Abstract
Objective
We sought to estimate the direct cost, from the perspective of the health insurer or purchaser, of breast-care services in the year following a false positive screening mammogram compared with a true negative examination.
Design
We identified 21,125 women aged 40 to 80 years enrolled in an integrated healthcare delivery system in Washington State, who participated in screening mammography between January 1, 1998 and July 30, 2002. Pathology and cancer registry data were used to identify breast cancer diagnoses in the year following the screening mammogram. A positive examination was defined as a Breast Imaging Reporting and Data System assessment of 0, 4, or 5. Women with a positive screening mammogram but no breast cancer diagnosed within 1 year were classified as false positives. We used diagnostic and procedure codes in automated health plan data to identify services received in the year following the screening mammogram. Medicare reimbursement rates were applied to all services. We used ordinary least-squares linear regression to estimate the difference in costs following a false positive versus true negative screening mammogram.
Results
False positive results occurred in 9.9% of women; most false positives (87.3%) were followed by breast imaging only. The mean cost of breast-care following a false positive mammogram was $527. This was $503 (95% confidence interval, $490 –$515) more than the cost of breast-care services for true negative women.
Conclusions
The direct costs for breast-related procedures following false positive screening mammograms may contribute substantially to US healthcare spending.
Keywords: breast cancer, mammography, screening, false positives, cost, recall
Mammography is an important breast cancer screening test.1,2 The United States Preventive Services Task Force (USPSTF) recently revised its breast cancer screening recommendations,3 generating substantial commentary and debate.4–8 False positive results are one of the recognized potential harms of screening9 and were cited in the recent USPSTF guidelines on screening for breast cancer as one of the factors behind the changes in recommendations.3,9,10 The United States has a considerably higher false positive rate compared with other countries with similar cancer detection rates.11,12 Previous US studies report up to half of women participating in screening over a decade have at least 1 false positive result.13,14 Our intent is not to recommend for or against screening in any particular subgroup. Rather, the goal of this article is to estimate the financial implications of false positive screening mammograms and the costs that could be spared if women without cancer were not recalled for further evaluation.
Numerous studies have addressed the psychologic consequences of false positive mammograms,2,15 but few describe economic consequences of false positive results. The Stockholm mammography screening trial estimated the mean follow-up cost per woman with a false positive as 5106 to 7488 Swedish Krona (~$664–$973 based on 0.13$/Krona in 199316).17 In 1998, Elmore et al calculated that diagnostic work-up cost $309,755 for 631 false positive mammograms (mean = $491 per person).13,14
Updating estimates of the cost of evaluating false positive mammograms is important for understanding the full economic consequences of high recall rates following breast cancer screening, as well as the cost-effectiveness of mammography and comparative effectiveness of different screening strategies.
METHODS
Study Sample
Participants for this study were women enrolled in Group Health, an integrated healthcare delivery system that provides comprehensive health and preventive services to ~550,000 members in Washington State. Computer linkage between Group Health and the Western Washington Surveil-lance, Epidemiology, and End Results (SEER) registry identified cancer cases for all Group Health enrollees residing in any of the 13 Western Washington SEER counties. We obtained complete information on breast-care services through Group Health encounter data and the Breast Cancer Screening Program, which manages risk factor surveys and tracks screening mammography.18,19 During the study period,Group Health recommended initiating screening for average risk women at age 50 and high risk women at age 40.
The Group Health Institutional Review Board approved study procedures. We previously described methods for identifying the study sample20; briefly, we identified women who received at least 2 bilateral screening mammograms 11 to 26 months apart between January 1, 1998 and July 30, 2002. Screening included a 2-view mammogram at dedicated centers within the Group Health delivery system. The second mammogram was considered the index examination for this study. Women with missing assessments at either mammogram were excluded (n = 26).
Subjects resided in 1 of the 13 counties covered by the SEER registry in Western Washington and were continuously enrolled (defined as enrollment gaps of <2 months) in Group Health's integrated group practice for ≥1 year before and after the index mammogram; however, women who died in the year after the index examination were included. We excluded women diagnosed with breast cancer or who had had a mastectomy or breast augmentation before the index screening mammogram. Our final sample consisted of 21,125 eligible subjects.
