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Journal of Zhejiang University. Science. B logoLink to Journal of Zhejiang University. Science. B
. 2011 Mar;12(3):226–246. doi: 10.1631/jzus.B0900264

An index method to evaluate growers’ pesticide use for identifying on-farm innovations and effective alternative pest management strategies: a case study of winegrape in Madera County, California*

Wen-juan Li 1, Zhi-hao Qin 1,2,†,, Ming-hua Zhang 3, Joe Browde 4
PMCID: PMC3048938  PMID: 21370508

Abstract

Winegrape is an important perennial crop in California, USA. Each year California winegrape farming consumes about 20 million kilograms of pesticides that have been a pollutant source to the fresh water systems of the state. The variation of pesticide use among winegrape growers has been significant. It has been observed that some growers have developed effective ways to reduce pesticide use, yet control pests efficiently to ensure harvest. Identification of the growers with low and high pesticide use is very helpful to extension programs that aim on reducing pesticide environmental risk. In this study, an index approach is proposed to quantitatively measure pesticide use intensity at grower level. An integrated pesticide use index is developed by taking pesticide quantity and toxicity into account. An additive formula and a multiplying formula were used to calculate the pesticide use index, i.e., PUI and PUIM. It was found that both PUI and PUIM were capable of identifying the low and high pesticide users while PUI was slightly more conservative than PUIM. All pesticides used in California winegrape farming were taken into account for calculating the indices. Madera County, one of the largest winegrape producers in California, was taken as an example to test the proposed approach. In year 2000, among the total 208 winegrape growers, 28 with PUI≤10 and 34 with 10<PUI≤20 were identified as low pesticide users who were characterized with both low quantity and low toxicity of pesticide use. Most of the growers had small-sized vineyards, i.e., one field and small planted areas. Furthermore, they had very low pesticide use intensity, used only 1–2 types of pesticides (mainly fungicides), applied few pesticides (1–3 only), and emphasized the use of low toxicity compounds. Meanwhile, 19 growers with PUI>60, identified as high pesticide users, had large-sized vineyards, i.e., more fields and large planted areas. They used all types of pesticides and many compounds, which indicated that their pest controls heavily depended on pesticides rather than on-farm management. Through the case study, the proposed approach proved to be useful for analyzing the growers’ pesticide use intensities and interpreting their pesticide use behaviors, which led to a new start point for further investigation of searching ways to reduce pesticide environmental risk.

Keywords: Pesticide use index, Toxicity, Compound, Pesticide environmental risk, California

1. Introduction

California’s 2.6 billion-dollar output of winegrape farming needs pesticide application to ensure harvest. Each year about 20 million kilograms of pesticides are used for winegrape in California. Madera County is one of the largest winegrape producers. In 2000, there were 2.4×104 ha of vineyards in the county, and 2.386×106 kg pesticides were used for winegrape farming, ranking among the top counties of California.

The large amount of pesticides used in California carries significant risk to the environment, ecosystem, and public health. A number of important water bodies in California, such as the San Joaquin River, have been contaminated with pesticides (Domagalski and Dubrovsky, 1992; Domagalski, 1996; 1997a; 1997b; Zhang et al., 1997). Many efforts have been made to protect the scarce fresh water resources in the state (Clark et al., 1998). Contamination of pesticides to surface water and ground acqua had also been reported in many places of the world (Thrupp, 1990; 1991; Leonard, 2000; Reus et al., 2002; Kong et al., 2004). In order to balance pesticide application and environmental protection, emphasis on low-risk farming to reduce pesticide use through alternative farm management practices has gained more and more encouragements from governmental agencies, scientists, farm management advisers, farmers, and the public (Lewis et al., 1997a; 1997b; Fitt, 2000; Gamliel et al., 2000; MacHardy, 2000). Some government departments, such as the United States’ Environmental Protection Agency (US EPA), California’s Department of Food and Agriculture (CDFA), and California’s Department of Pesticide Registration (CDPR), have made great efforts in reducing pesticide environmental risk. Several programs in the extension of low-risk farming practices, such as Biologically Integrated Orchard Systems (BIOS) (Santer, 1995; Epstein et al., 2001), have been initiated in California. Success of these programs requires identifying the farmers with low pesticide use and analyzing their farming management practices, because their practices might serve as valuable models to the rest of the farming community.

Farming management practice varies among crops, geographic regions, and individual farmers, which results in various intensities in pesticide use. For example, in 2000, the pesticide use intensity of winegrape farming was 129.17 kg/ha in Merced and 99.12 kg/ha in Madera, while it was 63.07 kg/ha in Santa Barbara and 36.84 kg/ha in Napa. Among the other main cropping counties in California the intensity was as follows: Sacramento 103.54 kg/ha, Monterey 88.92 kg/ha, Fresno 81.87 kg/ha, Kern 73.88 kg/ha, Sonoma 68.63 kg/ha, Mendocino 65.95 kg/ha, and San Luis Obispo 6.84 kg/ha. It can be seen that the highest intensity was 14 times more than the lowest.

It has been proved that effective farming management practices can reduce the dependence on pesticides. Hendricks (1995) studied the relationship between grower’s practice and pesticide use in Merced County and found that almond growers altered many aspects of farm management by developing production strategies, which could successfully reduce or eliminate insecticide use. The interrelated alterations in floor management, orchard sanitation, and harvest timing are the core of an extension program called BIOS (Santer, 1995). The locally adapted almond growing practices initiated by BIOS proved to be a useful way for reducing insecticide use (Hendricks, 1995; Pence and Grieshop, 2001). The direct outcome for those participants of BIOS was to decrease dependence on agrochemicals (pesticides and fertilizers), enrich knowledge on local ecological processes, and understand how orchard management interacts with the local ecological processes (Bugg and van Horn, 1998). Epstein et al. (2000) reported that the BIOS program introduced an alternative to reduce the use of organophosphates not only in dormant seasons, originally recommended by University of California’s Integrated Pest Management (UC IPM) program, but also in growing seasons. In the following years after BIOS was implemented, Merced County achieved the largest percentage reduction in organophosphate usage (Epstein et al., 2000). California owns the most complete pesticide use reporting (PUR) system in the world and a huge PUR database has been developed. Detailed information of farmers’ pesticide use at field level can be found in PUR database. Thus, the database has been widely used in farming pest control, pesticide application, and environmental studies. However, use of the information of the PUR database to identify on-farm innovations in reducing pesticide environmental risk has not yet been reported.

A number of studies have been devoted to assessing pesticide environmental risk (SETAC, 1994; Levitan and Merwin, 1995; Solomon et al., 1996; Giesy et al., 1999; Cory, 2000; Hall et al., 2000; Levitan, 2000). Vercruysse and Steurbaut (2002) proposed several indices to assess pesticide risks for workers, bystanders, and aquatic organisms. Based on the separate indices, a comprehensive index for general assessment of environmental risks was also developed. Solomon et al. (2000) proposed an ecological risk assessment method by using probability distribution functions to independently describe exposure concentrations and toxicological responses of aquatic organisms to pesticide compounds. An environmental yardstick had been developed in the Netherlands as a practical indicator for farmers to select pesticides with the least environmental impacts (Reus and Leendertse, 2000). Eight indicators had been compared for the evaluation of pesticide environmental risk in Europe (Reus et al., 2002). Most of these evaluations were conducted on the pesticide level and none was on the grower level.

This study aims to develop an index approach for assessing the pesticide use of winegrape growers in order to identify on-farm innovations that help to reduce pesticide environmental risk. There are two important aspects in pesticide usage: the application dosage of pesticides (quantity) and the toxicity of the pesticide applied. In reality, there are more than 150 pesticides used in winegrape farming in Madera County, and each individual grower has his own preference in pesticide application. Furthermore, different compounds have different toxicities after releasing to environment. Therefore, different compounds, various dosages, different toxicities of the compounds, and incomparability among the compounds create complexity in assessing pesticide use at the grower level. The proposed index approach tries to provide a tool for this kind of pesticide use assessment. In developing the approach, the hypothesis relies on the following assumptions: those growers with large application dosage of pesticide and those with a preference for using higher toxic pesticides have larger impacts on the environment. Based on the case study in Madera County, the proposed approach for assessing grower pesticide usage and identifying low and high pesticide users at grower and field levels is presented and discussed in the following sections.

2. Materials and methods

2.1. Principles

In agricultural practice, it has been observed that some farmers are likely to look for alternative farming management strategies, and some farmers have already found useful ways to reduce pesticide use while keeping a profitable economic output. It is very necessary to identify low and high pesticide users. The low pesticide users can serve as candidates for further investigation to identify valuable farming management practices that can be used as model farming systems for extension programs. The high pesticide users can serve as main targets of the extension programs. If the pesticide usages of the high users are significantly reduced through the extension of the experiences and practices of the low users, the total use of pesticides would be remarkably reduced, and hence the risks of pesticides on environment would also be reduced.

