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Proceedings of the National Academy of Sciences of the United States of America logoLink to Proceedings of the National Academy of Sciences of the United States of America
. 2011 May 9;108(21):E128–E135. doi: 10.1073/pnas.1101964108

Hypomorphic Notch 3 alleles link Notch signaling to ischemic cerebral small-vessel disease

Joseph F Arboleda-Velasquez a, Jan Manent a, Jeong Hyun Lee b, Saara Tikka a,c, Carolina Ospina a,d, Charles R Vanderburg e, Matthew P Frosch e,f, Manuel Rodríguez-Falcón g, Judit Villen a,1, Steven Gygi a, Francisco Lopera h, Hannu Kalimo c, Michael A Moskowitz b, Cenk Ayata b, Angeliki Louvi d,2, Spyros Artavanis-Tsakonas a,i,2
PMCID: PMC3102344  PMID: 21555590

Abstract

The most common monogenic cause of small-vessel disease leading to ischemic stroke and vascular dementia is the neurodegenerative syndrome cerebral autosomal-dominant arteriopathy with subcortical infarcts and leukoencephalopathy (CADASIL), which is associated with mutations in the Notch 3 receptor. CADASIL pathology is characterized by vascular smooth muscle cell degeneration and accumulation of diagnostic granular osmiophilic material (GOM) in vessels. The functional nature of the Notch 3 mutations causing CADASIL and their mechanistic connection to small-vessel disease and GOM accumulation remain enigmatic. To gain insight into how Notch 3 function is linked to CADASIL pathophysiology, we studied two phenotypically distinct mutations, C455R and R1031C, respectively associated with early and late onset of stroke, by using hemodynamic analyses in transgenic mouse models, receptor activity assays in cell culture, and proteomic examination of postmortem human tissue. We demonstrate that the C455R and R1031C mutations define different hypomorphic activity states of Notch 3, a property linked to ischemic stroke susceptibility in mouse models we generated. Importantly, these mice develop osmiophilic deposits and other age-dependent phenotypes that parallel remarkably the human condition. Proteomic analysis of human brain vessels, carrying the same CADASIL mutations, identified clusterin and collagen 18 α1/endostatin as GOM components. Our findings link loss of Notch signaling with ischemic cerebral small-vessel disease, a prevalent human condition. We determine that CADASIL pathophysiology is associated with hypomorphic Notch 3 function in vascular smooth muscle cells and implicate the accumulation of clusterin and collagen 18 α1/endostatin in brain vessel pathology.


Ischemic cerebral small-vessel disease is increasingly recognized as a prevalent cause of ischemic stroke and vascular cognitive impairment (1). In most cases, ischemic cerebral small-vessel disease is associated with cardiovascular risk factors and old age (1), although Mendelian forms resembling key aspects of the pathophysiology of the disease, in the absence of cardiovascular risk factors, have been identified (25). The most common familial form of ischemic cerebral small-vessel disease is defined by cerebral autosomal-dominant arteriopathy with subcortical infarcts and leukoencephalopathy (CADASIL), an inherited, dominant, late-onset syndrome that has been associated with mutations in NOTCH 3 (2), encoding one of the four vertebrate Notch receptor paralogues. Patients with CADASIL develop widespread arteriopathy that manifests itself most severely in brain vessels, eventually causing chronic ischemic degeneration of neurons and glia (2, 612). CADASIL brain pathology reveals severe leukoencephalopathy, vascular smooth muscle cell (vSMC) degeneration, and the appearance of pathognomonic granular osmiophilic deposits, termed granular osmiophilic material (GOM), of unknown composition (9, 10). In adult tissues, Notch 3 expression is restricted to arterial vSMC, which are also the focus of CADASIL pathology (13). Studies in knockout mouse models implicated Notch 3 activity in vSMC differentiation (14, 15) and in the susceptibility of the brain to ischemic challenges (16). However, the role of Notch signaling in CADASIL pathobiology, the nature of the CADASIL mutations, and the mechanisms associating Notch 3 activity to vessel degeneration, remain enigmatic (8, 13).

The Notch receptor is the central element of a fundamental cell interaction mechanism that links the fate choice of one cell to that of its cellular neighbors (17, 18). Aberrant Notch signaling in humans has been associated with diverse pathogenic conditions, including developmental syndromes and cancer (13). The Notch receptors are single-pass transmembrane proteins with a large extracellular domain that contains, depending on the paralogue, 30 to 36 EGF-like repeats. The extracellular domain interacts with the membrane-bound ligands Delta or Serrate/Jagged (13) expressed on the surface of juxtaposed cells, triggering a proteolytic cascade that releases the intracellular domain of Notch, allowing it to translocate into the nucleus, where it directs target gene transcription (18).

CADASIL mutations typically affect single extracellular cysteine residues in individual EGF-like repeats resulting in mutant receptors of unknown functionality (2, 8, 13, 19). We focus here on two mutations associated with strikingly different clinical phenotypes, based on detailed clinical assessments (20). The C455R mutation results in a distinct, and apparently more severe, phenotype with the median age at onset of stroke preceding by more than two decades that of individuals carrying the R1031C mutation. The early-onset phenotype is accompanied by extensive white-matter abnormalities identified by MRI (20). We generated transgenic mouse models to examine the biology and functionality of these mutations, and analyzed postmortem human tissue of patients carrying identical mutations. The transgenic models show striking parallels with the human disease including the development of osmiophilic deposits and the age-dependent appearance of mutant phenotypes.

Results

CADASIL Mutations Reflect Hypomorphic Activity of Notch 3 in Vivo.

