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. Author manuscript; available in PMC: 2012 Apr 1.
Published in final edited form as: Pediatr Res. 2011 Apr;69(4):271–278. doi: 10.1203/PDR.0b013e31820efbcf

Adverse and Protective Influences of Adenosine on the Newborn and Embryo: Implications for Preterm White Matter Injury and Embryo Protection

Scott A Rivkees 1, Christopher C Wendler 1
PMCID: PMC3100210  NIHMSID: NIHMS287421  PMID: 21228731

Abstract

Few signaling molecules have the potential to influence the developing mammal as the nucleoside adenosine. Adenosine levels increase rapidly with tissue hypoxia and inflammation. Adenosine antagonists include the methlyxanthines caffeine and theophylline. The receptors that transduce adenosine action are the A1, A2a, A2b, and A3 adenosine receptors (ARs). In the postnatal period, A1AR activation may contribute to white matter injury in the preterm infant by altering oligodendrocyte (OL) development. In models of perinatal brain injury, caffeine is neuroprotective against periventricular white matter injury (PWMI) and hypoxic-ischemic encephalopathy (HIE). Supporting the notion that blockade of adenosine action is of benefit in the premature infant, caffeine reduces the incidence of broncho-pulmonary dysplasia and cerebral palsy in clinical studies. In comparison with the adverse effects on the postnatal brain, adenosine acts via A1ARs to play an essential role in protecting the embryo from hypoxia. Embryo protective effects are blocked by caffeine, and caffeine intake during early pregnancy increases the risk of miscarriage and fetal growth retardation. Adenosine and adenosine antagonists play important modulatory roles during mammalian development. The protective and deleterious effects of adenosine depend on the time of exposure and target sites of action.

ADENOSINE PHYSIOLOGY

Adenosine

Adenosine consists of an adenine group attached to a ribose moiety. Adenosine is present in all cells and is a component of nucleic acids and energy-carrying molecules. (1, 2) Adenosine can be directly released from the cell or generated extracellularly. (3).

Within the cell, adenosine is produced from the hydrolysis of S-adenylylhomocysteine, ATP, ADP or cAMP (Fig. 1). (4) Carrier mediated processes transport intracellular adenosine to the extracellular space via bidirectional transporters (1, 5) Intracellular adenosine disposal involves adenosine kinase (AK) that converts adenosine to AMP. (6) Adenosine is also converted to inosine by adenosine deaminase (ADA). (7)

Figure 1. Adenosine action.

Figure 1

Adenosine is generated at intra- and extracellular sites from the breakdown of adenosine triphosphate. Extracellular adenosine binds to G-protein-coupled P1 purine receptors, A1, A2a, A2b and A3. A1 and A3 receptors are Gi/o-coupled. A2a and A2b receptors are Gs-coupled and increase intracellular cyclic AMP levels.

Extracellular ATP is an important source of adenosine following conversion of ATP to ADP and AMP. Enzymes that catalyze these reactions include the ectonucleotidases CD28 and CD39 that convert ATP to ADP and AMP, and P73 that converts AMP to adenosine. (4) Little is known about the developmental expression and regulation of these enzymes. Contributing to elevations of adenosine levels during hypoxia, there is increased CD39 and CD73 activity, reduced cellular uptake of adenosine, and reduced AK activity in hypoxic conditions. (6, 8)

Under basal conditions, interstitial adenosine levels are 1–50 nM. (2, 6) Adenosine levels rapidly rise to more than 1 uM with tissue ischemia, hypoxia, and inflammation. (2) Local adenosine levels thus provide a barometer of tissue activity and oxygenation with tissue oxygenation acting to decrease adenosine levels and oxygen deprivation increasing adenosine concentrations.

