Abstract
Cellulose in plants contains oxygen that derives in most cases from precipitation. Because the stable oxygen isotope composition, δ18O, of precipitation is associated with environmental conditions, cellulose δ18O should be as well. However, plant physiological models using δ18O suggest that cellulose δ18O is influenced by a complex mix of both climatic and physiological drivers. This influence complicates the interpretation of cellulose δ18O values in a paleo-context. Here, we combined empirical data analyses with mechanistic model simulations to i) quantify the impacts that the primary climatic drivers humidity (ea) and air temperature (Tair) have on cellulose δ18O values in different tropical ecosystems and ii) determine which environmental signal is dominating cellulose δ18O values. Our results revealed that ea and Tair equally influence cellulose δ18O values and that distinguishing which of these factors dominates the δ18O values of cellulose cannot be accomplished in the absence of additional environmental information. However, the individual impacts of ea and Tair on the δ18O values of cellulose can be integrated into a single index of plant-experienced atmospheric vapor demand: the leaf-to-air vapor pressure difference (VPD). We found a robust relationship between VPD and cellulose δ18O values in both empirical and modeled data in all ecosystems that we investigated. Our analysis revealed therefore that δ18O values in plant cellulose can be used as a proxy for VPD in tropical ecosystems. As VPD is an essential variable that determines the biogeochemical dynamics of ecosystems, our study has applications in ecological-, climate-, or forensic-sciences.
Keywords: stable isotopes, plant–water relations, paleoecology, climate change, Hawaii
The oxygen stable isotope ratio (δ18O) of plant cellulose has been suggested as a powerful recorder of paleoclimatic changes (1, 2). Oxygen in plant cellulose originates from the oxygen in the plant's source water, which typically derives from precipitation. As the δ18O values of precipitation are tightly correlated with climate variables such as air temperature (Tair) or the amount and geographic origin of precipitated moisture (3, 4), a simple relationship between δ18O values of precipitation and plant cellulose δ18O values has been proposed for reconstructing past climate regimes and excursions (5, 6).
This simple relationship between precipitation and cellulose δ18O values was called into question when plant scientists demonstrated that the isotope composition of leaf water (δ18OLW), which is the primary location of carbohydrate biosynthesis, has a strong influence on cellulose δ18O values (7–9). Leaf water δ18O values are typically enriched in 18O compared with the plant's source water (δ18OSW) because evaporative losses of water from the leaves are greater for H216O than for H218O. The evaporative enrichment of leaf water in 18O is driven by the water vapor pressure of the atmosphere (ea), air temperature (Tair), and the isotope composition of atmospheric water vapor (δ18OWV) (Fig. 1) (1). In addition, plant physiological characteristics such as leaf temperature (Tleaf) and rates of stomatal conductance to water vapor loss (gs) and transpiration (E) also affect δ18OLW (10). Because of the many climatic and physiological variables that can affect the δ18O values of leaf water, it has proved difficult to understand which environmental signals are ultimately recorded in the δ18O of plant cellulose.
Fig. 1.
Schematic illustration showing the functional relationships between the primary model variables (rounded squares) and secondary model variables (symbols within the shaded box) that influence leaf cellulose δ18O and stem cellulose δ18O in the Péclet-modified Craig–Gordon (PMCG) model. All variables containing isotope values (secondary variables as well as model outputs) are highlighted in ovals. Solid lines represent functions contained in the original PMCG model, and dotted lines indicate the functional relationships that we added to the model so that the effects of ea, Tair, and Msource on δ18OLC and δ18OSC could be tested.
Studies using simple correlation analyses to “calibrate” the δ18O signal in plant cellulose have reported various relationships between plant δ18O values and key climate variables (ea, Tair, or precipitation amount) (5, 6, 11, 12). Such simple correlation-based calibrations of plant δ18O values are, however, problematic because the resulting relationships commonly do not provide any mechanistic reasons for their existence and suffer as such from the key weakness that we have no way of knowing how robust these relationships are over time and space (13). Robust interpretations of what plant cellulose δ18O values really tell us remain therefore a challenge, compromising our ability to use cellulose δ18O values as an effective environmental proxy.