To explore the functionality of CADASIL mutations, we chose to focus on two mutations, which display significantly diverse phenotypes in terms of clinical severity in Colombian families with the disease, allowing us therefore to gain insights into genotype–phenotype relationships. The C455R mutation maps within the 11th EGF-like repeat, a region associated with ligand binding, whereas the R1031C mutation affects the 26th EGF-like repeat (20, 21). To evaluate the relative activity of each mutant receptor, we generated conditional mouse strains that harbored NOTCH 3 transgenes encoding the WT (16) or each of the two mutant receptors from the ROSA26 locus to ensure their expression at similar levels, a prerequisite for comparative studies given the sensitivity of development to Notch dosage (13) (Fig. 1A and B).

Fig. 1.

Fig. 1.

CADASIL mutations in Notch 3 reflect hypomorphic receptor activity in vivo. (A) Transgenic mouse models for in vivo studies of Notch signaling. Schematic representation of the targeting vectors used to generate conditional knock-in mice expressing human Notch 3 WT (hNOTCH3 WT), or the C455R or R1031C mutant receptors, or the mouse Dll1 ligand (also see ref. 16). Each construct contains genomic sequences allowing for homologous recombination into the ROSA locus; an adenovirus splice acceptor (SA); a PGK-neo-tpA “stop” cassette flanked by loxP sites (black triangles) allowing for Cre-mediated excision; the transgene; and the bovine growth hormone polyadenylation sequence (bpA). The NOTCH 3 WT and mutant transgenes are followed by an internal ribosomal entry site (IRES) and nuclear EGFP (nEGFP). (B) Western blot analysis of protein cell lysates shows conditional expression of Notch 3 receptors (S1-cleaved N fragment containing the transmembrane and intracellular domains, ∼90 kDa, in aorta-derived SMC cultures) and of Dll1 ligand (∼80 KDa, in MEFs), upon infection with adeno-Cre. The Notch 3 WT and mutant receptors are expressed at similar levels allowing for comparative studies. (C and D) Functional analysis of receptor activity in vivo presented as box-and-whisker plots. Cerebral infarcts were produced by MCA occlusion (1 h) followed by reperfusion in adult Notch 3 KO male mice expressing the different NOTCH 3 transgenes as indicated. Infarct volumes are calculated by integrating the infarct area in each brain section, using the indirect method to correct for edema (Methods). (C) In 3- to 6-mo-old mice, expression of WT or R1031C mutant receptors in vSMCs, using the SM22-Cre driver, rescues the ischemia susceptibility phenotype of Notch 3 KO animals, whereas expression of C455R mutant receptors does not. (D) In 1-y-old mice, expression of R1031C mutant receptors in vSMCs no longer rescues the ischemia susceptibility phenotype. The line bisecting the box in the plot is the median value, the cross is the mean, the upper and lower limits of the box are the 25th and 75th percentile values; the whiskers extend to the lowest and highest values. At least five animals were analyzed in each experimental group (Methods).

Given that Notch 3 KO mice have been shown to be strikingly susceptible to ischemic brain injury, a phenotype that can be rescued by expressing WT NOTCH 3 in vSMCs, we measured Notch receptor activity by using this assay (16). We thus examined the ability of the CADASIL NOTCH 3 transgenes to rescue the ischemia susceptibility phenotype of Notch 3 KO mice when expressed in vSMC. Receptor activity was evaluated through standard filament occlusion of the middle cerebral artery (MCA), followed by measurements of the stroke area 24 h after reperfusion, as described before (16) (Fig. 1C). As expected, SM22-Cre mediated expression of NOTCH 3WT in vSMCs reduced infarct volume in 3-mo-old Notch 3 KO animals, effectively rescuing the stroke susceptibility phenotype (Fig. 1C). Expression of the NOTCH 3R1031C transgene also rescued stroke susceptibility (Fig. 1C). In contrast, expression of the NOTCH 3C455R transgene failed to rescue the phenotype (Fig. 1C). Thus, the C455R mutation, which in humans is associated with an early onset of stroke (20), likely reflects a loss-of-function allele.

The fact, however, that the R1031C mutation rescues the stroke susceptibility phenotype as efficiently as the WT does not demand that the R1031C receptor has WT activity. The ROSA26 driven overexpression of a weak hypomorphic mutation may still be capable to provide enough activity to rescue the KO phenotype. Given the degenerative nature of CADASIL, we reasoned that the ability of the R1031C mutant receptor to rescue the stroke susceptibility phenotype in 3- to 6-mo-old Notch 3 KO animals (Fig. 1C) may be age-dependent, if indeed this allele is a weak hypomorph, and thus challenged 1-y-old mice using the same experimental paradigm. Indeed, at this older age, expression of the R1031C mutant receptor failed to rescue the stroke susceptibility phenotype of the Notch 3 KO animals (Fig. 1D). This parallels the progressive nature of CADASIL pathology in humans and the late onset of stroke associated with the R1031C mutation in the Colombian kindred. Thus, it is likely that both Colombian CADASIL mutations reflect distinct hypomorphic states of the Notch 3 receptor.

CADASIL Mutations Reflect Hypomorphic Activity of Notch 3 in Vitro.

Previous analyses of CADASIL mutations, albeit different from those examined here, favored the notion that they reflect neomorphic mutants mainly based on the lack of convincing evidence that Notch 3 receptors carrying CADASIL mutations can be associated with impaired signaling (14, 2125). To obtain additional evidence for the functionality of the two CADASIL mutations under study, independently of the aforementioned physiologic assays, we sought to directly measure the ability of the receptors to signal using a cell-based assay. The available ligand-dependent assays for measuring the ability of Notch receptors to drive the transcription of a reporter do not offer the necessary sensitivity to reliably evaluate differences associated with different hypomorphic mutations, and thus we attempted to develop a more suitable assay. For this, we isolated primary mouse embryonic fibroblasts (MEFs) from our conditional mice carrying the WT or mutant Notch 3 receptor transgenes in a Notch 3 KO background and from a conditional transgenic mouse conditionally expressing the Notch ligand Delta-like 1 (Dll1) (26) (Fig. 1A).

