Abstract
Objective
The purpose of this study was to compare current awareness of the “On a Code of Conduct for Scientists” (OCCS) among members of the Japanese Society for Hygiene (JSH).
Method
An anonymous self-administered questionnaire was mailed to JSH members, including 439 councilors and 376 junior members (who were under 50 years of age with a membership of 3 years or longer, excluding councilors). Councilors were surveyed from November to December 2007, while junior members were surveyed from November to December 2008.
Results
The overall response rate was 40.6% (n = 331/815), with responses from 46.7% of the councilors (n = 205/439) and 33.5% of the junior members (n = 126/376). Among the respondents, 36.0% of councilors (n = 68) and 59.8% of junior members (n = 73) did not know the contents of “On the Code of Conduct for Scientists” (P < 0.01), while 76.3% of councilors (n = 145) and 61.4% of junior members (n = 75) had not heard of it (P < 0.05). However, a majority of the respondents reported interest in the Code [70.0% of councilors (n = 133), 68.6% of junior members (n = 83)] (P < 0.05) and a favorable attitude towards research ethics education [69.3% of councilors (n = 133), 68.9% of junior members (n = 84)] (P < 0.54). In addition, 24.3% of the responding councilors (n = 46) and 15.7% of the responding junior members (n = 19) believe it necessary for JSH to formulate its own code of conduct for scientists (P < 0.01).
Conclusion
We clarified the current state of awareness of the OCCS among JSH members as well as the opinion of members for the JSH to have its own Code of Conduct for Scientists. This result provides important information that should be considered during the formulation of an individual code of conduct for scientists in the JSH.
Keywords: Code of Conduct for Scientists, Self-administered questionnaire, Mail survey
Introduction
In recent years, the conduct of scientists in matters related to research, including incidents that have raised publicly expressed doubts on ethics issues, has received attention both home and abroad [1–3].
Against such a background, the Science Council of Japan formulated “On a Code of Conduct for Scientists” (OCCS) in October 2006 following an investigation on the ethics of scientists by the “Permanent Committee on Science and Society” [4]. Within the Board of Directors of the Japanese Society for Hygiene (JSH), there is an ongoing debate regarding the OCCS, with some members feeling that the Science Council of Japan’s code of conduct is provides sufficient guidelines, while others feel that individual universities, research institutions, and academic societies need their own code of conduct.
Accordingly, the ethics committee of the JSH conducted “A Survey of the Current Situation Regarding Codes of Conduct for Scientists” among 439 councilors of the JSH from November to December 2007 [5, 6]. This initial survey prompted a subsequent survey of junior members (who were under 50 years of age with ≥3 years of membership, excluding councilors) from November to December 2008 due to the prevailing opinion that “there also needs to be a survey of the current situation among the younger generation who would be working on the front line as researchers in the future” [7].
The study reported here compares the current state of awareness among JSH members for a Code of Conduct for Scientists.
Methods
Participants
A total of 439 councilors (in November 2007) and 376 junior members (in November 2008) of JSH were surveyed by written questionnaire.
Survey method
An anonymous self-administered questionnaire, including multiple choice and free answer questions, entitled “Survey on Awareness of Codes of Conduct for Scientists” was mailed to councilors from November to December 2007 and to junior members from November to December 2008. In order to protect privacy, a member roster was not obtained. Questionnaires were mailed to participants along with a letter requesting their cooperation from the administrative office of JSH. The questionnaires were returned to the administrative office and then transferred anonymously to study analysts at the Department of Epidemiology and Environmental Health, Juntendo University Faculty of Medicine.
Ethical considerations
We included a letter requesting the cooperation of the individual with clear explanations of the goal of the survey, the voluntary nature of survey participation, and ensured confidentiality of personal information. The survey of junior members was approved by the Juntendo University Faculty of Medicine for Ethics Committee.
Data collection
Our analysis focused on data from the survey sheet concerning participant characteristics and OCCS. Details of the surveyed items and a tally of the results are shown in Table 2.
Table 2.