To confront and resolve these issues we present an investigation that combines empirical data analyses with mechanistic model simulations to test the sensitivity of leaf and stem cellulose δ18O values (δ18OLC and δ18OSC, respectively) to the three primary climatic drivers of cellulose δ18O: ea, Tair, and the geographic origin and isotope composition of atmospheric moisture (Msource). With our modeling approach we avoid the pitfall of using only nonmechanistic calibrations of δ18O values in cellulose. Instead, we provide the much-needed mechanistic understanding of the magnitude by which variations in ea, Tair, and Msource influence δ18OLC and δ18OSC and use this information to determine the environmental signal that is ultimately dominating the δ18O values of cellulose.
Our study is based on empirical data that we collected from different tropical ecosystems arrayed along a steep climatic gradient on the windward east slope of the Mauna Loa volcano on the Island of Hawaii. We selected seven sites along the gradient that differed dramatically in mean annual precipitation (750–5,880 mm), mean annual ea (8.0–22.6 hPa), mean annual relative humidity (66–90%), mean annual Tair (9.6–22.6 °C), and mean annual global radiation (267–384 μmol·m−2·s−1), therefore covering ecosystems that ranged from wet tropical to dry alpine (Table S1). We were able to focus our plant sampling effort on a single woody species, Metrosideros polymorpha L. (Myrtaceae) that grows in all locations along the climate gradient. We collected xylem water (which we refer to as plant source water, δ18OSW) from all plants in midsummer (early August 2008) and midwinter (early January 2009) to determine its mean annual isotopic composition. In early August 2008 we collected leaves and stems and extracted their cellulose to determine δ18OLC and δ18OSC values. We collected a mixture of leaf samples that reflected all leaf ages present on a tree. Leaves of M. polymorpha develop and grow year round and persist on the tree for >1 y (14). We therefore consider the δ18OLC of these bulk leaf samples to reflect the mean annual values of their environmental and physiological drivers. We also collected water vapor at three locations along the gradient and one additional location on the western side of the island. We determined the diurnal variability in the vapor's oxygen isotope composition for one full day at each of the four sampling locations. Finally we recorded diurnal patterns of gs, E, bulk leaf water δ18O, and Tleaf for M. polymorpha leaves at four locations along the gradient in August 2008. Permanent climate stations positioned along the gradient provided long-term information on ea and Tair for our analysis. A detailed description of site characteristics and of the methods used to collect samples and extract cellulose from leaves and stems and to perform the isotope analyses of water and organic samples is provided in SI Methods.
Results and Discussion
Patterns of δ18OSW, δ18OLC, and δ18OSC Along the Mauna Loa Gradient.
The plant's source water δ18O values from August 2008 and January 2009 along the gradient are in close agreement with δ18O values of precipitation that were determined on the eastward slopes of the island in a previous study (15) (Fig. S1). This result indicates that the plants along the Mauna Loa gradient relied on precipitation water that had fallen in close proximity to where they grew and that no significant soil water evaporation had altered these values.
Along the gradient δ18OSW showed a negative relationship with altitude (Fig. 2A). Precipitation on the eastern slopes of Mauna Loa typically originates from air masses that are carried from the open Pacific Ocean toward the island. When pushed upward along the slopes of Mauna Loa, water vapor condensates due to adiabatic cooling and H218O precipitates preferentially from these air masses. A progressive Rayleigh-type condensation process explains why precipitation or δ18OSW becomes continuously depleted in H218O as air masses move along the altitudinal Mauna Loa gradient (see ref. 15 for details).
Fig. 2.
The oxygen isotope composition of xylem water (A, δ18OSW) and plant cellulose (B, leaf cellulose, stem cellulose) along the Mauna Loa gradient. Error bars represent 1 SD, n = 5.
Within any given site along the gradient, δ18OSW was enriched in 18O in August 2008 compared with January 2009 (Fig. 2A). A similar seasonal pattern was previously observed for precipitation along the Hawaiian mountain slopes (15, 16). Temporal fluctuations in δ18O values of precipitation have been related to variations in Tair or precipitation amount, the latter being most important in the tropics (17). However, on the Islands of Hawaii there is no evidence that a major amount effect exists (15, 16). Rather, the observed, albeit small, seasonal variability in δ18OSW is most likely caused by seasonal variations in the atmospheric moisture sources that reach the Island of Hawaii. Whereas trade wind-generated orographic rainfall is the dominant precipitation pattern in the summer, low-pressure storm systems and cold fronts are more frequent in the winter months. Moisture typically condensates from low-pressure storm systems before it reaches the island and as a result is depleted in H218O compared with trade wind-generated precipitation, which is the first condensation of ocean-derived moisture that reaches the island. Seasonal differences in the precipitation sources are therefore likely to explain the seasonal variations in δ18OSW that we observed within each site along the Mauna Loa gradient.