To induce expression of the transgenes encoding the Dll1 ligand and the Notch 3 receptors, MEFs were infected with an adenovirus encoding the Cre recombinase (adeno-Cre) 24 h before coculture. MEFs expressing the ligand and WT or mutant Notch 3 receptors were subsequently cocultured (Fig. 2A), and after 48 h, the receptor-expressing cells were isolated by using FACS by virtue of their also expressing EGFP (Fig. 1A and Fig. 2A). Having established, through quantitative PCR (qPCR), that Heyl and Hey1 are both targets of ligand-dependent Notch signaling in MEFs, we based the evaluation of Notch 3 receptor activity on comparing the levels of Heyl and Hey1 transcripts by using qPCR (Fig. 2 B and C). When we compared Notch activity of homozygous or heterozygous combinations of the Notch 3 alleles at hand, we determined that the highest activity levels were associated with MEFs of the R1031C/WT genotype, followed by R1031C/R1031C homozygotes, C455R/WT, and finally with the C455R/C455R homozygotes displaying the lowest activity. This allelic series corroborates the notion that the CADASIL mutations we examine are hypomorphs, with the R1031C mutation defining a weaker loss of function allele than C455R. We note that the genotype–phenotype correlations we define through our mouse models parallels those observed in individuals carrying the same mutations.

Fig. 2.

Fig. 2.

CADASIL mutations reflect hypomorphic Notch 3 receptor activity in vitro. (A) Schematic of the ligand-dependent Notch receptor activity coculture assay. MEFs isolated from mice were induced to express Notch 3 WT or mutant receptors or the Dll1 ligand using adeno-Cre infection and then cocultured for 48 h. Receptor-expressing cells were isolated by FACS. (B and C) Expression of Heyl (B) and Hey1 (C) in receptor-expressing cells assessed by qPCR. MEFs carrying two copies of the transgenes in homozygous (R1031C/R1031C and C455R/C455R) or heterozygous (WT/R1031C and WT/C455R) combinations were analyzed. The expression of Heyl and Hey1 was significantly lower in MEFs expressing homozygous combinations of the CADASIL alleles than their heterozygous counterparts. These results define an allelic series with the C455R mutation representing the stronger loss-of-Notch-function allele. Error bars indicate SDs. Data are representative of three independent experiments. Note that the activation of Heyl expression in this Notch signaling assay is far more robust than that of Hey1 across experiments. Statistically significant differences: *P < 0.05, **P < 0.01, and ***P < 0.005.

CADASIL Transgenic Mice Develop Electron-Dense Granular Deposits and vSMC Abnormalities.

The analysis of the CADASIL mouse models was extended by exploring the pathognomonic phenomenon associated with the disease in humans, namely GOM accumulation in the vasculature (10, 12, 27, 28). Both the composition as well as the possible functional consequences of these deposits are unknown (13). Nevertheless, we were encouraged to examine this phenomenon by the reported findings that mice overexpressing Notch 3 receptors carrying different CADASIL mutations develop what are suggested to be deposits analogous to human GOMs in the vasculature (24, 29, 30).

Animals expressing the R1031C mutant Notch 3 receptor in vSMCs showed osmiophilic granular deposits in brain vessels even though they carry a WT endogenous Notch 3 allele as in the human condition; however, these deposits were evident only in animals older than 12 mo (Fig. 3 AD) and not in 6-mo-old animals. These animals also developed vSMC abnormalities with intracellular inclusions and lipid droplets that were more severe in older mice (age 19–20 mo) with the R1031C mutation compared with younger R1031C carriers or to mice expressing NOTCH 3WT (Fig. 3). Whereas a similar aging study remains to be completed with the C455R mutation, we do note that mice carrying the C455R mutation in a Notch 3 KO background—the genotype analyzed in our hemodynamic studies (Fig. 1)—showed electron-dense deposits and vSMC abnormalities at a much younger age (6 mo; Fig. 3 E and F).

Fig. 3.

Fig. 3.

CADASIL transgenic mice develop vSMC abnormalities. (AD) Representative electron micrographs from 12- to 14-mo-old (AC) (n = 2) or 19- to 21-mo-old (D) (n = 2) animals carrying the human R1031C mutation in a mouse Notch 3 WT background. Morphological abnormalities were absent in animals carrying the R1031C mutation at 6 mo of age (n = 2). (E and F) Representative EM images from 6-mo-old animals carrying the C455R mutation in a Notch 3 KO background (n = 2). (A) Overview of a vessel with abundant elastin and an electron-dense granular deposit (arrow). (B) Accumulation of extracellular granular material (arrow) and cytoplasmic inclusions (asterisk). (C) An almost occluded vessel with accumulations of granular material. (D) Accumulation of granular material and inclusions (arrow). (E) Accumulation of electron-dense granular material (arrows). (F) Inclusions (asterisk) and electron-dense granular material (arrow). The brain tissue analyzed was compared with tissue from age-matched controls expressing the WT NOTCH 3 (n = 5) and from animals that lacked the SM22-Cre driver (n = 5) processed in parallel. L, lumen. (Scale bars: A, 2 μm; B and C, 1 μm; D and F, 2 μm; E, 500 nm.)

The definition of GOMs derives from CADASIL patient tissue, relying on purely morphological criteria. Thus, it is essential to emphasize that we cannot rigorously conclude that the deposits we see in mice are indeed identical to GOMs. In individuals with CADASIL, GOMs are essentially found in the extracellular milieu and in close association with the plasma membrane of vSMCs (11), whereas in our mice, at least at the stages examined, some osmiophilic deposits appear to be intracellular, associated with vesicles and inclusions. Notwithstanding such differences, the age-dependent appearance of the deposits in vSMCs correlates with the expression of Notch 3 receptors carrying CADASIL mutations, and is consistent with the notion that the deposits in mice and the human GOMs reflect analogous phenomenology. Moreover, these observations raise the intriguing possibility that, in the model system, we may be witnessing the biogenesis of GOMs.