Responses to questions on the “Code of Conduct for Scientists”
| Items on the questionnaire | Answer | Councilors | Junior members | P value | ||
|---|---|---|---|---|---|---|
| n | % | n | % | |||
| Do you know about the existence of the “Code of Conduct for Scientists” formulated by the Science Council of Japan? | Yes | 48 | 25.4 | 12 | 9.8 | <0.01* |
| Recognized title but did not know contents | 73 | 38.6 | 37 | 30.3 | ||
| No | 68 | 36 | 73 | 59.8 | ||
| Where did you receive information about the “Code of Conduct for Scientists” from? (if known) | Homepage of the Japanese Society for Hygiene | 12 | 18.5 | 2 | 13.3 | 0.24 |
| Study session at the Japanese Society for Hygiene general meeting | 3 | 3.1 | 2 | 13.3 | ||
| Homepage of an academic society other than the Japanese Society for Hygiene | 3 | 4.6 | 0 | 0.0 | ||
| Mass media | 13 | 20.0 | 5 | 33.3 | ||
| Internet | 16 | 24.6 | 4 | 26.7 | ||
| Lecture | 1 | 1.5 | 1 | 6.7 | ||
| Other | 18 | 27.7 | 1 | 6.7 | ||
| Do you think that the “Code of Conduct for Scientists” is adequately known among members of the JSH? | Yes | 5 | 2.6 | 3 | 2.5 | <0.05* |
| No | 145 | 76.3 | 75 | 61.5 | ||
| Not sure | 40 | 21.1 | 44 | 36.1 | ||
| What do you think is the most effective way to make the “Code of Conduct for Scientists” commonly known among more members of the JSH? | The Society’s homepage | 25 | 13.8 | 11 | 9.1 | 0.29 |
| Lectures at general meeting symposia | 38 | 21.0 | 18 | 14.9 | ||
| Holding a briefing session at the general meeting | 12 | 6.6 | 10 | 8.3 | ||
| Individual emails | 27 | 14.9 | 29 | 24.0 | ||
| Individual letters | 25 | 13.8 | 15 | 12.4 | ||
| Individual emails and letters | 43 | 23.8 | 33 | 27.3 | ||
| Other | 11 | 6.1 | 5 | 4.1 | ||
| Are you interested in the “Code of Conduct for Scientists”? |
Yes | 133 | 70 | 83 | 68.6 | <0.05* |
| No | 30 | 15.8 | 10 | 8.3 | ||
| Not sure | 27 | 14.2 | 28 | 23.1 | ||
| What do you think about conducting research ethics education through the JSH? | Approve | 133 | 69.3 | 84 | 68.9 | 0.54 |
| Disapprove | 13 | 6.7 | 5 | 4.1 | ||
| Not sure | 46 | 24.0 | 33 | 27.0 | ||
| Please identify specific methods (for those who approve) | Creating guidelines | 34 | 25.8 | 14 | 17.5 | 0.08 |
| Lectures and workshops at Society meetings | 44 | 33.8 | 40 | 50 | ||
| The Society’s home page | 10 | 7.6 | 11 | 13.8 | ||
| Individual emails | 12 | 9.1 | 5 | 6.3 | ||
| Individual letters | 12 | 9.1 | 4 | 5 | ||
| Individual emails and letters | 18 | 13.6 | 5 | 6.3 | ||
| Other | 2 | 1.5 | 1 | 1.3 | ||
| Where do you think judgments on misconduct should be made? | Board of Directors | 20 | 10.6 | 6 | 5.0 | 0.17 |
| Ethics Committee | 110 | 58.2 | 83 | 69.2 | ||
| Create a new organization within the Japanese Society for Hygiene | 51 | 27 | 26 | 21.7 | ||
| Other | 8 | 4.2 | 5 | 4.2 | ||
| Do you think that a member of the JSH who has been cited for misconduct should be provided with an opportunity for rebuttal? | Yes | 189 | 98.4 | 115 | 94.3 | <0.05* |
| No | 1 | 0.5 | 0 | 0.0 | ||
| Not sure | 2 | 1.0 | 7 | 5.7 | ||
| Is it necessary for the Society to formulate its own “Code of Conduct for Scientists”? | Necessary | 46 | 24.3 | 19 | 15.7 | <0.01* |
| Not necessary | 96 | 50.8 | 51 | 42.1 | ||
| Not sure | 47 | 24.9 | 51 | 42.1 | ||
* Significant at P < 0.05
Statistical analysis
In order to compare current opinions on OCCS between councilors and junior members, we first analyzed data items concerning participant characteristics and OCCS. We then divided surveyed items into three groups, namely, “necessary,” “not necessary,” and “not sure,” to analyze opinions on the JSH formulating its own code of conduct for scientists. The chi-square test was used to analyze these groups with a focus on (1) gender, (2) qualifications, (3) position, (4) affiliated institution, and (5) experience on an ethical review board for both councilors and junior members.
