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. 2011 May 1;34(5):619–625.

Longitudinal Study of Cognitive Function in Idiopathic REM Sleep Behavior Disorder

Maria Livia Fantini 1,, Elena Farini 1,2, Paola Ortelli 2, Marco Zucconi 1, Mauro Manconi 1, Stefano Cappa 2, Luigi Ferini-Strambi 1
PMCID: PMC3079941  PMID: 21532955

Abstract

Study Objectives:

To assess the longitudinal course of cognitive functions in a cohort of patients with idiopathic REM sleep behavior disorder (iRBD).

Design:

Prospective study with baseline and 2-year follow-up.

Setting:

Sleep disorders center.

Participants:

Twenty-four cognitively asymptomatic iRBD patients (18 M; mean age: 69.5 ± 7.3 y) and 12 sex-, age-, and education-matched healthy subjects.

Interventions:

Participants underwent to a video-PSG, a focused neuropsychological evaluation and a neurological examination. Following the first evaluation, subjects were reassessed after a mean interval of 25.8 months.

Measurements and Results:

Executive functions, attention and language were normal at baseline and at 2 year follow-up examination. At baseline, iRBD patients showed poorer performance than controls in delayed verbal memory (story recall test: P = 0.001) and in visuo-constructional abilities (Copy of the Rey-Osterrieth complex figure: P = 0.0005). At follow-up, they not only performed worse than controls in the same tests (story recall: P = 0.0001; Copy of the Rey-Osterrieth complex figure: P = 0.0004), but they also showed an impairment in visuo-spatial learning (Corsi supraspan test; P < 0.0001). ANOVAs showed a significant worsening in visuo-spatial learning over time in RBD compared to controls (P = 0.0001). Furthermore, 3 patients fulfilled the UK Brain Bank criteria for Parkinson disease, but this was unrelated to cognitive deterioration.

Conclusions:

Although no patients developed dementia, the decline observed in some tests involving the memory and visuo-constructional domains in idiopathic RBD suggests the presence of an underlying evolving degenerative process.

Citation:

Fantini ML; Farini E; Ortelli P; Zucconi M; Manconi M; Cappa S; Ferini-Strambi L. Longitudinal study of cognitive function in idiopathic REM sleep behavior disorder. SLEEP 2011;34(5):619-625.

Keywords: REM sleep behavior disorder, neuropsychological functions, neurodegenerative diseases

INTRODUCTION

REM sleep behavior disorder is a parasomnia characterized by complex motor activity emerging from REM sleep and usually associated to action-filled dream mentation.13 Clinical follow-up studies show that a remarkable proportion of patients affected by RBD develop a neurodegenerative disorder, mostly of α-synucleinopathy type,46 and that this proportion increases significantly with time.79 Possible early signs of neurodegeneration, such as EEG slowing, subtle neuropsychological deficits, mild parkinsonism, olfaction dysfunction, color vision impairment, and reduced cardiac sympathetic innervation were found in patients with idiopathic RBD,10 although the predictive value of each single alterations for the evolution toward a neurodegenerative disease remains unclear. Recently, combined striatal dopamine transporter uptake and substantia nigra hyperechogenicity were found to be predictive of conversion to a synucleinopathy.11

A variety of neuropsychological deficits have been observed in idiopathic RBD patients, involving visuospatial functions (e.g., visuo-constructive abilities and visuo-spatial learning),12 executive functions, and verbal memory,13,14 often fulfilling standard criteria for mild cognitive impairment (MCI).15,16