Adenosine Receptors

There are two major classes of purine receptors - P1 and P2 (9, 10). ATP and ADP bind to P2 purine receptors that include P2Y purine metabotropic receptors that couple with G-proteins. (10) P2 receptors also include the P2X receptors that are ion channels. (10)

Adenosine receptors (ARs) are P1 purine receptors. (9, 11, 12) A1 and A3ARs inhibit adenylyl cyclase and A2a and A2bARs stimulate adenylyl cyclase. (9, 11, 12) Similar to other G protein-coupled receptors (GPCRs), adenosine receptors contain seven putative transmembrane (TM) spanning domains. (9, 11, 12) Adenosine receptors were initially cloned as orphan receptors. (13) The identities of the genes encoding the A2a, A1, A2b, and A3 adenosine receptors were subsequently established in sequential order. (1419).

Each adenosine receptor subtype has a different pattern of tissue expression and ligand binding properties.. In cell-based systems, A1ARs have the highest affinity for adenosine (Ki 10 nM). (9, 11, 12) The Ki values for adenosine for the A2a, A2b and A3 adenosine receptors are 200, 2000, and 10,000 nM, respectively, for the human receptors. (9, 11, 12) A3ARs are also activated by the adenosine metabolite inosine (Ki 2300 nM). (9, 11, 12)

In hypoxia and inflammation, A2a and A2bAR expression is induced, in part, via hypoxia-inducible factor (HIF) action. (20) As such, in addition to increasing adenosine production, there is amplification of cellular adenosine target expression with hypoxia or inflammation.

During development A1ARs play an important role in transducing adenosine physiological effects. A1ARs are 326 amino acids in length with seven transmembrane-spanning domains. (18) A1ARs activate Gi and Go, inhibit cAMP accumulation, activate phospholipase C, and open ion channels. (11)

Theoretical models of ligand-A1AR interaction have been developed based on site-directed mutagenesis studies. (21) A1ARs, though, have not been crystallized, like A2ARs (22), to confirm the proposed ligand-receptor interaction models.

A1AR-selective compounds are available and include the agonist N6-cyclopentyladenosine (CPA). (23) Specific A1AR antagonists include 8-cyclopentyl-1,3-dipropylxanthine (DPCPX). (23) Methlyxanthines, including caffeine and aminophylline, are nonselective adenosine antagonists that block A1ARs and other adenosine receptors. (23)

Adenosine receptor expression in mature mammals

Highest levels of A1AR gene expression are detected in adult brain, fat, and testis. (18) Less prominent A1AR expression is seen in the heart and kidneys. (18) A2aAR gene expression is seen in brain, heart, and lung. (17) A2bAR mRNA expression is highest in colon and bladder. (24) A2bARs expression is also high in retina. (25) A3AR gene expression is found in testis, heart, and retina. (19) Whereas levels of gene and binding site expression are proportional for A1 and A2aARs, gene expression is much greater than binding site expression for A3ARs. (26)

In the brain, A2aARs are expressed in several brain regions, and heavy expression is seen in the striatum on cells expressing D2 dopamine receptors, an observation that dates back two decades. (17) A2bAR expression is localized to the pars tuberalis region of the hypophysis. (16, 24) Functional studies have suggested the presence of A3ARs in the central nervous system. (27)

A1ARs are among the most widespread GPCRs in the brain (Fig. 2). In comparison with the relatively discrete expression of other receptor subtypes, A1AR expression is at high level throughout the brain. (18, 28) A1ARs are detected on neuronal cell bodies, oligodendrocytes (OLs) and axons, with A1AR immunoreactivity very heavy on white matter tracks. (28) A1ARs are also present on nerve terminals (29), where they can act to regulate growth cone structure (30) and influence neurotransmitter release. (31)

Figure 2. A1AR mRNA and binding site expression in rat brain.

Figure 2

Sense (A) and antisense (B) images generated from in situ hybridization studies are shown. (C) Specific [3H]DPCPX labeling by receptor autoradiography. Specific labeling appears as white. Note the mismatch between patterns of mRNA and receptor labeling. mRNA is expressed over cells in the granular layer of the dentate gyrus (dg) and over cells in the pyramidal layer (py) of Ammon’s horn. In contrast [3H]DPCPX labeling of A1ARs is greatest in the dentate gyrus molecular layer (dm), the polymorphic (po) and molecular layers (am). Scale bar = 25 mm. Reprinted from Swanson TH et al. J Comp Neurol 363:517–531; Copyright c 1995 Wiley-Liss, Inc., with permission.

