Abstract
Chondrichthyans possess endoskeletal appendages called branchial rays that extend laterally from their hyoid and gill-bearing (branchial) arches. Branchial ray outgrowth, like tetrapod limb outgrowth, is maintained by Sonic hedgehog (Shh) signaling. In limbs, distal endoskeletal elements fail to form in the absence of normal Shh signaling, whereas shortened duration of Shh expression correlates with distal endoskeletal reduction in naturally variable populations. Chondrichthyans also exhibit natural variation with respect to branchial ray distribution—elasmobranchs (sharks and batoids) possess a series of ray-supported septa on their hyoid and gill arches, whereas holocephalans (chimaeras) possess a single hyoid arch ray-supported operculum. Here we show that the elongate hyoid rays of the holocephalan Callorhinchus milii grow in association with sustained Shh expression within an opercular epithelial fold, whereas Shh is only transiently expressed in the gill arches. Coincident with this transient Shh expression, branchial ray outgrowth is initiated in C. milii but is not maintained, yielding previously unrecognized vestigial gill arch branchial rays. This is in contrast to the condition seen in sharks, where sustained Shh expression corresponds to the presence of fully formed branchial rays on the hyoid and gill arches. Considered in light of current hypotheses of chondrichthyan phylogeny, our data suggest that the holocephalan operculum evolved in concert with gill arch appendage reduction by attenuation of Shh-mediated branchial ray outgrowth, and that chondrichthyan branchial rays and tetrapod limbs exhibit parallel developmental mechanisms of evolutionary reduction.
Chondrichthyans are divided into two morphologically distinct lineages—the elasmobranchs (sharks, skates, and rays) and the holocephalans (chimaeras). One of the most striking morphological differences between these lineages is the distribution of branchial rays within their pharyngeal endoskeleton. Elasmobranchs possess branchial rays on their hyoid and gill arches (Fig. 1 A–D). These appendages extend beyond the limit of the primary gill lamellae, and support the interbranchial septa that sit between adjacent gill slits (1). Holocephalans, on the other hand, have been reported to possess branchial rays only on their hyoid arch (2) (Fig. 1 E and F), where they provide endoskeletal support for an operculum. Whether holocephalans have derived the operculate pharyngeal endoskeleton from an elasmobranch-like condition or vice versa has remained an open question for decades, due to strong discordance among hypotheses of stem-group phylogenetic relationships (2–8) and the absence of unequivocal branchial ray homologs outside of chondrichthyans.
Few Paleozoic chondrichthyan fossils preserve cartilaginous branchial rays. Cladoselache (9) and Trystichius (10) possessed branchial rays on their hyoid and gill arches—much like extant elasmobranchs—and both of these taxa have been resolved to the elasmobranch stem in different positions (3–7). This arrangement would reaffirm the primitive presence of hyoid and gill arch branchial rays in the elasmobranch crown group, but leaves the primitive condition for the chondrichthyan crown group unresolved. More extensive analyses, including exceptionally complete material of the stethacanthid Akmonistion zangerli (11), however, suggest an alternative placement of key ray-bearing taxa. These analyses resolve Cladoselache and the symmoriids (including the hyoid plus gill arch ray-bearing Akmonistion) as paraphyletic stem-group holocephalans (8, 11) (see also ref. 12), a topology that implies the reduction or loss of gill arch rays in holocephalans. More recently, a cladistic evaluation of several problematic “acanthodian” taxa resolved Climatius (13) and Brochoadmones (14)—both of which possessed septate gills—to the chondrichthyan stem (15). A scenario is therefore emerging in which septate gills (presumably branchial ray-supported) are plesiomorphic for the chondrichthyan crown group, with holocephalans having undergone reduction of their gill arch branchial rays coincident with the evolution of their hyoid ray-supported operculum (Fig. 2).