Analyses of GOM Deposits in CADASIL Postmortem Brain.

Despite the pathognomonic nature of GOMs in the diagnosis of CADASIL, their composition remains unknown. The availability of postmortem brain tissue from patients with CADASIL carrying the R1031C mutation allowed us to attempt a proteomics approach to address this important issue. Tunica media was targeted in brain arteries by laser capture microdissection (LCM) and subsequently analyzed by MS (Methods). Approximately 1,200 arterial rings were collected from two brains from individuals with CADASIL and two sex- and age-matched control subjects without clinical history or brain pathology. Within the list of approximately 1,000 proteins identified in each sample by MS, proteins classified by gene ontology under “muscle contraction” and “muscle development” were enriched (P < 0.05) in both CADASIL and control samples, validating the correct tissue targeting of the LCM (Tables S1 and S2).

Comparative proteome profiling analysis (Methods) identified 19 proteins that were differentially expressed in CADASIL versus control samples (Table S3). We focused on two of these proteins on the basis of their described functionalities, collagen 18 α1 (COL18A1) and clusterin. Both were more prevalent in CADASIL samples. COL18A1 is cleaved posttranslationally to give rise to endostatin, a C-terminal proteolytic fragment with strong antiangiogenic properties (31, 32), whereas clusterin functions as an extracellular chaperone (33). Interestingly, CLUSTERIN variants have been associated with Alzheimer disease in humans (3436) and the protein has been associated with extracellular deposits in several disorders (37). It is noteworthy that our proteomic analysis did not identify Notch 3 itself as a component of the protein extracts analyzed, notwithstanding suggestions that Notch 3 extracellular antigens are found in association with, or within, GOMs, albeit in brains of patients carrying different CADASIL mutations (27, 38). The reason for this apparent incongruity remains to be established, and it may reflect the fact that we are analyzing different CADASIL mutations and/or the different analytical approaches used.

To determine the relationship of these two proteins with the GOMs, we examined postmortem brain tissue from patients with CADASIL by immunocytochemistry using available antibodies (Figs. 4 and 5). Given that most COL18A1 peptides identified by MS derive from the C-terminal of the protein (Fig. 5A), we used endostatin-specific antibodies for our analysis (Fig. 5). We examined postmortem tissue derived from R1031C carriers, the source for the proteomic analysis, from individuals carrying the C455R, G528C, and Y1069C mutations, as well as tissue from nine individuals with the R133C mutation, which is prevalent in Scandinavian populations (39). All samples confirmed an abnormal vascular distribution for clusterin and COL18A1/endostatin (Figs. 4 and 5) in brain vessels. Both appeared abundant in the media of CADASIL-affected vessels, a distribution resembling that of GOMs and of periodic acid–Schiff (PAS)–positive deposits (Figs. 4 and 5), which abound at the innermost region of the tunica media in CADASIL (11). We note that clusterin staining was stronger in white rather than gray matter arteries (Fig. 4 EH), consistent with the known association of CADASIL pathology with subcortical vessels (9, 12, 40, 41). To examine if clusterin and COL18A1/endostatin were indeed enriched in GOMs, which are defined through EM, we examined the distribution of these proteins by immuno-EM on brain tissue from individuals carrying the C455R or R1031C mutations. Both proteins could be identified within the GOMs (Figs. 4 K and L and 5G), raising the possibility that abnormal distribution and accumulation of clusterin and COL18A1/endostatin may carry diagnostic value.

Fig. 4.

Fig. 4.

Molecular characterization of postmortem cerebral vessels from individuals with CADASIL. (A) Coronal MRI of the proband individual of the Colombian kindred with CADASIL carrying the R1031C mutation shows extensive bilateral leukoencephalopathy. (B) Photograph of postmortem coronal section of the left cerebral hemisphere at the level of the lateral geniculate nucleus shows loss of white matter, evident in the centrum semiovale (arrow). (C) Photomicrograph of deep subcortical white matter stained with Luxol fast blue (LFB)/PAS) shows marked hyalinization of the vessel walls, rare myelin sheaths (in blue), and PAS-positive deposits (arrow). (D) EM images of subcortical white matter of postmortem brains from individuals carrying the R1031C (Upper) and C455R (Lower) mutations show abundant electron-dense GOM deposits. (EH) Immunohistochemical staining shows abnormal accumulation of clusterin in brains from individuals carrying the R133C mutation (F and H) compared with age-matched controls (EG). Consistent with the severity of vessel pathology, clusterin staining is stronger in white matter (wm) than in gray matter (gm) arteries. (I and J) Clusterin is localized to the tunica media of the arteries but is excluded from the few remaining smooth muscle cells, labeled with α-actin (SMC-actin), in tissue from an individual with the R133C mutation. (K and L) Brain tissue from an individual with the C455R mutation was processed for immunogold labeling with an antibody against clusterin, which is detected in GOMs. (Scale bars: C and EI, 50 μm; D, 5 μm; K, 500 nm; L, 200 nm.)

Fig. 5.

Fig. 5.

Analysis of COL18A1/endostatin expression in cerebral vessels from individuals with CADASIL. (A) Schematic representation of COL18A1, isoform 2 (long; also see ref. 31). The N-terminal thrombospondin-like domain (TSPN) and the noncollagenous domain 1 (NC1) comprising the trimerization domain (TD) and the C-terminal endostatin domain (ES) are indicated. The graph shows the frequency of peptides along the length of COL18A1 detected by mass spectroscopy of arterial rings microdissected from postmortem brain sections of two individuals with the R1031C mutation. (B and C) Immunohistochemistry (IHC) with COL18A1/endostatin-specific antibodies shows abnormal distribution of this protein in the white matter (wm) of an individual carrying the R133C mutation (C) compared with control (B). (DF) COL18A1/endostatin localizes primarily to the smooth muscle cell layer, labeled with α-actin (SMC-actin) in brain tissue from a R133C carrier. (G) Brain tissue from an individual with the R1031C (G) mutation was processed for immunogold labeling with an antibody against COL18A1/endostatin, which associates with GOMs. (Scale bars: B and C, 25 μm; D–F, 50 μm; G, 1 μm.)

