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. Author manuscript; available in PMC: 2011 Jan 24.
Published in final edited form as: J Clin Oncol. 2008 Feb 20;26(6):934–941. doi: 10.1200/JCO.2007.12.3414

Post-Traumatic Stress Outcomes in Non-Hodgkin’s Lymphoma Survivors

Sophia K Smith 1, Sheryl Zimmerman 1, Christianna S Williams 1, John S Preisser 1, Elizabeth C Clipp 1
PMCID: PMC3025533  NIHMSID: NIHMS261515  PMID: 18281667

Abstract

Purpose

A large body of evidence suggests that being diagnosed with and treated for cancer adversely affects functioning and quality of life, yet less is known about longer term outcomes. Therefore, this study aims to estimate the prevalence of post-traumatic stress disorder (PTSD) symptoms in survivors of adult non-Hodgkin’s lymphoma (NHL) who are at least 2 years postdiagnosis and identify the risk factors associated with PTSD symptoms, with a focus on those that are amenable for screening and modifiable.

Patients and Methods

A total of 886 NHL survivors identified from the cancer registries of two hospitals in North Carolina participated, ranging in age from 25 to 92 years old and ranging from 2 to 44 years postdiagnosis. Survivors were mailed a survey that assessed PTSD symptoms and quality of life.

Results

Participants averaged 10.2 years postdiagnosis, and most (61%) reported no PTSD symptoms. The adjusted prevalence for full PTSD was 7.9%, with an additional 9.1% meeting criteria for partial PTSD. Modifiable risk factors that were independently associated with PTSD in multiple linear regression included less social support, negative appraisals of life threat and treatment intensity, and more employment and insurance issues. Additionally, several demographic characteristics (nonwhite race, less education, and younger age) and clinical or health-related factors (active disease, more recent diagnosis, and more comorbidity) were independently associated with PTSD.

Conclusion

Although only 8% of survivors met PTSD diagnostic criteria, the impact of a cancer diagnosis and treatment persists for many survivors, as evidenced in 39% of this sample. Early identification of those at risk could enable treatment to minimize PTSD symptomatology.

INTRODUCTION

A growing body of evidence suggests that the experience of being diagnosed with and treated for cancer, regardless of age, adversely affects functioning and quality of life. However, less is known about the longer term effects (2 years after diagnosis and beyond) of cancer on survivors’ well-being, especially adults with cancer other than breast cancer. Of note, little is known about the needs of individuals diagnosed with non-Hodgkin’s lymphoma (NHL), which is the sixth most common cancer in the United States and has an overall 5-year survival rate of 63%.

NHL incidence rates have doubled since the early 1970s, an increase that is only partially explained by AIDS-related NHL. The lifetime risk for developing NHL is approximately one in 50, with older adults (median age of 66 years) at highest risk.1 Consequently, and because the number of survivors in the United States is rapidly increasing as a result of both medical advances that treat other conditions and the aging of the population, health care teams would benefit from evidence regarding the needs of NHL survivors. If indicated, interventions could be provided to improve their well-being.

Post-traumatic stress disorder (PTSD) is a set of symptoms (re-experiencing, avoidance, and arousal) following direct exposure to a traumatic stressor where the individual is involved in, witnesses, or learns about threatened death or serious injury. Symptoms of PTSD, such as re-experiencing distressing events, avoiding cancer-related experiences, and physiologic arousal, have been reported by breast cancer survivors, with prevalence estimates ranging from 5% to 6%.2-5 Unfortunately, little data are available regarding PTSD in other adult cancers. A conceptual modelfor cancer-related PTSD is illustrated in Figure 1, in which the cancer diagnosis and associated events such as treatment and general health status are conceptualized as stressors. Demographic characteristics and psychosocial resources relate to the stressors, and these three sets of variables can directly or indirectly influence PTSD. This model is based on the stress, appraisal, and coping theory of Lazarus and Folkman,6 which emphasizes the relationship between the person (his/her characteristics) and his/her environment (cancer experience). Of note, cancer-related PTSD differs from more traditional traumas in that the intrusions tend to be future-oriented fears, such as concerning recurrence or treatment. The model reflects risk factors identified in previous studies of adult cancer survivors, including younger age,7 female gender and negative perceptions of treatment intensity,8 lower income,2 less social support and education,3 and less time since treatment and advanced disease.4 This article presents prevalence estimates and risk factors for PTSD, with a particular focus on potentially modifiable factors.