Classification of Mammograms
A screening mammogram was positive if coded 0 (incomplete), 4 (suspicious abnormality), or 5 (highly suggestive of malignancy) by the radiologist and according to the American College of Radiology's Breast Imaging Reporting and Data System (BI-RADS) assessment categories.21 A mammogram was considered negative if coded 1 (negative), 2 (benign), or 3 (probably benign).
We used Group Health pathology and SEER data to ascertain diagnoses of breast cancer in the year following the index mammogram. Women with a positive screening mammogram who did not develop breast cancer the following year were false positives (n = 2089). Women with a negative screening mammogram who were not diagnosed with breast cancer in the following year were true negatives (n = 18,844). There were also 160 true positives and 32 false negatives.
Identification of Procedures and Calculation of Costs
We identified breast-care services during the year following the index screening mammogram based on International Classification of Disease (ninth revision) Clinical Modification, Diagnosis-related group, and the American Medical Association's Current Procedural Terminology procedure codes for surgical consultations, imaging (screening and diagnostic mammograms, ultrasounds, and magnetic resonance imaging), fine needle aspiration, biopsies, pathology, and mastectomy (because some women may have had a prophylactic mastectomy) (Table A1; available online only, Supplemental Digital Content 1, available at: http://links.lww.com/MLR/A111).
Our analysis was conducted from the perspective of the health insurer or purchaser. We measured costs from Medicare's perspective as it is a large purchaser of breast cancer screening and treatment services in the United States.22,23 Costs of specific procedures were based on Medicare reimbursement rates for 2007 for Seattle, Washington.24 If a code was unavailable for 2007, we used the most recent prior year that it was available and applied the 2007 Medicare conversion factor. Cost estimates for diagnosis-related group were based on standardized Medicare reimbursement, and International Classification of Disease (ninth revision) Clinical Modification procedure cost estimates were based on a crosswalk to the comparable Current Procedural Terminology code to which the standardized Medicare reimbursement was applied.
Covariates
Reproductive history, screening history, personal and family history of breast cancer, use of hormone therapy, weight, height, race, and education were obtained from Group Health's Breast Cancer Screening Program electronic data.18,25 Women participating in the Breast Cancer Screening Program completed breast cancer risk factor questionnaires at program enrollment and updated this information at the time of a mammogram. Approximately 85% of women ≥40 complete the questionnaires,18 and the data are available in automated databases. Body mass index was computed using self-reported weight and height collected as part of the Breast Cancer Screening Program survey. Breast density was based on the 4 ratings of density recommended by American College of Radiology BI-RADS.21 Comorbidity burden was measured using the pharmacy-based chronic disease score.26 The chronic disease score assigns relative risk weights to individuals based on dispenses for ambulatory prescription drugs used to treat 27 chronic conditions. When validated against case mix models that rely both on self-reported information about health status and diagnostic data, the chronic disease score provides estimates of prospective and concurrent costs that are valid and stable prospectively.27–29 The completeness of Group Health automated pharmacy data30 facilitates the use of the chronic disease score as a case mix tool.
Statistical Analysis
We used the χ2 test to compare the distribution of covariates between women with false positive and true negative screening mammograms. We calculated the frequency of all breast services by screening mammogram result. We then categorized each woman's receipt of breast-care services in the year following her index screening into the following mutually exclusive categories of increasingly invasive services: breast imaging only; surgical consultation for a breast issue (with/without imaging); fine needle aspiration (with/ without imaging or surgical consultation); breast biopsy (with/without imaging, surgical consultation, or fine needle aspiration); mastectomy (with/without other procedures). We applied Medicare reimbursement rates to these services and calculated the total cost of breast-care services for each woman based on her specific set of procedure codes. We then computed the mean and median cost overall and for women in the mutually exclusive groups of services; we used the Wilcoxon rank-sum test to test the null hypothesis that overall costs for false positives and true negatives are drawn from the same distribution. Multivariate analyses were performed using ordinary least-squares regression. Because ordinary least-squares provides unbiased coefficients and standard errors for cost analyses with samples sizes ≥500 observations,31 we used linear regression to estimate the difference in costs following a false positive versus true negative screening mammogram with test status as the only predictor. We also estimated the difference in cost from a model that included factors that were assumed a priori to be strong confounders: age (40 – 49, ≥50) and ever-use of hormone therapy. We selected age 50 as the cut-point to be consistent with screening guidelines and because it seemed plausible that clinicians might treat women <50 differently from those ≥50 due to evidence from trials regarding the value of mammography to detect breast abnormalities. We also conducted an analysis adjusting for the full set of covariates listed in Table 1. Because we hypothesized that patterns of care, and thus costs, might differ by age or past hormone use status, we ran models that included an interaction term between test result and the potential effect modifier; we evaluated potential effect modification by age and past hormone use in separate models, both with and without adjustment for covariates in Table 1.