Functional Links Among Notch, Clusterin, and COL18A1/Endostatin.

Although a functional link among NOTCH 3 mutations, CADASIL vessel pathology, and either COL18A1/endostatin or clusterin remains to be established, we explored the mouse model under the presumption that biologically important links will be conserved across species barriers.

To probe if the expression of Notch 3 mutant receptors had impact on clusterin and COL18A1/endostatin, we used the aorta, a tissue that is more accessible than brain vasculature for biochemical studies. EM analyses of aortas from mice expressing the R1031C mutation consistently showed overt abnormalities, including thinning of the vSMC layers, reminiscent of the arteriopathy observed in patients with CADASIL (9, 12, 40, 41) (Fig. 6 A and B). Hence, animals carrying the R1031C mutation, in addition to the mutant phenotypes described earlier, also show a Notch-dependent morphological phenotype in the aorta. Immunoblot analysis demonstrated that both clusterin and COL18A1/endostatin showed significant accumulation in aortas from 18-mo-old mice expressing the R1031C mutation compared with analogous tissue from animals expressing WT Notch 3 (Fig. 6C). This parallels our observations in humans, strengthening the notion of a functional link between Notch 3 activity and the two proteins identified by proteomics analysis of diseased vessels, clusterin and COL18A1/endostatin.

Fig. 6.

Fig. 6.

Clusterin and COL18A1/endostatin are misregulated in transgenic mice expressing mutant Notch 3 receptors. (A and B) EM images of aortas from 12- to 14-mo-old animals expressing the R1031C mutation (B) show thinner layers of vSMCs compared with controls (A). (C) Western blot analysis of aortic protein extracts derived from 18-mo-old mice expressing WT Notch 3 or the R1031C mutation shows increased levels of clusterin (∼35 kDa) and endostatin (∼25 kDa) in mice expressing the mutant receptor. The endostatin antibody used for immunoblotting recognizes endostatin whether free (cleaved from COL18A1) or part of the COL18A1 molecule. The expression of an approximately 55-kDa protein, likely corresponding to the NC1 domain of COL18A1, is also significantly increased in the aorta of mutant animals compared with controls.

Discussion

The present study indicates that the two CADASIL mutations we examined, C455R and R1031C, reflect hypomorphic Notch 3 receptor function. Information regarding the functionality of the receptor is an essential prerequisite for any rational therapeutic approach, and, although it is reasonable, on the basis of our analysis, to hypothesize that all CADASIL mutations reflect hypomorphic Notch 3 activity, additional functional studies are essential to reach a general conclusion. If indeed all CADASIL mutations reflect loss of Notch function, the dominant nature of CADASIL could be attributed to dosage effects—which is quite conceivable given that haploinsufficiency is a hallmark of Notch signaling across species—or even to a dominant-negative behavior. How, and indeed whether, a chronic exposure to reduced Notch signals leads to vSMC degeneration remains to be established. The proteomic profiling of human CADASIL postmortem brain vessels, the protein expression experiments in mice with CADASIL mutations described here, as well as the RNA transcription profiling of brain-derived vSMCs from Notch 3 KO mice described earlier (16), all point to an altered gene expression pattern as a consequence of loss of Notch function. Thus, loss of Notch 3 function may plausibly cause mutant phenotypes linked to stroke.

It is essential to point out that the evidence we gathered certainly does not exclude the possibility that CADASIL mutations, notwithstanding a hypomorphic nature, could also have neomorphic properties. Such properties may underlie, for instance, GOM formation. The causal relationship of the characteristic GOM deposits with the manifestation of CADASIL remains tenuous, but the proteomic analysis and the mouse models we developed provide important clues that may help elucidate this relationship. Keeping in mind the caveats discussed earlier regarding the equivalence of the osmiophilic deposits we document in mice with human GOMs, the existence of these deposits in transgenic mice expressing the CADASIL mutations is noteworthy. Moreover their age-dependent appearance in mice expressing the weak R1031C allele, in conjunction with the age-dependent manifestation of a hemodynamic phenotype, is particularly interesting as it parallels the degenerative nature of the disease. This, in turn, begets questions regarding a causal connection between the appearance of GOMs and stroke manifestation in CADASIL. If such a relationship exists, the apparent accumulation of clusterin and COL18A1/endostatin in arterial walls and GOMs may also be directly linked to CADASIL vessel pathology. Although such functional relationships would be difficult to establish in humans, our models offer the opportunity to explore this possibility.

Similar to all other models overexpressing CADASIL transgenes (24, 29, 30), our mice did not develop spontaneous strokes despite showing the pathological hallmarks of the disease, whereas the reported knock-in model showed no relevant phenotype (42). It is possible that the lack of strokes in the animal models may simply reflect species-specific characteristics of the cerebrovasculature and/or differences in lifespan that impose inherent limitations for the study of late-onset degenerative conditions like CADASIL. Nevertheless, we find the degree of similarity between individuals with CADASIL and our two mouse models remarkable. We also note that, although our mouse models can be compared with each other because each expresses the transgene at similar levels, it is difficult to compare them with other models, which express different levels of mutant and WT Notch receptors, notwithstanding differing genetic backgrounds.

The approach we used here, combining the analysis of patient-derived tissue with the generation of animal models and physiologic as well as biochemical functional assays, has proven to be informative. Given the sensitivity of development to Notch signal dosage and the extraordinary pleiotropy of Notch signaling, we believe that only such coordinated analysis has the potential to provide solid functional hints regarding the involvement of the Notch pathway in the vascular pathobiology associated with CADASIL and, more broadly, a possible involvement of Notch in ischemic stroke susceptibility. The link we uncovered among COL18A1/endostatin accumulation, Notch 3 mutations, and GOMs raises the interesting possibility that antiangiogenic mechanisms mediated by endostatin could play a role in CADASIL pathophysiology, which after all is the most prevalent monogenic cause of stroke and vascular dementia (8). It is possible that the models we generated for the study of Notch signaling in the vasculature may, beyond the study of CADASIL, provide more general insights into the biology of stroke and vascular dementia.