In the heart, A1AR expression is present in atria and ventricles, and atrial A1AR expression is greater than that seen in the ventricles. (32) A2aARs are present in coronary vessels in endothelial cells, smooth muscle cells of blood vessels and on myocytes. (33) A3ARs are present in myocardial tissue, although at low levels. (19) A2bARs are present on endothelial cells, smooth muscles cells and fibroblasts. (34)

In several tissues A2aARs are present on endothelial and smooth muscle cells of the vasculature and induce vasodilatation and reduced endothelial integrity. (35) A2aARs play an immunosuppressive role by acting on invariant NK-T cells and neutrophils. (36, 37) A2bARs are expressed on fibroblasts, mesenchymal cells, and macrophages, and act to influence tissue injury repair. (38) A2bARs have been reported to be present on T-cells and neutrophils, and their activation dampens the immune response. (39) Recently, A2bARs have been indentified on type II pneumocytes in the lung. (38) A3ARs are expressed in mast cells and influence histamine release. (40)

Adenosine receptors are thus localized at sites to modulate nervous system, cardiovascular system, pulmonary and immune system function.

Developmental expression of A1ARs

Whereas it is likely that several of the different adenosine receptor subtypes play important and possibly protective roles during development, we know more about the role of A1ARs in this regard, which is the major focus of this report. . A1AR expression is present in the brain when neural tissue first appears, and A1ARs are one of the earliest expressed GPCRs in the fetal heart. (32)

During early embryogenesis, when the primitive cardiac cylinder appears, A1AR gene expression is seen over the developing myocardium. Labeling of the nodal region, that controls embryo situs, is also seen. (32) Later in embryogenesis, A1AR expression is seen in the heart, brain, spinal cord, and kidney. (32) Within the heart, A1AR binding site expression is more prominent over the atria than the ventricles. (32)

Reporter assay studies reveal that 500 base pairs of the proximal A1AR promoter contains essential elements for A1AR gene expression. (41) Within the proximal A1AR promoter, putative binding sites for cardiac transcription factors GATA4 and Nkx2.5 were identified. (41) Embryonic A1AR expression thus involves activation of the A1AR promoter by GATA-4 and Nkx2.5.

A1ARs are expressed in the nervous system during periods of neuronal birth, migration, and axon sprouting. (32) A1AR-effector coupling has been observed in embryonic neurons and in the fetal and neonatal brain. (42) A1AR activation can induce growth cone collapse in growing neurons. (30) These observations show that there is early functional A1AR effector system coupling, an issue that had been questioned. (43)

ADENOSINE AND PERIVENTRICULAR WHITE MATTER INJURY

Origins of the Adenosine and Perinatal Brain Injury Hypothesis

In the preterm infant, caffeine is well recognized to stimulate respiration and is widely used clinically. (44) In the adult brain, A1AR activation exerts protective effects against ischemic and excitotoxic injury, which is blocked by caffeine (45). Although caffeine blocks acute neuroprotective effects of adenosine, chronic caffeine consumption, has been observed to exert protective neurological effects in adults. (45, 46) During development, though, caffeine was viewed to have potentially adverse, rather than protective effects on the developing nervous system. (44) Thus, the notion that adenosine could contribute to neonatal brain injury and that adenosine blockade was protective was not a prevailing view. A series of animal studies, though, revealed that these assumptions did not apply during development.