Results of these studies are not always univocal in identifying the main area of impairment in idiopathic RBD. Differences in sociodemographic characteristics of patients and control subjects and in test sensitivity, as well as small sample sizes, have been invoked to explain such discrepancies. Nevertheless, the cognitive profile of idiopathic RBD emerging from all these studies, including both visuospatial and executive dysfunctions, appears to be similar to that observed in α-synucleinopathies, particularly in Lewy body disease. Indeed visuo-perceptual dysfunctions represent a distinctive feature of dementia with Lewy body (DLB), since its early stage, when compared with Alzheimer disease (AD).17,18 Furthermore, when RBD is associated with a degenerative dementia, the latter has the clinical and pathological features of DLB,6,19,20 and RBD represents a suggestive feature for the diagnosis of DLB.21 On the other hand, as pointed out by Molano et al.,16 the MCI picture associated with idiopathic RBD is of the non-amnestic single or multiple domain type, with an eventual postmortem-confirmed Lewy body disease. Thus, it has been postulated that cognitively impaired idiopathic RBD patients might be more at risk of developing a neurodegenerative dementia than those with normal cognitive function. It remains to be ascertained whether neuropsychological impairment is an early marker of an ongoing neurodegenerative process, or simply represents a non-evolving associated feature of the parasomnia. Indeed, so far no study has assessed the long-term evolution of the neuropsychological deficits found in idiopathic RBD. The aim of the present study was to assess the longitudinal course of neuropsychological functions in a cohort of idiopathic RBD compared to age and gender-matched healthy subjects.

METHODS

Subjects

Twenty-four patients diagnosed with idiopathic RBD (18 M, 6 F; mean age: 69.5 ± 7.3; age range: 55–83 y, average education: 8.6 ± 3.6 y) and 12 healthy subjects matched for age, gender, and education (9M, 3F; mean age: 69.3 ± 6.3 y; age range: 53–82 y; average education: 8.3 ± 4.0 y) were enrolled in the study. RBD patients fulfilled the standard criteria for RBD22 namely the presence of excessive phasic or tonic electromyographic (EMG) activity during REM sleep, associated to either history of disruptive and injurious sleep behavior, or videopolysomnography (vPSG)-confirmed abnormal behaviors during REM sleep. Control subjects were recruited among outpatients of a general practitioner clinic. None had history of head trauma, cerebrovascular disease, neurological conditions, or sleep disorders such as parasomnia or obstructive sleep apnea syndrome.

None of the patients or the controls complained of cognitive decline. Dementia and depression were ruled out according to Diagnostic and Statistical Manual of Mental Disorders IV criteria.23 Subjects with an age- and education-corrected score < 24 on the Italian version of the Folstein Mini Mental State Examination (MMSE)24 and with a score > 20 on the Beck Depression Inventory24 were excluded. Subjects underwent a standard neurological examination, including the motor scale of the Unified Parkinson Disease Rating Scale (UPDRS)-III.26 The latter was used as a checklist to assess signs of parkinsonism. Five patients were taking clonazepam at the initial time of the study (mean dose: 0.59 ± 0.28 mg), and one patient was taking melatonin at the dose of 3 mg in addition to clonazepam. The study was approved by the local ethical board and subjects gave written consent.

Procedures

PSG recording

Patients and controls underwent one-night of video-polysomnographic (v-PSG) recording at the time of first evaluation, to either confirm or rule out the diagnosis of RBD. Sleep was recorded and scored according to Rechtschaffen and Kales' method, using 30-sec epochs. PSG included electroencephalographic recording (C3/A2, C4/A1, according to the 10-20 international electrode placement system), right and left electrooculogram, and chin electromyogram. Recording of oral and nasal air-flow, thoracic and abdominal movements, and oximetry was performed to detect apneas or hypopneas. Surface EMG of the right and left anterior tibialis muscles was recorded to quantify leg movements. Electrocardiogram was recorded from a standard D2 lead. Periodic leg movements during sleep (PLMS) were recorded and scored according to ICSD-2 criteria,22 i.e., leg movements lasting 0.5–5 sec, separated by intervals of 5–90 sec, and occurring in series of ≥ 4 consecutive movements. Microarousals were scored on the C3-A2 EEG lead using the ASDA criteria,27 and microarousal index (number per hour of sleep) was calculated.

Neuropsychological evaluation

Subjects underwent a focused neuropsychological examination, assessing the cognitive domains (memory, executive function, and visuo-spatial processing) frequently affected in RBD (see Table 1). The test battery, which required approximately 1.5 h to complete, included the MMSE.24 The memory assessment included tests of short-term verbal and spatial memory (digit span forward and Corsi block-tapping test)28,29; a working memory test (digit span backward)30; a test of long-term verbal memory (story recall), requiring the immediate and delayed (after 10 min) recall of a short story31; spatial learning (Corsi supraspan learning test)32; and delayed spatial memory (delayed recall of the Rey-Osterrieth complex figure).33

Table 1.