Materials and Methods

Mice.

Animal care and experimental procedures were performed with approval from institutional animal care and use committees of Massachusetts General Hospital, Harvard Medical School, and Yale University. Littermates were used for comparative analysis throughout.

Human Subjects.

Experiments involving postmortem human tissue were approved by the Massachusetts General Hospital Institutional Review Board.

Generation of Transgenic Mice.

Mice conditionally expressing the NOTCH 3R1031C and NOTCH 3C455R transgenes from the ROSA26 (43) locus were generated as previously described (16). Primers were used to introduce the C455R or the R1031C mutations in the human NOTCH 3 cDNA using multisite-directed mutagenesis (Stratagene). The NOTCH 3 coding region in both clones was fully sequenced after mutagenesis using sequencing primers before subcloning. Mutagenesis primers were as follows: C455R (GCATAGGCCAGTTCACCCGTATCTGTATGGCAGGC) and R1031C (CCTGGATGGAGCGGATGCCTCTGTGACATCC). The three strains have been deposited to the Jackson Laboratory and were named according to the guidelines of the International Committee on Standardized Genetic Nomenclature for Mice, MMRRC:032998 B6;129-Gt(ROSA)26Sortm1(NOTCH3)Sat/Mmjax; MMRRC:032999 B6;129-Gt(ROSA)26Sortm1(NOTCH3*R1031C)Sat/Mmjax; MMRRC:033000 129-Gt(ROSA)26Sortm2(NOTCH3*C455R)Sat/Mmjax. To generate mice expressing Dll1, the mouse Dll1 cDNA was amplified by PCR, sequenced and cloned directly into a targeting vector specific for the ROSA26 locus. In the final construct, Dll1 was flanked by a “loxed” stop cassette at the 5′ end and a polyadenylation sequence at the 3′ end. This construct was electroporated into ES cells (C57BL/6 NTac), followed by selection of positive lines by Southern blot hybridization. Chimeras generated through embryo injections of ES cells were crossed to BALB/c animals to obtain F1 mice.

Mouse Model of Focal Cerebral Ischemia.

Experiments were performed as previously described (16). In brief, mice were anesthetized with isoflurane (2.5% induction, 1.5% maintenance, in 70% N2O/30% O2) and subjected to 1-h transient MCA occlusion using an intraluminal filament inserted via the external carotid artery. Regional cerebral blood flow was monitored using a laser Doppler probe placed over the core MCA territory. At 1-h occlusion, the filament was completely withdrawn to allow reperfusion. Infarct volume was calculated on TTC-stained 1-mm-thick coronal sections by the summation of the infarct areas in each of 10 brain sections, with the indirect method used to correct for edema (16). Eleven NOTCH 3WT, eleven NOTCH 3WT;SM22-Cre (44), five NOTCH 3R1031C, ten NOTCH 3R1031C;SM22-Cre, seven NOTCH 3C455R, and seven NOTCH 3C455R;SM22-Cre mice were included in the analysis at the 3- to 6-mo-old time point. Thirteen NOTCH 3R1031C and ten NOTCH 3R1031C;SM22-Cre mice were included in the analysis at the 1-y-old time point. All animals at both time points were in the Notch 3 KO background. Data points were plotted by using Prism 5 for MacOSX (GraphPad). One-way ANOVA was used for analysis of values between groups. P < 0.05 was considered statistically significant.

Cell Culture.

Primary MEFs were isolated following standard procedures from embryos at embryonic day 12.5. MEFs were cultured in Glasgow minimum essential medium, supplemented with 10% FBS, 2 mM l-glutamine, 100 μM nonessential amino acids, 1 mM sodium pyruvate, 50 mM 2-mercaptoethanol, penicillin/streptomycin (50 U/mL and 50 μg/mL respectively), and 2.5 μg/mL Fungizone. All cell culture reagents were purchased from Gibco/Invitrogen. Early-passage (<5) cultures were used.

Adenovirus Infection.

Adenovirus encoding the Cre recombinase (adeno-Cre) was purchased from the University of Iowa Gene Transfer Core. Twenty-four hours before infection, MEFs were plated at a density of 50,000 cells/cm2. Transduction was performed at a multiplicity of infection of 500 pfu/cell for 3 h at 37 °C in minimal volume of culture medium diluted to 2% FBS. After infection, cells were rinsed in PBS solution and cultured in supplemented Glasgow minimum essential medium for 48 h. Efficiency of adeno-Cre–induced Cre/loxP recombination in MEFs was optimized in our laboratory by dosage of the Neomycin resistance (Neo) gene present in the STOP cassette. Briefly, DNA was extracted from fibroblasts 72 h after adeno-Cre infection, and amplification of the Neo gene was carried out in duplex with the amplification of the Ngf gene by using TaqMan technology (Applied Biosystems). The recombination efficiency was calculated as the ratio of Neo/Ngf by using a standard curve generated with WT MEFs or MEFs harboring one or two Neo cassettes. Infection at 500 pfu/cell gave more than 90% recombination efficiency 72 h after adeno-Cre infection in vitro. Primers, TaqMan probes, and protocols are available on the Jackson Laboratory Web site (www.jax.org).

Coculture Experiments.

