Summary
Lamprey and hagfish are surviving representatives of the most ancient vertebrates. They possess adaptive immune systems based on a vast, somatically diversified repertoire of lymphocyte-bound antigen receptors. Despite these similarities to antibody and T cell receptors (TCR) of later vertebrates, the variable lymphocyte receptors (VLR) are not related to the immunoglobulin (Ig)-superfamily of genes; and instead of V(D)J recombination VLR are somatically assembled by a gene conversion process. However, recent studies have revealed two lamprey lymphocyte subsets so closely resembling B cells and T cells that separate lymphocyte lineages must have already existed in the ancestral vertebrate, before Ig/TCR emergence. VLR and Ig/TCR arose independently, but the convergent evolution they display actually reflects their selection in cells with specialized functions.
Introduction
Lymphocytes in sharks and human beings recognize antigenic determinants through the N-terminal domains of their B cell and T cell receptors (BCR, TCR), called variable (V) regions, whose diversity is by generated V(D)J recombination. For many years in the 20th century comparative immunologists searched for the “primordial” V gene: the antigen receptor genes that existed before the introduction of recombination activating genes (RAG) that mediate V(D)J rearrangement. This was the assumed precursor to immunoglobulin (Ig) and TCR genes, and as such, presumably existed before the emergence of B and T lymphocytes. The candidate animals targeted in this hunt were lamprey and hagfish, the surviving representatives of the most ancient vertebrates (agnathans, jawless fishes) (Fig. 1). They possessed hematopoietic tissues with lymphoid elements and circulating cells that morphologically resembled lymphocytes and plasma cells; they made humoral responses to various injected antigens, although no Ig or Ig-like proteins could be isolated [reviewed in ref. 1, 2].
The studies in lamprey and hagfish brought some expected answers (no V(D)J recombination or RAG genes, no Ig or TCR genes, no class I or class II molecules of the major histocompatibility complex (MHC) [3, 4]) and some unanticipated findings -- the antigen receptors expressed on the lymphocytes were highly diverse but not related to the Ig-superfamily (IgSF) that Ig/TCR belong to. They were also somatically assembled to generate a vast immune repertoire, but not by RAG. Thus, during the evolution of vertebrates, adaptive immune systems have twice emerged independently. In recent years it has transpired that the lamprey lymphocyte lineages closely resemble T and B cells, so that lymphocyte specializations already existed in the ancestral vertebrate, more than 500 million years ago, and in point of fact pre-date the emergence of Ig/TCR antigen receptors.
Agnathan antigen receptors
The variable lymphocyte receptors (VLR) of lamprey were first isolated from a cDNA library constructed from activated lymphocytes after injection with antigen/mitogen cocktails [5]. The most abundant set consisted of 239 unique sequences containing leucine-rich-repeat (LRR) elements, and the diverse portion within these sequences encoded an N-terminal LRR (LRRNT), varying numbers of LRR units (LRRV) each of about 24 amino acids, a connecting peptide (CP), a C-terminal LRR (LRR-CT) capping region (Fig. 2). However, they could only have been generated by a single VLR locus whose germline organization consisted of the 5′ half of LRRNT and 5′ and 3′ parts of LRR-CT. During lymphocyte differentiation the interstitial region is replaced/inserted with varying numbers of different LRR units and the LRRNT and LRR-CT are extended to generate the mature, assembled VLR gene.
Comparison of the LRRV in 517 unique sequences, analyzed in terms of repeated modules and order, produced a potential repertoire estimate of 1014 VLR [6], more than equal to the IgM repertoire of >3.5 × 1010 as measured in humans [7]. The content of LRRV derive from >300 modules flanking the VLR gene [3]. These units are incorporated in a stepwise manner, and in-frame and in tandem with other LRR, as observed from noncompleted intermediates. The insertion process was initially proposed to take place through the use of short homology sequences between modules [8]. A fine analysis of mature VLR compared to a large pool of germline modules suggested that the majority of LRRV are chimeric for two or more different modules, and that intramodular homology is most frequently utilized [3].
The mechanism of the assembly process is not known. The absence of motifs like recombination signals, the lack of reciprocal exchanges, and the involvement of homology-based pairing suggest a donor template copied by the recipient in a gene conversion pathway. Activation-induced cytidine deaminase (AID)-APOBEC family DNA cytosine deaminase sequences are expressed in lymphocytic tissues, raising the possibility that VLR assembly processes may be initiated by AID-induced DNA lesions [3, 9**]. Pathways involving AID include gene conversion, the mechanism by which the primary antibody repertoire is generated in chicken precursor lymphocytes [10-12].
Two lymphocyte subpopulations
Two types of VLR sequences were subsequently identified by differences in the non-modified portions of the genes [13, 3]. They are encoded by two loci, VLR-A and VLR-B, whose mature assembled genes are similar in structure although the germline organizations differ somewhat between lamprey and hagfish. Immunization of lampreys with heterologous erythrocytes or bacteria induced a humoral response consisting of agglutinins that proved to be mainly multivalent VLRB molecules in the form of 8-10 disulfide-bonded VLRB subunits. Comparison with the monomer showed greater avidity of the multimer, reminiscent of pentameric IgM. After immunization, VLRB+ populations transformed into large plasmacytoid cells that secreted VLRB and expressed surface VLRB [14, 15]. Altogether these findings establish VLRB+ lymphocytes as the agnathan B cell equivalent.