The selective deletion of A1ARs in mice was not associated with overt brain structural abnormalities, although mild behavioral effects were observed. (47) Considering that adenosine exerts effects in situations of increased production, effects of sustained A1AR activation on brain development were examined. (42) Surprisingly, when neonatal rats were treated with A1AR agonists, marked reductions in white and gray matter volume were observed along with secondary ventriculomegaly (42), similar to that seen in hypoxia reared rodents (Fig. 3). Quantitative electron microscopy revealed reduction in total axon volume, and reduced expression of myelin basic protein (MBP) was seen. It is possible that the effects of A1AR agonist treatment reflects effects of sustained A1AR activation. Alternatively, it is possible that sustained activation of A1ARs leads to receptor desensitization and altered A1AR action. (48)

Figure 3. A1 adenosine receptor (A1AR) activation induces periventricular white matter injury.

Figure 3

Left panel: Neonatal rats reared in hypoxia manifest features of periventricular white matter injury including white matter loss and secondary ventriculomegaly (V). Reprinted from Ment LR et al. Brain Res Dev Brain Res 111:197–203; Copyright c 1998 Elsevier Science B.V., with permission. Right Panel: Neonatal rats treated with the A1 adenosine receptor (A1AR) agonist, N6-cylcopentyladenosine (CPA) manifest features of PWMI similar to that observed in hypoxia. Arrows depict location of ventricles.

Genetically-engineered mice deficient in ADA with circulating levels of adenosine 100-fold higher than control animals (49), were also found to have ventriculomegaly and reduced myelination. (50) Importantly, the neuroanatomy of A1AR agonist-treated and the ADA deficient pups was strikingly similar to that of the clinical condition periventricular white matter injury (PWMI; also referred to as diffuse periventricular leukomalacia; PVL), a condition affecting preterm infants associated with hypomyelination. (51)

Because it was observed that rearing neonatal mice in hypoxia induced a PWMI phenotype with reduced myelination and ventriculomegaly (52), mice lacking A1ARs (A1AR −/−) were studied in hypoxia. Whereas marked ventriculomegaly was observed in the hypoxia-exposed newborns, PWMI was prevented in the mice lacking A1ARs (Fig. 4). (50)

Figure 4. Deletion of A1ARs protects against periventricular white matter injury.

Figure 4

Hematoxylin-stained coronal sections from A1AR +/+, +/−, or −/− animals taken from the midstriatum of P14 mice exposed from P3 through P14 to either chronic sublethal hypoxia (9.5% O2) or room air. Ventricular enlargement was observed in +/+ and +/− mice exposed to hypoxia but not in −/− mice exposed to hypoxia and +/+ mice reared in normoxia. Scale bar: 1 mm. Reprinted from Turner CP et al. Proc Natl Acad Sci USA 100:11718–11722; Copyright c 2003 The National Academy of Sciences of the U.S.A., with permission.

These observations showed that rather than exerting protective effects, adenosine acts via A1ARs to induce diffuse white matter injury in the developing brain and may play a role in PWMI causation.

Influences of Adenosine on Oligodendrocytes

PWMI reflects injury to or altered maturation of oligodendrocytes (OLs), which are the myelinating cells of the brain. (51) OL development involves progression through four recognized stages of development: OL precursor cells (OPC), pre-oligodendrocyte (Pre-OLs), immature OLs and mature OLs. Damage to or altered development of PreOLs is believed to be a major factor in PWMI causation (51); PreOLs are the predominant OL stage present when the risk for PWMI is greatest. (51)

An important feature of OLs is that they express each of the different adenosine receptor subtypes. (53) Interestingly, treatment of OPCs in culture with adenosine promotes accelerated OL maturation, an effect that is A1AR mediated. (54) Activation of A1ARs also stimulated OPC migration, without adverse affects on cell viability. (53)

Studies of OPCs and PreOLs in hypoxia similarly reveal accelerated maturation and reduced proliferation. (55) Increased expression of the cell cycle regulatory proteins p27(Kip1) and phospho-cdc2, are seen, showing that hypoxia induces premature OPC maturation. (55)

These data show that that hypoxia-induced hypomyelination is associated with altered OL lineage progression and that adenosine plays a prominent role in this process. Rather than causing OL death, adenosine and hypoxia lead to premature differentiation of OL precursor cells. It is postulated that this series of events leads to reduced numbers of OLs contributing to PWMI. As such strategies aimed at stimulating OL proliferation may provide a basis for developing new PWMI treatments. (56)