Neuropsychological tests administered and explored functions

Neuropsychological Test Explored Function
    MMSE§ Screening for dementia
        Memory
            Digit span forward§ Short-term verbal memory
            Digit span backward§ Working memory
            Corsi block tapping task§ Short-term spatial memory
            Corsi supraspan Visuo-spatial learning
            Story recall Delayed verbal memory
            Rey-Osterrieth complex figure delayed recall Delayed visuo-spatial memory
        Executive functions
            Raven's progressive matrices Nonverbal reasoning
            Attentional matrices Visual selective attention
            Stroop color word interference test§ Inhibition and selective attention
            Trail Making Test (A)§ Cognitive set shifting
            Trail Making Test (B) Cognitive set shifting
            Trail Making Test (B/A) Cognitive set shifting
            Phonemic fluency Verbal production ability
            Semantic fluency Verbal production ability
        Visuo-spatial abilities
            Rey-Osterrieth complex figure copy§ Visuo-constructional abilities
§

Non parametric test (Mann-Whitney U).

The executive functions assessment included nonverbal reasoning (Raven's Progressive Matrices)29; inhibition and selective attention (Stroop color word interference test); cognitive set shifting (Trail Making Test A and B)34; visual selective attention (attentive matrices)34; and verbal fluency with phonemic and semantic cues.29 Visuoconstructional abilities were assessed with the copy of Rey-Osterrieth complex figure.33 The tests were administered and scored according to published procedures.35 The raw scores were converted in Equivalent Scores, calculated on the ranks of the original scores adjusted for age, education (and for the influence of the patient's sex when appropriate): 0 corresponds to a score lower than the inferential 5th centile of the normal population with 95% confidence; 4 corresponds to a score higher than the median value of the normal population, and 1, 2, and 3 are intermediate points between 0 and 4 on a quasi-interval scale.

Following the first evaluation, patients and control subjects were reassessed by means of the same test battery after a time interval of approximately 2 years. Tests were administered by the same investigator (EF). Scoring of several tests, namely both the copy and the delayed recall of the Rey-Osterrieth complex figure, and the Story recall test were scored by an expert neuropsychologist (PO), blinded to the diagnosis.

Clinical relevance of cognitive impairment

For each test, equivalent scores were calculated,32 and the number of subjects with abnormal score in each group was assessed. Both 1 (borderline) or 0 (pathological) scores were considered abnormal.

Statistical Analysis

Data were assessed for normality (Shapiro-Wilk test), and Student t-tests were performed to assess between-group differences on demographical, clinical, PSG, and neuropsychological variables that were normally distributed. Mann-Whitney U test was performed to assess between-group differences in variables that were not normally distributed. Bonferroni correction was applied to reduce the possibility of type II error, and level of significance was set accordingly. Changes in cognitive performances over time in the two groups were assessed by 2-way analysis of variance (ANOVAs) for repeated measures with Group as independent factor and Time as within-subjects factor. Before statistical analysis, a log transformation was performed on values of neuropsychological tests to normalize data distribution. Correlations between neuropsychological measures and clinical and demographical variables were assessed by Pearson product-moment correlations. The difference in distribution of abnormal scores between patients and controls was assessed by means of Fisher exact test.

RESULTS

Demographical and clinical data of RBD patients and controls are shown in Table 2. There were no differences in age, education, mean UPDRS-III score, and mean BDI score at baseline. PSG characteristics of RBD patients and control subjects at baseline are shown in Table 3. The 2 groups did not differ in terms of sleep architecture or microarousal index, but PLMS index was significantly higher in RBD patients than control subjects.

Table 2.

Clinical and demographic characteristics of RBD patients and controls

Idiopathic RBD (n = 24) Controls (n = 12) P
Age (y) 69.5 ± 7.3 69.3 ± 6.3 NS
Gender 18M; 6F 9M; 3F NS
Mean duration of RBD 7.6 ± 7.3 - -
Mean UPDRS-III score 4.2 ± 3.7 2.2 ± 1.7 NS
Education (y) 8.6 ± 3.6 8.3 ± 4.0 NS
Mean duration of follow up (months) 26.3 ± 5.0 25.5 ± 2.0 NS
BDI score 8.2 ± 5.2 5.3 ± 4.4 NS

Table 3.

