QY. This peak is followed by a gradual decrease in intensity for both modes (Figure 2a, b). Similar trends were observed for Raman scattering spectra measured at 633 nm excitation (Supplemental Figure 2), suggesting that causes of both enhanced QY and Raman scattering intensity are not specific to a few SWNT chiralities. At the peak in fraction 6, there is a 3.75-fold increase in RBM scattering intensity (233 cm−1), and a 2.5-fold increase in G-band intensity when compared with the starting material at the same optical density. No shifts in RBM or G-mode peak energies were observed from fractions 2–24 (Supplemental Figure 3).
3.2. Length Analysis by Atomic Force Microscopy
The rapid increase in PL QY and Raman scattering intensities from fraction 4 to 6 is accompanied by a rapid increase in median SWNT length (Figure 3).16, 24 SWNT length enrichment by DGC rate separation results from differences in sedimentation coefficients for short and long species.23 AFM was used to measure SWNT length distribution profiles for fractions 4, 5, 6, 8, 14, and 20 (Supplemental Figure 4), and the most buoyant fractions appear to be comprised of SWNTs of very short length (mostly < 100 nm). Fraction 4, which has a PL QY of 0.17 and RBM intensity of 0.46 relative to the starting material, is composed of relatively low aspect ratio SWNTs, 77% of which are less than 100 nm with a median of 66 nm. In striking contrast, fraction 6 contains SWNTs of lengths over 800 nm, with 66% of SWNTs greater than 100 nm in length (Figure 3). These longer SWNTs show a 1.7-fold increase in PL QY and a RBM intensity increase of 3.75-fold compared to the starting material. Fractions 5–20 contain SWNTs with median length > 100 nm.
PL emission is particularly sensitive to the length of the nanotube. It has been observed that the exciton diffusion length is ~ 100 nm.25, 26 As a result, nanotubes with lengths approaching this value have reduced QY due to the fact that excitons will be quenched by defect sites at the open ends of the nanotube20, 27. This length effect explains the very low relative QY of the most buoyant fractions (fractions 3 and 4, length mostly below 100 nm) and the marked increase in QY seen in fractions 5–9, which have lengths mostly above 100 nm. Raman scattering intensity also increases considerably between fractions 4–6, likely as a result of length separation. Previous reports have explored SWNT length effects on Raman scattering intensity by size-exclusion chromatography (SEC). SEC revealed that Raman scattering, as well as PL QY, increases with increasing SWNT length. 24
3.3. Spectroscopic Confirmation of SWNT Bundle Sorting
While the separation of short (< 100 nm long) SWNTs in the lowest numbered fractions is likely the cause of the rapid intensifying of SWNT optical emission processes up to the peak in fractions 6–7,24 the cause of the gradual loss of both PL QY and relative Raman scattering intensity in higher fractions, in which the length distribution is similar, is due to presence of small nanotube bundles (Figure 2b). Bundling of dispersed SWNTs is known to reduce PL QY via non-radiative energy transfer processes.14, 28 Excitons can decay non-radiatively into a neighboring metallic nanotube, leading to quenching of the photoluminescence.
Bundling causes red-shifting and absorption peak broadening of the excitonic optical transitions in SWNTs.12, 29 We observed a red-shift of 13 nm (25 meV) for the optical transition near 800 nm (Figures 2c and 4a) with increasing fraction number. The optical transition energies of the starting material fall within the range set by the DGC separated fractions, indicating that bundles existed in the starting material prior to DGC and are not a result of the process. Broadening of optical transition peaks was also observed, suggesting the presence of a broad distribution in the degree of SWNT bundling. Indeed, Raman scattering analysis revealed a relative increase in (10,2) RBM intensity indicating an increase in SWNT bundling following DGC, in fraction 7 and above (Figure 4b). This phenomenon results from increased resonance-enhancement of the radial breathing mode of the (10,2) SWNT at 785 nm excitation, caused by the red-shifting of optical transitions associated with bundling.30 Photoluminescence versus excitation (PLE) measurements (Supplemental Figure 1) did reveal exciton energy transfer bands31, indicating that some SWNT bundles remain in the DGC fractions with the highest PL QY. However, since HiPCO SWNT material consists of 61% semi-conducting species,32 statistical arguments suggest that these fluorescing bundles must be small (composed of 2–3 SWNTs) in order to contain only semi-conducting species. Such small SWNT bundles may sediment with rates similar to those of individualized SWNTs,23 and therefore the presence of a few remaining bundles, even in the brightest fractions following DGC separation, is consistent with the DGC separation mechanism.