In order to develop an applicable approach for assessing pesticide use at the grower level, a case study was carried out based on the data of years 1999, 2000, and 2001 of Madera County. The data source is PUR database. For the low pesticide users mentioned in the paper, the criteria involve two aspects: quantity and toxicity.

By quantity, low pesticide user means that the dosage of pesticides applied in a specific area (hectare) within a period (year) is low. Some farmers used the same pesticide several times in their fields, while others used only it once a year. For a comparable scale of measuring pesticide use, kilogram per hectare (kg/ha) planted within a year was used to indicate the pesticide use intensity in the winegrape farming systems in Madera County. Therefore, the low pesticide user in the following analysis means low intensity at the grower level. Since different pesticide compounds have different effects in pest control, application amounts of different pesticides are not simply comparable. Thus, when several compounds are in use, it is not meaningful to compare the overall intensity for the assessment.

The toxicities of different pesticides are different. Therefore, the amount of pesticides used in an area unit cannot be used as the only criteria, because it cannot meet the purpose of evaluating the growers’ farming practice and identifying the low pesticide users. Since the purpose of identifying low pesticide users is to search farming models for extension programs of reducing pesticide environmental risk, toxicities of compounds must be taken into account. Therefore, the quantity and toxicity of the pesticide were considered and given equal importance in the following analysis.

2.2. Pesticide use index

In order to establish an index to evaluate pesticide use at grower level, the quantity and toxicity of pesticide were used as the weights. Since a number of pesticide compounds were in use and the incomparability among the compounds is obvious, an integrated index was used for the evaluation. The index can be constructed in either an additive form or multiplicative one, which are

PUIj=WQ×PUIQj+WT×PUITj, (1)
PUIMj=PUIQj×PUITj, (2)

where PUIj is the integrated index of pesticide use constructed in additive form for the jth grower, and PUIMj is the integrated index constructed in multiplying form. PUIQj is the quantity index contributed by the amounts of pesticides used, PUITj is the toxicity index contributed by the toxicities of pesticides used, and W Q and W T are, respectively, the weights of the quantity index and the toxicity index. Since equal importance was given to the quantity and toxicity of the pesticide in formulating the index, W Q and W T were respectively defined as 0.5.

Generally speaking, the index composed by either the additive or multiplying form is supposed to indicate the same low pesticide user. Thus, the two indices should be able to correctly reflect the pesticide use level for identifying the low and high pesticide users. In order to verify this hypothesis, results from the two indices were compared in Section 3.6.

The quantity index and the toxicity index in Eqs. (1) and (2) can be computed as follows:

Inline graphic, (3)
Inline graphic, (4)

where W Qi is the quantity weight of the ith pesticide; W Ti is the toxicity weight of the ith pesticide; LBSAij is the jth grower’s pesticide use intensity of the ith pesticide, in the dimension of kg/ha.

In Madera County, more than 150 pesticides were used in 1999–2001. Each pesticide has a different intensity in magnitude of use. If this dimension difference was omitted, it is very possible that only those pesticides with large application dosage would be noticed. In order to give each compound the same importance in this dimension, the use intensities of all the compounds were normalized before computing the indices.

Regional average (i.e., the county average in the case) is an important indicator of pesticide use level, and was used as a benchmark in the study. The growers with pesticide use intensity higher than the regional average should be viewed as high pesticide users. Thus, it is necessary to normalize the pesticide use intensity of each grower according to the county average by using the following formula:

NLBSAij=LBSAij/LBSAci, (5)

where NLBSAij is the jth grower’s normalized pesticide use intensity of the ith pesticide and LBSAci is the county average of the ith compound used. Thus, Eqs. (3) and (4) for PUIQj and PUITj can be rewritten as follows:

Inline graphic, (6)
Inline graphic. (7)

The higher PUIQi and PUITj, the higher the grower pesticide use level was, which indicates that the grower brought higher risk potential to environment through pesticide use in his farming practice.

One problem arises when applying PUIQj and PUITj to compute PUIj, which is caused by considering equal importance to them in Eqs. (1) and (2), while they might have different scales after computing from Eqs. (6) and (7). Thus, PUIQj and PUITj need to be projected into the same scale before computing PUIj, which is to scale the data column according to the maximum of the column, i.e., in the following formulae:

PUIqj=PUIQj/PUIQm, (8)
PUItj=PUITj/PUITm, (9)

where PUIqj and PUItj are the scaled PUIQj and PUITj of the jth grower, PUIQm and PUITm are the maxima of PUIQj and PUITj, respectively. Thus, Eqs. (1) and (2) can be rewritten as follows for the jth grower:

PUIj=PUIqj+PUItj, (10)
PUIMj=PUIqj×PUItj. (11)

The integrated pesticide use index means that the higher either PUIj or PUIMj, the higher pesticide use level for the jth grower/field, and vise versa. The higher pesticide use level implies the higher environmental risk of the grower’s pesticide use. Thus, to identify low pesticide users becomes to identify the growers with low PUI. Ranking the growers according to their PUIs, low and high pesticide users in the region can be easily classified.

2.3. Quantity weight determination

The above index is based on the quantity weight (W Qi) and toxicity weight (W Ti) for the ith pesticide compound. Thus, it is essential to determine the weights. For quantity weight, the following arguments were used when referring to pesticide environmental risk. Within a specific geographic area, such as the county in the study, the larger the amount of pesticide use, the greater impact the pesticide has on environment; hence, the higher priority of attention should be given to the pesticide in achieving the reduction of pesticide use to lower environmental risk. The argument provides a method to treat the quantity weight for establishing the index. Those pesticides with a larger amount of total use in the county have a higher weight and hence are given more attention to. Those pesticides with only a few kilograms of use have a lower weight than those with, for example, several thousand kilograms of use in formulating the quantity index.

As for Madera County, sulfur was the largest pesticide compound used in winegrape farming in the years of the study. The total amount of sulfur use was high, up to 1.832×106 kg in 2000, accounting for above 90% of the total amount of pesticides used in the county. Table 1 lists the top 40 pesticides used in winegrape in Madera County during 1999–2001. And Fig. 1 plots the total amount of each pesticide in descending order.

Table 1.

Top 40 pesticides used for winegrape production in Madera County, California during 1999–2001

Order Chemical code Chemical name Total amount of use (kg)
1999 2000 2001 Average
1 560 Sulfur 1 568 043.4 1 847 072.9 1 350 594.0 1 588 570.1
2 173 Cryolite 37 608.3 28 288.9 15 802.8 27 233.3
3 2273 Sodium tetrathiocarbonate 34 437.7 23 619.5 3 753.0 20 603.4
4 1855 Glyphosate, isopropylamine salt 15 838.4 22 532.8 15 088.6 17 819.9
5 151 Copper hydroxide 22 745.8 15 638.0 11 992.7 16 792.1
6 445 Propargite 13 825.5 12 410.9 5 162.6 10 466.4
7 531 Simazine 7 687.4 8 873.8 7 698.7 8 086.6
8 1601 Paraquat dichloride 4 817.3 7 540.6 7 310.4 6 556.1
9 358 Lime-sulfur 11 569.7 3 454.2 575.8 5 199.9
10 1868 Oryzalin 7 083.4 5 755.6 108.9 4 316.0
11 748 Alkylaryl poly(oxyethylene) glycol 2 778.8 5 334.7 3 054.1 3 722.5
12 1973 Oxyfluorfen 3 308.2 3 953.8 2 798.5 3 353.5
13 629 Ziram 6 626.0 2 076.0 1 118.2 3 273.4
14 714 Copper 2 915.6 5 298.0 1 164.5 3 126.0
15 99 Calcium hydroxide 1 773.9 1 506.1 3 811.0 2 363.7
16 765 Petroleum oil, unclassified 1 149.7 845.1 750.2 250.5
17 231 Diuron 870.0 2 608.9 2 338.9 1 939.2
18 1314 Poly-i-para-menthene 2 079.0 2 814.5 698.6 1 864.1
19 158 Copper oxychloride sulfate 1 905.4 3 282.8 167.7 1 785.3
20 2019 Norflurazon 1 944.5 1 754.6 1 464.7 1 721.3
21 1728 Napropamide 0.0 604.0 2 010.1 1 307.0
22 211 Mancozeb 1 700.0 1 131.0 1 030.5 1 287.2
23 1857 Fenamiphos 700.2 1 745.4 1 298.4 1 248.0
24 2327 Glyphosate-trimesium 776.3 766.6 1 860.3 1 134.4
25 763 Petroleum distillates 714.8 1 743.0 885.7 1 114.5
26 616 Metam-sodium 0.0 960.1 1 200.1 1 080.1
27 1159 Modified phthalic glycerol alkyd resin 1 500.4 1 287.2 426.8 1 071.4
28 597 Trifluralin 614.9 1 635.0 383.9 877.9
29 3519 Methyl soyate 61.4 1 939.1 523.1 841.2
30 3957 Tebufenozide 0.0 703.4 883.7 793.6
31 2245 Myclobutanil 702.0 996.1 559.2 752.4
32 1552 Benomyl 1 026.6 1 096.2 73.8 732.2
33 1743 Nonylphenoxy poly(ethyleneoxy) ethanol 485.8 701.9 963.7 717.1
34 2081 Iprodione 845.1 750.2 250.5 615.3
35 3850 Tebuconazole 374.4 941.8 466.8 594.4
36 2337 Encapsulated δ-endotoxin of Bacillus thuringiensis var. kurstaki in killed pseudomonas fluorescens 889.9 659.2 149.8 566.3
37 806 2,4-D, dimethylamine salt 577.9 702.1 408.8 562.9
38 342 Isopropyl alcohol 514.4 659.6 448.4 540.8
39 346 Dicofol 693.3 773.6 27.2 498.1
40 335 Phosmet 535.6 446.9 0 491.2

Fig. 1.