Monoclonal antibodies and rabbit antisera specific for lamprey VLRA and VLRB demonstrated the existence of two separate lymphocyte populations that assemble and express one gene while retaining the other in germline configuration [9]. Whereas both VLRA and VLRB are membrane bound receptors, tethered by a glycosyl phosphatidyl inositol anchor, only the VLRB become secreted. Recombinant VLR transfected into the 293T human embryonic kidney cell line retained these characteristics. Moreover, whereas VLRB+ cells expressed B cell lineage-related genes (e.g. B cell receptor signal transduction components Syk and BCAP, Toll-like receptors TLR2a, TLR2b, TLR2c, TLR7, TLR10, chemokine IL-8, cytokine IL-17 receptor) VLRA+ cell populations are distinguished by transcripts found typically in T lymphocytes (e.g. transcription factors GATA2/3, c-Rel, aryl hydrocarbon receptor and BCL11b, chemokine receptor CCR9, T cell differentiation promoter Notch1, tyrosine phosphatase CD45, cytokines MIF and IL-17, chemokine IL-8 receptor).
After VLRA+ cells were stimulated by the classical T cell mitogen phytohemagglutinin, they upregulated transcripts for IL-17 and MIF, an observation that suggests cytokine secretion may be among their functions [9]. Whether VLRB+ and VLRA+ cells interact is not known, but there is now reported a third VLR locus in lamprey, also clonally expressed. In sequence and expression patterns VLRC is more closely related to VLRA, eliciting speculation on another T cell-like subset [16**].
Is there direct interaction between the VLRA/B/C subpopulations? The presence of cytokine and cytokine receptor transcripts in lymphocytes suggest crosstalk involving other cell types. It is not known if there is associative recognition and whether agnathan MHC analogs exist, in the absence of a true thymus (and thymic selection), or by what process lampreys and hagfish reject second-set allografts in an accelerated fashion [17, 18].
Agnathans do not possess true lymphoid organs like spleen, lymph nodes or thymus [1], but in pre-metamorphic lampreys lymphocytes appear to collect around the gill basket [19, 20]. The majority are VLRA+, and cells expressing AID-APOBEC were restricted to the tips of the gill filaments [21**]. Inspection of the pharyngeal epithelium also revealed the presence of Foxn1 and Delta-like orthologs [21, 22], genes essential in thymopoiesis and providing the microenvironment specific for T lymphocyte differentiation. If AID-expressing cells are assembling VLRA at the gill filaments, the lamprey thymus equivalent is not one lymphoid entity but numerous discrete sites in the gills. Lymphoid progenitors would migrate to the gill branch from the kidney, the site of hematopoiesis in lamprey and in bony fishes, or the typhlosole, an invagination in the gut in larvae, which regresses and is replaced in function by the supraneural/fat body in adults [1]. Agnathan lymphocytes express Notch receptors, whose ligand may be the Delta-like ortholog found on the pharyngeal epithelium, and it is speculated that in lamprey the Notch signaling induces T lineage specification and development, as in mammals [23].
VLRA+ and γδ-TCR lymphocytes
Immunization with Bacillus anthracis exosporium caused comparable proliferation levels in responsive VLRB+ and VLRA+ lymphocytes, although the latter could not be found to bind spores before or after immunization [9]. However both VLRA and VLRB specific for a soluble protein antigen like hen egg lysozyme (HEL) have been isolated and the VLR-antigen complexes determined [24, 25]. It is not clear whether VLRA have different recognition or binding requirements, but their direct binding of antigen [26**] has prompted comparison to γδ-TCR, in contrast to αβ-TCR that require antigen processing and presentation for recognition. VLRA may undergo somatic mutation, like TCRγ in sharks [27**]. Thirteen unique HEL-binding VLRA, isolated from a yeast surface display library constructed from immunized lamprey, varied in affinity by 100-fold range but they were all the same length and differed in only 15 of 244 positions, which suggested their descent from 1-2 mature VLRA progenitors [26].
The TCRγ substitutions in sandbar shark include blocks of 2-5 bp of contiguous changes previously seen only in Ig and Ig-like sequences of cartilaginous fishes [28], bespeaking a common hypermutation pathway in T and B cells. As in the VLRA, it is not clear whether the somatic mutations in shark TCRγ occurred as a result of antigen encounter. The common features of the shark and agnathan receptors suggest that “primordial” lymphocytes expressed receptors that directly bound antigen and may be diversified by mutation. The distinction between BCR and TCR has been further eroded in the amphibian Xenopus, where a number of the germline V gene segments at the TCRδ locus appear to have been paralogously co-opted from IgH. This demonstrates a need for antibody-like binding for some T cell function – perhaps one that is driven by antigen recognition [29].