Fig 1.

Fig 1

Conceptual model of cancer-related post-traumatic stress disorder (PTSD).

PATIENTS AND METHODS

Participants and Procedures

Potential study participants were identified through tumor registries at the Duke and University of North Carolina at Chapel Hill Lineberger Comprehensive Cancer Centers. Patients were eligible if they were diagnosed with NHL, were at least 19 years old at diagnosis, and were at least 2 years postdiagnosis, whether or not they had currently active disease. Each patient’s physician granted approval before the researchers requested patient participation. Approval for all procedures was granted by the Institutional Review Boards at the University of North Carolina and Duke University Schools of Medicine. On the basis of the method for mailed surveys of Dillman,9 prospective participants were sent a brief prenotice letter, a self-administered questionnaire with a $2 bill incentive and other study-related materials, and thank you/reminder postcards. Nonrespondents were sent replacements and later telephoned to confirm receipt of the mailed survey packet.

Measures

Demographic and clinical characteristics

Self-reported participant demographic information included birth date, sex, race, ethnicity, marital status, income, and education. Details regarding diagnosis and treatment were obtained from Tumor Registry databases. Histology was categorized as indolent or aggressive based on the updated Revised European American Lymphoma/WHO classification system.10

Health status

The Self-Administered Comorbidity Questionnaire, a 12-item self-report version of the Charlson Index, was used to assess other health-related problems.11 An individual can receive up to 3 points for each of 12 medical conditions (1 point each for presence of the problem, current treatment, and functional limitation). Selected questions related to health care use and secondary cancer status were adapted from the Childhood Cancer Survivor Study survey, a large epidemiologic study of long-term survivors of childhood cancer.12

Psychosocial

Perceived availability of social support was assessed using the 20-item Medical Outcomes Study–Social Support Survey.13 It has been used in various populations, including long-term breast cancer survivors.3,14 The standardized score ranges from 20 to 100 and yielded an α = .97 in this study. The Appraisal of Life Threat and Treatment Intensity Questionnaire assesses the extent to which cancer and its treatment are perceived to be life threatening and intense in the past and currently.15 Its six items sum to a score ranging from 6 to 30 and yielded an α = .80 in the present study. Finally, to assess employment and insurance-related situations and difficulties, 24 items (possible score range, 0 to 24; α = .82) were derived from an instrument developed by the Cancer and Leukemia Group B clinical research group.16 Examples include “I did not change jobs for fear of losing health insurance” and “I was encouraged to leave my job” because of the cancer.

Post-traumatic stress

The PTSD Checklist–Civilian Version (PCL-C) assesses symptomatology in noncombat populations by presenting a self-report symptom checklist that closely mirrors criteria set forth by the Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition for a formal diagnosis of PTSD.17,18 The instructions were modified so that symptoms were keyed to the particular traumatic stressor of interest; specifically, survivors were asked to rate each PTSD symptom in the past 4 weeks with respect to their diagnosis and treatment for lymphoma. Each of 17 symptoms is rated with respect to intensity on a scale of 1 (not at all) to 5 (extremely bothersome), and item scores are summed to create a total that can range from 17 to 85 points. The following two approaches were used to identify PTSD: (1) the cutoff method, in which those with scores ≥ 44 are classified as having PTSD19; and (2) the symptom cluster method, which follows the Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition criteria for PTSD in that individuals who report having been at least moderately bothered by (score ≥ 3) one or more re-experiencing symptoms (of five symptoms; eg, nightmares), three or more avoidance symptoms (of seven symptoms; eg, evading follow-ups), and two or more arousal symptoms (of five symptoms; eg, easily startled) are classified as having PTSD.17 Using the PCL-C cutoff of 44, Blanchard et al19 reported a sensitivity of 0.94 and specificity of 0.86 with the Clinician Administered PTSD Scale. In other work, the PCL-C demonstrated an α = .97, test-retest reliability of 0.96, and convergent validity of 0.93 with the Mississippi Scale in a sample of 123 Vietnam veterans.18 In this study, the total score yielded an α = .91, and the subscales produced the following internal consistency: re-experiencing, α = .88; avoidance, α = .82; and arousal, α = .78.

