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Journal of Clinical Oncology logoLink to Journal of Clinical Oncology
. 2010 Dec 6;29(3):279–286. doi: 10.1200/JCO.2010.29.6053

Phase III Trial of Prophylactic Cranial Irradiation Compared With Observation in Patients With Locally Advanced Non–Small-Cell Lung Cancer: Neurocognitive and Quality-of-Life Analysis

Alexander Sun 1,, Kyounghwa Bae 1, Elizabeth M Gore 1, Benjamin Movsas 1, Stuart J Wong 1, Christina A Meyers 1, James A Bonner 1, Steven E Schild 1, Laurie E Gaspar 1, Jeffery A Bogart 1, Maria Werner-Wasik 1, Hak Choy 1
PMCID: PMC3056463  PMID: 21135267

Abstract

Purpose

There are scant data regarding the effects of prophylactic cranial irradiation (PCI) on neurocognitive function (NCF) and quality of life (QOL). Radiation Therapy Oncology Group trial 0214 showed no overall survival (OS) benefit for PCI in stage III non–small-cell lung cancer (NSCLC) at 1 year. However, there was a significant decrease in brain metastases (BM). This analysis focuses on the impact of PCI on NCF and QOL.

Patients and Methods

Patients with stage III NSCLC who completed definitive therapy without progression were randomly assigned to PCI or observation. NCF was assessed with Mini-Mental Status Examination (MMSE), Activities of Daily Living Scale (ADLS), and Hopkins Verbal Learning Test (HVLT). QOL was assessed with the European Organisation for Research and Treatment of Cancer (EORTC) core tool (QOL Questionnaire-QLQC30) and brain module (QLQBN20).

Results

There were no statistically significant differences at 1 year between the two arms in any component of the EORTC-QLQC30 or QLQBN20 (P > .05), although a trend for greater decline in patient-reported cognitive functioning with PCI was noted. There were no significant differences in MMSE (P = .60) or ADLS (P = .88). However, for HVLT, there was greater decline in immediate recall (P = .03) and delayed recall (P = .008) in the PCI arm at 1 year.

Conclusion

PCI in stage III NSCLC significantly decreases the risk of BM without improving 1-year OS. There were no significant differences in global cognitive function (MMSE) or QOL after PCI, but there was a significant decline in memory (HVLT) at 1 year. This study provides prospective data regarding the relative risks and benefits of PCI in this setting and the need to use sensitive cognitive assessments.

INTRODUCTION

The addition of chemotherapy to radiation therapy and/or surgery for the treatment of locally advanced (LA) non–small-cell lung cancer (NSCLC) improves survival and reduces extracranial distant metastases.15 However, it does not decrease the relatively high rate of brain metastases (BM) and as a result, the brain has emerged as one of the most frequent sites of initial failure.618

Radiation Therapy Oncology Group (RTOG) recently conducted a study to evaluate the impact of prophylactic cranial irradiation (PCI) in stage III NSCLC—RTOG trial 0214. We showed that PCI significantly decreases the risk of BM from 18% to 7.7% at 1 year. There were no statistically significant differences in overall survival (OS) or disease-free survival (DFS) at 1 year. The article by Gore et al18b in this issue is dedicated to discussing the details of OS, DFS, and the impact of PCI on BM.

BM often have a devastating impact on neurocognitive function (NCF) and quality of life (QOL). PCI has been shown to prevent or delay the incidence of BM in NSCLC.1921 However, it can also cause toxicity resulting in a decline in NCF and QOL. Therefore, in conjunction with the above mentioned end points of this study, a detailed assessment of the end points of NCF and QOL was performed to formally assess these important end points in this phase III trial.