TABLE 1.
False Positives N = 2089 n (%) | True Negatives N = 18,844 n (%) | χ2p | |
---|---|---|---|
Age (yr) | |||
40–49 | 95 (4.5) | 950 (5.0) | P = 0.58 |
50–59 | 729 (34.9) | 6532 (34.7) | |
60–69 | 605 (29.0) | 5265 (27.9) | |
70–80 | 660 (31.6) | 6097 (32.4) | |
Race | |||
White | 1908 (91.3) | 17,116 (90.8) | P = 0.49 |
Black | 65 (3.1) | 552 (2.9) | |
Asian/Pacific Islander | 101 (4.8) | 987 (5.2) | |
Other/unknown | 15 (0.7) | 189 (1.0) | |
BMI (kg/m2)* | |||
<25 | 748 (37.6) | 809 (32.7) | P = 0.02 |
25–30 | 696 (35.0) | 5809 (32.7) | |
>30 | 543 (27.3) | 5352 (30.1) | |
First-degree family history of breast cancer* | 374 (17.9) | 3366 (17.9) | P = 0.96 |
Ever used hormone therapy* | 1611 (77.7) | 13,316 (71.2) | P < 0.001 |
Breast density | |||
Almost entirely fat | 86 (4.1) | 128 (43.1) | P < 0.001 |
Scattered fibroglandular tissue | 785 (37.6) | 8128 (43.1) | |
Heterogeneously dense | 1098 (52.6) | 8007 (42.5) | |
Extremely dense | 120 (5.7) | 1179 (6.3) | |
False positive recall at previous screen | 265 (12.7) | 1548 (8.2) | P < 0.001 |
Mean (SD) | Mean (SD) | t Test p | |
---|---|---|---|
Months since previous screening mammogram | 22 (4) | 22 (4) | P = 0.13 |
Chronic disease score† | 2769 (2728) | 2667 (2630) | P = 0.10 |
Missing values for false positives and true negatives, respectively: BMI (102, 1088); first-degree family history of breast cancer (1, 7); hormone therapy (16, 140).
Pharmacy-based chronic disease score.26
BMI indicates body mass index; SD, standard deviation.
RESULTS
The distribution of initial BI-RADS assessment categories, taking each woman's most abnormal result, was: 1 (71.2%), 2 (17.2%), 3 (1.0%), 0 (10.5%), 4 (<0.1%), 5 (1%). Among the 21,125 women in this study, there were 160 true positives (0.8%), 2089 false positives (9.9%), 18,884 true negatives (89.2%), and 32 false negatives (0.2%). The positive predictive value of screening mammography in this population was 7.1%. Table 1 shows subject characteristics according to the main comparison groups in this analysis, false positive and true negative screening mammograms. Women with false positives were similar to true negatives with respect to age, race, family history of breast cancer, months since last screening mammogram, and comorbidity burden; however, body mass index, breast density, ever use of hormone therapy, and history of a false positive result at the previous screening mammogram differed between women with false positive and true negative exams.
In the year following the index screening mammogram, patterns of care differed according to mammogram results (Table 2). Most women with false positive exams received subsequent breast imaging (98.6%), with a smaller percent undergoing invasive testing via fine needle aspiration (1.6%) and breast biopsy (9.0%). Among women with true negative screening mammograms, 5.0% underwent additional breast imaging within the following year; fine needle aspiration (0.4%) and biopsy (0.9%) were also noted in a small fraction of these women.
TABLE 2.