Statistical Methods

To assure that the PTSD prevalence estimates reflected the Tumor Registry sampling frame, sample prevalence estimates were adjusted for nonresponse based on race (African American or non-African American), as well as current age and age at diagnosis (in 20-year increments). Although the data set overall had a small amount of missing data, the level of missingness in three variables, namely income (10.6%), stage (13.5%), and disease status (10.9%), justified multiple imputation via the Markov chain Monte Carlo algorithm.20 All variables in the conceptual model were included in the Markov chain Monte Carlo algorithm, but imputed values for the outcome variable (PCL-C) were not generated. Twenty data sets containing imputed values were used in the multiple linear and logistic regression analyses, and SEs adjusted for imputation were estimated in the SAS MIANALYZE procedure (SAS Institute, Cary, NC).21 Bivariate analyses compared mean levels of PCL-C for those with and without a given potential risk factor using t tests and analysis of variance. Pearson correlations were calculated between the PCL-C and all continuous independent variables. Multiple linear regression was used to estimate the independent associations between candidate variables and the continuous PCL-C score; logistic regression was used to estimate the associations of the same variables with meeting criteria for full or partial PTSD, as defined by the symptom cluster method. Variables were selected for inclusion in the multivariable models if they were at least marginally significant (P<.10) in bivariate analyses. Data management and bivariate analyses were carried out with SPSS Version 14.0 (SPSS Inc, Chicago, IL). Multiple imputation and multivariable analyses were conducted using SAS Version 9.1.3 (SAS Institute).

RESULTS

Of the 1,312 eligible survivors who were mailed a survey, 117 (9%) of the packages were returned undelivered, and tracing attempts were unsuccessful. Of the remaining 1,195 survivors who were assumed to have received a survey, 886 (74%) completed and returned their surveys, 258 (22%) did not respond, and 51 (4%) refused participation. Sample bias analyses using demographic information from the registries indicated that participating survivors, compared with nonparticipants, were less frequently African American (10% v 20%, respectively; P<.001), older at study enrollment (mean age, 62.9 v 58.8 years, respectively; P<.001), and older at diagnosis (52.6 v 48.1 year, respectively; P<.001). The 868 survivors who completed the PCL-C were included in further analyses.

The sample characteristics are listed in Table 1. A similar number of females and males participated, 14% were nonwhite, 25% earned less than $30,000 annually, 38% had a college degree, and 40% were employed. Mean age at study enrollment was 63 years, and almost half of participants (46%) were older adults (≥ 65 years of age). The majority of participants reported having received chemotherapy treatment (78%) and that they were not currently in treatment for NHL (85%). The mean age at lymphoma diagnosis was 53 years (range, 19 to 87 years). The mean interval from diagnosis to study enrollment was 10.2 years (range, 2 to 44 years). Having received a second primary cancer diagnosis was cited by 14% of the sample, and 4% were currently receiving treatment for it. Participants cited an average of 2.9 comorbid conditions (standard deviation [SD], 2.1 comorbidities; range, 0 to 12 comorbidities), primarily back pain (42%), high blood pressure (40%), and heart disease (26%), and 1% had AIDS-related NHL. Scores on the psychosocial variables were as follows: for social support, 83.1 (SD, 16.4; range, 20 to 100); appraisal of life threat, 19.3 (SD, 6.0; range, 6 to 30); and cancer-related employment and insurance issues, 1.1 (SD, 2.1; range, 0 to 17).

Table 1.