PATIENTS AND METHODS

Study Design

We conducted a multicenter, phase III, prospective randomized study. Patients with stage IIIA/B NSCLC without disease progression after completing definitive therapy were randomly assigned to PCI or observation. PCI was delivered to a total dose of 30 Gy/15 fractions, once daily. The primary end point was OS. Secondary end points included DFS, incidence of BM, NCF, and QOL. NCF data collected at baseline, 3, 6, and 12 months after study entry were used for this analysis. Additional time points included 18, 24, 30, 36, and 48 months. QOL data was collected at baseline, 6, and 12 months after study entry with additional time points at 24, 36, and 48 months.

NCF and QOL Instruments

NCF was assessed using the Mini-Mental Status Examination (MMSE), Hopkins Verbal Learning Test (HVLT),22 and Activity of Daily Living Scale (ADLS).23 MMSE is a rapidly and easily administered tool used to detect mild dementia.24 The HVLT is a well-validated and reliable assessment of memory, including encoding, retrieval, and retention of new information over time.25,26 ADLS complements both the MMSE and HVLT by providing vital information on day-to-day patient function, which is not covered by MMSE, HVLT, or physical examination.27

QOL was assessed with the European Organisation for Research and Treatment of Cancer (EORTC) Quality of Life QLQ-C30 Questionnaire (QLQ-C30) and BN20. Both the EORTC QLQ-C30 and the BN20 have previously been shown to be reliable and valid instruments in the setting of recurrent high-grade gliomas.28,29 The QLQ-C30 is a 30-item, self-report questionnaire.30 Prior studies have demonstrated this questionnaire to have adequate reliability in patients with lung, breast, ovarian, and head and neck cancer,3134 as well as other cancer diagnoses.35,36 The BN20 is a supplemental questionnaire specifically developed for use with the general questionnaire (QLQ-C30) in patients with brain tumors.29

Statistical Methods

The reliable change index (RCI)37 is derived from the SE of measurement SEM38 for MMSE and HVLT. The SEM is calculated from the test-retest reliability (r) and the standard deviation of test scores (SD): SEM = SD(1-r)½. The SE of difference is then calculated: SEdiff = [2(SEM2)]½. Cognitive failure at 1 year was evaluated by MMSE and the cutoff was calculated using RCI with r = 0.83 and SD = 2. Patients with MMSE at or below the cutoff at 1 year were considered cognitive failures. NCF deterioration was defined as a more than or equal to cutoff points drop in RCI of HVLT immediate recall (IR) and delayed recall (DR) at 1 year from baseline. This RCI index is derived with r = 0.74 and SD = 4.325 for IR, and r = 0.66 and SD = 1.975 for DR. ADLS was scored as independent versus dependent. Patients who require assistance in any one of the six categories were defined as being dependent.

The primary QOL end points were measured on three different QLQ-C30 scales: global health status/QOL; cognitive functioning; and fatigue. Secondary QOL end points were measured on two QLQ-BN20 scales: future uncertainty and communications deficit. A decline for an individual patient was calculated as a decrease in more than 10 points in the scale score from the baseline measurement to the 1-year measurement. Analysis of the percent of patients with failure at 1 year was performed using a two-sample proportions test statistics. Hommel's stage-wise rejective multiple-test procedure39 was then used to determine if each individual test should be rejected. In a similar way, for ADLS, analysis of the percentage of patients who remained independent at 1 year and were independent at baseline was performed using two-sample t-test statistics. The change score of each instrument from baseline and the score at baseline were tested using a Wilcox rank sum test.40 All testing was done at the overall significance level of .05. SAS version 9.2 (SAS Institute, Cary, NC) was used to perform these analyses.

RESULTS

This study opened on September 19, 2002, and closed due to inadequate accrual on August 30, 2007. Targeted accrual was 1,058 patients, and accrual was projected to be 29 patients/month. The total accrual for the study was 356 patients. Among 356 patients entered onto this study, nine patients were ineligible and seven patients withdrew consent. Therefore, 340 patients were evaluable for this study (Fig 1).

Fig 1.

Fig 1.

CONSORT diagram. NSCLC, non–small-cell lung cancer.