Polysomnographic characteristics of patients with RBD and control subjects

RBD patients n = 24 Control subjects n = 12 P
Sleep latency (min) 24.4 ± 12.5 21.2 ± 10.9 NS
Total sleep time (min) 325.8 ± 43.7 310.2 ± 75.5 NS
Sleep efficiency (%) 76.2 ± 4.1 69.8 ± 9.6 NS
% Stage 1 sleep 10.4 ± 2.0 13.1 ± 1.8 NS
% Stage 2 sleep 64.5 ± 2.6 60.8 ± 1.5 NS
% SWS 9.2 ± 2.3 7.3 ± 1.2 NS
% Stage REM sleep 15.9 ± 1.9 18.8 ± 1.4 NS
Microarousal index 10.6 ± 2.7 12.7 ± 1.5 NS
Apnea-hypopnea index 1.9 ± 2.1 2.4 ± 1.8 NS
PLMS index (n/h) 22.2 ± 16.5 10.2 ± 10.8 0.03

Data expressed as mean ± standard error of mean (SEM). SWS, slow wave sleep; REM, rapid eye movements; MA, microarousal; PLMS, periodic leg movements during sleep.

The results of neuropsychological tests at baseline are reported in Table 4. Patients with RBD showed poorer performance than controls in delayed verbal memory (story recall: 9.8 ± 5.1 vs.14.0 ± 3.0; P = 0.001) and in visuo-constructional abilities (Copy of the Rey-Osterrieth complex figure: 26.8 ± 7.7 vs. 33.1 ± 2.7; P = 0.0005). After a mean follow-up period of 26.3 ± 5.0 months (range: 19–43 months), no patients complained of cognitive decline. However, 3 patients fulfilled the UK Brain Bank criteria for Parkinson disease.37 At follow-up, the average BDI-II score was 9.6 ± 7.4 (range: 1–29), with 6 patients showing scores > 14, including 4 with scores > 20 (moderate depression). However, there was still no difference in mean BDI score between RBD patients and control subjects (mean BDI score in control subjects: 5.9 ± 4.2; P = 0.06). Seven patients at follow-up were taking clonazepam at bedtime. They were the same as in baseline plus 2 patients in which clonazepam was initiated after the first evaluation. The mean dose was 0.58 ± 0.27 mg, not significantly different from baseline (P = 0.94).

Table 4.

Results of neuropsychological tests in patients with iRBD and controls at baseline

RBD group (n = 24) Controls (n = 12) P
MMSE§ 27.9 ± 2.9 28.3 ± 2.3 0.36
    Memory
        Digit span forward§ 5.6 ± 1.4 5.6 ± 1.4 0.48
        Digit span backward§ 3.5 ± 1.8 4.2 ± 0.9 0.67
        Corsi block tapping task§ 5.3 ± 1.4 5.3 ± 0.9 0.62
        Corsi supraspan 12.0 ± 3.3 17.2 ± 5.9 0.025
        Story recall 9.8 ± 5.1 14.0 ± 3.0 0.001*
        Rey-Osterrieth complex figure delayed recall 15.9 ± 7.2 19.4 ± 5.3 0.07
    Executive functions
        Raven's progressive matrices 32.4 ± 5.0 34.0 ± 2.8 0.34
        Attentional matrices 47.8 ± 7.2 49.6 ± 5.4 0.48
        Stroop color word interference test§ 46.4 ± 25.0 35.3 ± 23.7 0.34
        Trail Making Test (A )§ 34.8 ± 21.7 17.8 ± 10.4 0.05
        Trail Making Test (B ) 46.9 ± 40.5 24.9 ± 31.2 0.19
        Trail Making Test (B/A) 1.2 ± 0.7 2.2 ± 2.1 0.21
        Phonemic fluency 33.7 ± 14.3 33.1 ± 5.2 0.89
        Semantic fluency 40.3 ± 6.6 42.1 ± 6.5 0.46
    Visuo-spatial abilities
        Rey-Osterrieth complex figure copy§ 26.8 ± 7.7 33.1 ± 2.7 0.0005*
§

Nonparametric test (Mann-Whitney U).