Forty-eight hours after receptor or ligand expression was induced by adeno-Cre–mediated recombination in vitro, cells were trypsinized and counted. Cocultures were performed at a 40%/60% ratio of receptor/ligand-expressing cells. As a control, Notch 3-expressing cells were cocultured at the same density with MEFs that had not been induced for Dll1 expression. Forty-eight hours after coculture, Notch 3-expressing cells, which also express EGFP, were isolated by FACS and directly lysed into RLT RNA extraction buffer (Qiagen). RNA was isolated using the RNeasy extraction kit with in-column DNase I digestion (Qiagen). Total RNA (600 ng) was used for reverse transcription using the High Capacity RNA-to-cDNA kit (Applied Biosystems). cDNA was diluted to 2 ng/mL equivalent RNA, and 6 ng equivalent RNA was used as template for qPCR by using TaqMan technology (Applied Biosystems) following the manufacturer's protocols. TATA box binding protein (Tbp) was used as internal control to normalize input. Data were processed with the 2−ΔΔCt method (45). Fold change was calculated as the ratio of 2−ΔΔCt (Notch 3-expressing MEFs cocultured with Dll1-expressing MEFs) to the average of 2−ΔΔCt (Notch 3-expressing MEFs cocultured with WT MEFs). The following TaqMan gene expression assays (Applied Biosystems) were used: Tbp (Mm00446973_m1), Heyl (Mm00516555_m1), and Hey1 (Mm00468865_m1). Data were analyzed and plotted using PRISM 5. One-way ANOVA followed by Tukey multiple comparison test were used for analysis of values between groups. P values lower than 0.05 were considered statistically significant.

LCM of Brain Vessels.

Fifteen-micrometer sections were obtained from frozen blocks of subcortical white matter deriving from postmortem human tissue and stored at −80 °C until further processing. Slides were warmed to room temperature for 1 min under a hood and treated with 75% ethanol (denatured with 5% methanol and 5% isopropanol) for 1 min. Tissue sections were rehydrated in water for 1 min before staining, for 1 min, with Histogene staining solution (KIT0415; Arcturus). Sections were then washed in water for 1 min and dehydrated in increasing series of ethanol followed by xylene for 5 min. Finally, slides were air-dried in a low-humidity room before laser capture. Fifty arterioles were captured (46) per collecting cap (CapSure Macro LCM Caps; LCM0211; Arcturus) and stored in 0.5-mL tubes at −80 °C.

Supplementary Material

Supporting Information

Acknowledgments

We thank the Colombian and Finnish families with cerebral autosomal-dominant arteriopathy with subcortical infarcts and leukoencephalopathy for inspiring this work. We thank Katia Georgopoulos, Lin Wu, Jeffrey Wu, and the Massachusetts General Hospital transgenic mouse core facility for assistance in the generation of transgenic mice; Rachel E. Diamond of the Harvard NeuroDiscovery Center's Advance Tissue Research Center for help with laser capture microdissection; Suzan Lazo-Kallanian of the Hematologic Neoplasia Flow Cytometry Facility at Dana Farber Cancer Institute for help with the Notch signaling in vitro assay; Christoph Rahner and Morven Graham at the Center for Cell and Molecular Imaging at Yale School of Medicine for assistance with electron microscopy; and Glenn Doughty for help with animal husbandry. The Notch 3 mouse models generated for this study are available to the scientific community from the Jackson Laboratory under the auspices of the Mutant Mouse Regional Resource Centers program and National Institutes of Health (NIH). The mouse conditionally expressing Dll1 from the ROSA26 locus was generated in a collaboration between S.A.-T. and Dr. Jeffrey Greve at Exelixis. This work was supported by the Academy of Finland and the Sigrid Juselius Foundation (S.T.), the Migraine Pathophysiology and Treatment Mechanisms Program Project via NIH/National Institute of Neurological Disorders and Stroke Grant 5P01NS035611 (to M.A.M.), Yale School of Medicine (A.L.), and Sustainability Program 2010–2011 of the University of Antioquia (F.L.). Research in the S.A.-T. laboratory was supported by NIH Grants NS26084 and CA098402 and a gift from the Leduc family in Québec, Canada.

Footnotes

The authors declare no conflict of interest.

*This Direct Submission article had a prearranged editor.

See Author Summary on page 8537.

This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1101964108/-/DCSupplemental.

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Proc Natl Acad Sci U S A. 2011 May 24;108(21):8537–8538.

Author Summary

Author Summary

The most common hereditary cause of small-vessel disease leading to ischemic stroke and vascular dementia is the neurodegenerative syndrome cerebral autosomal dominant arteriopathy with subcortical infarcts and leukoencephalopathy (CADASIL), which is associated with mutations in the Notch 3 receptor, a cell surface protein implicated in a fundamental cell signaling pathway involved in development. CADASIL pathology is characterized by the degeneration of smooth muscle cells in blood vessels and by the accumulation of electron-dense vascular deposits termed granular osmiophilic material (GOM). The mechanism by which the Notch 3 mutations implicated in CADASIL affect small vessels and lead to the accumulation of GOM remains unclear. To gain insight into how Notch 3 function is linked to CADASIL pathophysiology, we studied two distinct Notch 3 mutations, C455R and R1031C, respectively associated with early- and late-onset stroke, by using a combination of transgenic mouse models, postmortem human tissue, and cell culture-based assays (Fig. 1). The mutations each lead to single amino acid replacements in the Notch 3 protein. We demonstrate that the two mutations define reduced activity states of Notch 3, a property linked to stroke susceptibility in the mouse models we generated. Importantly, these mice develop granular deposits and other age-related changes that are remarkably similar to those observed in individuals with CADASIL. Proteomic analysis of blood vessels from the brains of people carrying the same CADASIL-related mutations helped identify components of the GOM, including the proteins clusterin and collagen 18 α1/endostatin. Our findings link the loss of Notch signaling with ischemic cerebral small-vessel disease. We find that CADASIL pathophysiology is associated with reduced Notch 3 activity in vascular smooth muscle cells, and implicate the age-dependent accumulation of clusterin and collagen 18 α1/endostatin in brain vessel pathology.

Fig. 1.

Fig. 1.