Protective Influences of Caffeine on the Periventricular White Matter Injury

Caffeine is a nonselective adenosine antagonist (45)widely used in neonatal medicine to stimulate respiration in premature infants. (57) The IC50 value at which caffeine binds to A1 and A2aARs is about 10 uM (45), with complete receptor saturation observed around 100 uM. (45)

To test if caffeine has neuroprotective effects, neonatal mice reared in hypoxia were treated with caffeine. (58) We observed that ventriculomegaly and hypomyelination was reduced by caffeine treatment (58) (Fig. 5). Caffeine treatment resulted in more normally arranged myelinated axon orientation than that observed in hypoxia. (58) Caffeine also increased the proportion of immature OLs. (58) Providing further support for the notion that caffeine is neuroprotective in development, improved myelination was seen in non-randomized studies of premature baboons treated with caffeine. (59)

Figure 5. Caffeine protects against periventricular white matter injury.

Figure 5

(A) Representative coronal views of the lateral ventricles (arrow) for mice reared in hypoxia by dams drinking water (upper panel) or water containing caffeine (CAF; lower panel). Ventriculomegaly was not seen in mice reared in hypoxia by dams drinking water with caffeine. (B) Caffeine treatment during chronic sublethal hypoxia ameliorates reductions in cerebral myelination. Myelin basic protein (MBP) staining shows the typical myelination patterns of animals reared in normoxia (A) relative to those in chronic hypoxia treated with vehicle (Veh.; B) or with caffeine (Caf.; C). Scale bar: 1 mm. Reprinted from Back SA Ann Neurol 60:696–705; Copyright c 2006 American Neurological Association, with permission.

Recently clinical studies support the notion that caffeine has beneficial effects in the premature infant. (57, 60, 61) Preterm infants randomized to be treated with caffeine or placebo in the Caffeine for Apnea of Prematurity (CAP) study had reduced rates of bronchopulmonary dysplasia (BPD) and patent ductus arterious (PDA) when treated with caffeine. (57, 60, 61) Caffeine-treated infants had significantly lower rates of cerebral palsy than the control group. (57, 60, 61) This effect was most prominent in infants with respiratory distress. (61) Brain imaging data, though, are needed to directly assess influences on white matter formation.

It is also important to note that the onset of caffeine therapy was on average at three days of age in the CAP study, and it is likely that adverse effects of adenosine on OLs have taken place by this age. Studies of earlier intervention caffeine use, coupled with direct assessment of white matter structure by contemporary imaging methods, are indicated to determine if caffeine is indeed neuroprotective in the premature infant, before caffeine therapy is adopted for neuroprotective purposes.

Other Neuroprotective Roles of Caffeine

Whereas we postulate that caffeine exerts neuroprotective effects by blocking adenosine action on OLs, it is likely that caffeine involves action at other adenosine receptors. A2a and A2bARs are located on capillaries and their activation can induce capillary leak (35), raising the possibility that adenosine contributes to intraventricular hemorrhage (IVH). Because IVH occurs shortly after birth, potential preventative effects of caffeine on IVH may only be detected with early intervention. Interestingly, CAP data show lower IVH rates in the caffeine-treated infants than the placebo group. (60) It is indeed likely that these actions reflect effects of caffeine on blood-brain barrier function of the infant.

Another cause of perinatal brain injury is hypoxic ischemic encephalopathy (HIE), which affects preterm and term infants. (62) Whereas the chronic sublethal hypoxia model best mimics diffuse PWMI (52), the ischemic-reperfusion model better recapitulates HIE and stroke injury. (63)

Studies performed more than one decade ago revealed that caffeine reduced brain injury in mice following HIE. (64) To date, studies of transgenic mice have not revealed that a single AR mediates caffeine protective effects, as protective effects of caffeine are seen in A1, A2a, A2b and A3 knockout mice. (65) Protective caffeine effects on HIE are thus either adenosine receptor-independent, or two or more receptor subtypes mediate this form of brain injury.