Statistical significance was assessed using SPSS ver. 11.0 (SPSS, Chicago, IL) and HALBAU 7 (Gendai Sugaku-sha, Kyoto, Japan). P < 0.05 was considered to be statistically significant.
Results
Participant background
The overall response rate of participants was 40.6% (n = 331/815), with 46.7% of councilors (n = 205/439) and 33.5% of junior members (n = 126/376) responding. Participant characteristics are shown in Table 1. The mean age of the participants was 56.2 ± 8.8 years for men and 53.0 ± 8.3 years for women among the councilors, and 40.1 ± 6.1 years for men and 39.2 ± 6.0 years for women among junior members. A significant difference was observed in the mean age of councilors and junior members among both males and females (P < 0.01).
Table 1.
Characteristics of Japanese Society for Hygiene (JSH) councilors and junior members who responded unambiguouslya to the questionnaire survey
| Participant characteristics | Councilors | Junior members | P value | ||
|---|---|---|---|---|---|
| n | % | n | % | ||
| Gender | |||||
| Male | 171 | 90.0 | 60 | 50.4 | <0.01* |
| Female | 19 | 10.0 | 58 | 49.6 | |
| Qualifications | |||||
| Physician, dentist | 120 | 67.0 | 56 | 50.0 | <0.01* |
| Nurse, public health nurse | 1 | 0.6 | 8 | 7.1 | |
| Pharmacist | 10 | 5.6 | 5 | 4.5 | |
| Nutritionist | 2 | 1.1 | 7 | 6.3 | |
| Other | 46 | 25.7 | 36 | 32.1 | |
| Affiliated institution | |||||
| University Medical School | 98 | 55.1 | 63 | 56.3 | 0.19 |
| University, non-Medical School | 50 | 28.1 | 26 | 23.2 | |
| Medical Institution, non-University | 4 | 2.2 | 7 | 6.3 | |
| Research Institute | 21 | 11.7 | 9 | 8.0 | |
| Government Institution | 5 | 2.8 | 7 | 6.3 | |
| Position | |||||
| Professor | 116 | 61.7 | 11 | 13.1 | <0.01* |
| Associate professor | 24 | 12.8 | 16 | 19.0 | |
| Assistant professor | 11 | 5.9 | 21 | 25.0 | |
| Senior researcher | 0 | 0.0 | 30 | 35.7 | |
| Laboratory chief | 1 | 0.5 | 4 | 4.8 | |
| Other | 31 | 16.5 | 31 | 36.9 | |
| Member of an Ethical Review Board (now or in the past) | |||||
| Yes | 15 | 11.6 | 12 | 9.9 | 0.81 |
| No | 114 | 88.4 | 109 | 90.1 | |
* Significant at P < 0.05
aAmbiguous answers were excluded from the analysis
Questionnaire results
Results for responses to items related to OCCS are listed in Table 2. Across all members, 36.0% of councilors (n = 68) and 59.8% of junior members (n = 73) did not personally know the contents of the OCCS (p < 0.01), while 76.3% of councilors (n = 145) and 61.4% of junior members (n = 75) felt that it was not known by others (P < 0.05). However, a majority reported interest in the OCCS [70.0% of councilors (n = 133), 68.6% of junior members (n = 83)] (P < 0.05) and a favorable attitude towards education in research ethics [69.3% of councilors (n = 133), 68.9% of junior members (n = 84)] (P = 0.54). We found that 24.3% of councilors (n = 46) and 15.7% of junior members (n = 19) believe that it is necessary for JSH to formulate its own code of conduct for scientists (P < 0.01). However, most junior members were divided between “not necessary” and “not sure” on whether JSH should formulate its own code.