In vertebrate taxa that exhibit secondary loss or reduction of limbs, appendage outgrowth is often initiated but subsequently arrested, leaving behind vestiges of adult structures that were primitively present. This is seen, for instance, at the level of the hind limbs of some snakes (16, 17) and cetaceans (18, 19). It has been demonstrated in limbs that distal endoskeletal elements fail to form in the absence of normal Shh signaling (20, 21), and that shortened duration of Shh expression in the limb bud zone of polarizing activity correlates with distal endoskeletal reduction in lizards with naturally variable digit complements (22). Chondrichthyan branchial rays and limbs share a number of developmental features in common, including outgrowth mediated by a Shh-fibroblast growth factor (Fgf) feedback loop that operates within a specialized epithelial signaling center (23). With this in mind, we sought to test the hypothesis that holocephalans have undergone comparable gill arch branchial ray reduction by investigating pharyngeal endoskeletal development and signaling center activity in two key taxa—an elasmobranch shark (Scyliorhinus canicula) and a holocephalan (Callorhinchus milii).
Until now, comparative studies addressing the developmental basis of morphological differences between elasmobranchs and holocephalans have been hindered by the relative inaccessibility of holocephalan embryos for molecular analysis. Guided by anecdotal data from recreational fishermen and fisheries biologists, we conducted SCUBA surveys of two C. milii oviposition sites—Westernport Bay in southeastern Australia, and Garnes Bay in Pelorus Sound, New Zealand (Figs. S1 and S2)—and we successfully recovered samples of C. milii eggs. These samples, along with more readily available embryos of S. canicula, formed the basis for a comparative study of elasmobranch and holocephalan pharyngeal skeletal development.
Results
We initially characterized the development and distribution of branchial rays in S. canicula. By stage (st.) 31 of S. canicula development, the hyomandibula and ceratohyal of the hyoid arch and the epibranchial and ceratobranchial components of gill arches 1–5 have formed (Fig. 3 A–F). Proximal primary branchial ray elements have formed within the hyoid arch (Fig. 3A), and outgrowth of branchial rays from the epi- and ceratobranchials of gill arches 1–4 has commenced (Fig. 3 B–E). By st. 32, a distal series of secondary branchial rays are forming within the hyoid arch (Fig. 3G), and these grow both proximally (in the direction of the primary rays) and distally into the septum of the hyoid arch. Branchial ray outgrowth continues from gill arches 1–4 (Fig. 3 H–K), whereas gill arch 5 remains devoid of branchial rays (Fig. 3L). At st. 34, the majority of the secondary branchial rays of the hyoid arch have fused proximally with the primary rays, giving rise to a forked cartilage pattern (Fig. 3M). The branchial rays that extend from gill arches 1–4, however, remain simple and rod-like. The ray distribution observed in S. canicula at st. 34—namely forked branchial rays extending from the hyoid arch (Fig. 3M), rod-like branchial rays extending from gill arches 1–4 (Fig. 3 N–Q), and no branchial rays extending from gill arch 5 (Fig. 3R)—persists posthatching and into adulthood. This ray distribution is also similar to the condition seen in batoid elasmobranchs (skates and rays) (24).
We next cloned a large fragment of S. canicula Shh and characterized its pharyngeal expression by in situ hybridization to determine how Shh signaling relates to branchial ray distribution in sharks (phylogenetic analysis of Shh sequences is presented in Fig. S3). Shh expression is detected in the pharyngeal arches of S. canicula at st. 29 (Fig. 4A), persists until st. 31 (Fig. 4B), and spans the entire dorsal-ventral extent of the hyoid and gill arch septa. Examination in section reveals that, in both the hyoid (Fig. 4C) and gill arches (Fig. 4D), Shh expression is restricted to the distal epithelium of each interbranchial septum. Patched2 (Ptc2)—a receptor and downstream target of Shh signaling (25)—is expressed in the pharyngeal mesenchyme directly subjacent to the Shh-expressing epithelium in the hyoid (Fig. 4E) and first four gill arches (Fig. 4F). This indicates that the Shh signal that emanates from the distal pharyngeal epithelium is being transduced in pharyngeal mesenchyme. Sustained Shh signaling from pharyngeal epithelium to pharyngeal mesenchyme therefore correlates with branchial ray outgrowth from the hyoid and first four gill arches in S. canicula. The presence of this developmental feature in both shark and skate (23) suggests that this represents a primitive condition for the elasmobranch crown group.