The relative decrease in Raman scattering intensity in higher fractions is likely related to the red-shifting of the SWNT optical transitions, following from an increasing proportion of SWNT bundles with increasing fraction number. We hypothesize that reduced resonance caused by SWNT bundling results in the gradual decline of Raman scattering intensity33. The excitation laser used herein (1.58 eV) is in near-resonance with the second excitonic optical transitions of (9,7), (10,5), (11,3), and (12,1) chirality SWNTs,34 with energies of 1.563 eV, 1.574 eV, 1.564 eV, and 1.552 eV respectively. As these near-resonant SWNTs present in the sample are lower in energy than the incident photons, an additional red-shift of the optical transitions reduces the resonance for all four chiralities (contrary to the (10,2) ‘bundle peak’ which is resonantly enhanced upon bundling30). Because of the combination of excitation and emission resonance conditions, the lower energy RBM peak intensities are much more sensitive to shifts in resonance than the G-mode (as seen in Figure 2b) or other higher energy Raman scattering modes.35 Thus, as the optical transition peaks red-shift with increasing fraction number, reductions in both the RBMs and G-bands are observed under a constant 785 nm excitation.
3.4. Small, Aromatic Molecule Stacking Effects on “Bright” SWNT Fractions
Bundling of SWNTs in aqueous media is driven by Van der Waals forces,36 as well as π-electron interactions. We employed small polycyclic aromatic molecules to mimic the SWNT bundling effect. Interaction of these molecules, possessing poor aqueous solubility, with SWNTs has been reported in the past37, 38 and agrees with theoretical predictions.39, 40 Simple mixing of aromatic molecules such as doxorubicin (Dox) and 1-pyrenemethylamine (pyrene-NH2) with “bright” DGC separated, cholate-suspended SWNT fractions (Figure 5a) led to a concentration dependent red-shift and broadening of absorption peaks. The degree of red-shifting and the change in full width of half maximum of the SWNT optical transitionpeaks were greater for Dox than pyrene-NH2. Consequently, the addition of pyrene-NH2 to “bright” SWNT fractions also led to a 60% decrease in RBM intensity, while addition of Dox reduced the RBM intensity by 75% (Figure 5b). Moreover, the addition of 200 μM Dox led to a 33% reduction in NIR PL intensity, while the addition of 200 μM pyrene-NH2 led to a reduction in NIR PL intensity of only 27%.
Adsorption of aromatic molecules, like interactions of bundled SNWTs, reduce the excitonic optical transition energies of SWNTs.19 A greater red-shift in absorption was observed for Dox, and subsequently, a greater reduction in Raman scattering intensity was observed (Figure 5). It should be noted that the drop in PL QY was less pronounced than the drop in resonance Raman scattering in the presence of the small aromatic molecules. This is likely due to the fact that while the presence of small aromatics can allow excitons to decay due to charge screening or charge transfer processes,12, 39 they may not quench the photoluminescence as efficiently as the presence of a metallic nanotube in a bundle. We believe this is due to the poor spectral overlap41 of the small aromatic molecules with the SWNT emitter. Metallic nanotubes have a continuum of electronic states,42 yielding non-zero spectral overlap between donor semiconducting SWNT and acceptor metallic SWNT in a bundle.
Bundling of SWNTs, or physisorption of small aromatic molecules onto SWNT sidewalls, perturbs the SWNT single-particle band structure and increases dielectric screening effects, which in turn reduce excitonic optical transitions. This effect is in part mitigated by a decrease in exciton binding energies12,43, but overall the band structure effects outweigh excitonic effects.29 Charge transfer, caused either by interactions of SWNT sidewalls or the π-density contribution of small aromatic molecules, leads to increased coulomb interactions, and subsequent carrier charge screening, that reduces exciton lifetimes, and leads to PL quenching and contributes to the broadening of optical transitions.
4. Conclusion
In conclusion, we have performed density gradient centrifugation (DGC) of sodium cholate-suspended SWNTs in water to separate individual nanotubes from small bundles. We reveal that short SWNTs in the topmost fractions exhibit relatively low photoluminescence QY and resonance Raman scattering. Long, individual SWNTs exhibit the highest QY and Raman scattering intensities, 2 to 4-fold higher than as-made SWNT suspensions containing both single and bundled carbon nanotubes. SWNTs found located in high numbered fractions had higher degrees of bundling, resulting inincreasingly red-shifted and broadened absorption peaks. This is the first time that a systematic investigation is carried out with separated nanotubes to correlate the photoluminescence, resonance Raman scattering and optical absorption of individualized versus small, bundled nanotubes. Importantly, our method obtains fractions of “bright” nanotubes, with both the highest photoluminescence quantum yield and Raman scattering abilities for advanced in vitro and in vivo biomedical applications.
Supplementary Material
Acknowledgments
This work was supported in part by the National Institutes of Health (NIH)-National Cancer Institution (NCI) grant R01 CA135109-01 Center for Cancer Nanotechnology Excellence Focused on Therapeutic Response at Stanford, Stanford Bio-X Initiative, and a grant from Ensysce Biosciences.
Footnotes
Supporting Information Available: Photoluminecsence-versus excitation of selected DGC fractions and additional DGC Raman analysis. This material is available free of charge via the Internet at http://pubs.acs.org.
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