Fig. 1

Average amounts of pesticides used for winegrape farming in Madera County during 1999–2001

The orders of the chemicals show the ranks of the pesticides according to the amount of use. Names of the chemicals for the corresponding orders are given in Table A1

In order to determine the quantity weight, the total weight of all pesticides was defined as 100 (

2.3.

) and the weight for each individual compound was estimated according to its total amount of use. For the three years of analysis, the average of the total amount was used for the computation. However, this computation could be highly biased for the first compound, i.e., sulfur, because the amount of sulfur use was too large (accounting for above 90% of the total). Clearly, this was not expected for establishing the pesticide use index. To improve the result, one solution is to compromise the computation according to the curve shown in Fig. 1. In fact, the usages of the top 10 compounds were about 1.709×106 kg, accounting for 97% of the county’s total. A simulated trend for the top 10 compounds was generated according to the curve shown in Fig. 1. Then the curve was smoothed to highlight the general trend. A three-term average is the general way for this purpose. After smoothing, the total amount of all compounds (TAU) can be computed as

Inline graphic, (12)

where TAUi is the use amount of the ith compound. Since the total weight is 100, the weight for each unit (WRQ) can be calculated as

WRQ=100/TAU. (13)

Finally, the quantity weight for the ith compound can be estimated as:

WQi=WRQ×TAUi. (14)

Fig. 2 plots the quantity weight from top to bottom for the compounds. As can be seen, the top compound (sulfur, a fungicide) has a quantity weight of 6.47, which changes gradually to 3.46 for the 10th top compound (oryzalin, a herbicide), and 1.49 for the 20th top compound (norflurazon, a herbicide).

Fig. 2.

Fig. 2

Quantity weight (W Q) of each compound for the pesticide use index computation

The orders of the chemicals show the ranks of the pesticides according to the amount of use. Names of the chemicals for the corresponding orders are given in Table A1

2.4. Toxicity weight determination

The toxicity weight needs to be determined according to the toxicity of each compound. However, a complication arises when the target of toxicity is considered, i.e., what organism does the toxicity apply to? As a matter of fact, different life species have different tolerances for different compounds. For the study in Madera County, the website www.pesticideinfo.org was used and the pesticide compound dictionary (Meister et al., 2001) was referenced for the evaluation of pesticide toxicity. The website is a national pesticide information website that contains a database for all available compounds. The database has several items related to toxicity, of which two are very important for the study: pesticide action network (PAN) bad actor chemicals and acute toxicity. The former denotes the chemicals that are either one or more of the following: highly acute toxicant, cholinesterase inhibitor, known/probable carcinogen, known ground-water pollutant or known reproductive or developmental toxicant. Because there are no authoritative lists of endocrine disrupting (ED) chemicals, EDs were not yet considered. And the latter describes the EPA toxicity criteria of the chemicals according to the rat median lethal dose (LD50), which classified the chemical toxicity levels into high, moderate, slight, and no acute toxicities. The column of toxicity rank in Table 2 was the evaluation for the toxicity weight in the study, with six for very high toxicity, and one for low toxicity. Table 3 shows the determination of the toxicity rank given in Table 2.

Table 2.

Toxicity and chemical types of the top 40 pesticides

Order Chemical code Name of chemical PAN bad actor chemical Acute toxicity Toxicity rank* Use type
1 560 Sulfur Not listed Slight 2 F
2 173 Cryolite Not listed Slight 2 I
3 2273 Sodium tetrathiocarbonate Not listed NA 1 Fu
4 1855 Glyphosate, isopropylamine salt Not listed NA 1 H
5 151 Copper hydroxide Not listed Slight 2 F
6 445 Propargite Highly toxic High 6 I
7 531 Simazine Highly toxic Slight 3 H
8 1601 Paraquat dichloride Highly toxic High 6 H
9 358 Lime-sulfur Not listed NA 1 I
10 1868 Oryzalin Not listed Slight 2 H
11 748 Alkylaryl polyoxyethylene glycol Not listed NA 1 A
12 1973 Oxyfluorfen Not listed Slight 2 H
13 629 Ziram Highly toxic Moderate 5 F
14 714 Copper Not listed NA 1 F
15 99 Calcium hydroxide Not listed Slight 2 A
16 765 Petroleum oil, unclassified Not listed NA 1 I
17 231 Diuron Highly toxic Slight 3 H
18 1314 Poly-i-para-menthene Not listed NA 1 PGR
19 158 Copper oxychloride sulfate Not listed Slight 2 F
20 2019 Norflurazon Highly toxic Slight 3 H
21 1728 Napropamide Not listed Slight 2 H
22 211 Mancozeb Highly toxic Not acute toxic 3 F
23 1857 Fenamiphos Highly toxic High 6 I
24 2327 Glyphosate-trimesium Not listed NA 1 H
25 763 Petroleum distillates Not listed NA 1 I
26 616 Metam-sodium Highly toxic NA 3 Fu
27 1159 Modified phthalic glycerol alkyd resin Not listed NA 1 A
28 597 Trifluralin Not listed Slight 2 H
29 3519 Methyl soyate Not listed NA 1 A
30 3957 Tebufenozide Not listed Slight 2 I
31 2245 Myclobutanil Highly toxic Slight 3 F
32 1552 Benomyl Highly toxic Slight 3 F
33 1743 Nonylphenoxy poly(ethyleneoxy) ethanol Not listed Slight 2 F
34 2081 Iprodione Not listed NA 1 A
35 3850 Tebuconazole Not listed NA 1 A
36 2337 Encapsulated δ-endotoxin of Bacillusthuringiensis var. kurstaki in killed pseudomonas fluorescens Not listed Slight 2 I
37 806 2,4-D, dimethylamine salt Highly toxic High 6 H
38 342 Isopropyl alcohol Not listed Slight 2 M
39 346 Dicofol Highly toxic High 6 I
40 335 Phosmet Highly toxic Moderate 5 I

NA: no available weight-of-the-evidence summary assessment; F: fungicide; I: insecticide; Fu: fumigant; H: herbicide; PGR: plant growth regulator; A: adjuvant; M: microbiocide

*

Determination of the toxicity rank shown in Table 3

Table 3.

Determination of toxicity rank

Toxicity rank PAN bad actor chemical Acute toxicity
6 Highly toxic High
5 Highly toxic Moderate
4 Not listed Moderate
3 Highly toxic Slight or NA
2 Not listed Slight
1 Not listed NA

NA: no available weight-of-the-evidence summary assessment

Then the total toxicity value (TAT) for all compounds can be computed as

Inline graphic, (15)

where TATi is the toxicity rank of the ith compound. Since total toxicity weight is 100, the weight for each unit of toxicity (WRT) can be calculated as

WRT=100/TAT. (16)

Therefore, the toxicity weight for the ith compound (W Ti) can be calculated as

WTi=WRT×TATi. (17)

Fig. 3 plots the toxicity weights for the pesticide compounds used for winegrape production in Madera County. In Fig. 3, it can be seen that there are six toxicity levels for the compounds. The highest toxicity weight is about 1.5 and the lowest about 0.25.

Fig. 3.

Fig. 3

Toxicity weight (W T) of each pesticide compound used for winegrape farming in Madera County, California

The orders of the chemicals show the ranks of the pesticides according to the amount of use. Names of the chemicals for the corresponding orders are given in Table A1

2.5. Pesticide chemical types

According to the application purposes, pesticides used for winegrape farming in the county can be categorized into four types: fungicide, insecticide, herbicide, and others. Here the others include plant growth regulators such as gibberellins, adjuvants such as trifloxystrobin, and microbiocides. In order to distinguish the relative importance of each compound in formulating the impacts on environment, evaluation of each of the four types needs to be conducted. Thus, according to pesticide types, the total PUI can be decomposed into four components for analyzing the contribution of each chemical type to the PUI:

PUIj=PUIFj+PUIIj+PUIHj+PUIOj, (18)

where PUIFj is the fungicide PUI of the jth grower. PUIIj, PUIHj, and PUIOj are the PUIs of insecticide, herbicide, and other chemicals, respectively.