Characteristics of the Study Sample

Characteristic No. of Patients
(N = 886)
%
Demographics
 Sex
  Male 435 49.1
  Female 451 50.9
Race
 White 758 85.5
 African American 91 10.3
 Multiple race 30 3.4
 Other 7 0.8
Ethnicity
 Non-Hispanic 873 98.5
 Hispanic 13 1.5
Income level
 < $30,000 225 25.4
 $30,000-$59,999 239 27.0
 $60,000-$89,999 139 15.7
 ≥ $90,000 189 21.3
 Unknown 94 10.6
Education
 High school or less 250 28.2
 Some college or trade school 277 31.3
 College degree 199 22.5
 Postgraduate 138 15.6
 Unknown 22 2.4
Marital status
 Married 648 73.1
 Living with partner 24 2.7
 Widowed 90 10.2
 Separated/divorced 48 5.4
 Single 67 7.6
 Unknown 9 1.0
Employment status
 Retired 477 53.8
 Employed 350 39.5
 Unemployed 46 5.2
 Unknown 13 1.5
Age at enrollment, years
 Mean 62.9
 SD 13.5
 Range 25-92
 25-49 157 17.7
 50-64 323 36.5
 65-79 315 35.6
 ≥ 80 91 10.2
Histology of NHL
 Indolent 445 50.2
 Aggressive 391 44.2
 Unknown 50 5.6
Stage at diagnosis of NHL
 Stage I 247 27.9
 Stage II 159 17.9
 Stage III 146 16.5
 Stage IV 214 24.2
 Unknown 120 13.5
Types of treatment
 Mean, No. 2.1
 SD, No. 1.1
 No treatment 45 5.1
 Surgery 248 28.0
 Radiation therapy 418 47.1
 Chemotherapy 692 78.1
 Bone marrow/stem-cell transplantation 132 14.9
 Biologic therapy 261 29.5
 Other therapy 104 11.7
Current treatment status
 Not in treatment 752 84.9
 Receiving treatment 117 13.2
 Unknown 17 1.9
Disease status
 In remission or cured 680 76.7
 Not in remission 109 12.3
 Unknown 97 11.0
No. of recurrences
 0 562 63.4
 ≥ 1 293 33.1
 Unknown 31 3.5
No. of NHL-related visits
 0 172 19.4
 1-2 126 14.2
 3-4 138 15.6
 5-6 131 14.8
 7-10 90 10.2
 11-20 86 9.7
 > 20 113 12.8
 Unknown 30 3.4
Site of treatment
 Duke University 750 84.7
 UNC 136 15.3
Age at diagnosis, years
 Mean 52.6
 SD 14.2
 Range 19-87
 19-49 370 41.8
 50-64 337 38.0
 65-79 168 19.0
 ≥ 80 11 1.2
Years since diagnosis
 Mean 10.2
 SD 7.1
 Range 2-44
 2-4 219 24.7
 5-9 335 37.8
 10-14 150 16.9
 15-19 88 9.9
 ≥ 20 94 10.6
Clinical characteristics
 Secondary cancer(s)
  Yes 120 13.5
  No 752 84.9
  Unknown 14 1.6
 Comorbidities, No.
  Mean 2.9
  SD 2.1
  0 97 10.9
  1-2 326 36.8
  3-5 341 38.5
  6-8 95 10.7
  ≥ 9 12 1.4
  Unknown 15 1.7
 Years since last physical examination
  <1 year 480 54.2
  1-2 years 186 21.0
  3-4 years 71 8.0
  ≥ 5 years 128 14.4
  Unknown 21 2.4
Psychosocial
 Social support
  Mean 83.1
  SD 16.4
  Range 20-100
 Appraisal of life threat and treatment
   intensity
  Mean 19.3
  SD 6.0
  Range 6-30
 Employment and insurance issues
   related to cancer
  Mean 1.1
  SD 2.1
  Range 0-17

Abbreviations: SD, standard deviation; NHL, non-Hodgkin’s lymphoma; UNC, University of North Carolina.

The overall mean PCL-C score in this sample was 27.0 (SD, 9.9), with subscale scores of 6.9 (SD, 3.1) for re-experiencing, 9.3 (SD, 3.8) for arousal, and 10.8 (SD, 4.4) for avoidance. As shown in Table 2, the prevalence of cancer-related PTSD in the sample was similar using the cutoff score (6.9%) and symptom cluster (7.6%) methods. After applying weights to account for nonresponse bias, the adjusted prevalence rose to 7.4% and 7.9% for each of these methods. Seventeen percent rated at least two of the three PTSD symptom clusters (partial or full PTSD) as occurring moderately to extremely often. Across the symptom clusters, 30% met the criteria for arousal, 20% met criteria for re-experiencing, and 14% met criteria for avoidance. Overall, 39% met criteria for at least one PTSD symptom cluster.