Table 1 illustrates the compliance to NCF and QOL assessments at baseline and over the first year of follow-up. At least 90% of patients completed a baseline assessment on all NCF and QOL measures. There were no statistically significant differences (SSD) in compliance of these instruments between the two arms.

Table 1.

Neurocognitive and QOL Assessment Compliance

Evaluation Status by Treatment Arm and Assessment Baseline At 3 Months At 6 Months At 12 Months
MMSE
    PCI
        Expected 163 159 152 125
        Dead/alive and not evaluated 0/8 4/90 7/89 27/82
        Received 155 69 63 43
            % 95 43 41 34
    Observation
        Expected 177 172 163 139
        Dead/alive and not evaluated 0/8 5/86 9/93 24/87
        Received 169 86 70 52
            % 95 50 43 37
    Difference 0 7 2 3
        P 1.00 .20 .72 .61
HVLT
    PCI
        Expected 163 159 152 125
        Dead/alive and not evaluated 0/11 4/95 7/92 26/84
        Received 152 64 60 42
            % 93 40 39 34
    Observation
        Expected 177 172 163 139
        Dead/alive and not evaluated 0/9 5/93 9/100 24/91
        Received 168 79 63 48
            % 95 46 39 35
    Difference, % 2 6 0 1
        P .44 .27 1.00 .86
ADLS
    PCI
        Expected 163 159 152 125
        Dead/alive and not evaluated 0/7 4/90 7/82 27/80
        Received 156 69 70 45
            % 96 43 46 36
    Observation
        Expected 177 172 163 139
        Dead/alive and not evaluated 0/10 5/86 9/89 24/87
        Received 167 86 74 52
            % 94 50 45 37
    Difference, % 2 7 1 1
         P .40 .20 .86 .87
QLQ-C30/BN20
    PCI
        Expected 163 NA 152 125
        Dead/alive and not evaluated 0/16 NA 11/80 26/84
        Received 147 NA 72 42
            % 90 47 34
    Observation
        Expected 177 NA 163 139
        Dead/alive and not evaluated 0/15 NA 14/92 24/89
        Received 162 NA 71 50
            % 92 44 36
    Difference, % 2 NA 3 2
        P .52 .59 .73

NOTE. P value is from the two-sample z-test to compare the percentage of received forms between the two arms.

Abbreviations: QOL, quality-of-life; MMSE, Mini-Mental Status Examination; PCI, prophylactic cranial irradiation; HVLT, Hopkins Verbal Learning Test; ADLS, Activities of Daily Living Scale; QLQ-C30, Quality-of-Life Questionnaire C30; BN20, brain module N20; NA, not available.

There were no SSD in change scores at 12 months from baseline between the two arms among any QOL components included in the EORTC QLQ-C30 or QLQ-BN20 (all adjusted P values > .05). This was the same at baseline and at 6 months from baseline (adjusted P values > .05).

Table 2 shows the deterioration status as defined by a decrease in more than 10 points in the scale score from baseline to 1 year on the QLQ-C30. Again, there were no SSD at 6 or 12 months from baseline among any QOL components on either the QLQ-C30 or QLQ-BN20 scale (adjusted P values > .05). Although a trend for greater decline in patient-reported cognitive functioning with PCI was noted (unadjusted P = .02 at 6 months).

Table 2.

Testing of Deterioration Status From Baseline in European Organisation for the Research and Treatment of Cancer QOL Questionnaire C30

Component by Time Point PCI
Observation
P* Adjusted P
Deterioration
No Deterioration
Deterioration
No Deterioration
No. % No. % No. % No. %
6 months
    Global health status/QOL 24 35 45 65 22 32 46 68 .76 .98
    Cognitive functioning 24 35 44 65 12 18 56 82 .02 .24
    Fatigue 49 21 41 59 22 32 46 68 .27 .98
12 months
    Global health status/QOL 8 22 29 78 16 34 31 66 .20 .98
    Cognitive functioning 15 41 22 59 12 25 35 74 .14 .98
    Fatigue 13 34 25 66 13 28 34 72 .52 .98

Abbreviations: PCI, prophylactic cranial irradiation; QOL, quality of life.