Responses to JSH formulating its own code of conduct for scientists
Analyses of attitudes towards the JSH formulating its own code of conduct for scientists are shown in Tables 3 and 4. It is worth noting that a significant discrepancy exists between the issue of JSH formulating its own code and a knowledge of the OCCS. A higher percentage of those with knowledge of OCCS responded that it was necessary for the Society to formulate its own code (p < 0.01).
Table 3.
Responses among councilorsa to the question of whether the JSH should formulate its own “Code of Conduct for Scientists”
| Participant characteristics | Necessary | Not necessary | Not sure | P value | |||
|---|---|---|---|---|---|---|---|
| n | % | n | % | n | % | ||
| Gender | |||||||
| Male | 42 | 91.3 | 89 | 92.7 | 38 | 82.6 | 0.16 |
| Female | 4 | 8.7 | 7 | 7.3 | 8 | 17.4 | |
| Qualifications | |||||||
| Physician, dentist | 27 | 65.9 | 69 | 75.3 | 21 | 48.8 | <0.05* |
| Nurse, Public health nurse, pharmacist, nutritionist | 2 | 4.8 | 4 | 4.3 | 7 | 16.3 | |
| Other | 12 | 29.3 | 19 | 20.4 | 15 | 34.9 | |
| Position | |||||||
| Professor | 26 | 59.1 | 58 | 61.1 | 31 | 67.4 | 0.24 |
| Associate professor | 3 | 6.8 | 14 | 14.7 | 7 | 15.2 | |
| Lecturer | 5 | 11.4 | 3 | 3.2 | 3 | 6.5 | |
| Assistant professor | 0 | 0.0 | 0 | 0.0 | 0 | 0.0 | |
| Senior researcher, laboratory chief | 1 | 2.3 | 4 | 4.2 | 1 | 2.2 | |
| Other | 9 | 20.5 | 16 | 16.8 | 4 | 8.7 | |
| Affiliated institution | |||||||
| University Medical School | 26 | 60.5 | 50 | 56.8 | 22 | 48.9 | 0.10 |
| University, non-Medical School | 9 | 20.9 | 21 | 23.9 | 19 | 42.2 | |
| Research Institute | 8 | 18.6 | 13 | 14.8 | 4 | 8.9 | |
| Government Institution | 0 | 0.0 | 4 | 4.5 | 0 | 0.0 | |
| Experience on an Ethical Review Board (now or in the past) | |||||||
| Yes | 3 | 10.7 | 10 | 15.8 | 2 | 5.2 | 0.26 |
| No | 25 | 89.3 | 53 | 84.2 | 36 | 94.8 | |
| Knowledge about the code of conduct | |||||||
| Knowledgeable | 20 | 44.4 | 20 | 21.1 | 7 | 15.2 | <0.01* |
| Recognized title but did not know contents | 13 | 28.8 | 42 | 44.2 | 17 | 36.9 | |
| Not knowledgeable | 12 | 26.8 | 33 | 34.7 | 22 | 47.9 | |
| Reasons for the necessity for the JSHto formulate its own code of conduct for scientists | |||||||
| No comments | 11 | 23.9 | 96 | 100.0 | 47 | 100.0 | <0.01* |
| With comments | 35 | 76.1 | 0 | 0.0 | 0 | 0.0 | |
* Significant at P < 0.05
aAmbiguous answers were excluded from the analysis
Table 4.