It is also important to consider that whereas protective effects of adenosine antagonism have been observed, as noted above, other investigators have observed adverse effects. (44) (66, 67) These differences are likely related to the timing of the insults, which are in more mature animals.

ADENOSINE INFLUENCES ON RESPIRATORY FUNCITON

Adenosinergic Influences on Respiration and Lung disease

For several decades caffeine has been observed to promote respiratory drive in term and premature infants providing a basis for use in treating apnea. (44) Studies of transgenic mice indicate that adenosine exerts suppressive effects on respiration via A1ARs. (47) Stimulatory effects of caffeine on respiration are not observed in A1AR knock-out mice, identifying A1ARs as mediating caffeine-stimulated respiratory drive. (47)

An important beneficial effect of caffeine observed in the CAP study was a reduction in rates of bronchopulmonary dysplasia. (57, 60, 61) At present the biological basis of this observation is not known. Yet, it likely that this effect reflects blockade of A2aARs and/or A2bARs, which influence capillary permeability, inflammation and lung remodeling as these receptor subtypes promote capillary leak.(8, 34)

A2aARS can act on immune cells to modulate inflammation, generally having anti-inflammatory actions, but varying with cell type effected. (37, 68) Activation of A2aARs on neutrophils can result in neutrophil infiltration (37, 68). A2bARs activation can contribute to inflammation in the lung, as A2bARs on macrophages trigger cytokine release that contributes to pulmonary fibrosis. (69)

Although it is clear that adenosine plays an important role in developmental lung injury, further studies of adenosine action on vascular leak, inflammation, and fibrosis are needed to elucidate the mechanisms involved in developmental lung injury.

ADENOSINE INLFUENCES ON THE EMBRYO

Influences on Embryogenesis

Because adenosine and A1ARs mediate adverse effects of hypoxia on the developing postnatal brain and lung (50), we anticipated that blockade of adenosine action would protect embryos from hypoxia. (50) To our surprise we observed that adenosine exerts dramatic protective effects during embryogenesis. (70, 71)

Timed pregnant dams from A1AR +/− x A1AR −/− matings were exposed to hypoxia or room air during early embryogenesis. (71) Under normoxic conditions, embryos lacking A1ARs develop normally. However, embryos lacking A1ARs were markedly growth retarded in hypoxia (71) (Fig. 6). These data show that adenosine acting via A1ARs play an important role in protecting the embryo from hypoxia.

Figure 6. A1ARs protects against growth retardation in embryos.

Figure 6

Hypoxia induces severe growth retardation in A1AR−/− embryos. Dams were exposed to 10% O2 from E8.5 to E12.5. C–R length was measured for normoxia and hypoxia-treated embryos at E12.5. Under normoxia conditions (A). A1AR+/− embryos were indistinguishable from A1AR−/− (B) embryos. Under hypoxic conditions, A1AR+/− embryos (C) were smaller then the normoxic controls (A), but A1AR−/− embryos (D) were significantly smaller than A1AR−/− or A1AR+/− normoxic embryos. A1AR−/− hypoxic hearts (H) were smaller than A1AR+/− normoxic (E), A1AR−/− normoxic (F), or A1AR+/− hypoxic hearts (G). Scale bars: 1 mm. Reprinted from Wendler CC et al. Proc Natl Acad Sci USA 104:9697–9702; Copyright c 2007 The National Academy of Sciences of the U.S.A., with permission.

Observing A1AR embryo protective roles, the molecular pathways that may mediate these effects were examined. We found differences in networks of molecular responses to hypoxia suggesting the adenosine alters hypoxia-inducible factor 1 (HIF1-α) signaling. (71) We also found that the amount of stabilized HIF-1α protein was markedly reduced in A1AR−/−embryos exposed to hypoxia. (71)

After embryonic day (E) 10 in mice, the embryo is dependent on the fetal heart for adequate nutrient delivery. (6) Thus, to test if adenosine confers embryo protective effects by acting at the heart, mice that lack A1ARs only in the heart were developed. (70) Remarkably, we observed that embryos lacking cardiac A1ARs had reduced survival in hypoxia, and those that survived were growth retarded (Fig. 7).