False Positives N (Women) = 2089 n (%) | True Negatives N (Women) = 18,844 n (%) | |
---|---|---|
Breast imaging | 2060 (98.6) | 934 (5.0) |
Diagnostic mammogram | 1870 (89.5) | 623 (3.3) |
Screening mammogram | 35 (1.7) | 237 (1.3) |
MRI | 1 (0.1) | 2 (<0.1) |
Ultrasound | 975 (46.7) | 319 (1.7) |
Ductogram | 2 (0.1) | 4 (<0.1) |
Surgical consult for a breast issue | 116 (5.6) | 135 (0.7) |
Fine needle aspiration | 33 (1.6) | 71 (0.4) |
Biopsy | 188 (9.0) | 161 (0.9) |
Mastectomy | 3 (0.1) | 1 (<0.1) |
Column percents will not add to 100% because categories are not mutually exclusive.
Table 3 shows the median cost per women for breast services overall and by mutually exclusive groups of services. Among women with false positives, the median cost was $338 for the imaging only group and $2192 for women going on to have a breast biopsy with/without breast imaging, surgical consult, or fine needle aspiration. Overall, the median cost of breast-care services in the year following a false positive screening mammogram was $338 (interquartile range, $169–$554), compared with a median of $0 (inter-quartile range, $0–$0) for true negatives.
TABLE 3.
False Positives |
True Negatives |
|||
---|---|---|---|---|
Procedure(s) Received | N (col. %) | Median$/Person (q25, q75) | N (col. %) | Median$/Person (q25, q75) |
None | 28 (1.3) | 0 (0, 0) | 17,725 (94.1) | 0 (0, 0) |
Breast imaging only | 1824 (87.3) | 338 (169, 420) | 824 (4.4) | 210 (185, 379) |
Surgery consult with/without imaging | 37 (1.8) | 628 (510, 898) | 83 (0.4) | 374 (177, 459) |
Fine needle aspiration with/without imaging or surgical consult | 12 (0.6) | 642 (434, 781) | 51 (0.3) | 518 (210, 583) |
Breast biopsy with/without imaging, surgical consult, or fine needle aspiration | 185 (8.9) | 2192 (1600, 2500) | 160 (0.8) | 762 (458, 1330) |
Mastectomy with/without other procedures | 3 (0.1) | 6226 (5711, 12,641) | 1 (<0.1) | 2471 (2471, 2471) |
Total | 2089 (100) | 338* (169, 554) | 18,844 (100) | 0 (0, 0) |
P < 0.01 from Wilcoxon rank-sum test of null hypothesis that overall costs for false positives and true negatives are drawn from the same distribution.
q25 indicates 25th percentile; q75, 75th percentile.
On average, the mean cost of breast-care services in the year following a false positive screening mammogram was $527, which was $503 (95% confidence interval [CI], $490–$515) higher than breast-care costs in the year following a true negative examination. Adjustment for age and past hormone therapy use did not alter results meaningfully ($502; 95% CI, $490–$514), nor did fully adjusting for all of the variables in Table 1 ($499; 95% CI, $487–$512).
In our effect modification analyses, the average difference in costs between a false positive and true negative screening examination was higher (by $64; 95% CI, $5–$123) in women 40 to 49 ($564; 95% CI, $506–$621) compared with women ≥50 years of age ($500; 95% CI, $487–$512). We also found that the average difference in cost was lower (by $54; 95% CI, $25–$83) in women who had ever used hormone therapy ($490; 95% CI, $476–$504) compared with never users ($544; 95% CI, $518–$569). Adjusted results did not differ meaningfully from these un-adjusted estimates.
DISCUSSION
In our study, the direct breast-care costs in the year following a false positive screening mammogram were approximately $500 more than for a true negative result. In our study, most false positives were because of an initial assessment that was incomplete (BI-RADS = 0). Although only ~10% of these women received a biopsy, our study suggests that false positive screening mammograms are costly. We report cost estimates similar to those found by Elmore et al who also estimated costs from Medicare's perspective as well as that of an health maintenance organization.14 These similarities are likely because of both analyses basing cost estimates on amounts payers reimburse providers, which have been relatively stable over time. In our study, the cost of false positive mammograms appeared to be higher among younger women and women who had never used hormone therapy. It is possible that the women under 50 who were screened in this health plan may have been at higher risk for breast cancer than the average population and therefore been evaluated more aggressively after a positive examination.