An examination of pharyngeal endoskeletal development and Shh expression in the holocephalan C. milii reveals a condition that diverges considerably from that observed in S. canicula. At st. 29 of C. milii development, a proximal primary ray and a series of distal secondary rays have chondrified within the hyoid arch (Fig. 3Ai). Histological examination (planes of section schematized in Fig. 5 A and D) show that these rays sit adjacent to the lamellae of the hyoid opercular hemibranch (Fig. 5B) and form underneath a distinctive epithelial fold that has formed along the leading edge of the outgrowing operculum (Fig. 5C). At this stage, we detect Shh expression along the entire dorsal-ventral extent of the hyoid and gill arches (Fig. 4G). Sections reveal that, in both the hyoid (Fig. 4I) and gill arches (Fig. 4J), Shh expression is restricted to the distal pharyngeal arch epithelium. Expression of Ptc2 in the mesenchyme of the hyoid (Fig. 4K) and gill arches (Fig. 4L) indicates that, as in S. canicula, the epithelial Shh signal is transduced in subjacent pharyngeal mesenchyme. Although there are no gross morphological signs of branchial ray outgrowth from the gill arches at st. 29 (Fig. 3Bi–Fi), several foci of mesenchymal condensation are present along the posterior border of the ceratobranchials of gill arches 1–3 (Fig. 5E). These condensations are easily distinguished from the developing cartilaginous gill rakers (Fig. 5E). Because the position of these foci is comparable to the position at which the gill arch branchial rays form in elasmobranchs, we interpret these condensations as the initiation of gill arch branchial ray outgrowth.
At st. 31 of C. milii development, Shh and Ptc2 expression is sustained in the epithelium and mesenchyme, respectively, of the hyoid arch operculum (Fig. 4 H, M, and O). However, Shh and Ptc2 expression is no longer detected in the gill arches (Fig. 4 H, N, and P). This expression pattern correlates with the continued outgrowth of branchial rays from the hyoid arch (Fig. 3Gi) and the absence of fully formed branchial rays from the gill arches (Fig. 3Hi–Li). A closer examination of gill arches 1–3 in a st. 36 C. milii embryo reveals a row of small, chondrified projections from the caudo-lateral face of the ceratobranchial element of each arch (Fig. 5F). These projections are morphologically distinct from the two rows of cartilaginous gill rakers that project rostro-laterally from the gill arches (Fig. 5G), and their position corresponds to the sites of mesenchymal condensation that were observed at st. 29. Given the relationship of these elements to the ceratobranchial, and their initial appearance in association with transient Shh expression in the gill arch epithelium, we interpret these structures as gill arch branchial rays whose outgrowth was initiated but not maintained.
Discussion
The morphological disparity exhibited by extant elasmobranchs and holocephalans has fueled much debate about the primitive versus derived nature of fundamental visceral endoskeletal characters in these taxa (2, 8, 12, 26–28). Until now, the relative inaccessibility of holocephalan embryos has hindered attempts to address these questions from a molecular developmental perspective. Our data demonstrate that the basic pattern of hyoid arch branchial ray chondrogenesis is shared between sharks and holocephalans, with one or more proximal primary rays fusing with distal secondary rays to yield a forked cartilage pattern. The holocephalan operculum, therefore, appears to have arisen not by major endoskeletal reorganization or novelty but rather by sustained Shh-mediated branchial ray outgrowth from the hyoid arch. In addition, we demonstrate the presence of previously unrecognized gill arch branchial rays in the holocephalan C. milii. In light of phylogenetic hypotheses that predict a loss or reduction of gill arch branchial rays along the holocephalan stem (8, 11, 12), we interpret these short rays as vestigial structures (29). That these vestiges form coincident with transient Shh expression in the gill arch pharyngeal epithelium of C. milii suggests that, as in the limbs of tetrapods (22), differences in the duration of Shh expression during appendage outgrowth may underlie endoskeletal variation in chondrichthyan branchial rays (Fig. S4).
The presence of vestigial gill arch rays in C. milii suggests that this example of evolutionary appendage reduction occurred by loss of one or more outgrowth maintenance factors, and not by failed initiation of outgrowth. In other vertebrate taxa, antagonism of repressive signals is a commonly used developmental mechanism for maintaining appendage outgrowth. In the tetrapod limb bud, tempered activity of Bone Morphogenetic Protein (Bmp) family members by BMP antagonists is crucial in maintaining feedback between the zone of polarizing activity and the apical ectodermal ridge. BMP signaling negatively regulates limb bud outgrowth by promoting apical ectodermal ridge regression (30, 31), and this effect is counteracted by Shh-dependent expression of the secreted BMP antagonist Gremlin (32, 33). A similar role for antagonist-modulated BMP signaling has been demonstrated in the developing mammalian genital tubercle (34). The outgrowth of chondrichthyan branchial rays also depends upon a feedback loop between Shh and FGF signaling (23), although nothing is currently known about the molecular players that effect this cross-talk. Comparative investigation into the factors that maintain and terminate limb bud and branchial ray outgrowth may reveal that diverse vertebrate appendages exhibit not only shared mechanisms of outgrowth and patterning but also parallel developmental mechanisms of evolutionary reduction.