Figure 7. Cardiac A1ARs protect against hypoxia.

Figure 7

Embryos exposed to hypoxia for 2 days in utero from E8.5-10.5 were not growth retarded compared to room air controls, but embryos exposed to hypoxia in utero from E10-12.5 exhibited significant growth retardation. Embryos exposed to hypoxia for 3 days demonstrated an even greater amount of growth retardation compared to controls. Normoxic embryos both (A) Normox/Flox and (B) Normox/Cre displayed normal morphology and growth. The hypoxic embryos (C) Hypox/Flox and (D) Hypox/Cre were significantly growth retarded, however there was no difference between Hypox/Flox and Hypox/Cre embryos. Scale bar is 1 mm. Reprinted with authors’ permission from Wendler CC et al. BMC Dev Biol 10:57; Copyright c 2010 Wendler et al.

These observations show that adenosine plays a key role in protecting the embryo against intrauterine stress, and adenosine exerts protective effects through A1ARs expressed in the heart. It is likely that adenosine action on embryo cardiac function plays a major role in embryonic responses to intrauterine stress.

Effects of Caffeine on the Embryo

Because caffeine is widely consumed, potential effects of caffeine on the developing fetus have been examined in animals and humans. (72) A cup of coffee, tea, or cola contains 100–300 mg of caffeine and it is estimated that more than 60% of pregnant women consume caffeine containing beverages. (72) Following administration to pregnant rodents, embryo and fetal caffeine levels are 90% of maternal levels. (45, 72) Fetal caffeine clearance is much longer than that observed in the dam, with a half-life of 12–24 hrs. (45, 72)

In rats, teratogenic effects of caffeine on the fetal heart are observed at doses in excess of 50 mg/kg.(73) The most common cardiovascular malformations are ventricular defects. (74) Cardiac morphogenesis has been found to be impaired in embryos from mothers treated with both ethanol and caffeine (75), showing that caffeine can amplify effects of other toxins.

In contrast to animal studies, major teratogenic effects of caffeine have not been found in humans. (73) Few studies, though, have evaluated effects of caffeine consumption during early embryogenesis. (72, 73) Recent studies reveal that coffee consumption is associated with an increased risk of cardiovascular malformations. (72, 76) Caffeine consumption during pregnancy is also associated with an increased risk of miscarriage in a dose-dependent manner, an effect most pronounced in early pregnancy. (77, 78)

Clinical studies suggest that caffeine may influence fetal growth. The risk of having small for gestational age infants is doubled if mothers have high caffeine intake. (79) Women who reduce their caffeine intake from greater than 300 mg/day to less than that amount early in pregnancy, have lower risks of delivering infants with low birth weight than women who do not. (79, 80)

Considering the above, we tested if caffeine exerts effects on the embryo similar to that seen when A1ARs are deleted. (81) Pregnant mice in room air or hypoxia were treated with a single dose of caffeine at E8.5 resulting in circulating concentrations in the dam equivalent to those seen with two cups of coffee. (45) The time of exposure was equivalent to 20–30 days of human gestation, a time when many women are not aware that they are pregnant.

Caffeine was associated with reduced fetal viability. (81) When embryo size was assessed, the caffeine treated embryos were smaller than vehicle-treated embryos (Fig. 8). (81) When cardiac histology was examined, caffeine resulted in reduced ventricular myocardial area (Fig. 8). Caffeine also reduced HIF-1α protein expression in hypoxia (81) (Fig. 9).

Figure 8. Hypoxia and caffeine treatment lead to reduced ventricular myocardial tissue.