Table 2.

Prevalence of Cancer-Related PTSD (N = 868)

Nonadjusted
Adjusted for
Nonresponse
Indicator of PTSD* % 95% CI % 95% CI
Score ≥ 44 6.9 5.2 to 8.6 7.4 5.6 to 9.1
3 Symptom clusters 7.6 5.8 to 9.4 7.9 6.1 to 9.7
2 Symptom clusters 8.9 7.0 to 10.8 9.1 7.2 to 11.0
1 Symptom cluster 22.2 19.5 to 25.0 22.3 19.5 to 25.0
No symptom clusters 61.3 58.1 to 64.5 60.7 57.5 to 64.0

Abbreviation: PTSD, post-traumatic stress disorder.

*

Based on the PTSD Checklist–Civilian Version (PCL-C). Symptom clusters include ≥ three avoidance symptoms, ≥ two arousal symptoms, and ≥ one re-experiencing symptom. All three clusters constitute full PTSD.

Adjusted for current age, age at diagnosis, and race.

Relationship of PTSD Symptoms to Other Variables

Bivariate associations between PCL-C scores and the independent variables are listed in Table 3. Among demographic and clinical variables, those who were nonwhite, had an annual income under $30,000, did not obtain a college degree, were younger, received a bone marrow or stem-cell transplantation, received biologic treatment, were currently receiving treatment for NHL, had active disease, and experienced at least one NHL recurrence had higher PCL-C scores (all P ≤ .01). Among the continuous variables, the strongest PCL-C relationships (all P<.001) were for comorbidity (r = 0.27), social support (r = −0.36), appraisal of life threat and treatment intensity (r = 0.37), and cancer-related insurance and employment issues (r = 0.27). In addition, significant PCL-C associations were found for age at study enrollment (r = −0.15), initial stage of disease (r = 0.11), sum of treatment types (r = 0.13), number of NHL-related visits to a physician (r = 0.19), age at diagnosis (r = −0.08), time since diagnosis (r = −0.11), and time since last physical examination (r = 0.08).

Table 3.

Bivariate Associations of Patient Characteristics With PTSD Symptoms (PCL-C Score)

