INTRODUCTION
A relationship between sympathetic nerve dysfunction and cardiovascular morbidity and mortality has been recognized for decades yet there has only recently been interest in applying sympathetic nerve imaging to the clinical management of patients with heart disease. With the increasing availability of nuclear tracers of norepinephrine it is likely that in the near future non-invasive imaging of sympathetic function will be translated from the realm of research to the clinical armamentarium. This brief review will focus on sympathetic nerve dysfunction in the setting of coronary artery disease with particular attention to pathophysiology, pre-synaptic molecular imaging, and potential clinical applications. A discussion of technologies for imaging the cardiac sympathetic nervous system can be found in the recent review by Link and Caldwell,1 and a detailed review of PET tracers and receptor ligands has been previously published by Bengel and Schwaiger.2
PATHOPHYSIOLOGY OF DYSINNERVATED BUT VIABLE MYOCARDIUM
There are various pathophysiological explanations for ischemically mediated sympathetic nerve dysfunction in the setting of viable myocardium that are analogous to the continuum of physiologies that occur with ischemia-induced myocardial dysfunction. These can range from complete anatomic denervation following transmural myocardial infarction3 to transient sympathetic nerve dysfunction in association with acute myocardial stunning.4 In this review, we will use “dysinnervation” or sympathetic nerve “dysfunction” as general terms when the relative contribution of reversible neural stunning is unknown, reserving the term “denervation” for situations in which there is an anatomic loss of sympathetic nerves. These distinctions are likely to be clinically important since the relative extent of neural stunning versus denervation may influence the potential for recovery (and time-course of recovery) and may affect any clinical correlates associated with the dysinnervated but viable myocardium (as will be discussed in more detail below).
Myocardial Infarction Causes Sympathetic Denervation
Prolonged ischemia that results in myocardial infarction is invariability associated with irreversible sympathetic nerve dysfunction. Not only does sympathetic denervation affect the area of infarction, but also for decades it has been recognized that the extent of denervation exceeds that of infarction following coronary artery occlusion (Figure 1). This is the result of down stream denervation from irreversible injury of the sympathetic nerves traversing the area of infarction as they course from the base of the heart toward the apex. For example, Zipes and colleagues3 showed that coronary embolization of a diagonal branch in dogs resulted in functional denervation not only in the area of infarction, but also to the area apical to the infarct parallel to the left anterior descending coronary artery (LAD). Quantification of norepinephrine content and norepinephrine fluorescence confirmed that the sympathetic dysfunction was due to anatomic denervation.3 More recent studies have shown that denervation also occurs with nontransmural myocardial infarction but, in contrast to transmural infarction, there is subepicardial viability that may preserve sympathetic nerve fibers, and also limit the extent of apical denervation of viable myocardium.5
Subsequent studies by Zipes and colleagues have shown that denervated but viable myocardium adjacent to an area of infarction may be particularly arrhythmogenic.6 These regions are hypersensitive to catecholamine infusion (denervation supersensitivity or hypersensitivity), and programmed electrical stimulation in these areas has been shown to induce ventricular fibrillation more frequently than in sham-operated controls.6 This response could be amplified by sympathetic stimulation (norepinephrine infusion or stellate ganglion stimulation), while it was attenuated by infusion of the β-adrenergic receptor antagonist propranolol.6
These and other pivotal studies support the sympathetic model of arrhythmogenesis as championed by Zipes and colleagues.7,8 The principle substrate of this hypothesis is regional heterogeneity in sympathetic nerve function classically the result of infarction, but now also known to occur with reversible myocardial dysfunction (as will be discussed below). Denervated but viable myocardium can develop denervation hypersensitivity with an upregulation of β-adrenergic receptors6 and increased sympathetic nerve density due to nerve sprouting,9 both of which will lead to exaggerated responses during sympathetic stimulation. In addition, abnormalities in neurotransmitter release and re-uptake can cause electrical remodeling of cardiac myocytes. Taken together, these factors culminate in regional heterogeneity in action potential duration which is accentuated during sympathetic activation and facilitates the initiation of ventricular tachyarrhythmias that result in sudden death.