Figure 8

Embryos were exposed to hypoxia and caffeine from E8.5–E10.5. Compared to NorNS (A), ventricular myocardial area was decreased by 37.3% in the NorCf (B) group. Exposure to hypoxia caused a more substantial decrease in myocardial area, including 55.7% in the HyNS group (C) and 53.3% in the HyCf group (D5). V, ventricle, *, endocardial cushion. Scale bars = 100 μm. Reprinted from Wendler CC et al. FASEB J 23:1272–1278; Copyright c 2009 FASEB, with permission.

Figure 9. Caffeine blocks hypoxia-induced HIF1 protein accumulation in hypoxic embryos.

Figure 9

Caffeine treatment inhibited HIF1 protein accumulation in hypoxic embryos. Dams were injected with normal saline or 20 mg/kg caffeine and then placed immediately in hypoxia (10% O2) or left in room air (21% O2). Embryos were collected after 6 hr, and whole embryo protein was isolated. Western blot analysis of HIF1 protein expression demonstrated a 40% reduction in stabilized HIF1 protein in caffeine-treated embryos exposed to hypoxia. β-Actin protein was examined on the same Western blots as a loading control. Reprinted from Wendler CC et al. FASEB J 23:1272– 1278; Copyright c 2009 FASEB, with permission.

We next assessed if there were long-term effects of prenatal caffeine exposure. Pregnant dams were exposed to hypoxia or room air from E8.5 to 10.5 and treated with caffeine or vehicle. At two months of age, the hypoxia-caffeine exposed male mice were significantly heavier than controls, and body fat content was significantly greater when there was prenatal caffeine exposure. (81). Echocardiography of adult animals revealed decreases in cardiac function in the groups exposed to the single dose of caffeine. (81)

At present, the adenosine-mediated effects which are disrupted by caffeine that trigger embryo loss or altered fetal development are not known. During early embryogenesis, cardiac output is very much dependent on fetal heart rate. We observe that caffeine leads to alterations in embryo heart rate. It has also been observed that caffeine alters maternal cardiac output and effects embryo cardiovascular function. (82) Thus, it is likely that alteration in embryo cardiac activity by caffeine leads to altered tissue perfusion, contributing to embryo loss or altered embryo development.

CONCLUSION

An expanding body of data shows that adenosine plays an important role during pre- and postnatal development. Increased A1AR action at stages equivalent to the last trimester of pregnancy perturbs OL development resulting in hypomyelination and a PWMI phenotype. Caffeine treatment or deletion of A1ARs promotes myelination in neonates exposed to hypoxia. Thus, we have identified unique aspects of A1AR action that leads to PWMI (Fig. 10).

Figure 10.

Figure 10

Cartoon depicting contribution of adenosine to periventricular white matter injury.

In contrast to the neonatal period, reduced A1AR action during embryogenesis leads to embryo loss, acute growth retardation, and hearts with thinner ventricular walls. Caffeine induces defects like that seen in embryos lacking A1ARs exposed to hypoxia. A1ARs are needed for full stabilization of HIF-1α protein in hypoxia. Embryonic caffeine treatment is associated with increased body fat and reduced cardiac function in adulthood. Thus, we have identified unique aspects of A1AR action that protects the embryo against acute hypoxic insults at embryonic stages (Fig. 11). As such, it is possible that the mechanism by which caffeine leads to embryo loss during early gestation is via blockade of A1AR action.

Figure 11.

Figure 11

Cartoon depicting contribution of adenosine to protecting the embryo against intrauterine stress and how this is disrupted by caffeine.

Adenosine plays important modulatory roles in mammalian development, conferring protective or deleterious effects depending on the timing of exposure and site of action. As such, adenosine antagonists, including caffeine, may be an unwelcome exposure for the embryo, but a welcome therapeutic for the preterm infant.

Acknowledgments

Financial Support. This study was supported by NIH grants 1R01HD056281, 1R01NS068039, and R21NS051191.

Abbreviations

AR

Adenosine receptor

OL

Oligodendrocyte

PreOL

Pre-oligodendrocyte

PWMI

Periventricular white matter injury

PVL

Periventricular leukomalacia

HIE

Hypoxic ischemic encephalopathy

E

Embryonic day

Footnotes

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