No. of
Patients
PCL-C
Score
Correlation
(r)
Characteristic Mean SD P*
Demographics
 Sex
  Male 429 26.8 9.9 .511
  Female 439 27.2 9.9
 Race
  White 745 26.4 9.1 Ref, < .001*
  African American 85 29.1 12.8 .064
  American Indian 3 34.7 6.5 .118
  Asian 2 32.5 13.4 .347
  Mixed Race 30 33.8 13.1 .005
  Other 3 43.3 21.9 .313
 Ethnicity
  Hispanic 13 31.9 15.7 .276
  Non-Hispanic 855 27.0 9.8
 Income −0.148 < .001
  < $30,000 217 29.6 11.4 Ref, < .001*
  $30,000-$59,999 238 26.6 9.8 .003
  $60,000-$89,999 138 26.5 9.5 .006
  ≥ $90,000 189 25.3 8.0 < .001
 Education −0.110 .001
  High school or less 243 28.9 11.1 < .001
  Some college or
   trade school
276 27.2 10.4 .017
  College or more 333 25.4 7.9 Ref, < .001*
 Marital status
  Married 642 26.8 9.8 Ref, .095*
  Living with partner 24 29.0 9.3 .277
  Widowed 88 26.7 9.3 .915
  Separated 5 37.4 11.2 .017
  Divorced 43 26.5 7.8 .851
  Single 63 28.9 12.2 .184
 Employment status
  Employed 346 26.4 8.9 Ref, .117*
  Unemployed 43 29.6 12.2 .106
  Retired 466 27.1 10.1 .300
 Age at enrollment,
  years
−0.145 < .001
  25-49 152 29.1 11.5 Ref, < .001*
  50-64 317 27.8 10.2 .221
  65-79 311 25.9 8.8 .003
  80+ 88 24.6 8.4 .001
Clinical characteristics
  for NHL
 Histology
  Aggressive 384 26.7 9.6 .491
  Indolent 437 27.2 10.2
 Stage at diagnosis 0.106 .004
  I 244 25.4 8.6 Ref, .015*
  II 153 27.4 9.1 .027
  III 145 28.0 10.3 .008
  IV 212 28.0 10.9 .006
 Total No. of treatment
   types ever
0.128 < .001
  0 35 27.0 12.2 Ref, < .001*
  1 216 26.2 9.1 .655
  2 338 26.1 8.8 .581
  3 192 27.4 10.1 .840
  4 65 31.1 12.4 .118
  5 19 34.1 15.5 .072
  6 2 28.0 4.2 .912
 Surgery
  Yes 245 27.8 10.5 .188
  No 599 26.8 9.7
 Radiation therapy
  Yes 415 27.1 10.3 .937
  No 453 27.0 9.6
 Chemotherapy
  Yes 685 27.3 9.9 .100
  No 183 26.0 10.0
 Bone marrow or stem-
   cell transplantation
  Yes 131 30.9 12.8 < .001
  No 737 26.3 9.1
 Biologic treatment
  Yes 260 28.4 10.9 .010
  No 608 26.5 9.4
 Current treatment
  Yes 116 29.1 10.2 .012
  No 743 26.6 9.7
 Active disease
  Yes 107 30.5 12.1 .001
  No 675 26.1 9.0
 Recurrence(s)
  Yes 291 28.5 10.8 .002
  No 554 26.2 9.4
 Frequency of visits 0.193 < .001
  0 167 24.6 8.2 Ref, < .001*
  1-2 125 26.0 9.1 .185
  3-4 137 26.5 9.6 .063
  5-6 129 26.4 8.4 .066
  7-10 89 28.6 10.9 .001
  11-20 85 28.9 10.6 < .001
  > 20 112 30.8 12.4 < .001
 Site of treatment
  Duke University 735 26.8 9.6 .063
  UNC 133 28.5 11.1
 Age at diagnosis,
  years
−0.083 .015
 Time since diagnosis,
  years
−0.108 .001
Health status
 Comorbidity score, 0-36 0.273 < .001
 Time since last
   physical exam,
   years
0.085 .013
 Secondary cancer
  Yes 119 27.0 9.3 .989
  No 743 27.0 10.0
Psychosocial
 Social support score,
   20-100
−0.355 < .001
 Appraisal of life threat
   and treatment
   intensity score, 6-30
0.369 < .001
 Insurance and
   employment issues
   related to cancer
   score, 0-24
0.274 < .001

Abbreviations: PTSD, post-traumatic stress disorder; PCL-C, PTSD Checklist–Civilian Version; SD, standard deviation; NHL, non-Hodgkin’s lymphoma; UNC, University of North Carolina.

*

P values are for the overall F-test for the categorical variable with k – 1 df, where k is the number of categories.

Regression Analyses

Table 4 lists the results of a multiple linear regression for the PCL-C score and logistic regression for partial or full PTSD (ie, at least two symptom clusters) for those variables at least marginally significant in the bivariate analyses (P<.10). Nonwhite race, less education, younger age at enrollment, having active NHL disease, less time since diagnosis, more comorbidity, less social support, more negative appraisals, and more insurance and employment issues were independently associated with worse PCL-C scores. For example, survivors with active disease had PCL-C scores 3.7 points higher than those in remission or cured (P = .001). Furthermore, survivors of nonwhite race had PCL-C scores 2.4 points higher than those of white race (P = .004). The full model accounted for 38.5% of the variance (P<.001).

Table 4.

Multiple Linear Regression for PCL-C Score and Logistic Regression for Meeting Symptom Criteria for Full or Partial PTSD (N = 868)