Experimental design and key findings. Transgenic mouse models conditionally expressing two mutant forms of the Notch 3 receptor identified in Colombian families afflicted with CADASIL, each defining a particular phenotype of the disease, were generated. They were used to examine the activity of Notch 3 receptors carrying the C455R or R1031C mutations by using functional assays in vivo, ultrastructural analysis, and a ligand-dependent assay of Notch 3 receptor activity in cell culture. Both mutations are loss-of-function mutations: the early-onset C455R mutation represents a more severe loss of Notch 3 receptor function than the late-onset R1031C mutation, and both result in age-dependent phenotypes in the transgenic animal models, including accumulation of deposits in brain vessels. In parallel, brain blood vessels were collected from postmortem tissue carrying the R1031C mutation and analyzed by using MS. The proteomic analysis identified several proteins enriched in CADASIL vessels, including clusterin and collagen 18 α1/endostatin. Both proteins showed abnormal distribution in brain vessels of patients with several CADASIL mutations and, moreover, their expression was misregulated in the transgenic animal models expressing the mutant Notch 3 receptors. These findings point to remarkable similarity between the human disease and the transgenic animal models characterized in this study.

The Notch cell surface receptors play crucial roles in the development and homeostasis of metazoans. Mammals harbor four Notch receptors, of which Notch 3, the receptor associated with CADASIL, is expressed in smooth muscle cells that form a part of the blood vessel wall. Thus, far, more than 100 Notch 3 mutations underlying CADASIL have been molecularly characterized, and most, if not all, affect single cysteine residues in the extracellular domain of the Notch receptor protein (13). However, the functional significance of these mutations remains unknown. For example, we do not know if the CADASIL mutations lead to a loss or gain of function, this knowledge being essential for contemplating therapeutic approaches for the condition. The difficulty in answering such fundamental questions has been partly because of the lack of appropriate CADASIL animal models and sensitive quantitative assays for Notch receptor activity.

Our study was aimed at developing such models, with the goal of probing the functionality of Notch 3 receptors carrying CADASIL mutations and examining the nature of the GOM deposits that characterize CADASIL. To address these issues, we adopted an experimental approach that combines transgenic animal models with cellular assays while taking advantage of our access to postmortem tissue donated by members of two large Colombian families afflicted with CADASIL. The mutations were chosen for our study not only because of our access to this tissue and the associated detailed clinical information about them, but also because each mutation defines a particular phenotype of the disease. Individuals carrying the C455R mutation in the extracellular domain of Notch 3 show an apparently more severe phenotype than individuals carrying the R1031C mutation, such that the median age at onset of stroke in individuals with the C455R mutation precedes by more than two decades that of individuals with the R1031C mutation. The early-onset phenotype is accompanied by extensive white matter abnormalities that can be visualized by MRI.

We generated two transgenic mouse models that carry these two Notch 3 mutations and examined the functionality of the mutant receptors. More generally, we attempted to develop experimental systems that would allow us to better study the cellular and molecular mechanisms underlying this catastrophic disease. We have previously shown that mice in which the Notch 3 gene had been knocked out, leading to a complete loss of Notch 3 activity in vascular smooth muscle cells, are strikingly susceptible to experimentally induced brain injury (4). This phenotype can be reversed by expressing the WT Notch 3 receptor in vascular smooth muscle cells, thus demonstrating that Notch3 is necessary and sufficient for this particular physiological function. When this experimental paradigm is used to examine the activity of Notch 3 receptors carrying the C455R or R1031C mutations, we find that the CADASIL mutations impair Notch signaling in vascular smooth muscle cells. The early-onset C455R mutation represents a more severe loss of Notch 3 receptor function than the late onset R1031C mutation. This genotype–phenotype correlation is also observed in patients. The conclusion that the CADASIL mutations impair Notch signaling was corroborated through cell-based assays developed to address receptor activity. These assays enabled a quantitative comparison of receptor activity and helped us demonstrate that the mutants represent partial loss-of-function states of the receptor. Moreover, further validating the analogy between the transgenic models and the human disease, we find that the susceptibility of the mice carrying CADASIL mutations to induced stroke becomes more severe with age, indicating that the models undergo age-related degeneration reminiscent of that observed in patients with CADASIL.

To further characterize CADASIL pathology and gain insight into the composition of the GOM seen in patients with CADASIL, we used a laser capture microdissection technique to collect brain blood vessels from postmortem tissue carrying the R1031C mutation and subsequently analyzed them by using MS. The proteomic analysis revealed several proteins enriched in CADASIL vessels. Two proteins, namely clusterin and collagen 18 α1/endostatin, stood out. COL18A1 is cleaved following its translation to give rise to endostatin, a C-terminal fragment with strong antiangiogenic properties, whereas clusterin functions as a molecular chaperone, variants of which have been associated with Alzheimer disease and with extracellular protein deposits in several disorders. Further immunocytochemical analysis of postmortem CADASIL brains from patients carrying the R1031C or C455R mutation indicates that both proteins can indeed be detected in the GOM deposits.

Importantly, we find that the age-dependent phenotypes associated with our CADASIL mouse models include the accumulation of deposits in brain vessels. The link, if indeed such a link exists, between Notch activity and the deposits is unclear. We thus took advantage of these transgenic models to examine whether disrupting Notch 3 activity by expressing the R1031C CADASIL receptor in vascular smooth muscle cells affects the expression of the two GOM components identified in our proteomics analysis. We find that the expression of the mutant Notch 3 receptor results in the misregulation of expression of clusterin and COL18A1/endostatin, raising the possibility of a functional link between Notch signaling and the expression of these proteins.

The remarkable similarity between the human disease and the models we developed suggests that these models may help researchers further explore the mechanisms underlying this devastating condition.

Footnotes

The authors declare no conflict of interest.

*This Direct Submission article had a prearranged editor.

See full research article on page E128 of www.pnas.org.

Cite this Author Summary as: PNAS 10.1073/pnas.1101964108.

References

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