Since the aim of the study is to identify low pesticide users at grower level, a stable PUI is needed for the identification. For this, the PUI needs to be calculated for at least three years. Due to the availability, data from the years of 1999 to 2001 were used for the calculation. The average PUI for the three years was used as an indicator of low pesticide users.

2.6. Data source and analysis procedure

The data source of the pesticide compounds used in the study is from California PUR database (CDPR, 2000; 2001), which possesses the complete pesticide application records at the field level for all of California. For the study, the available data were from 1990 to 2001, which are sufficient to test the applicability of the proposed approach. For each year over 2.5 million records of the pesticide applications were recorded in the PUR database, which was integrated into geographic information system (GIS) software ArcView GIS as an extension of PUR-GIS Application. At the same time, the database was anchored on the Oracle 8i SQL for fast data query. Therefore, both the PUR-GIS Application and the Oracle 8i SQL were used as tools for data mining.

The above analysis involved the following working procedures:

  1. Using ArcView PUR-GIS Application to obtain data of pesticides used for winegrape farming in Madera County for the years of 1999–2001. Several summary outputs can be created by the PUR-GIS Application. Among the outputs, the field summary and chemical summary reports were used for the study because the two reports informed on how many fields were there in each year and how many pesticides were used for winegrape farming. The two summary outputs were exported into a dbf file for further analysis.

  2. Using an Oracle SQL code to obtain pesticide use data at field level from the PUR database. Since each pesticide had an output file, totally 160 files were obtained from the SQL query.

  3. Using a C++ program to join the SQL output files. The SQL output files from Step 2 only contained the data for the fields with the pesticide use. In order to have a convenient way of analysis, the files for all the fields were joined.

  4. Importing the joint files into an EXCEL sheet to show the pesticide use for all the fields.

  5. Computing grower pesticide use from the EXCEL sheet. Some growers had several fields while others only have one field.

  6. Computing the quantity and toxicity weights for each compound.

  7. Normalizing the pesticide use intensity (kg/ha) for the growers.

  8. Computing the PUI for quantity and toxicity, and for each pesticide type.

  9. Scaling the quantity and toxicity PUIs.

  10. Computing the integrated PUI to evaluate growers’ pesticide use levels.

3. Results and discussion

3.1. Pesticide use intensities of the growers

Winegrape farming in Madera is diverse. Totally there were 733 fields of winegrape in the county in year 2000 and the fields were distributed among 208 growers. Some growers had more than one field while others had only one. For example, grower identification (ID) 2090264 had 16 fields growing winegrape with 872.51 ha, while grower ID 2402258 only has one field with 64.75 ha. The grower with the largest acreage of vineyard was grower ID 3904325, who had 1 779.41 ha of vineyard. The size of the field was also significantly different, with maximum of 259 ha owned by grower ID 2090312 who had only one field.

Fig. 4 shows the PUIs of the growers in an ascending direction. Among the 208 growers, the PUIs of 62 growers (accounting for 29.81%) were ≤20 in 2000. These growers could be termed as low pesticide users. The percentages of the low pesticide users with PUI≤20 in 2001 and 1999 were 27.96% and 15.10%, respectively. On the other hand, the high pesticide users were those growers who had a high PUI, for example, PUI>60. As shown in Table 4, the PUIs of 8 growers were higher than 80 in 2000, accounting for 3.84% of the total. The percentages in 2001 and 1999 were 9.48% and 21.23%, respectively. Another feature shown in Table 4 was that the number of the high pesticide users tended to decrease in the period under study. In 1999 there were 82 growers with PUI>60. The number decreased to 19 growers in 2000 and 38 growers in 2001. As contrast, the number of the low pesticide users was increasing. In 1999, there were 61 growers with PUI≤30 (Table 4). The number increased to 107 in 2000 and 99 in 2001, respectively. This indicates that reduction of pesticide use intensity has been extensively emphasized in winegrape farming in the recent decade.

Fig. 4.

Fig. 4

Pesticide use indices for the growers of winegrape farming in Madera County, California in 2000

Orders of the growers are given according their PUI values

Table 4.

Number of growers in each PUI group

PUI group Number of growers
Percentage of the total
1999 2000 2001 1999 2000 2001
≤10 15 28 21 7.08 13.46 9.95
10–20 17 34 38 8.02 16.35 18.01
20–30 29 45 40 13.68 21.63 18.96
30–40 20 38 25 9.43 18.27 11.85
40–50 25 25 32 11.79 12.02 15.17
50–60 24 19 17 11.32 9.13 8.06
60–80 37 11 18 17.45 5.29 8.53
80–100 21 5 7 9.91 2.40 3.32
>100 24 3 13 11.32 1.44 6.16

Total 212 208 211 100.00 100.00 100.00

3.2. Acreage and field number of each PUI group

Statistical analysis on the growers in each PUI group is given in Table 5 for acreage and Table 6 for number of fields. Though winegrape is a perennial crop, growers needed to remove some aged and less productive fields each year. Meanwhile, each year there were newly planted fields in order to keep winegrape farming and vinery industry sustainable. This situation made both the acreage and field number of winegrape dynamic. Under the three study years, the largest winegrape acreage occurred in 2000, at 24 017.12 ha (Table 5), but the largest field number was in 2001, with 738 fields (Table 6). The average acreage per field was 33.12, 32.72, and 32.24 ha in the three consecutive years. Table 5 indicates that the winegrape acreage owned by low pesticide users (PUI≤20) was steadily increased, being 1 625.38, 2 328.71, and 2 753.69 ha in 1999, 2000, and 2001, accounting for 6.91%, 9.70%, and 11.57% respectively. In contrast, the acreage owned by very high pesticide users (PUI>80) accounted for 40.73%, 9.75%, and 22.99% in the three years, respectively, showing a declining tendency.

Table 5.

Hectares planted of the growers in each PUI group

PUI group Hectares planted of the growers
Percentage of the total
1999 2000 2001 1999 2000 2001
≤10 1 290.02 622.40 731.15 5.49 2.59 3.07
10–20 335.36 1 706.31 2 022.54 1.43 7.10 8.50
20–30 1 466.22 4 661.23 6 113.66 6.24 19.41 25.69
30–40 3 828.78 4 536.57 2 626.02 16.28 18.89 11.04
40–50 1 803.29 3 683.58 3 091.18 7.67 15.34 12.99
50–60 1 390.95 4 531.89 1 696.16 5.92 18.87 7.13
60–80 3 820.65 1 935.78 2 043.35 16.25 8.06 8.59
80–100 2 828.76 1 005.18 709.01 12.03 4.19 2.98
>100 6 749.12 1 334.18 4 762.69 28.70 5.56 20.01

Total 23 513.16 24 017.12 23 795.76 100.00 100.00 100.00

Table 6.

Field numbers of the growers in each PUI group

PUI group Field number of the grower
Percentage of the total
1999 2000 2001 1999 2000 2001
≤10 47 36 31 6.62 4.90 4.20
10–20 22 52 90 3.10 7.08 12.20
20–30 46 135 157 6.48 18.39 21.27
30–40 60 121 72 8.45 16.49 9.76
40–50 47 94 119 6.62 12.81 16.12
50–60 50 128 53 7.04 17.44 7.18
60–80 122 89 49 17.18 12.13 6.64
80–100 88 41 32 12.39 5.59 4.34
>100 228 38 135 32.11 5.18 18.29

Total 710 734 738 100.00 100.00 100.00

Analysis on field numbers (Table 6) reveals that in 1999 nearly three forths of the fields were in the hands of high pesticide users. However, the percentages of fields owned or managed by low and moderate pesticide users showed a trend of gradual increase in the following two years, implying that more and more growers started to reduce pesticide use in their winegrape farming.

3.3. PUI components of low pesticide users

Analysis on PUI components is very important for identifying the pesticide use behaviors of the growers. Table 7 shows the PUI components of the low pesticide users (PUI≤20) in 2000. There were 62 growers in this group, of which 28 growers were the extremely low pesticide users, with PUI≤10, and 34 were slightly low pesticide users (10<PUI≤20). Table 7 indicates: (1) both PUIQ and PUIT of these growers were very low, indicating that the growers might have adopted a strategy of low amount and low toxicity of pesticide use in their winegrape farming; (2) the fact of PUIQ higher than PUIT implies that the growers emphasized more quantity than toxicity in selecting pesticides; and (3) most of the growers used only fungicide in their fields, a few growers used very little insecticide and herbicide, which indicates that low pesticide users might have adopted a better farm management strategy to control insects and weeds while still struggling with fungi in their vineyards.