*

Significant P-values after adjusting for multiple testing (α < 0.0031).

The results of the neuropsychological tests at follow-up are shown in Table 5. Patients with RBD not only still performed poorer than controls in the same tests as at baseline (story recall: 7.9 ± 3.6 vs.14.2 ± 2.3; P = 0.0001; Copy of the Rey-Osterrieth complex figure: 28.5 ± 5.3 vs. 34.9 ± 1.9; P = 0.0004), but they also showed an impairment in visuo-spatial learning (Corsi supraspan test: 8.3 ± 2.8 vs. 18.3 ± 4.2; P < 0.0001). Furthermore, ANOVAs showed a significant Group × Time interaction for Corsi supraspan scores (F1,34 7.36; P = 0.014), indicating a significant worsening of visuo-spatial learning over time in RBD compared to controls (P = 0.0001). A trend toward a significant Group × Time interaction for story recall (F1,34 3.87; P = 0.058) was also observed, suggesting a worsening in delayed verbal memory in RBD compared to controls. No significant Group × Time interactions were observed for the remaining neuropsychological tests

Table 5.

Results of neuropsychological tests in patients with RBD and controls at follow-up

RBD group (n = 24) Controls (n = 12) P
MMSE§ 28.0 ± 1.9 28.3 ± 2.3 0.44
    Memory
        Digit span forward§ 5.4 ± 0.8 5.7 ± 1.4 0.89
        Digit span backward§ 4.0 ± 0.7 4.2 ± 0.8 0.24
        Corsi supraspan 8.3 ± 2.8 18.3 ± 4.2 < 0.0001*
        Story recall 7.9 ± 3.6 14.2 ± 2.3 0.0001*
        Rey-Osterrieth complex figure delayed recall 14.8 ± 7.0 20.2 ± 4.4 0.02
    Executive functions
        Raven's progressive matrices 30.7 ± 6.0 33.1 ± 2.2 0.23
        Attentional matrices 46.6 ± 6.7 50.9 ± 5.3 0.07
        Corsi block tapping task 4.7 ± 0.9 5.1 ± 0.7 0.21
        Stroop color word interference test§ 35.1 ± 25.4 35.3 ± 23.7 0.91
        Trail Making Test A§ 27.2 ± 15.8 17.8 ± 10.4 0.07
        Trail Making Test B§ 26.3 ± 46.9 24.9 ± 31.2 0.42
        Trail Making Test B/A 0.6 ± 1.4 1.8 ± 2.2 0.09
        Phonemic fluency 34.6 ± 11.3 36.4 ± 8.4 0.74
        Semantic fluency 40.0 ± 6.5 43.7 ± 8.2 0.16
    Visuo-spatial abilities
        Rey-Osterrieth complex figure copy 28.5 ± 5.3 34.9 ± 1.9 0.0004*
§

Nonparametric test (Mann-Whitney U)

*

Significant P-values after adjusting for multiple testing (α < 0.0031).

When comparing RBD patients who developed parkinsonism (symptomatic RBD, sRBD, n = 6) with those who remained idiopathic (iRBD, n = 21), no differences were observed in neuropsychological measures both at Baseline and Follow-up, although the small size does not allow a statistical comparison. Similarly, no differences in neuropsychological measures both at Baseline than at Follow-up were observed between RBD patients who were taking clonazepam and those who were drug free. Finally, no correlations were observed between neuropsychological functions that were impaired and age, disease duration, UPDRS-III score, and BDI-II score, either at baseline or at follow-up.

Number of subjects with abnormal scores in both RBD and control groups, at Baseline and at Follow-up, are reported in Table 6. At Baseline, abnormal scores were significantly more frequent in RBD patients than in control subjects in the story recall test (14 vs. 1; P = 0.005) and in the Rey-Osterreith complex figure copy test (20 vs. 1; P = 0.0001), while at Follow-up, differences in the frequency of abnormal scores between RBD and control subjects were observed in Corsi supraspan (14 vs. 1; P = 0.005), in the story recall test (20 vs. 2; P = 0.0002), and in the Rey-Osterreith complex figure copy test (15 vs. 0; P = 0.0003). The proportion of patients with RBD with impaired scores at follow-up did not increase significantly compared to that observed at baseline.