*

From two-sample proportional test statistic comparing the percentage of people who deteriorated since baseline.

Adjusted using the Hommel's method; adjustment is made within time point.

The MMSE change scores from baseline indicate no SSD between the two arms at any time point except at 3 months (P = .01). The percentage of people who had NCF deterioration by RCI criteria of MMSE are presented in Table 3. The percentage of people who had deteriorated MMSE at 12 months is not SSD between the two arms (Table 3; P = .60). However, there is a SSD between the two arms at 3 months (P = .04).

Table 3.

Testing of Deterioration Status From Baseline in Mini-Mental Status Examination During Follow-Up Using Reliable Change Index

Time Point (months) Prophylactic Cranial Irradiation
Observation
P*
Deterioration
No Deterioration
Deterioration
No Deterioration
No. % No. % No. % No. %
3 23 36 41 64 17 21 65 79 .04
6 17 28 44 72 17 25 52 75 .68
12 9 23 31 78 9 18 41 82 .60
*

From two-sample proportional test statistic comparing the percentage of people who deteriorated since baseline.

For ADLS, the percentages of people who remain independent at 12 months who were independent at baseline were not SSD between the two arms (P = .88) nor were they at 3 and 6 months.

However, for HVLT, there was significantly greater deterioration in IR (P = .03) and DR (P = .008) in the PCI arm at 1 year, the protocol specified end point. Table 4 presents the deterioration status of HVLT using the RCI at 3, 6, and 12 months from baseline between the two arms. In addition, there was a statistically significant greater deterioration in IR in the PCI arm at 3 and 6 months (P < .0001 and P = .045, respectively) and for DR at 3 months (P < .001), but not at 6 months (P = .81). The raw scores and change scores for HVLT-IR and DR between the two arms is illustrated in Figure 2.

Table 4.

Testing of Deterioration Status From Baseline in Hopkins Verbal Learning Test During Follow-up Using Reliable Change Index

Component by Time Point PCI
Observation
P* Adjusted P
Deterioration
No Deterioration
Deterioration
No Deterioration
No. % No. % No. % No. %
3 months
    Recall 28 45 34 55 10 13 66 87 < .001 < .001
    Delayed recall 25 44 32 56 7 10 64 90 < .001 < .001
6 months
    Recall 11 19 46 81 3 5 58 95 .02 .045
    Delayed recall 8 15 44 85 8 14 50 86 .81 .81
12 months
    Recall 10 26 28 74 3 7 42 93 .01 .03
    Delayed recall 10 32 21 68 2 5 38 95 .003 .008
*

From two-sample proportional test statistic comparing the percentage of people who deteriorated since baseline.

Adjusted using the Hommel's method; adjustment is made within time point.

Fig 2.

Fig 2.

Hopkins Verbal Learning Test (HVLT) recall and delayed-recall raw and change scores. PCI, prophylactic cranial irradiation.

In an attempt to age stratify the results (> 60, n = 106 [65%] PCI arm; n = 102 [58%] no PCI) no SSD at 1 year in NCF or QOL between patients ≤ 60 or older than 60 years on either arm (all adjusted P values > .05) was found.

DISCUSSION

A number of randomized and nonrandomized trials have unequivocally shown that PCI is effective in reducing BM in LA-NSCLC. However, unlike small cell lung cancer (SCLC),41,42 PCI has not been associated with a survival benefit in NSCLC. This study was designed with survival as the primary end point. In a separate report, our study has shown that patients with LA-NSCLC who received no PCI are 2.52 times more likely to develop BM than patients who received PCI. Although PCI decreased the incidence of BM, there was no OS or DFS advantage at 1 year. It is possible that a survival advantage may become evident with longer follow-up. This report focuses on a comprehensive evaluation of NCF and QOL in order to improve our understanding of the effects of PCI on patients with LA-NSCLC.