Table 7.

Pesticide use indices of the low pesticide users in Madera County in 2000

Order Grower ID PUI PUIQ PUIT PUIF PUII PUIH Hectares nfield nchem
1 2098790@* 0.36 0.19 0.17 0.36 0.00 0.00 0.61 1 1
2 2090355@* 1.11 0.51 0.60 0.30 0.81 0.00 8.09 1 2
3 2090331* 1.15 0.51 0.64 0.16 0.23 0.28 30.76 1 4
4 2096325@* 1.32 1.07 0.25 1.32 0.00 0.00 120.39 2 2
5 2090003 1.79 1.69 0.10 1.79 0.00 0.00 57.47 3 1
6 2090272* 2.76 2.60 0.16 2.76 0 0 4.45 1 1
7 2090704 3.03 2.88 0.15 1.82 0.00 1.21 7.28 2 2
8 2090752 3.04 1.78 1.26 1.91 0.00 0.00 22.26 1 5
9 2090806 3.07 2.90 0.18 3.07 0.00 0.00 30.35 1 1
10 2090104 4.16 3.92 0.24 4.16 0.00 0.00 16.19 1 1
11 2091273* 4.85 4.57 0.28 4.85 0.00 0.00 4.45 1 1
12 2090831 4.95 2.96 1.99 0.00 0.00 3.35 2.02 1 9
13 2090289 5.02 4.56 0.46 1.97 0.29 2.76 18.21 2 4
14 2090066* 5.10 4.09 1.01 0.00 5.10 0.00 46.54 1 1
15 2090431* 5.15 4.35 0.81 4.61 0.00 0.00 10.12 1 2
16 2090500 5.52 3.31 2.21 2.09 0.81 1.92 16.19 1 7
17 2091013@ 5.59 4.44 1.15 1.16 0.00 4.03 20.23 1 6
18 2090278 6.65 2.86 3.78 1.51 4.70 0.00 22.66 2 11
19 2090994 6.73 5.73 1.00 6.73 0.00 0.00 4.05 1 3
20 2091304@ 6.98 6.02 0.96 0.42 0.00 3.31 18.21 1 4
21 2091234@ 7.33 6.91 0.42 7.33 0.00 0.00 24.28 1 1
22 2090363@ 7.62 6.86 0.75 7.62 0.00 0.00 6.47 1 3
23 2090255 7.76 7.31 0.45 7.76 0.00 0.00 30.76 1 1
24 2090539 8.52 8.03 0.49 8.52 0.00 0.00 21.04 2 1
25 2090394 8.58 7.51 1.07 2.31 0.00 6.28 29.14 2 4
26 2090769* 9.40 8.54 0.87 9.40 0.00 0.00 16.19 1 3
27 2090447 9.76 7.31 2.45 7.50 0.00 0.00 14.97 1 8
28 2091811@ 9.90 7.90 2.00 0.00 8.80 0.00 19.02 1 3
29 2090531 10.01 6.99 3.02 6.07 1.01 0.00 12.95 1 7
30 2090732* 10.49 6.39 4.11 10.49 0.00 0.00 15.38 1 2
31 2091701 10.5 9.71 0.79 1.16 0.00 9.34 8.09 1 3
32 2090483* 10.85 10.30 0.55 0.00 0.00 10.85 17.08 1 2
33 2090497 10.92 10.29 0.63 10.92 0.00 0.00 8.09 1 1
34 2405610 11.87 8.86 3.01 3.02 1.61 4.36 247.26 3 8
35 2090682 12.25 10.95 1.30 7.14 1.79 3.32 16.19 1 3
36 2090618 12.31 10.56 1.76 3.15 9.16 0.00 2.83 1 4
37 2090760 12.43 11.81 0.62 8.07 0.00 4.36 40.47 1 2
38 2090138 12.54 10.98 1.56 2.74 0.09 8.18 242.81 5 16
39 2090059 12.56 10.29 2.27 8.79 3.48 0.00 126.26 4 5
40 2090779@ 12.67 11.99 0.69 10.78 0.00 1.89 80.13 1 2
41 2090686 12.84 11.55 1.28 10.74 0.00 2.10 18.01 3 4
42 2090099 13.55 11.68 1.87 0.00 0.00 13.4 16.19 1 5
43 2090509 13.76 11.79 1.97 11.89 1.70 0.00 15.38 1 3
44 2090956 14.41 12.66 1.75 3.64 0.00 10.43 15.38 1 5
45 2090584 14.56 11.06 3.51 10.80 0.28 2.55 62.04 2 5
46 2090186 14.96 14.24 0.72 8.71 0.00 6.25 4.45 2 2
47 2090885 15.00 13.58 1.42 10.83 0.51 0.00 8.09 1 4
48 2090380 15.17 12.28 2.89 7.12 3.13 3.54 16.19 1 11
49 2090891@ 15.28 14.1 1.18 9.87 0.00 5.42 18.62 1 3
50 2090408 15.35 11.49 3.85 10.20 0.98 3.38 4.17 1 8
51 2090429* 15.59 14.80 0.79 10.92 0.00 4.67 16.19 1 2
52 2090788@ 15.91 14.49 1.42 14.48 0.47 0.95 60.70 2 3
53 2090139 15.96 12.49 3.47 3.84 0.24 9.08 137.59 4 10
54 2090105 16.27 14.32 1.95 3.11 0.00 12.12 40.47 1 13
55 2090251 16.60 13.94 2.66 3.64 0.92 11.59 121.41 1 5
56 2090227* 17.01 15.66 1.35 5.50 0 11.11 55.08 1 6
57 2091038 17.81 15.38 2.43 7.70 0.00 9.60 13.76 1 7
58 2090352 18.42 15.99 2.43 6.64 0.84 8.84 7.28 1 8
59 1070383@ 18.72 14.81 3.91 5.59 0.00 13.13 56.66 1 5
60 2090324 18.82 16.78 2.04 8.15 7.33 3.35 89.84 2 4
61 1010090 19.58 17.71 1.87 18.10 0.00 0.00 62.73 1 5
62 2090306 19.90 14.17 5.73 2.77 0.00 11.74 48.56 1 9

n field: field number; n chem: chemical number

@

New growers

*

Disappeared growers

Statistical analyses on field acreage, field number, and pesticide number reveal that most of the low pesticide users only owned one field with small acreage and used only 1–3 compounds. Only 6 of the 62 growers’ vineyards were larger than 100 ha, 8 growers’ vineyards were between 50 and 100 ha, and the rest (48 growers’ vineyards) were less than 50 ha (Table 7). As for field number, only 6 of the 62 growers owned no less than 3 fields (no one owned more than 5 fields) and 10 owned 2 fields. Probably because of few fields and small acreage, it was easier for the growers to practice good on-farm management and reduce insecticide and herbicide use. However, most of them used fungicide, which indicated that fungi were more difficult to control without the aid of pesticides. There were two growers (grower IDs 2090831 and 2091811) who did not use fungicide in 2000. As a matter of fact, new growers who started winegrape farming and the growers who would change their vineyards into other crops in the following year might not use pesticides. In order to examine this possibility, the 62 growers were tracked for the three consecutive years. It was found that overall there were 12 new growers and 13 growers stopped winegrape farming in the following year. Therefore, the majority of the low pesticide users stayed in the winegrape farming sector, and their behaviors of using less pesticide might indicate that good on-farm management helped them to minimize the dependence of pesticide. Thus, these low pesticide users could serve as candidates for further investigation to identify the models for extension of low pesticide use.

3.4. PUI components of high pesticide users

The PUI components of high pesticide users are shown in Table 8, which gives a very different picture of pesticide use among the growers. These high pesticide users heavily depended on not only fungicide, but also insecticide, herbicide, and other chemicals. Though quantity still contributed more than toxicity to PUI, the percentage of toxicity index in PUI was obviously higher than that in Table 7. It means that high quantity was accompanied with high toxicity in the growers’ behaviors of pesticide use. In other words, these growers used not only large quantities of pesticides, but also highly toxic pesticides in their winegrape farming.

Table 8.