Table 6.

Number of subjects with pathological equivalent scores in each neuropsychological test

RBD Baseline n = 24 Ctrls Baseline n = 12 P RBD F-up n = 24 Ctrls F-up n = 12 P
MMSE§
    Memory
        Digit Span Forward§ 2 0 NS 2 0 NS
        Digit Span Backward§ 9 3 NS 2 3 NS
        Corsi block tapping task§ 5 1 NS 5 1 NS
        Corsi supraspan 9 2 NS 14 1 0.005
        Story recall 14 1 0.005 20 2 0.0002
        Rey-Osterrieth complex figure delayed recall 9 0 NS 9 0 0.02
    Executive functions
        Raven's progressive matrices 3 0 NS 3 0 NS
        Attentional matrices 2 0 NS 1 0 NS
        Stroop color word interference test§ 0 0 NS 0 0 NS
        Trail Making Test (A)§ 2 0 NS 0 0 NS
        Trail Making Test (B) 0 0 NS 0 0 NS
        Phonemic fluency 4 1 NS 4 1 NS
        Semantic fluency 0 0 NS 1 0 NS
    Visuo-spatial abilities
        Rey-Osterrieth complex figure copy§ 19 1 0.0001 15 0 0.0003
§

Non parametric test (Mann-Whitney U).

RBD, REM behavior disorder; Ctrls, control subjects.

DISCUSSION

Neuropsychological deficits frequently occur in idiopathic RBD patients. The present study confirms the previously reported impairment in visuospatial functions (visuo-constructional abilities and visuo-spatial learning) in patients with idiopathic RBD, and in addition found a deficit in delayed recall. Indeed, an impairment in both visuo-constructional abilities, assessed by the copy of the Rey-Osterrieth complex figure test, and in delayed verbal memory, assessed by the story recall test, were observed in the majority of idiopathic RBD patients at Baseline (up to 19/24 and 20/24, respectively). Similar results, namely visuospatial and visuoconstructive deficits, as well as short-term memory impairment, have been found, in idiopathic RBD patients who developed a neurological disorder or had cognitive complaints after two years of clinical follow-up.8 Visuo-perceptual dysfunctions appear to be a marker of the disease. They typically occur also in early DLB, representing a distinctive feature when compared with AD.17,18,21,38,39 Impairment of verbal memory is also reported in DLB and PD, although to a lesser degree than in AD.40 Verbal memory was found impaired in idiopathic RBD patients in two previous studies, either with or without the co-occurrence of attention deficits.13,14 The present study failed to find an attention impairment in patients with idiopathic RBD, although the lack of significance in some test, particularly the Trial Making test A and B, could be ascribed to the high variability of results.

In addition our study indicates that cognitive dysfunction in idiopathic RBD progresses over time. After a mean period of approximately 2 years, a significant deterioration in visuo-spatial functions, namely visuo-spatial learning, was observed in patients with RBD compared to control subjects, since it slightly but consistently worsened in the majority of our iRBD patients. A trend toward a worsening in verbal memory was also observed. Visuo-constructional learning appears to be a domain that is particularly sensitive to deterioration in idiopathic RBD. In a previous study visuo-constructional learning abilities were also found to represent the most frequently impaired function in idiopathic RBD patients.14 Based on these findings, it may be recommended that the Rey-Osterrieth complex figure delayed recall test should be included in the follow-up evaluation of idiopathic RBD patients

In our study, 3/24 patients (12.2%) fulfilled the UK Brain Bank criteria for PD at follow-up. Cognitive functions at baseline did not predict the eventual development of full-blown neurodegenerative disease, since no differences were observed at Baseline between patients who developed a symptomatic form of RBD and those who remained idiopathic. Furthermore, no relationship was observed between neuropsychological measures and UPDRS-III score. It was recently shown that patients with PD and concomitant RBD have a significant impairment in neuropsychological domains such as executive functions and visuo-spatial and visuo-perceptive abilities, compared to PD patients without RBD, and that the latter are no different from healthy subjects,41 although that study did not take into account some important clinical variables linked to PD such as parkinsonian subtype. On the other hand, it was observed that the neuropsychological profile of patients with dementia and RBD, both with and without parkinsonism, was indistinguishable from that of probable DLB.42 The results of the present study seems to support the notion that RBD is associated with subclinical or clinical cognitive deficits, regardless of the presence of parkinsonism.