It is important to note that a scenario of hyoid arch ray expansion/gill arch ray reduction along the holocephalan stem likely does not address the total extent of branchial ray variation in chondrichthyans. Dick (10) reconstructed Trystichius arcuatus as possessing elongate hyoid arch rays that supported a functional operculum, as well as relatively short gill arch rays. As Trystichius consistently resolves to the elasmobranch stem (2, 4, 6–8), this likely represents the independent evolution of an operculum supported by elongate hyoid arch rays—and the independent reduction of gill arch branchial rays—in an elasmobranch (Fig. 2). There is evidence of hyoid arch branchial rays in the xenacanthiform Orthacanthus (35), although the nature of the gill arches in this taxon is not well known. A hyoid ray-supported opercular flap has been reported in the symmoriid Falcatus (36) (hyoid rays reported after reexamination in ref. 8), and has also been described in certain iniopterygians (37, 38), although there is evidence that these groups may be stem holocephalans (8, 11, 12, 39, 40). With such variation documented in only a small number of known taxa, a thorough reevaluation of chondrichthyan phylogeny and pharyngeal endoskeletal anatomy is clearly needed to accurately reconstruct the frequency, timing, and polarity of chondrichthyan branchial ray expansion and reduction.
A comparable reevaluation of pharyngeal endoskeletal anatomy in stem osteichthyans may also shed light on the origin and homology of the osteichthyan operculum. Like the chondrichthyan operculum, the osteichthyan operculum is derived from an outgrowth of the hyoid arch. However, the operculum of extant osteichthyans is not supported by endoskeletal branchial rays but rather by a series of dermal opercular bones and branchiostegal rays (41). A rudiment of this hyoid-derived operculum may even be present in amniote osteichthyans, as indicated by the brief period of Shh-associated outgrowth observed in the second arch of chicken embryos (23, 42). The hyoid operculum of osteichthyans and the hyoid/gill arch operculum/septa of chondrichthyans likely represent a case of convergent skeletal elements (intramembranous ossifications versus endoskeletal appendages, respectively) functioning to support a homologous embryonic hyoid arch outgrowth. The primitive condition for the gnathostome crown group—dermal versus endoskeletal support, and single operculate versus septate gills—remains to be determined.
Branchiostegal rays are present on the operculum of Acanthodes (a stem osteichthyan) and on the hyoid arch of Climatius (a stem chondrichthyan) (15), although the latter also appears to possess septate gills, much like elasmobranchs (13). The pharyngeal endoskeleton of Climatius is not known, and although it has been suggested that Acanthodes possessed endoskeletal branchial rays in its hyoid arch (43), this remains contentious. Gill ray-like cartilages are present in large numbers in the stem gnathostome Euphanerops (44), although their orientation relative to the branchial arches—and their homology with respect to chondrichthyan branchial rays—remains uncertain. It is therefore unclear whether endoskeletal branchial rays arose along the chondrichthyan stem, or whether they were primitively present in gnathostome pharyngeal arches (perhaps in addition to dermal branchiostegal rays) and, if so, whether they were primitively distributed in the hyoid arch only, or on hyoid plus gill arches. These questions are fundamentally paleontological in nature. However, given the developmental mechanisms shared by branchial rays, fins, and limbs, resolving the origin and homology of gnathostome branchial rays will have significant bearing on hypotheses of the origin and evolution of other gnathostome appendages.
Methods
Collection and Staging of Embryos.