Pesticide use indices of the high pesticide users in Madera County in 2000

Order Grower ID PUI PUIQ PUIT PUIF PUII PUIH Hectares nfield nchem
1 2090307 50.22 39.54 10.68 14.67 14.58 8.13 16.19 2 14
2 1040595 50.98 41.76 9.22 15.99 11.87 14.26 64.75 2 17
3 1070404 52.35 42.71 9.65 4.54 7.22 40.59 17.81 3 6
4 2091202 52.36 42.62 9.74 14.83 9.13 19.61 974.08 13 23
5 2090436 53.00 47.28 5.72 22.48 7.63 17.38 16.19 1 11
6 2090334 53.54 42.79 10.75 16.39 16.71 19.37 135.97 3 12
7 2090249 53.58 48.62 4.95 36.84 0.26 14.76 93.89 4 8
8 2090020 54.34 47.33 7.01 14.56 10.03 21.60 152.57 6 19
9 2090062 54.58 40.15 14.42 10.12 22.29 20.52 326.18 11 22
10 2090060 55.19 47.02 8.17 19.74 15.55 16.51 743.21 21 27
11 2090819 55.45 41.81 13.64 16.88 16.81 20.78 20.64 4 13
12 2090096 55.92 46.13 9.79 16.78 22.74 15.64 411.16 10 18
13 2090282 56.72 51.29 5.43 30.69 2.59 21.60 22.26 1 9
14 2090600 56.80 46.38 10.43 38.80 16.41 0.00 287.33 3 9
15 2402258 57.13 48.42 8.71 16.33 17.32 20.77 64.75 1 17
16 2090264 57.75 49.70 8.05 20.57 4.03 20.55 872.51 17 18
17 2090424 59.38 45.68 13.70 17.77 18.08 20.94 58.68 3 16
18 2090218 59.41 49.36 10.05 16.07 9.02 30.23 13.76 3 15
19 2090398 59.59 51.03 8.56 5.14 10.70 26.09 239.98 20 14
20 1082220 60.17 48.17 12.00 15.57 16.11 18.66 281.66 9 23
21 2091217 60.33 45.53 14.81 34.52 14.24 8.78 35.61 1 18
22 2090017 62.78 47.72 15.07 21.95 30.08 7.12 151.76 8 17
23 2080421 62.85 51.66 11.19 20.21 5.89 27.94 157.83 6 16
24 2001362 64.88 56.20 8.68 12.72 20.25 22.49 266.45 6 18
25 2090115 64.93 54.55 10.38 25.69 0.58 36.63 186.16 18 19
26 2090270 64.93 56.24 8.69 8.39 10.06 31.55 46.54 2 12
27 2090333 65.69 53.10 12.59 14.10 19.34 31.25 118.57 5 16
28 2090109 76.85 66.04 10.80 8.46 2.66 64.57 16.19 1 14
29 2090503 77.42 55.07 22.34 17.61 16.97 37.12 541.47 31 16
30 2090277 77.49 63.81 13.68 24.08 7.63 38.79 133.55 2 16
31 1020037 81.59 69.60 11.99 36.86 11.43 23.45 487.41 15 17
32 2090133 83.18 67.40 15.78 22.06 14.17 35.15 11.33 3 23
33 2090132 88.65 68.72 19.93 45.75 20.36 18.75 145.08 12 12
34 2090871 95.30 76.50 18.80 21.78 12.96 49.71 82.15 4 28
35 2090131 96.78 75.34 21.45 21.42 13.95 48.24 279.23 7 35
36 1060326 111.51 96.70 14.80 18.05 33.39 33.50 330.43 17 15
37 2090070 119.16 99.99 19.17 8.82 21.70 70.74 928.47 19 24
38 2090802 142.15 42.51 99.64 30.00 100.95 4.73 75.27 2 23

n field: field number; n chem: chemical number

Table 8 also reveals that the high pesticide users were generally those big winegrape growers with large acreages and more fields. There were 38 growers with PUI>50 in 2000. Five of them had winegrape acreage more than 500 ha and another seventeen between 100 and 500 ha. Twelve growers owned more than 10 fields. In contrast to the low pesticide users, these high pesticide users usually applied more than 10 pesticides in their fields, and the pesticides that they applied covered all types, i.e., fungicide, insecticide, herbicide, and others (Table 8).

The identification of these high pesticide users is very helpful, because extension specialists can focus their efforts on these growers in order to increase the efficiency of pesticide use and reduce pesticide environmental risk. In this case, both reduction of application amount and emphasis on using low toxicity pesticides are alternative strategies for the high pesticide users.

3.5. Relationship between toxicity index and quantity index

Examination of the relationship between the toxicity index and quantity index is useful for analyzing pesticide application patterns among the winegrape growers in Madera County. Fig. 5 shows the relationship for the integrated PUI, fungicide index, insecticide index, and herbicide index.

Fig. 5.

Fig. 5

Relationship between quantity index and toxicity index for all the growers of winegrape farming in Madera County in 2000

(a) Integrated PUI; (b) Fungicide index; (c) Insecticide index; (d) Herbicide index

Fig. 5a shows two opposite behavior patterns of low and high pesticide users. Using small quantity and low toxic pesticides is the behavior pattern of low pesticide users while using large quantity and high toxic pesticides is the pattern of high pesticide users. It hints that some growers had found efficient ways to control pests in their vineyards by using less pesticides and applying low toxic compounds, while other growers still heavily depended on pesticides in their winegrape farming.

Fig. 5b shows the relationship between quantity and toxicity of fungicide, which is very similar to Fig. 5a. It can be seen that fungicides were usually used in large quantity and many fungicides were highly toxic. Fig. 5c shows a different relation between quantity and toxicity for insecticides, because most growers chose either large quantity or high toxicity, but not both. In other words, while growers used insecticides in their vineyards, a large quantity was usually accompanied with low toxicity, and vise versa. The close relationship between quantity and toxicity of herbicide is shown in Fig. 5d, which is quite similar with Figs. 5a and 5b. This is probably attributed to the fact that weed is also a difficult problem in winegrape farming, especially for large growers in the county.

3.6. Comparison of two methods for pesticide use index

Comparison of the two methods (additive and multiplied forms) in constructing the pesticide use index is very important to verify the applicability of the proposed approach. Fig. 6 and Table 9 give the comparison of PUI and PUIM. A very close relation between the PUI and PUIM can be seen in Fig. 6, indicating that PUI and PUIM are almost the same, and both can reflect the pesticide use levels of winegrape growers. Since the compositions of both PUI and PUIM are the quantity index (PUIQ) and toxicity index (PUIT) of pesticide use, and both PUIQ and PUIT have the values between 0 and 100, thus PUI has a value between 0 and 200, while PUIM is between 0 and 10 000. Regression of PUIM to PUI gives the following equations:

For PUI=0–60, PUIM=0.1283×PUI2.1562, R2=0.99; (19)
For PUI=60–200, PUIM=0.1818×PUI2.0572, R2=0.99. (20)

Fig. 6.

Fig. 6

Comparison of the pesticide use index in the additive (PUI) and the multiplicative (PUIM) methods

The dots are the original data of PUI and PUIM, while the line denotes the regression trend simulating the PUIM from the PUI using Eqs. (19) and (20)

Table 9.