Sympathetic Nerve Dysfunction Can Be Reversible Following Acute Ischemia
Reversible myocardial ischemia sufficient to result in prolonged contractile dysfunction or “stunning” after reperfusion also results in impaired cardiac sympathetic nerve function.4 Some investigators have suggested that sympathetic nerves are even more sensitive to ischemia than cardiac myocytes, and have concluded that sympathetic dysfunction in the setting of viable myocardium is the result of denervation.2,10,11 However, basic investigations have clearly shown that denervation is not necessarily present. For example, despite the fact that stellate ganglion stimulation failed to augment the function of stunned myocardium in dogs, function could be improved by stimulating the pre-synaptic release of norepinephrine with bretylium.4 Likewise, while vasoconstrictor responses to stellate ganglion stimulation were abolished in stunned myocardium, they could be restored by stimulating pre-synaptic norepinephrine release using bretylium or tyramine.12 Interestingly, neural stunning could be induced independently of ischemia by the administration of adenosine, suggesting that it was the mediator of reversible sympathetic nerve function.13,14
Nuclear imaging data also support the concept of reversible sympathetic nerve dysfunction in the setting of myocardial ischemia. Dae et al15 performed 30-minute intracoronary balloon occlusion in dogs and assessed sympathetic nerve function by the uptake and washout of the norepinephrine analog 123I-meta-iodobenzylguanidine (MIBG). Even though this duration of ischemia produced some degree of subendocardial necrosis, there were variable effects on MIBG imaging 1-2 weeks later. Persistent abnormalities in MIBG uptake were strongly associated with sympathetic denervation and more severe subendocardial necrosis.15 Conversely, animals with normal MIBG imaging had little myocardial necrosis and relatively preserved tissue norepinephrine levels.15 In summary, while these basic studies suggest that sympathetic nerve function may be very sensitive to brief ischemia, sympathetic nerve dysfunction may be transient (neural stunning), and not necessarily indicative of anatomic denervation.
Hibernating Myocardium Results in Partial Sympathetic Denervation
Chronic repetitive ischemia leads to resting contractile dysfunction (chronically stunned and hibernating myocardium) with concomitant regional sympathetic nerve dysfunction. Using a porcine model of chronic hibernating myocardium, we have shown that there is a progression in the degree of sympathetic nerve dysfunction that parallels progression in the physiological significance of the coronary stenosis. Mild dysfunction in the LAD territory at 1-month after instrumentation was associated with a modest reduction in regional coronary flow reserve with normal resting perfusion (stunned myocardium).16 At this time, there were no significant defects in sympathetic nerve function when imaged with the positron emitting norepinephrine analog 11C-meta-hydroxyephedrine (HED, Figure 2).17 As stenosis severity progressed and coronary flow reserve was further reduced (2 months after instrumentation) regional function deteriorated, yet resting perfusion remained normal (chronic stunning).16 At this point, however, the frequency and/or severity of ischemia resulted in regional pre-synaptic sympathetic nerve dysfunction as reflected by regionally reduced HED uptake (Figure 2).17
Three months after initial instrumentation, regional flow reserve in the LAD distribution became critically reduced, resulting in a secondary downregulation in resting perfusion but no histological evidence of myocardial necrosis (hibernating myocardium).18,19 Even in the absence of infarction, sympathetic dysinnervation was extensive with large and dense defects in HED uptake (Figures 2 and 3). Physiological evaluation showed moderately impaired pre-synaptic sympathetic nerve function with submaximal increases in regional function in response to stellate ganglion or tyramine stimulation.20 Subsequent molecular analyses have confirmed that the sympathetic dysinnervation in pigs with hibernating myocardium is the result of partial denervation, with moderate (25-50%) reductions in regional tissue norepinephrine levels, norepinephrine uptake-1 transport protein, tyrosine hydroxylase, and sympathetic nerve density (Figure 4).21
After the development of hibernating myocardium in this chronic porcine model, there is a remarkable stability in physiology with no subsequent changes in regional perfusion, flow reserve, or function.22,23 In spite of this adaptation to ischemia, there is a cumulative 50% risk of spontaneous sudden death due to ventricular tachycardia degenerating into ventricular fibrillation that occurs in the absence of acute infarction.24 While the stability in regional HED retention after the development of hibernating myocardium17 would also suggest a sympathetic nerve adaptation to ischemia, we have recently identified regional upregulation of growth-associated protein-43 which is associated with sympathetic nerve sprouting.21 We have also found upregulation of nerve growth factor in hibernating myocardium, which may serve as the stimulus for new nerve growth.21 As discussed above, nerve sprouting has been hypothesized to play a role in arrhythmic sudden death by exacerbating regional heterogeneity in sympathetic nerve function associated with infarct-related denervation. Our findings suggest that a similar mechanism may contribute to arrhythmogenesis in the setting of viable, partially denervated myocardium without infarction.
We have examined the impact of interventions that improve regional function in hibernating myocardium on sympathetic nerve function. While both percutaneous coronary intervention25,26 and pravastatin27 improve regional and global function in pigs with hibernating myocardium, neither therapy altered HED uptake, retention, defect size, or defect severity after 1 month (Figure 5).28 These results suggest that there is no significant component of reversible neural stunning and further reinforces the notion that sympathetic nerve dysfunction in hibernating myocardium is the result of partial sympathetic denervation.