To date, there is very limited data available regarding the effects of PCI on NCF and QOL in patients with NSCLC with the majority of studies carried out in SCLC. This is due to the lack of intensive NCF and QOL testing in NSCLC trials. This study is the first randomized study of PCI in NSCLC to incorporate prospective NCF and QOL end points. In addition, we have incorporated validated instruments of NCF and QOL using clinically relevant criteria and each patient serves as his/her own control. By doing this, this study can be instrumental in better defining the value of PCI in this setting. It is the therapeutic ratio of benefits versus risks that helps determine the advisability of a treatment. These findings can enable us to develop strategies that can potentially increase the benefits and decrease the risks. Potential strategies that can increase the benefits are discussed in more detail in a separate report. It may require better ways of identifying a subgroup of patients with the highest risk of developing BM, such as those with adenocarcinoma, young age, high volume of disease, and predictive markers. These are the patients most likely to benefit from PCI.

In order to develop strategies to decrease the risks, we must identify and understand those risks. To further identify a subgroup of patients with the highest risk of developing NCF and QOL toxicities, we analyzed the data according to age, however, no clear differences at 1 year emerged in NCF or QOL between patients ≤ 60 or older than 60 years on either arm (all adjusted P values > .05). We attempted to identify other patient factors such as hypertension or diabetes, but the data were too limited to allow any meaningful analysis.

In studies of patients with BM, NCF decline correlates with tumor growth43 and tumor shrinkage (with whole-brain radiation therapy [WBRT]) correlates with preservation of NCF.44 We attempted to separate those patients who did or did not develop BM. However, due to the small number of patients who developed BM, no significant differences in NCF or QOL could be detected in these patients compared to those without BM.

Prior studies report limited and acceptable adverse effects of PCI on NCF in patients with NSCLC. Stuschke et al45 studied NCF and brain magnetic resonance imaging in patients with LA-NSCLC after PCI. T2-weighted magnetic resonance imaging revealed white matter abnormalities of higher grade in patients who received PCI than in those who did not. There was a trend toward impaired NCF in patients with higher-degree white matter abnormalities. Impairments in attention and visual memory in long-term survivors was seen in both PCI and non-PCI patient groups.

Pottgen et al46 performed a battery of NCF tests on 11 long-term survivors of stage IIIA NSCLC treated surgically. Five patients were treated with chemotherapy, thoracic radiation, surgery, and PCI (30 Gy/15 fractions). There was no difference in any of the NCF testing between patients with and without PCI. A slightly reduced NCF in comparison with age-matched normal population was found for patients in both treatment groups.

This study did have a number of limitations. The main limitation in assessing the primary objective of the study was that the accrual goal was not reached thus limiting the power to detect a difference in survival. In terms of assessing the secondary objectives of the impact of PCI on NCF and QOL, the main limitation was the decline in compliance with NCF and QOL testing over time. However, this challenge plagues most studies in patients with advanced cancers, as noted in a systematic review.47 In addition, since the accrual goal was not reached, power estimates are limited and this is often a problem when trials are powered for clinical end points rather than QOL end points.48 The compliance rate at 12 months fell to between 34% and 37% for all NCF and QOL measures. However, the majority of the decline was because the windows defined for collection of the data was quite strict (within 2 weeks from specified time point), such that most of the missing data was due to assessments done either too early or too late (rather than never completed at all) and were therefore not included in the analysis. Moreover, the actual number of patients who completed NCF and QOL testing in this study compares favorably when compared to other prospective randomized controlled PCI studies incorporating these end points (Table 5).49,50,52

Table 5.