Immunity based on clonally expressed antigen receptors
With somatically diversified antigen receptors that number in the many millions, selection against unwanted, autoreactive specificities must take place in the individual. Tolerance may be achieved by deletion or inactivation of the cells when they interact with self components, but the receptor must be expressed at sufficient levels to allow such a selection to take place [reviewed in 30]. Ig receptors, even when encoded by 20-200 independently rearranging Ig H chain genes in cartilaginous fishes, are clonally expressed [reviewed in 31].
Activation of the VLRA and VLRB loci is strictly mutually exclusive and expression of the receptor largely monoallelic [9, 8, 32*]. In single cell analysis of hagfish peripheral blood leukocytes, Kishishita and coworkers [32] found that in 90% of VLRA- and 95% of VLRB-assembled cells where both alleles of that locus were detected, one allele was functionally assembled while the other was in germline configuration. In many cells where two assembled VLR alleles were detected, one was defective and contained frameshifts or a germline-based stop codon; about 5% of VLRA- and 1% of VLRB- assembled cells carry two apparently functional VLR. The frequency of these presumed double expressers seems on a par with allelic inclusion of kappa light chains in mouse B cells [33], but interpretation awaits a better understanding of VLR receptor selection. Since both alleles at an activated VLR locus are transcribed, the results suggest that in the VLRA- or B-committed progenitor, assembly was asynchronously initiated. If a functional VLR was not expressed by the first allele, the absence of a feedback signal may have led to assembly activation at the second [32].
The novelty of sequence length diversity
The selected innovations of VLR and Ig/TCR lie in the extent to which ligand-combining sites can be varied in topology as well as sequence. The diverse topology of the Ig/TCR combining site is largely governed by the CDR3 loops created during the V(D)J rearrangement process [34], and the loop length spectrum of human H chain CDR3 encompasses 2-26 amino acids [35]. The ligand-binding site of VLR is formed by a continuous β sheet of LRR modules [36**] where the surface area size variation in VLRA can be 1-5 LRRV modules and in VLRB 1-8 LRRV modules [6]. No pre-vertebrate mutational pathway provided this kind of diversity over and above sequence variation [28].
The LRRV modules are each the same size except for the C-terminal module, LRRCT, which is generated with diverse insertions of varying sequence and length [3, 24, 25, 36] (Fig. 2, arrow). In crystallographic studies the antigen has key interactions with the concave LRR surface and the LRRCT insert [36, 24, 25]. The mobile flexibility of LRRCT may provide for a degree of induced binding not possible with the rigid LRR β sheet surface [36, 24, 25]. Although the VLRA and VLRB molecules appear overall structurally similar, the LRRCT insert diversity distinguishes them. The LRRCT inserts range between 0-13 and 2-12 amino acids for hagfish and lamprey VLRB, in contrast to the VLRA insert sizes of 3-4 and 10-13 amino acids, a considerably more restricted 2-3 residue range [24]. How the LRRCT diversity influences recognition capabilities has yet to be elucidated, but this distinction between VLRA and VLRB is a selected feature because it exists in both lamprey and hagfish, which have long diverged from each other (Fig. 1). If two lymphocyte subpopulations with different functions expressed overlapping repertoires they would directly compete for the same set of epitopes. If the two cell types expanded unequally, subsequent re-exposures to that antigen would exacerbate the imbalance, perhaps to the point of eliminating either the cellular or humoral component of the response.
Conclusions
The current reports collectively demonstrate that by the time of hagfish divergence, lymphocyte subsets were present in stem vertebrates and preceded emergence of Ig/TCR. This unexpected conclusion informs us that it is not the tail (receptor) that wags the dog (lymphocyte) in antigen receptor evolution; selection on the receptors depended on the efficaciousness they brought the cell's immune functions. The similarities of VLR and Ig/TCR reflect convergent evolution, perhaps not unexpectedly so, as they were molded in cells already capable of specialized roles. Did Ig/TCR and VLR evolve independently and in parallel or did Ig/TCR replace some version of VLR [37]? The phylogenetic position of lampreys, as depicted in Fig. 1, would suggest the latter; but whether lampreys are sister group of gnathostomes or of hagfish is a controversial issue [38].
Although efforts to understand the evolution of the adaptive immune system have focused on the origins of antigen receptors and their recombination pathways, the spotlight ought to shift from the receptors to the cell that they serve. Key issues such as the evolution of cellular interactions (and associative recognition of antigen) and the functions of the leukocyte subsets require investigation in not only agnathans but also protochordates. In the latter, morphology [39] and expression of hemocyte-specific genes have revealed several tunicate blood cell subsets [40*, 41] and a more complex picture of their cellular immunity. The relationship of these protochordate immune cells to lymphocytes needs clarification. After all, it is the invention of lymphocytes that made possible adaptive immune systems.
Acknowledgments
I thank Louis Du Pasquier and Chris Amemiya for their invaluable comments on the manuscript. The author's laboratory was supported by the National Institutes of Health (R01-GM068095).
Footnotes
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