Along the gradient, δ18OLC differed from δ18OSC by 0.1–5‰. This difference is because glucose, the primary product of photosynthesis, is produced with the isotope composition of leaf water plus a known isotopic fractionation of ∼27‰ (18, 19). When biosynthetically transformed into cellulose, glucose molecules exchange a known proportion of their oxygen atoms (∼40%) with the water at the sites of cellulose synthesis (20, 21). This exchange is with leaf water for δ18OLC but with stem water for δ18OSC, so that when leaf water is enriched in 18O compared with stem water, leaf cellulose is also enriched in 18O compared with stem cellulose (22).
δ18OLC and δ18OSC showed a relationship with altitude that was opposite in direction to that of δ18OSW with altitude (Fig. 2B). This result strongly indicates that δ18OLC and δ18OSC do not closely reflect the plant's source water δ18O values along the gradient. Instead, leaf water evaporative enrichment in H218O has a dominant influence on the final δ18O of both leaf and stem cellulose. To identify and partition which of the primary climatic and physiological variables are responsible for imparting an evaporative signal into δ18OLC and δ18OSC, we used a mechanistic isotope model to test in a simulation analysis how changes in mean annual ea, Tair, and Msource affect δ18OLC and δ18OSC at each of the seven different sites along the Mauna Loa gradient.
Model-Simulated Effects of ea, Tair, and Msource on δ18OLC and δ18OSC.
At the core of our simulation analyses was the so-called Péclet-modified Craig–Gordon (PMCG) model that we applied to simulate the effects of ea, Tair, and Msource on δ18OLC and δ18OSC (Fig. 1). In the PMCG model δ18O values of plant cellulose are driven by the primary climatic variables ea, Tair, and Msource and by the secondary variables δ18OSW, δ18OWV, Tleaf, gs, and E (23–27). Under field conditions, the secondary variables respond to changes in the primary climatic variables (Fig. 1). The influences of ea, Tair, and Msource on the secondary variables are, however, not accounted for in the PMCG model, which, in the past, has prevented realistic simulations of δ18O in plant cellulose (13). A critical task of our investigation was therefore to constrain these uncertainties by analyzing the relationships between the primary climatic drivers and the secondary model variables for our study area and to include the resulting functions into the PMCG model (Figs. S2, S3, and S4). With this adaptation of the model, we essentially reduced the input variables of the PMCG model to the primary climatic drives ea, Tair, and Msource (Fig. 1). This reduction allowed us to realistically simulate how changes in ea, Tair, or Msource affect δ18OLC and δ18OSC. Details on the relationships between primary and secondary variables that we included into the PMCG model are provided in SI Methods.
After including the functional relationships between primary and secondary variables into the PMCG model, we optimized the model with empirical data for each site along the gradient. This optimization resulted in a fit between measured and modeled ambient cellulose δ18O values of R2 = 0.97 for leaf cellulose and R2 = 0.91 for stem cellulose (Fig. S5). Details on the model optimization are provided in SI Methods.
To quantify the effects that changes in the primary climatic input variables have on δ18OLC and δ18OSC, we varied mean annual ea in the optimized model by 1.0, 2.5, or 5.0 hPa above or below ambient conditions and calculated the resulting effects on δ18OLC and δ18OSC for each of the seven sites along the gradient. Similarly, we varied mean annual Tair by 1.0, 2.5, or 5.0 °C above or below ambient conditions and calculated the resulting effects on δ18OLC and δ18OSC for each of the seven sites along the gradient. To test how changes in the origin of atmospheric moisture (trade wind-generated orographic rainfall or low-pressure storm systems) affect δ18OLC and δ18OSC, we first estimated the isotopic composition of the two moisture sources that reach the different sites along the Mauna Loa gradient (Table S2). The resulting δ18O values for the two moisture sources were then used in the simulation analyses, where we tested how a 20% increase or decrease of a respective source will affect δ18OLC and δ18OSC.