Prospective Trials in Lung Cancer

Prospective Trials in Lung Cancer Total No. Baseline* 6 Months* 12 Months* 18 Months* 30 Months*
Incorporating NCF
    RTOG 0214 (PCI-NSCLC) 340 324 144 97
    PCI-SCLC (Gregor) 314 125 59 32
    PCI-SCLC (Arriagada) 300 229 33 23
Incorporating QOL
    RTOG 0214 (PCI-NSCLC) 340 309 143 92
    PCI-SCLC (Slotman) 286 268 79 22

Abbreviations: NCF, neurocognitive function; RTOG, Radiation Therapy Oncology Group; PCI, prophylactic cranial irradiation; NSCLC, non–small-cell lung cancer; SCLC, small-cell lung cancer; QOL, quality of life.

*

Actual No. of patients who completed NCF and QOL testing.

Two randomized controlled trials of PCI in patients with SCLC have examined NCF as an outcome. Arriagada et al49 found no statistically significant differences between the PCI and observation groups in the relative risks of 2-year cumulative incidence of NCF changes. Gregor et al50 reported that new cognitive impairments were observed at 6 and 12 months, but there were no notable differences between the PCI and control groups.

In the recently completed randomized study, RTOG 0212 (PCI in SCLC),51 Wolfson et al found a significant increase at 1 year of NCF decline in the higher-dose PCI arms (36 Gy) compared to the standard-dose PCI arm (25 Gy; P = .02). This further supports the NCF findings in our study, comparing PCI (30 Gy) to observation. Of course, the benefit versus risk ratio is quite different in SCLC, in which a survival benefit with PCI exists.

Slotman et al52 recently reported on QOL assessments in a randomized study of PCI in patients with extensive-stage SCLC. Slotman et al state that only data obtained up to 9 months were included in the analysis because of the small number of patients' data at 1 year. However, even at 9 months, only 38 patients in total completed the QOL assessments. They found that short-term results up to 3 months showed there was a negative impact of PCI on selected QOL scales. The largest mean difference between the two arms was observed for fatigue and hair loss. For global health status, the observed mean difference was 8 points on a scale 0 to 100 at 6 weeks (P = .018) and 3 months (P = .055). These observed differences were below the cutoff of a 10-point difference for clinical significance. At 6 and 9 months, there was no difference between the two arms with almost identical mean scores. Their 6- and 9-month results are consistent with our 6- and 12-month results showing no difference between the two arms. This study also revealed an OS advantage with the administration of PCI for patients with extensive-stage SCLC.

An interesting finding in our study is that we found that early changes (ie, 3 months) were more dramatic and significant than later changes (ie, 6, 12 months) with respect to NCF (we did not include a time point earlier than 6 months for QOL). For MMSE, although the protocol-specified end point, cognitive failure at 12 months, is not SSD between the two arms (P = .60), there is a SSD between the two arms at 3 months (P = .04), which was not significant at 6 months (P = .68). For HVLT-IR, the most significant change was at 3 months (P < .001), which remained significant at 6 months (but to a lesser degree; P = .045) and 12 months (P = .03), HVLT-DR also had the most significant change at 3 months (P < .001), which became not significantly different at 6 months (P = .81), but then became significant again at 12 months (P = .008), the protocol-specified end point. The differences between MMSE and HVLT may be because the HVLT has better sensitivity than the MMSE in detecting patients with mild dementia.23 However, the similarities bring up the possibility of recovery with time of diminished recall. For instance, one explanation may be that acutely (up to 3 months) there is an immediate decline from PCI (MMSE, IR, DR); followed by some degree of subacute (6 months) recovery (MMSE, IR, DR); followed by a chronic (12 months) decline (DR) or stabilization (MMSE, IR). It is unknown if the chronic (> 12 months) changes become more long-term or permanent, or if there is some recovery with more time. We will need more follow-up data beyond 12 months to assess these possibilities.

How can we further reduce missing QOL data? RTOG has a pilot study testing a Health Insurance Portability and Accountability Act–compliant, electronic web-based system (Visiontree; VisionTree Software, San Diego, CA) that allows patients to complete the QOL forms online (RTOG 0828).