Comparison of PUI and PUIM in identifying the low pesticide users in 2001

Order Rank according to PUI
Order Rank according to PUIM
Grower ID PUI PUIM Growers ID PUI PUIM
1 2090450 1.51 0.39 1 2090788 1.79 0.30
2 2090788 1.79 0.30 2 2090450 1.51 0.39
3 1080751 3.57 1.98 3 2090305 3.70 1
4 2090305 3.70 1.00 4 2090465 6.28 1.29
5 2090284 4.70 3.13 5 1080751 3.57 1.98
6 2090054 5.28 4.04 6 2090284 4.70 3.13
7 2091013 5.67 7.79 7 2090054 5.28 4.04
8 2090500 5.88 4.46 8 2090500 5.88 4.46
9 2091234 6.04 6.19 9 2091234 6.04 6.19
10 2090465 6.28 1.29 10 2090394 6.63 6.42
11 2090394 6.63 6.42 11 2091013 5.67 7.79
12 2090824 7.21 12.97 12 1030724 7.25 8.91
13 1030724 7.25 8.91 13 2090373 7.25 8.91
14 2090373 7.25 8.91 14 2090539 7.37 9.22
15 2090539 7.37 9.22 15 2090601 7.58 10.19
16 2090601 7.58 10.19 16 2090720 8.92 12.94
17 2090113 8.51 17.03 17 2090824 7.21 12.97
18 2090720 8.92 12.94 18 2090186 9.66 13.46
19 2090531 9.61 19.38 19 2090709 9.64 15.75
20 2090709 9.64 15.75 20 2090113 8.51 17.03
21 2090186 9.66 13.46 21 2090531 9.61 19.38
22 2090255 10.49 27.26 22 2090447 17.42 20.79
23 2091765 10.85 29.45 23 2090497 11.33 21.75
24 2090497 11.33 21.75 24 2090408 11.73 23.32
25 2090278 11.61 33.64 25 2090994 15.05 24.68
26 2090408 11.73 23.32 26 2090306 12.08 24.74
27 2090437 11.77 34.44 27 2090845 19.20 25.83
28 2090059 11.96 35.47 28 2090255 10.49 27.26
29 2090306 12.08 24.74 29 2090456 12.99 28.08
30 2090686 12.55 38.71 30 2091765 10.85 29.45
31 2090456 12.99 28.08 31 2090278 11.61 33.64
32 2090822 13.44 34.46 32 2090538 14.55 34.1
33 2090956 13.72 44.64 33 2090437 11.77 34.44
34 2090926 14.21 50.10 34 2090822 13.44 34.46
35 2090155 14.34 37.84 35 2090059 11.96 35.47
36 2090538 14.55 34.10 36 2090155 14.34 37.84
37 2090994 15.05 24.68 37 2090686 12.55 38.71
38 2090665 15.07 54.68 38 2090385 15.79 42.98
39 2090359 15.08 56.77 39 2090956 13.72 44.64
40 2090138 15.28 51.97 40 2090926 14.21 50.10
41 2090084 15.39 51.78 41 2090084 15.39 51.78
42 2090398 15.60 59.33 42 2090138 15.28 51.97
43 2090385 15.79 42.98 43 2090104 18.27 53.14
44 2090256 16.25 61.26 44 2090665 15.07 54.68
45 2090937 16.36 61.16 45 2090359 15.08 56.77
46 2091038 16.50 67.48 46 2090124 17.90 58.07
47 2090811 16.85 70.89 47 2090831 18.22 58.63
48 2090891 16.94 71.07 48 2090398 15.60 59.33
49 2090516 17.01 71.17 49 2090937 16.36 61.16
50 2090447 17.42 20.79 50 2090256 16.25 61.26
51 2090663 17.69 71.27 51 2090988 19.29 63.10
52 2090124 17.90 58.07 52 2091038 16.50 67.48
53 2090091 17.97 75.74 53 2090811 16.85 70.89
54 2090831 18.22 58.63 54 2090891 16.94 71.07
55 2090104 18.27 53.14 55 2090516 17.01 71.17
56 2090716 18.59 86.21 56 2090663 17.69 71.27
57 2090845 19.20 25.83 57 2090091 17.97 75.74
58 2090988 19.29 63.10 58 2090716 18.59 86.21
59 1070178 19.92 96.29 59 2090251 20.82 86.61
60 2090535 22.62 87.64
61 2090584 23.72 90.93
62 1040595 20.53 95.77
63 1070178 19.92 96.29
64 2090289 27.37 97.51
65 2091069 22.27 98.10

The high correlation between PUI and PUIM verifies that the proposed pesticide use index, constructed as either the additive or the multiplicative form, has the capability to correctly reflect the pesticide use levels of the growers for identification of the low and high pesticide users.

In Table 9 the results of using PUI and PUIM to identify low pesticide users are presented. Table 9 indicates that 21 growers’ PUI values were ≤10 and another 38 growers’ PUI values were between 10 and 20. These 59 growers could be classified as the low pesticide users because their PUI values were ≤20. The comparison in Table 9 clearly shows that all the 65 growers had a PUIM value ≤100. Since PUIM ranged from 0 to 10000, the growers with PUIM≤100 could also be classified as the low pesticide users. Moreover, the growers with PUI≤20 were exactly those with PUIM≤100, though slightly different in their relative orders in the rank. However, there were 65 growers with PUIM≤100, of which 6 growers had a PUI value >20. These 6 growers could not be classified as the low pesticide users by PUI, because of their slightly higher PUI values. Therefore, it seems that it is more conservative to construct the pesticide use index from the additive form than from the multiplicative one.

Comparison of the two indices was also done in identifying high pesticide users. There were 38 growers with PUI>60, while all of them had a PUIM value >900. However, when the growers were ranked according to their PUIM values, it was found that 36 growers having a PUI value >60. Thus, the identification by PUIM kept two growers out of the group of high pesticide users when compared with the identification by PUI. The result once again confirms that PUI is more conservative than PUIM in identification of high pesticide users, though both indices are capable in the identification.

4. Conclusions

Pesticide usage for winegrape farming varies greatly in Madera County. Some farmers had high intensity of pesticide use while others had low intensity. Some farmers used a number of pesticides in their fields, but others used only one or two. These multi-intensities and multi-chemicals interacted with different toxicities, making it very complicated to comprehensively evaluate pesticide use at the grower level. In order to identify low and high pesticide users, an approach was proposed in the paper to compute an integrated pesticide use index. Both pesticide quantity and toxicity were considered as factors for establishment of the index. The index was formulated by the pesticide application intensity measured in kg/ha planted and the weights from quantity and toxicity of the compounds used.

Using the proposed approach, the pesticide usage in Madera County during 1999–2001 was analyzed. The low and high pesticide users in the county were identified, and their pesticide use patterns and pest management strategies were also analyzed. Relationships between the quantity index and the toxicity index of the integrated PUI and its components (fungicide, insecticide, and herbicide) were examined. Results from the analysis indicate that those growers with PUI≤20 can be identified as low pesticide users. In 2000 there were 62 growers with 88 fields and 2 328.73 ha vineyards falling into the category of low pesticide users. In contrast, the high pesticide users can be termed as the growers with PUI>60. In 2000, there were 19 growers with 168 fields and 4 275.15 ha being classified as the high pesticide users. The high pesticide users usually applied more than 10 pesticides in their fields, as a contrast to the low pesticide users who usually applied less than 5 pesticides.

The analysis also reveals that the number of low pesticide users steadily increased while the high pesticide users decreased in the three years under study. This indicates that the reduction of pesticide use was on the way in the county. It was also found that there was a close relationship between the quantity and toxicity contributing to the pesticide use index, with the contribution of quantity index slightly higher than that of toxicity index. The low pesticide users not only used a small quantity of pesticides, but also intended to apply the compounds with low toxicity. They mainly depended on fungicides as their main pest control measures and used few insecticides and herbicides. The high pesticide users had both high quantity and high toxicity features, indicating that they not only used a large quantity of pesticides, but also intended to use the highly toxic compounds. Considering that they had more fields and acreages, the high pesticide users might emphasize more in pest control than in the negative impacts of pesticides on environment.

Since the pesticide use index can be constructed from either additive (PUI) or multiplicative (PUIM) method, comparison of the two methods was done in identifying low and high pesticide users. The results indicate that though both PUI and PUIM were highly capable, PUI was more conservative or strict than PUIM in identifying the low and high pesticide users.

Though the data used in the analysis were several years back, the case study could still provide an alternative to identify the on-farm innovation of growers for reducing pesticide environmental risk. Therefore, it can be concluded that the proposed method is useful for analyzing pesticide use at the grower level, and identifying low and high pesticide users for further investigation of searching ways to reduce pesticide environmental risk. The low pesticide users could be further analyzed to identify their alternative farm management strategies relating to pest controls for some models worthy of extension. The extension of models for reducing pesticide risk should be focused on high pesticide users who usually own large acreages of farming. Therefore, the proposed approach is expected to be helpful for improving pesticide risk management and reducing pesticide environmental risk.

Acknowledgments

The authors would like to thank Ms. Emily OKLAY (a former colleague at UC Davis) for her preliminary analysis of pesticide use in California. We are grateful to Dr. Paul Richard MILLER (Department of Pomology, UC Davis), Dr. Mark CADY (California Alliance for Families), Dr. Chris HEINTZ (Director of California Almond Board), Dr. Gary OBENAUF (California Prune Board), and Dr. Dawit ZELEKE (Nature Conservancy’s Sacramento River Project) for their assistance in understanding pesticide use in Madera County. We would like also to thank Dr. Karen ROSS (president of California Association of Winegrape Growers), Dr. Charlie GOODMAN (Pesticide Consultation and Analysis, California Department of Food and Agriculture), and Dr. Chuan-jiang TAO (Director of the Health and Environment Division, Institute for the Control of Agricultural Chemicals, Ministry of Agriculture, China) for their encouragement and support.

Appendix

Table A1.