A primary goal of our simulations was to estimate the effects of changing ea, Tair, or Msource on δ18OLC and δ18OSC. δ18OLC and δ18OSC reflect, however, a combined influence of δ18OSW and Δ18OLW (Fig. 1 and Eq. 4). We therefore also show here the effects that our simulations had on δ18OSW and the evaporative enrichment of leaf water in H218O above source water (Δ18OLW), to better illustrate how changes in Tair, ea, and Msource affect δ18OLC and δ18OSC.
Model simulations illustrate that mean annual δ18OSW responds strongly to changes in ea but that changes in Tair had only marginal effects on mean annual δ18OSW (Fig. 3 A and B). Interestingly, the effects of changing ea on δ18OSW increase in magnitude at the higher elevation sites. This response is caused by the nonlinear relationship between ea and δ18OWV and subsequently δ18OSW (Fig. S2A), where the slope of the relationship between ea and δ18OWV becomes steeper with declining Tdew (or declining humidity). As ambient ea declines with elevation along the Mauna Loa gradient, the nonlinear relationship between ea, δ18OWV, and δ18OSW consequently leads to larger responses of δ18OSW to changes in ea with increasing elevation. The nonlinear response of δ18OSW carried on into the response of δ18OLC and δ18OSC to ea. In particular, at the two highest-elevation sites with the lowest ambient humidity, the strong effects of ea on δ18OSW lead to nonlinear responses of δ18OLC and δ18OSC with declining humidity.
Fig. 3.
Results of model simulations where the effects of changing humidity (ea) and air temperature (Tair) on mean annual xylem water δ18O (A and B), leaf water Δ18O (C and D), leaf cellulose δ18O (E and F), and stem cellulose δ18O (G and H) were tested for the seven sites along the Mauna Loa climatic gradient. For the analysis, we parameterized the Péclet-modified Craig–Gordon model with data that we collected along the Mauna Loa gradient. To simulate the effects of changes in ea and Tair, ambient ea and Tair values were varied in the model by ±1.0, ±2.5, and ±5.0 hPa ea or by ±1, ±2.5, and ±5.0 °C. The simulations were performed for each of the seven sites along the gradient. The Δ18O and δ18O values displayed represent the deviation from ambient conditions as a result of ea and Tair manipulations in the model. Conditions where simulated changes in ea and Tair resulted in unrealistic environmental conditions, where for example the actual atmospheric vapor pressure exceeded the saturation vapor pressure, are not displayed (i.e., missing values).
Mean annual Δ18OLW responded to changes in both ea and Tair (Fig. 3 C and D). Compared with δ18OSW, Δ18OLW showed a more linear response to changes in ea and Tair across the gradient. The responses of Δ18OLW to ea are, however, opposite in direction to the responses of δ18OSW to ea.
Most importantly, model simulations illustrate that δ18OLC and δ18OSC responded to changes in both ea and Tair. Overall, δ18OLC and δ18OSC increase with declining ea and increasing Tair. These responses are therefore in the same direction as the responses of Δ18OLW to ea and Tair and in the opposite direction to the responses of δ18OSW to ea. Although δ18OLC and δ18OSC are the product of both δ18OSW and Δ18OLW, our simulation confirms our earlier conclusion that evaporative enrichment of leaf water in H218O dominates the δ18O values of leaf and stem cellulose for the tropical ecosystems that we have investigated here (Fig. 2).
The model simulations illustrate that changes in the mean annual contribution of different moisture sources (Msource) had only small effects on δ18OSW, Δ18OLW, δ18OLC, and δ18OSC that ranged between ±0.8‰ and ±1.7‰ for δ18O values in leaf and stem cellulose, respectively. Given these relatively minor effects of Msource on δ18OLC and δ18OSC, we did not consider Msource effects in further analyses.