The results of this study enable us to develop strategies that can potentially decrease the risks associated with PCI. One such strategy is to test agents that protect NCF (RTOG 0614—phase III study testing memantine's ability to reduce cognitive dysfunction from WBRT for BM). Another strategy may be to develop a conformal PCI technique that may spare memory function—hippocampal avoidance (to protect neuronal progenitor cells in this region) as per Gutierrez et al.53 An additional strategy would be to closely observe patients with imaging and apply WBRT or focused stereotactic radiosurgery as needed.6,54

In conclusion, PCI significantly decreases the risk of BM for patients with stage III NSCLC with no significant differences in OS or DFS. At 1 year, there were no significant differences in global cognitive function (MMSE) or QOL after PCI, but there was a significant decline in memory (HVLT). This study more accurately characterizes NCF and QOL changes in NSCLC patients receiving PCI and demonstrates the need to use sensitive cognitive assessments. RTOG 0214 provides prospective data regarding the relative benefits and risks of PCI in this setting.

Footnotes

See accompanying article on page 272

Supported by Grants No. RTOG U10 CA21661, CCOP U10 CA37422, and Stat U10 CA32115 from the National Cancer Institute (NCI). This manuscript's contents are the sole responsibility of the authors and do not necessarily represent the official views of the NCI.

Presented in part in abstract format at the 13th World Conference on Lung Cancer of the International Association for the Study of Lung Cancer, July 31-August 4, 2009, San Francisco, CA; and the 51st Annual Meeting of the American Society for Therapeutic Radiology and Oncology, November 1-5, 2009, Chicago, IL.

Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.

Clinical trial information can be found for the following: NCT00048997.

AUTHORS' DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST

Although all authors completed the disclosure declaration, the following author(s) indicated a financial or other interest that is relevant to the subject matter under consideration in this article. Certain relationships marked with a “U” are those for which no compensation was received; those relationships marked with a “C” were compensated. For a detailed description of the disclosure categories, or for more information about ASCO's conflict of interest policy, please refer to the Author Disclosure Declaration and the Disclosures of Potential Conflicts of Interest section in Information for Contributors.

Employment or Leadership Position: None Consultant or Advisory Role: James A. Bonner, Bristol-Myers Squibb (C), Imclone Systems (C), Oncolytics (C) Stock Ownership: None Honoraria: James A. Bonner, Bristol-Myers Squibb, Imclone Systems, Oncolytics Research Funding: None Expert Testimony: None Other Remuneration: None

AUTHOR CONTRIBUTIONS

Conception and design: Alexander Sun, Kyounghwa Bae, Elizabeth M. Gore, Benjamin Movsas, Stuart J. Wong, Christina A. Meyers, James A. Bonner, Hak Choy

Provision of study materials or patients: Alexander Sun, Elizabeth M. Gore, Benjamin Movsas, Stuart J. Wong, James A. Bonner, Steven E. Schild, Laurie E. Gaspar, Jeffery A. Bogart, Maria Werner-Wasik,Hak Choy

Collection and assembly of data: Kyounghwa Bae, Christina A. Meyers

Data analysis and interpretation: Alexander Sun, Kyounghwa Bae, Elizabeth M. Gore, Benjamin Movsas, Christina A. Meyers, James A. Bonner, Hak Choy

Manuscript writing: Alexander Sun, Kyounghwa Bae, Elizabeth M. Gore, Benjamin Movsas, Stuart J. Wong, Christina A. Meyers, James A. Bonner, Steven E. Schild, Laurie E. Gaspar, Jeffery A. Bogart, Maria Werner-Wasik, Hak Choy

Final approval of manuscript: Alexander Sun, Kyounghwa Bae, Elizabeth M. Gore, Benjamin Movsas, Stuart J. Wong, Christina A. Meyers, James A. Bonner, Steven E. Schild, Laurie E. Gaspar, Jeffery A. Bogart, Maria Werner-Wasik, Hak Choy

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