Fixed embryos of the lesser-spotted dogfish/catshark, Scyliorhinus canicula, were obtained from the Centre National de la Recherche Scientifique Station Biologique in Roscoff, France (courtesy of Sylvie Mazan). S. canicula embryos were staged according to Ballard et al. (45). The embryo of the white-spotted bamboo shark, Chiloscyllium plagiosum, used in Fig. 1 was obtained from the John G. Shedd Aquarium in Chicago, IL (courtesy of Laura Hilstrom and Lise Christopher). Embryos of the elephant fish, Callorhinchus milii, were collected from the field in Westernport Bay, Victoria, Australia (Fig. S1) and Garnes Bay, New Zealand (Fig. S2). Eggs were collected by SCUBA. Before fixation, embryos were removed from their egg cases and euthanized with an overdose of MS-222 (ethyl 3-aminobenzoate methanesulfonate; Sigma-Aldrich) (1 g/L bath). Embryos for skeletal preparation and histology were fixed in 10% neutral buffered formalin at 4 °C, whereas embryos for mRNA in situ hybridization were fixed in modified Carnoy's fixative (three volumes 100% ethanol; three volumes 37% formaldehyde; one volume glacial acetic acid) at 4 °C. Following fixation, embryos were stored in 100% methanol at −20 °C. C. milii embryos were staged according to Didier et al. (46).
Skeletal Preparation, Histology, and mRNA in Situ Hybridization.
Skeletal preparations and histology were conducted as described (24).
A 1,007-bp fragment of S. canicula Shh (GenBank accession no. HM991336) was amplified from total embryonic cDNA using the following degenerate primers: ScShh-Fwd 5′-AGYGGCAGATACGARGGSAAGAT-3′; ScShh-Rev 5′-AGGYGCYKGGAGTACCAGTGGA-3′. S. canicula Ptc2 was amplified using gene-specific primers based on the available S. canicula Ptc2 (GenBank accession no. EU814484). Fragments (844- and 849-bp) of C. milii Shh (GenBank accession no. HM807523) and Ptc2 (GenBank accession no. HQ589326), respectively, were amplified from total embryonic cDNA using the following gene-specific primers [based on putative Shh and Ptc2 sequences from the C. milii genome (47)]: CmShh-Fwd 5′-GCTGGCCTACAAGCAATACATCC-3′; CmShh-Rev 5′-CGAGATCTCCTCCAAGTAAACC-3′; CmPtc2-Fwd 5′-TTTCTGGCTCTGGGTATCGGTG-3′; CmPtc2-Rev 5′-GGTCTCACGAGGAACAATGTCTG-3′. Sequences were aligned and analyzed with Clustal W2 (48) and PHYLIP (49). Riboprobes were transcribed using T7 or Sp6 RNA polymerase (Promega) and digoxygenin-conjugated dUTPs (Roche) according to the manufacturers’ protocols. mRNA in situ hybridization was carried out as described (50). S. canicula and C. milii whole-mount embryos were embedded in 15% gelatin and sectioned at 50 μm on a Leica VT1000S vibratome.
Supplementary Material
Acknowledgments
We thank Sylvie Mazan for providing S. canicula embryos, and Mike Coates, Randy Dahn, Matt Friedman, Brian Hall, Dorit Hockman, and Melinda Modrell for discussions. We thank Terry Walker and Liz McGrath for facilitating the collection of C. milii embryos from the field in Australia. Fieldwork in New Zealand was funded by the National Geographic Society and Waitt Foundation grants program Grant W83-09 (to J.A.G.). Fieldwork in Australia was funded by grants from the University of Chicago Hinds Fund, the Australian Geographic Society, and the American Museum of Natural History Lerner-Gray Fund for Marine Research (to J.A.G.). J.A.G. was supported by a Smithsonian Link Foundation fellowship and a Newton International postdoctoral fellowship. N.H.S. was supported by funds from the Biological Sciences Division of the University of Chicago and The National Science Foundation. K.A.R. was supported by a Smithsonian Marine Science Network postdoctoral fellowship (Smithsonian Marine Station at Fort Pierce, contribution number 839).
Footnotes
The authors declare no conflict of interest.
This article is a PNAS Direct Submission.
Data deposition: The sequences reported in this paper have been deposited in the GenBank database [Scyliorhinus canicula Shh, partial coding sequence (cds) (accession no. HM991336), Callorhinchus milii Shh, partial cds (accession no. HM807523), and C. milii Ptc2, partial cds (accession no. HQ589326)].
This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1012968108/-/DCSupplemental.
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