Clinical Translation of Sympathetic Dysinnervation in Viable Myocardium
This brief review of animal models of myocardial ischemia clearly shows that sympathetic dysinnervation can arise from a number of different mechanisms in reversible and irreversible ischemia, and range from complete anatomic denervation3 to transient reversible sympathetic nerve dysfunction consistent with “neural stunning.”4 Sympathetic denervation in patients with myocardial infarction has been extensively documented,2,29 but the potential role of reversible sympathetic nerve dysfunction is less widely appreciated. For example, in a study of patients with mild coronary artery disease and no exercise-induced perfusion abnormalities, initial MIBG uptake was regionally normal consistent with normal sympathetic nerve density.30 However, the subsequent rate of MIBG washout (after 4-5 hours) was increased, reflecting abnormal sympathetic nerve function. Sympathetic nerve dysfunction immediately following acute ischemia has also been clearly demonstrated in patients with acute coronary syndromes.31 The MIBG defects were nearly identical to the area at risk of ischemia which included both reversibly and irreversibly injured myocardium (Figure 6). Although reversibility of these defects was not documented, another small study showed that five of eight patients without restenosis after percutaneous intervention had qualitative improvement in their MIBG defects, whereas three of four patients with restenosis showed an increase in MIBG defect size.32
There is also abundant clinical data that sympathetic nerve dysfunction can develop in humans as a result of chronic ischemic heart disease without infarction. This was initially described by Hartikainen et al33 in a series of patients with stable ischemic symptoms and no history of prior infarction. Regional defects in MIBG were found in almost all patients with significant stenoses (>50% diameter), with defect size increasing as a function of stenosis severity. Among those with a severe stenosis (>90% diameter) MIBG defect size was indistinguishable from patients with previous infarction.33 Similar results were subsequently published by Bulow et al34 using HED and PET. Although the underlying pathology is unknown, our data in chronically instrumented pigs would suggest that there is at least some residual sympathetic innervation.
CLINICAL APPLICATION OF SYMPATHETIC NERVE IMAGING
Prognostic Potential of Cardiac Sympathetic Imaging—Global or Regional?
There is now ample evidence to support the contention that the imaging of sympathetic nerve function (primarily with MIBG) provides independent prognostic information in patients with heart disease.35 For example, the recently completed ADMIRE-HF trial enrolled 961 subjects with NYHA Class II or III heart failure and left ventricular ejection fraction ≤35%.36 Their primary analysis confirmed that a low MIBG heart-to-mediastinum ratio predicted the time to first cardiac event. This was largely driven by heart failure progression (increase in one heart failure class in 69% of events), although “potentially life-threatening arrhythmias” and cardiac deaths were also predicted. In another recently published study of 116 subjects undergoing MIBG imaging prior to ICD implantation, a summed, semi-quantitative MIBG defect score obtained 3-4 hours after tracer administration (but not heart-to-mediastinum ratio) was an independent predictor of appropriate ICD therapy.37 Thus, while the global assessment of myocardial sympathetic nerve function predicts subsequent cardiovascular events, there continues to be a paucity of data to address the critical question regarding how cardiac sympathetic imaging should impact patient management.
Multiple lines of evidence suggest that the prognostic potential of dysinnervated but viable myocardium may be even more important than global alterations in cardiac sympathetic function. First, the volume of dysinnervated but viable myocardium provides an index for the extent of myocardium at risk for ischemia,31 which independently predicts risk of subsequent cardiac events. Second, following myocardial infarction in pigs, animals with inducible monomorphic ventricular tachycardia had larger volumes of denervated but viable myocardium than those without arrhythmias.38 Third, using an ovine model, Kramer et al39 showed that the dysfunctional and denervated but viable border region adjacent to an infarct contributes to post-infarct, pathological remodeling. Finally, Chen and colleagues have documented increased density of sympathetic nerves due to nerve sprouting adjacent to areas of infarction. This was correlated with ventricular arrhythmias in dog40 and rabbit41 chronic infarct models as well as in patients with coronary artery disease.42 Therefore, regional quantification of cardiac sympathetic nerve function, especially in conjunction with an assessment of regional viability, may be particularly important for clinical applications.