PCL-C
Partial or Full PTSD*
Variable Estimate 95% CI P Odds Ratio 95% CI P
Demographics
 Nonwhite race 2.37 0.75 to 3.99 .004 1.67 0.96 to 2.91 .070
 Income 0.29 −0.31 to 0.90 .346 1.16 0.91 to 1.47 .222
 Education§ −1.46 −2.26 to −0.66 < .001 0.72 0.53 to 0.97 .032
 Age at enrollment, per 10 years −0.60 −1.05 to −0.14 .010 0.89 0.75 to 1.05 .169
Clinical characteristics for NHL
 Initial stage of disease, I-IV −0.01 −0.52 to 0.51 .978 0.96 0.79 to 1.16 .652
 Bone marrow or stem-cell transplantation 1.43 −0.27 to 3.14 .100 0.98 0.54 to 1.79 .949
 Biologic treatment −0.42 −1.77 to 0.93 .539 1.10 0.66 to 1.83 .718
 Current treatment −1.24 −3.44 to 0.96 .270 0.59 0.26 to 1.33 .203
 Active NHL disease 3.69 1.49 to 5.89 .001 1.79 0.86 to 3.74 .121
 Any recurrence 0.75 −0.53 to 2.02 .253 1.19 0.73 to 1.93 .487
 No. of visits 0.29 −0.04 to 0.61 .089 0.98 0.86 to 1.10 .693
 Time since diagnosis, years −0.15 −0.23 to −0.06 < .001 0.93 0.89 to 0.97 < .001
Health status
 Comorbidity 0.44 0.32 to 0.56 < .001 1.10 1.06 to 1.15 < .001
 Time since last physical, years −0.06 −0.56 to 0.44 .823 0.94 0.78 to 1.14 .514
Psychosocial
 Social support −0.17 −0.21 to −0.14 < .001 0.97 0.96 to 0.98 < .001
 Appraisal of life threat and treatment intensity 0.49 0.39 to 0.59 < .001 1.12 1.07 to 1.17 < .001
 Insurance/employment issues 0.45 0.17 to 0.73 .002 1.15 1.05 to 1.25 .002

NOTE: All analyses conducted with imputed data and adjusted for site of treatment (Duke, UNC). Variables included in this table are those that were significantly associated with the PCL-C score (P < .10) in the bivariate analyses.

Abbreviations: PCL-C, Post-Traumatic Stress Disorder Checklist–Civilian Version; PTSD, post-traumatic stress disorder.

*

No. of events/no. of patients = 148/868.

Coded as a dichotomy, yes (n = 1) or no (n = 0).

Coded as 1 ≤ $30,000, 2 = $30,000-$59,999, 3 = $60,000-$89,999, and 4 = ≥$90,000.

§

Coded as 1 = high school or less, 2 = some college, and 3 = college graduate.

Self-Administered Comorbidity Questionnaire.

In the logistic regression model, three risk factors (nonwhite race, younger age, and active disease status) that were identified in the linear regression were not independently associated with PTSD symptoms, although race remained marginally statistically significant (P = .07), with nonwhite participants having 1.7 times greater odds of having partial or full PTSD than white participants. Furthermore, when a logistic model for full PTSD (symptom clusters = 3; 7.9% of sample) was estimated, the odds ratio was 2.8 (95% CI, 1.4 to 5.8) for nonwhite race and 4.3 (95% CI, 1.5 to 12.2) for active disease. Finally, education, time since diagnosis, comorbidity, and all psychosocial variables (social support, appraisals, and employment and insurance issues) had independent associations with PTSD symptoms.

DISCUSSION

This study is one of the first examinations of well-being among long-term survivors of NHL, who report varying degrees of PTSD symptomatology. Although the prevalence in this sample is somewhat lower than that found in some other traumatized populations, our adjusted prevalence of 7.4% to 7.9% is more than three times the 2.4% prevalence in the general adult population.22,23 Although prevalence estimates are highly dependent on the methodology and sample, our finding is similar to breast cancer survivors (for whom PTSD prevalence of 5% to 6% has been reported).3,4 Our prevalence was adjusted upwards by approximately 0.5% (from 6.9% to 7.4%) when accounting for nonresponse, suggesting that similar and previous studies of cancer survivors may be under-reporting PTSD if they had response patterns similar to those in our study.

Although the majority of survivors (61%) were not symptomatic for PTSD (ie, had no symptom clusters), the prevalence in certain subgroups is cause for concern. For example, nearly 16% of nonwhites qualified for a full PTSD diagnosis. The greater PTSD symptomatology among nonwhite participants persists after adjustment for other demographic and clinical factors, indicating that the discrepancy is not solely a result of differences in education or disease status. A possible explanation for this disparity is that individuals exposed to discrimination and prejudice may already be living with a heightened sense of arousal and greater stress.