Our study has several strengths, including being restricted to a screening population. Because the reason for the mammogram (ie, screening or diagnostic) was reported, we can be fairly confident that our study was limited to consequences of false positive screening mammograms; studies that rely exclusively on procedure codes have difficulty distinguishing between screening and diagnostic mammograms.32
Our data on breast services following false positive mammograms are relatively complete because Group Health is both the provider and insurer of comprehensive health and preventive services received by enrollees. Since January 1990, Group Health has routinely captured and allocated health care costs for all services provided by physicians and other health care providers at Group Health owned and operated facilities, as well as claims for covered services that enrollees receive from contracted providers or facilities.33
Our estimates of costs following a false positive mammogram may be modestly inflated if our false positive group contained a few women with breast cancer diagnosed beyond the 1-year follow-up who did truly have cancer at the time of screening; however, 1 year is the standard follow-up interval used.
Though Group Health members are comparable demographically to the underlying population in the region,34 they are members of a single integrated healthcare delivery system and patterns of care following a false positive screening mammogram may not reflect patterns in different types of settings. However, because we used Medicare costs, our cost estimates are likely similar to other settings where patterns of care are comparable.
An important issue to consider in analyses of economic consequences is which costs to include. We focused only on costs related to working up a false positive screen. We included all direct breast-care costs, including subsequent screening mammograms, incurred within 12-months of the index examination because differences in patterns of care between true negatives and false positives, including reduced intervals between screening mammograms, may be attributable to the false positive examination. We did not include costs from other services (eg, mental health services, pharmacy, etc.) or indirect costs such as missed work and family care, for which data were not available. The potential impact of false positive mammograms on other downstream costs such as mental health services and subsequent medication use, warrants future research.
The literature review prepared for the USPSTF identifies false positive results as an adverse effect of screening and comments that published data on this topic are limited.9 The relatively low positive predictive value of screening mammography in our study population is consistent with other US reports.11 International comparisons suggest the United States has among the highest rates of positive screening mammography exams but similar cancer detections rates.11,12 Recall rates in the United States are thought to be higher than other countries because of differences in characteristics of the populations screened, the physicians interpreting the exams, and the healthcare delivery systems.11 In the United Kingdom (UK), radiologists are required to read more mammograms annually, their performance is monitored by a quality assurance network, and many participate in an organized professional development program.12 Furthermore, the rate of malpractice lawsuits arising from false negative exams is lower in the UK than the United States.12
Using a conservative estimate that half of the ~37 million mammograms performed annually in the United States23 are for screening, if 10% result in false positives, a crude calculation suggests that false positives would account for nearly $1 billion annually in US healthcare spending. This is likely a conservative estimate, given that the ~37 million does not include mammograms at Veteran's Administration facilities. Furthermore, it is likely that more than half of the ~37 million mammograms performed in the United States are for screening purposes.
Our findings suggest the costs of working-up a false positive screening mammogram are high and may be significant to a health system. Estimates in this report may help inform cost-effective analyses of mammography, weighing the strengths and limitations of mammography, and comparing different screening modalities and strategies. Our findings support calls to decrease unnecessary recall for false positive screening mammograms in the United States while maintaining high cancer detection rates.35
Supplementary Material
ACKNOWLEDGMENTS
The authors would like to thank Deborah Seger for programming assistance; Penka Dringova for assistance identifying codes; Erin Aiello Bowles, MPH for assistance with mammography data; and Rebecca Hubbard, PhD for comments on the manuscript.
Supported by the National Cancer Institute (NCI) grants R01 CA106790 (to P.A.F.), R01 CA120562 (to D.M.B.), U01 CA063731 (to Buist), R01 CA107623 (to J.G.E.), and K05 CA104699 (to J.G.E.); and NCI and the Agency for Healthcare Research and Quality/NCI grant R01 CA107623 (to J.G.E.).
Footnotes
Supplemental digital content is available for this article. Direct URL citations appear in the printed text and are provided in the HTML and PDF versions of this article on the journal's Web site (www.lww-medicalcare.com).
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