Responses among junior membersa to the question of whether the JSH should formulate its own “Code of Conduct for Scientists”
| Participant characteristics | Necessary | Not necessary | Not sure | P value | |||
|---|---|---|---|---|---|---|---|
| n | % | n | % | n | % | ||
| Gender | |||||||
| Male | 8 | 42.1 | 28 | 56.0 | 24 | 48.0 | 0.53 |
| Female | 11 | 57.9 | 22 | 44.0 | 26 | 52.0 | |
| Qualifications | |||||||
| Physician, dentist | 6 | 33.3 | 28 | 59.5 | 22 | 46.8 | 0.36 |
| Nurse, public health nurse, pharmacist, nutritionist | 5 | 27.8 | 6 | 12.8 | 9 | 19.1 | |
| Other | 7 | 38.9 | 13 | 27.7 | 16 | 34.1 | |
| Position | |||||||
| Professor | 1 | 5.3 | 5 | 10.2 | 5 | 10.6 | 0.93 |
| Associate professor | 3 | 15.8 | 8 | 16.3 | 5 | 10.6 | |
| Lecturer | 3 | 15.8 | 7 | 14.3 | 11 | 23.4 | |
| Assistant professor | 5 | 26.3 | 12 | 24.5 | 13 | 27.7 | |
| Senior researcher, laboratory chief | 1 | 5.3 | 4 | 8.2 | 1 | 2.1 | |
| Other | 6 | 31.6 | 13 | 26.5 | 12 | 25.5 | |
| Affiliated institution | |||||||
| University Medical School | 8 | 53.3 | 22 | 45.8 | 33 | 67.3 | 0.07 |
| University, non-Medical School | 5 | 33.3 | 10 | 20.8 | 11 | 22.4 | |
| Research Institute | 2 | 13.4 | 12 | 25.1 | 2 | 4.2 | |
| Government Institution | 0 | 0.0 | 4 | 8.3 | 3 | 6.1 | |
| Experience on an Ethical Review Board (Now or in the past) | |||||||
| Yes | 1 | 5.3 | 5 | 9.6 | 6 | 12.0 | 0.70 |
| No | 18 | 94.7 | 47 | 90.4 | 44 | 88.0 | |
| Knowledge about the code of conduct | |||||||
| Knowledgeable | 23 | 35.9 | 25 | 17.1 | 11 | 11.3 | <0.01* |
| Recognized title but did not know contents | 20 | 31.3 | 59 | 40.4 | 30 | 30.9 | |
| Not knowledgeable | 21 | 32.8 | 62 | 42.5 | 56 | 57.8 | |
| Reasons for the necessity for the JSH to formulate its own code of conduct for scientists | |||||||
| No comments | 6 | 31.6 | 51 | 100.0 | 51 | 100.0 | <0.01* |
| With comments | 13 | 68.4 | 0 | 0.0 | 0 | 0.0 | |
* Significant at P < 0.05
aAmbiguous answers were excluded from the analysis
The reasons cited by councilors for the need of a JSH code are:
research in the field of hygiene deals with people and often requires handling personal information;
epidemiological research includes researchers of various backgrounds;
the need to give JSH a sense of uniqueness.
Among junior members, the following opinions prevailed:
there is a need for guidelines that appropriately reflect the characteristics of JSH;
formulation of an independent code by JSH will influence other academic societies to councilor member awareness;
formulation of an independent code will exert an educational effect on members.
Discussion
In this survey, we collected responses from 46.7% of councilors and 33.4% of junior members of the JSH. This low response rate—less than half of members despite appeals through the administrative office—may be related to a low interest among JSH members in the subject matter. In particular, the relatively lower response rate from junior members in comparison to councilors may be due to a difference in standing and responsibility within the JSH. Respondents expressing interest in the OCCS included 70.0% of councilors (n = 133) and 68.6% of junior members (n = 83). It was also evident that those respondents with a greater knowledge of the OCCS more frequently felt it necessary for the JSH to formulate its own code of conduct for scientists.
A code is valuable not only because of its existence but also for its contents. Therefore, the necessity for the JSH to have its own individual codes is dependent not only on its members having a knowledge of the OCCS but also on the content and the aim of the code itself. Similarly, the determination of whether or not the JSH should formulate its own code requires that the OCCS be commonly known. Lectures at general meeting symposia and individualized communications to all members, with no distinction made between councilors and junior members, may be effective in distributing knowledge. Publicity about the OCCS may evoke interest among councilor members for codes of scientific conduct and eventually lead to a need to establish a code within the JSH.
Conclusion
We have clarified the current state of awareness of the OCCS among JSH members and the opinion of JSH members towards formulating its own Code of Conduct for Scientists. Our results provide important information that should be considered in the formulation of an individual code of conduct for scientists in the JSH.
Acknowledgments
We would like to express our deep gratitude to all councilors and junior members of JSH who cooperated in this survey. We appreciate the clerical assistance from the administrative office of the JSH (Osaka University Graduate School of Medicine, Department of Social and Environmental Medicine). We received funding for this survey from the JSH.
Footnotes
Y. Inaba, T. Takeshita, K. Yoshida, K. Ogoshi, and K. Okamoto were members of the Ethics Committee of the Japanese Society for Hygiene at that time.
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