In two other subgroups, 15% of those with active NHL disease and 12% of younger survivors (< 50 years of age) met criteria for PTSD. Survivors with current disease may experience daily reminders of their illness, such as pain, itchiness, and fever. In support of this finding, Deimling et al24 found that current cancer-related symptoms were the strongest predictor of hyperarousal in a study of 180 adult, long-term cancer survivors. However, it is worth noting that results from a multiple regression that excluded individuals with active disease in our sample were substantively the same. Regarding age, Kornblith et al7 suggest that younger survivors have less experience than their older counterparts in dealing with medical crises and life threats, thereby feeling more distressed overall. Furthermore, they may already be faced with more challenges at this earlier stage in the life cycle; for example, younger survivors had significantly more cancer-related employment and insurance issues than did their older counterparts (mean, 1.7 v 0.9 issues, respectively; P < .001), which was largely attributable to the higher employment rate (75.8% v 31.7%, respectively). In addition to increasing age being a protective factor for PTSD, the passage of time seems to mitigate the impact of a cancer diagnosis and treatment. Perhaps least surprising was the finding that other health-related stressors (ie, comorbidities) were predictive of PTSD symptomatology.

It is encouraging to consider that the psychosocial factors related to PTSD are potentially modifiable. For example, cognitive behavioral and prolonged exposure techniques have been shown to be effective in reducing or eliminating PTSD symptoms in other traumatized populations, such as survivors of sexual assault,25 but the efficacy of psychosocial treatments on cancer-related PTSD is just beginning to be examined.26 Interventions that combine therapeutic approaches (eg, cognitive behavioral therapy, support groups) may be desirable because we found social support to be correlated most strongly with avoidance symptoms (r = −0.41, P < .001) and negative appraisals most related to re-experiencing symptoms (r = 0.36, P < .001).

This study has some limitations, including the absence of a comparison group, a cross-sectional study design, and inclusion only of patients treated at two large comprehensive cancer centers. Without a comparison group, it is difficult to determine whether these NHL survivors had more or less PTSD symptomatology than a similar group of people who never had NHL. However, the markedly higher PTSD prevalence in our sample compared with general population estimates suggests that NHL survivors have elevated PTSD symptomatology, supporting the need to address it.

The cross-sectional design prevents determination of whether PTSD symptomatology or certain risk factors (eg, low social support) occurred first. However, it is reasonable to assume that many of the risk factors (eg, nonwhite race, less education) preceded the PTSD. Furthermore, this limitation should not affect the prevalence estimates except to the extent that the sample is a mix of individuals at different places in their course of survivorship. Finally, the inclusion of patients from only two large comprehensive cancer centers may limit the generalizability of our results to survivors living in other regions and treated at smaller hospitals. However, our demographic profile closely mirrors that of the national population of NHL survivors, thereby strengthening the robustness and generalizability of our prevalence estimates. Study strengths include a high response rate (74%), adjustment for nonresponse, sophisticated and appropriate methodology for accounting for missing data, two methods (linear and logistic regression) for identifying PTSD risk factors, and a balanced sex ratio.

In closing, although the majority of survivors did not exhibit symptoms of PTSD, the impact of diagnosis and treatment for cancer persists for many, such as having physical reactions to reminders (trouble breathing or sweating), difficulties in concentration and sleep, detachment from others, and avoiding medical care. Identification of those at risk (eg, nonwhite, less education) early in the survivorship trajectory could promote screening and treatment to minimize PTSD symptomatology.

Acknowledgment

The Acknowledgment is included in the full-text version of this article, available online at www.jco.org. It is not included in the PDF version (via Adobe® Reader®).

Supported by Grant No. R03-CA-101492 from the National Cancer Institute, Doctoral Training Grant in Oncology Social Work Grant No. DSW-0321301-SW from the American Cancer Society, and the University Research Council, University of North Carolina at Chapel Hill.

Footnotes

Presented in part at the 11th Annual Society for Social Work Research Conference, January 11-14, 2007, San Francisco, CA, and at the National Cancer Institute/American Cancer Society Cancer Survivorship Research Conference, October 4-6, 2006, Bethesda, MD.

AUTHORS’ DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST The author(s) indicated no potential conflicts of interest.

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