If idiopathic RBD represents a preclinical stage of Lewy body disease, the finding of a cognitive impairment and its worsening, without evidence of motor signs in the majority of patients, would contrast with the stereotyped caudo-rostral pattern of progression of Lewy body pathology proposed by Braak et al. in Parkinson disease.43 However, it is also known that motor signs become manifest only when a considerable proportion (e.g., 40% to 60%) of nigro-striatal dopaminergic neurons are lost.44 It is therefore possible that cell loss in the substantia nigra would still occur earlier than in cortical areas, but perhaps progressing at a slower rate. Indeed, cognitive impairment in idiopathic RBD is often subtle and subclinical as well, as in this study patients were subjectively asymptomatic. However, it has to be pointed out that, in the present study, informants were not systematically queried about the cognitive performances of subjects and formal cognitive measures obtained by informants were not performed. This may represents an important limitation of the study, since anosognosia is observed to some degree in all neurodegenerative disorders which affect cognition.

Another possible limitation of this study was the fact that a subgroup of patients with RBD were taking clonazepam (n = 5 at baseline and n = 7 at follow-up), given the potential impact of benzodiazepines on daytime functioning and cognitive performances. However, all patients were on treatment at small doses from a mean period of 10.6 ± 7.8 months (range: 4–24 months). Furthermore, all patients treated at the time of the first evaluation were also treated at follow-up, with the exception of two additional patients at follow-up, and the mean dosage did not change over time. Tolerance to the possible detrimental effects of benzodiazepines on cognitive functions has been described in long-term users of these drugs at higher doses than those observed in the present investigation.45 Although it is not possible to exclude a negative effect of clonazepam on cognitive functions, it has to be pointed out that, when present, deficits in specific neuropsychological functions were observed in the vast majority of patients with RBD, and that no differences in cognitive performances were observed in our study between patients who were taking clonazepam and those who were not.

A possible objection might be the inclusion of subjects with mild depression indicated by BDI score ranging from 14 to 20. Furthermore, although there was no significant difference in mean BDI score between iRBD and control subjects at baseline, a trend toward a higher frequency of depressive symptoms was observed in patients with RBD compared to controls, both at baseline and at follow-up (P = 0.062 and 0.059, respectively). However, it is well known that depressive symptoms often precede by several years the clinical presentation of a full-blown neurodegenerative disorder,46 possibly representing an early marker of an underlying neuropathological process, just as idiopathic RBD is. It may be argued that the presence of mild symptoms of depressions may have affected the cognitive performances in patients with RBD. However, the lack of correlation between BDI score and cognitive measures would not support this hypothesis, as well as, again, the fact that when present, neuropsychological deficits affected the vast majority of patients with RBD. It remains to be ascertained whether the slightly increase in depressive symptoms in patients with RBD reflects the impact of a chronic disease or an early sign of an impending neurodegenerative disease.

In summary, idiopathic RBD patients show neuropsychological deficits in visuo-spatial functions and in verbal memory, and those deficits progress over time. Deterioration in some cognitive domain, such as visuo-spatial learning, became significant after a relatively short period of follow-up, supporting the presence of an underlying degenerative process. A longer period of follow-up is needed to elucidate whether the presence of specific cognitive deficits in patients with RBD is predictive of the development of mild cognitive impairment and dementia.

DISCLOSURE STATEMENT

This was not an industry supported study. The authors have indicated no financial conflicts of interest.

ACKNOWLEDGMENTS

Work performed at Sleep Disorders Center, Università Vita-Salute San Raffaele, Milan, Italy.

Footnotes

A commentary on this article appears in this issue on page 561.

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