An important conclusion from the model simulations is that interpreting the variability of δ18O values in plant cellulose as a sole response to changes in either Tair or ea is not possible because both ea and Tair have a marked effect on δ18OLC and δ18OSC values. This conclusion has important implications for any isotope–cellulose investigation. For example, a systematic increase in δ18O values obtained from a tree ring chronology may result from increasing Tair, decreasing ea, or both. Distinguishing which of these factors best explain the underlying variation in δ18OLC and δ18OSC of such samples can therefore not be accomplished in the absence of other biological and environmental data.
Relationship Between VPD and δ18OLC and δ18OSC.
The effects of ea and Tair on δ18OLC and δ18OSC preclude the direct use of δ18O values in plant cellulose as a sole proxy for either Tair or ea as many past investigations have done. It is important to note, however, that the effects of Tair on δ18OLC and δ18OSC were largely via Tleaf, which was linearly related to Tair (Fig. 1 and Fig. S3). This relationship and the directions of the individual responses of δ18OLC and δ18OSC to Tair or ea indicate that the combined effects of ea and Tair on δ18O values of plant cellulose can be integrated into a single environmental index of atmospheric water deficit for plants, the leaf-to-air vapor pressure difference (VPD). VPD describes the difference between the vapor pressure inside the leaf that depends on Tleaf and the vapor pressure in the atmosphere. VPD is a critical environmental measure of the evaporative demand by the atmosphere for water from plant leaves and has strong implications at the plant scale for ecophysiological performance and at the ecosystem scale for water and carbon cycling. Similar to δ18O values in plant cellulose, VPD increases as Tleaf increases and as ea declines (28). Consequently, it is reasonable to suggest that δ18OLC or δ18OSC could act as a viable proxy for this critical environmental variable.
To test whether δ18OLC and δ18OSC are robust and reliable indicators of VPD across a range of environmental conditions we compared leaf and stem cellulose δ18O values to the mean annual VPD at the seven sites that we investigated along the Mauna Loa gradient. We found that δ18OLC and δ18OSC values reflect VPD with very high accuracy (Fig. 4). We returned to the model simulations described above to test whether the relationship between VPD and δ18OLC and δ18OSC is independent of whether the variation in VPD or δ18O values was caused by changes in ea or by changes in Tair and subsequently Tleaf. We calculated VPD for each corresponding value of δ18OLC and δ18OSC that we simulated and then tested the relationship between VPD and δ18OLC and δ18OSC for each of the seven sites that we had investigated. These simulation results indicate that relationships between VPD and δ18O values in leaf and stem cellulose were independent of whether the variations in VPD or δ18O values were caused by changes in ea or by changes in Tair, a pattern that was consistent for all sites along the Mauna Loa gradient (Fig. 5). Together, our empirical data and model simulations show therefore that δ18O values in plant cellulose are robust indicators of VPD across the range of conditions that the seven sites along the gradient represent.
Fig. 4.
The relationship between mean annual leaf-to-air vapor pressure difference (VPD) and δ18O values in (A) leaf and (B) stem cellulose for measured values across the seven sites along the Mauna Loa gradient. Error bars represent 1 SD, n = 5.
Fig. 5.
Simulated relationships between the leaf-to-air vapor pressure difference (VPD) and leaf and stem cellulose δ18O values (LC and SC, respectively) for the seven sites along the gradient. Stars indicate measured ambient values for VPD and leaf and stem cellulose δ18O values. Circles represent values that were simulated with ambient values for Tair and ea values that deviated by ±1.0, ±2.5, and ±5.0 hPa from ambient values. Triangles represent values that were simulated with ambient values for ea and Tair values that deviated by ±1.0, ±2.5, and ±5.0 °C from ambient values in each site.
Our findings highlight the power of using δ18O values in plant cellulose as robust and sensitive indicators of VPD. For our purposes we collected data from a set of ecosystems along a tropical climate gradient on the slopes of Mauna Loa. The ecological and geographic setting of the Mauna Loa gradient on the island of Hawaii proved ideal for our investigations as it allowed us to constrain the variability in our data yet covered a wide range of different tropical ecosystems. In particular the well-described climate system, the consistent origin of the atmospheric moisture with an isotopic composition that can be described as a function of ea (Fig. S2), and the fact that we were able to perform our investigations on a single species proved ideal for our investigations and allowed us to rigorously test the relationship between Tair, ea, and subsequently VPD and δ18O values in plant cellulose. With the development of the refined model presented here future investigations can and should test the generality of the results we present for different geographic and climatic regions of the globe.