Names of pesticide chemicals and their corresponding orders used in winegrape farming in Madera County of California from the PUR database

Order Chemical code Chemical name
1 81 Dicloran
2 86 Bacillus thuringiensis (Berliner)
3 89 2-Butoxyethanol
4 99 Calcium hydroxide
5 104 Captan
6 105 Carbaryl
7 142 Citric acid
8 151 Copper hydroxide
9 158 Copper oxychloride sulfate
10 162 Copper sulfate (basic)
11 173 Cryolite
12 175 Copper oxide (ous)
13 198 Diazinon
14 211 Mancozeb
15 216 Dimethoate
16 225 Diphacinone
17 231 Diuron
18 238 Dinoseb
19 253 Chlorpyrifos
20 310 Gibberellins
21 335 Phosmet
22 342 Isopropyl alcohol
23 346 Dicofol
24 358 Lime-sulfur
25 367 Malathion
26 369 Maneb
27 383 Methomyl
28 445 Propargite
29 473 Petroleum hydrocarbons
30 484 Aluminum phosphide
31 505 Propionic acid
32 507 Propylene glycol
33 510 Pyrethrins
34 531 Simazine
35 554 Strychnine
36 560 Sulfur
37 597 Trifluralin
38 616 Metam-sodium
39 626 Zinc phosphide
40 629 Ziram
41 654 Diammonium phosphate
42 662 Urea
43 667 Zinc sulfate
44 714 Copper
45 726 Potassium nitrate
46 748 Alkylaryl polyoxyethylene glycol
47 759 Edta, tetrasodium salt
48 763 Petroleum distillates
49 765 Petroleum oil, unclassified
50 806 2,4-D, dimethylamine salt
51 871 Phosphoric acid
52 878 Alkylaryl polyether alcohol
53 881 Alkylaryl polyoxyethylene ether
54 909 Sodium xylene sulfonate
55 941 Dodecylbenzene sulfonic acid
56 979 Limonene
57 1006 Triethanolamine
58 1015 Cottonseed oil
59 1066 Diethylamine salt of coconut fatty acid
60 1156 Oleic acid
61 1159 Modified phthalic glycerol alkyd resin
62 1173 Alkylphenoxy polyethoxy ethanol
63 1198 Free fatty acids and/or amine salts
64 1210 Glycol ethers
65 1218 Alkyl benzene sulfonic acid
66 1244 Octylphenoxy polyethoxy ethanol
67 1306 Potassium hydroxide
68 1314 Poly-i-para-menthene
69 1329 Benzoic acid
70 1339 Magnesium sulfate
71 1363 Ammonium sulfate
72 1376 Alkyl polyethylene glycol ether
73 1389 Tall oil acids
74 1399 Bentonite
75 1400 Lactose
76 1444 Polyoxyethylene mixed fatty acid ester
77 1482 Butyl alcohol
78 1552 Benomyl
79 1579 Trisodium phosphate
80 1596 Potash soap
81 1598 Coconut diethanolamide
82 1601 Paraquat dichloride
83 1698 Polyoxyethylene polypropoxy propanol
84 1728 Napropamide
85 1743 Chem1743
86 1757 Edta, sodium salt
87 1766 Ethoxylated linear alcohols
88 1788 Chem1788
89 1821 Starch
90 1855 Glyphosate, isopropylamine salt
91 1857 Fenamiphos
92 1861 Dimethyl polysiloxane
93 1868 Oryzalin
94 1874 Chem1874
95 1876 Fenbutatin oxide
96 1882 Soybean fatty acids, dimethylamine salt
97 1884 Chem1884
98 1917 Silicone defoamer
99 1918 Tetrapotassium pyrophosphate
100 1929 Pendimethalin
101 1973 Oxyfluorfen
102 1980 Fenarimol
103 1986 Chem1986
104 2018 Polyoxyethylene polymer
105 2019 Norflurazon
106 2023 Oxyalkylated alcohol
107 2024 Chem2024
108 2045 Chem2045
109 2048 Alkyl oxy polyethoxy ethanol
110 2052 Chem2052
111 2068 Dicapryl sodium sulfosuccinate
112 2071 Kerosene
113 2073 Nonylphenoxy hydroxypoly(oxyethylene)
114 2081 Iprodione
115 2106 Petroleum distillates, refined
116 2111 Polyacrylamide polymer
117 2123 Alkyl polyoxy alkylene ether
118 2124 Compounded silicone
119 2136 Chem2136
120 2158 Chem2158
121 2177 Sethoxydim
122 2198 Alkylaryl polyethylene glycol ether
123 2234 Fenpropathrin
124 2245 Myclobutanil
125 2254 Avermectin
126 2260 Triflumizole
127 2266 Oleic acid, methyl ester
128 2268 Nerolidol
129 2269 Farnesol
130 2270 Urea dihydrogen sulfate
131 2273 Sodium tetrathiocarbonate
132 2277 Cinnamaldehyde
133 2301 Glyphosate, monoammonium salt
134 2327 Glyphosate-trimesium
135 2334 Diethylene glycol
136 2337 Chem2337
137 2360 Chem2360
138 2610 Chem2610
139 2629 Kaolin
140 2775 Phosphatidylcholine
141 2912 Tall oil
142 2997 Glyphosate
143 3052 Ammonium nitrate
144 3247 Isopropylamine dodecylbenzene sulfonate
145 3519 Methyl soyate
146 3520 Chem3520
147 3689 Methyl silicone resins
148 3738 Polymerized acrylic acid
149 3743 Polyoxyethylene dinonyl phenol
150 3744 Polyoxyethylene dioleate
151 3841 Silicone-polyether copolymer
152 3849 Imidacloprid
153 3850 Tebuconazole
154 3858 Chem3858
155 3859 Chem3859
156 3862 Chem3862
157 3946 Glufosinate-ammonium
158 3957 Tebufenozide
159 3959 Pyridaben
160 3970 Chem3970
161 3984 Thiazopyr
162 3988 Chem3988
163 3998 β-Pinene polymer
164 3999 Nonylphenol polyethylene glycol ether
165 4000 Cyprodinil
166 4009 Heptamethyltrisiloxane ethoxylated (8 EO)
167 4015 Alkyl (C8,C10) polyglycoside
168 4023 Chem4023
169 4037 Azoxystrobin
170 5015 Ammonium propionate
171 5016 Chem5016
172 5022 E-11-tetradecen-1-yl acetate
173 5023 Z-11-tetradecen-1-yl acetate
174 5037 Potassium bicarbonate
175 5231 Chem5231
176 5321 Trifloxystrobin
177 5324 Lauric acid
178 5325 Chem5325
179 5399 Styrene butadiene polymer
180 5447 QST 713 strain of dried Bacillus subtilis
181 5451 Kresoxim-methyl
182 5557 Forchlorfenuron
183 5599 Chem5599
184 5740 Chem5740
185 5815 Fluazifop-p-butyl
186 90104 Captan, other related

Chem1743: nonylphenoxy polyethyleneoxy ethanol; Chem1788: poly(methylene para-nonylphenoxy)-poly(oxypropylene) propanol; Chem1874: α-alkyl-ω-hydroxypoly(oxyethylene) ethanol; Chem1884: α-alkyl-ω-hydroxypoly(oxyethylene) poly(oxyethylene); Chem1986: N,N-bis-(2-(ω-hydroxypoly(oxyethylene) ethyl) alkylamine, alkyl derived from coconut oil fatty acids; Chem2024: alkylaryl polyoxyethylene glycol phosphate ester; Chem2045: petroleum oil, paraffin based, see chemical code 401; Chem2052: α-(p-nonylphenyl)-ω-hydroxypoly(oxyethylene) with an average of 9–10 mol of ethylene oxide; Chem2136: alkyl oxy-polyoxyethylene and alkyl phenyloxy-polyoxyethylene; Chem2158: alkyl polyoxyethylene ethers, polymerized resins and fatty acids; Chem2337: encapsulated δ-endotoxin of Bacillus thuringiensis var. kurstaki in killed pseudomonas fluorescens; Chem2360: proprietary blend of linear secondary alcohols reacted with ethylene oxide; Chem2610: 2-(3-hydroxypropyl)-hepta-methyl trisiloxane, ethoxylated, acetate; Chem3520: polyalkene oxide modified heptamethyl trisiloxane; Chem3858: Bacillus thuringiensis (Berliner), subsp. kurstaki, serotype 3a,3b; Chem3859: Bacillus thuringiensis (Berliner), subsp. kurstaki, strain EG2348; Chem3862: Bacillus thuringiensis (Berliner), subsp. kurstaki, strain SA-11; Chem3970: Bacillus thuringiensis (Berliner), subsp. kurstaki, strain SA-12; Chem3988: Bacillus thuringiensis (Berliner), subsp. kurstaki, genetically engineered strain EG7841 lepidopteran active toxin; Chem4023: Bacillus thuringiensis (Berliner), subsp. kurstaki, strain HD-1; Chem5016: p-nonylphenyl polyoxyethylene (4–14 mol) dihydrogen phosphate ester; Chem5231: organosilicone, polyoxyalkylene ether copolymer; Chem5325: Bacillus thuringiensis var. kurstaki, genetically engineered strain EG7826; Chem5599: 2,6,8-trimethyl-4-nonyloxy polyethylene oxyethanol; Chem5740: α-alkyl (C12–C15) ω-hydroxypoly(oxyethylene), sodium salt

Footnotes

*

Project (No. 200903054) supported by the Chinese National Commonweal Research Project on Agriculture: Comprehensive Techniques for Pesticide Risk Assessment in China

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