Interestingly, a semi-quantitative assessment of regional MIBG retention was included in the ADMIRE-HF trial in addition to the global parameters of cardiac sympathetic nerve function.36 However, the regional analysis showed “no consistent contribution to event prediction” even in conjunction with perfusion images (99mTc-tetrofosmin).36 Another recent study demonstrated that the MIBG/99mTc-tetrofosmin mismatch score was a univariate predictor of appropriate ICD therapy, but only ICD indication (secondary vs primary prevention) and late MIBG defect score were independent predictors by multivariate analysis.37 Although these data suggest that the specific substrate of viable dysinnervated myocardium may be less important than global myocardial norepinephrine uptake, assessment of regional MIBG uptake is challenging and has important methodological limitations. For example, in pigs with hibernating myocardium we found a 48 ± 3% regional reduction in HED retention by PET imaging.17 In contrast, the relative difference in MIBG retention quantified with the more sensitive technique of ex vivo tissue counting was only 25 ± 3% (Figure 7).43 Thus, PET imaging of HED appears to provide an improved signal-to-noise ratio over MIBG, with an almost twofold improvement in defect severity that would likely facilitate quantitative regional analysis. In addition, 99mTc-tetrofosmin is an imperfect assessment of myocardial viability as compared to gadolinium late-enhancement MR imaging or even PET imaging with 18F-2-deoxy-glucose (FDG). This would tend to underestimate a mismatch between dysinnervation and viability, especially in hibernating myocardium with reduced resting perfusion. Finally, attenuation correction is clearly superior with PET as compared to SPECT imaging.
Sympathetic Nerve Dysfunction Is Dynamic in Patients with Coronary Artery Disease
Although there is emerging data to support the potential role of sympathetic imaging in ischemic heart disease, it is imperative to remain cognizant of the multiple factors that can affect a single, snapshot view of cardiac sympathetic nerve function. First, the commonly used tracers MIBG and HED are incapable of determining the relative roles of neural stunning versus anatomic denervation in image defects. Although reversible sympathetic nerve dysfunction may also have significant prognostic implications, there will likely be differences in temporal significance and response to therapy (i.e., revascularization) as compared to denervation. Second, although global MIBG uptake in heart failure patients has been shown to improve in response to therapy,44 it is unclear whether this reflects an improvement in cardiac sympathetic nerve function or is secondary to the well-described inverse relationship between MIBG heart-to-mediastinum ratio and plasma norepinephrine levels, which decrease with clinical improvement.45,46 Third, any progression of underlying coronary artery disease will tend to produce new areas of sympathetic dysinnervation. Finally, even anatomic denervation is not permanent as variable degrees of sympathetic re-innervation have been documented months to years after cardiac transplantation,47,48 and in some49,50 but not all studies10 after myocardial infarction.
Future Applications of Sympathetic Nerve Imaging
The ongoing PAREPET trial (Prediction of ARrhythmic Events with Positron Emission Tomography)51 may help to determine the clinical utility of assessing regional sympathetic nerve function and its role as a risk factor for sudden cardiac death. This NIH-sponsored observational cohort study has enrolled over 200 patients with ischemic cardiomyopathy who underwent PET imaging to quantify resting perfusion (13N-ammonia), myocardial viability (insulin-stimulated FDG uptake52), and sympathetic nerve function (HED). Figure 8 shows representative subjects that illustrate the range in myocardial viability and sympathetic nerve function in these patients. There is significant variability in the extent of viable, dysinnervated myocardium, from small borders around areas of infarction to large confluent regions encompassing several myocardial segments. PAREPET will determine the clinical importance of this variability by testing the hypothesis that the presence (≥ 1 segment) or the volume (as a % of the LV) of dysinnervated but viable myocardium will predict sudden death (primary outcome) or cardiac mortality (secondary outcome).51 This study continues in the follow-up phase with results of the primary end-point anticipated within the next year.
Another very promising approach to identify a substrate associated with accentuated heterogeneity in cardiac sympathetic nerve function that may be particularly arrhythmogenic8 is the detection of a mismatch between pre-synaptic and post-synaptic sympathetic functions. This has been non-invasively imaged in patients with ischemic heart disease using the mismatch between HED and the β-adrenergic receptor tracer 11C-CGP 12177.53,54 Although no definitive prognostic data are available, Caldwell et al1,54 have suggested that an increase in the β-receptor density to norepinephrine transport ratio (i.e., a CGP–HED mismatch) portends a worse prognosis than a matched reduction in patients with ischemic cardiomyopathy (Figure 9). Additional studies will be necessary to determine the clinical application of this approach.
Finally, it is important to recognize that other advances are likely to have significant implications for the clinical application of cardiac autonomic function. These include tracer developments to increase the specificity for imaging sympathetic nerve function, to assess more than simply norepinephrine uptake,2,55 and possibly to image cardiac parasympathetic nerve function56,57 or nerve spouting. In addition, advanced modeling of dynamic image sets may be able to improve the physiologic relevance of tracer parameters.58-60
Acknowledgments
We would like to thank Dr. Markus Schwaiger and Dr. James Caldwell for their contribution of figures, and Anne Coe for her help with the preparation of this manuscript. This study was supported by the National Heart, Lung and Blood Institute (HL-76252 and HL-81722); the Department of Veterans Affairs; and the Albert and Elizabeth Rekate Fund.
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