Conclusions.
Using a combination of empirical data and model-based simulations we show that δ18OLC and δ18OSC values are sensitive to both primary climatic drivers ea and Tair. Our research shows that distinguishing which of these variables best explains underlying variation in δ18OLC and δ18OSC cannot be accomplished in the absence of other biological and environmental data. This finding has important implications for paleoclimatic reconstructions of temperature or humidity using cellulose (e.g., from tree rings or cellulose-based materials contained in Neotoma middens) that are based on nonmechanistic correlational calibrations. In fact for the range of conditions we measured and modeled here we advise against such simple correlation-based approaches. Instead, our mechanistic model simulations show that the effects of ea and Tair on δ18O values of plant cellulose can be integrated into a single environmental index of atmospheric drought: the leaf-to-air VPD. Both model simulations and empirical data reveal a strong and robust relationship between VPD and the δ18O values of plant cellulose that is consistent across all seven tropical ecosystems that we investigated. The implication for both paleoclimatic and ecosystem research is that because VPD exerts strong controls on a plant's physiological performance, it will also be a pivotal determinant of an ecosystem's carbon and water balance. Using δ18O values in plant material as a proxy for VPD has therefore an enormous potential for understanding temporal and spatial variation of one of the key environmental drivers that influences the biogeochemical dynamics of ecosystems be they past or present.
Methods
Péclet-Modified Craig–Gordon Model.
The PMCG model that we used is based on
![]() |
where, Δ18Oe is the evaporative enrichment of leaf water above the plant's source water in 18O at the sites of evaporation, ε+ is the equilibrium fractionation between liquid water and vapor at the air–water interfaces (29), εk is the kinetic fractionation that occurs during water vapor diffusion from the leaf intercellular air space to the atmosphere, Δ18OWV describes the oxygen isotope composition of water vapor in the atmosphere above source water, and ea/ei is the ratio of ambient to intercellular vapor pressures (23).
This original model has been expanded for bulk leaf water evaporative enrichment (Δ18OLW) by including a Péclet effect (
= LME/CD) that accounts for the opposing fluxes of source water entering the leaf via the transpirational stream (E) over a path length (LM) and the opposed diffusion of isotopically enriched water away from the sites of evaporation. D is the diffusivity of H218O and C is the moral density of water. For our model simulations, we used a value of 30.0 mm for LM (SI Methods) that we held constant during the simulations (30):
![]() |
Leaf water isotope composition can then be calculated as
and the oxygen isotope composition of cellulose (δ18OC) can be calculated as
![]() |
where εwc is the fractionation between source water δ18O and the δ18O of the primary products of photosynthesis of 27‰ (8, 18, 19), pex is the proportion of exchangeable oxygen in cellulose formed from sucrose, and px is the proportion of δ18OSW at the site of cellulose formation (31). For our calculations we assigned a value of 0.4 to pex (13, 32). Best fit of the models for δ18OLC and δ18OSC was achieved with px values of 1.0 for stem cellulose and px values between 0.80 and 0.55 for leaf cellulose. Interestingly, px values for leaf cellulose along the Mauna Loa gradient turned out to be tightly correlated with the specific leaf area (R2 = 0.97, P < 0.001).
Supplementary Material
Acknowledgments
We thank Paul Brooks for his assistance with the δ18O analyses of water and plant material and Patricia Sandmeier for her help with sample collections in the field. We thank Christoph Küffer and John Barnes for providing climate data for this study. We thank Kevin Simonin for valuable discussions and Martha Scholl, Lucas Cernusak, Albin Hammerle, John Roden, and two anonymous referees who all provided valuable comments on earlier drafts of this manuscript. A.K. is supported by a Marie Curie Outgoing International Fellowship from the European Commission (MOIF-CT-2006-040885) and D.S. is supported by an Emmy Noether Research Grant from the German Science Foundation (Deutsche Forschungsgemeinschaft) (SA-1889/1-1). All of the stable isotope analyses were supported by a grant to A.K. and T.D. from the Center for Stable Isotope Biogeochemistry at University of California, Berkeley.
Footnotes
The authors declare no conflict of interest.
This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1018906108/-/DCSupplemental.
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