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Journal of Clinical Oncology logoLink to Journal of Clinical Oncology
. 2011 May 2;29(17):2397–2404. doi: 10.1200/JCO.2010.33.9119

Prospective Neurocognitive Function Over 5 Years After Allogeneic Hematopoietic Cell Transplantation for Cancer Survivors Compared With Matched Controls at 5 Years

Karen L Syrjala 1,, Samantha B Artherholt 1, Brenda F Kurland 1, Shelby L Langer 1, Sari Roth-Roemer 1, JoAnn Broeckel Elrod 1, Sureyya Dikmen 1
PMCID: PMC3107754  PMID: 21537032

Abstract

Purpose

Research has documented cognitive deficits both before and after high-dose treatment followed by allogeneic hematopoietic cell transplantation (HCT), with partial recovery by 1 year. This study prospectively examined the trajectory and extent of long-term cognitive dysfunction, with a focus on 1 to 5 years after treatment.

Patients and Methods

Allogeneic HCT recipients completed standardized neuropsychological tests including information processing speed (Trail Making A and Digit Symbol Substitution Test), verbal memory (Hopkins Verbal Learning Test–Revised), executive function (Controlled Oral Word Association Test and Trail Making B), and motor dexterity and speed (Grooved Pegboard). Survivors (n = 92) were retested after 80 days and 1 and 5 years after transplantation. Case-matched controls (n = 66) received testing at the 5-year time point. A Global Deficit Score (GDS) summarized overall impairment. Response profiles were analyzed using linear mixed effects models.

Results

Survivors recovered significant cognitive function from post-transplantation (80 days) to 5 years in all tests (P < .0001) except verbal recall (P > .06). Between 1 and 5 years, verbal fluency improved (P = .0002), as did executive function (P < .01), but motor dexterity did not (P > .15), remaining below controls (P < .0001) and more than 0.5 standard deviation below population norms. In GDS, 41.5% of survivors and 19.7% of controls had mild or greater deficits (NcNemar test = 7.04, P = .007).

Conclusion

Although neurocognitive function improved from 1 to 5 years after HCT, deficits remained for more than 40% of survivors. Risk factors, mechanisms and rehabilitation strategies need to be identified for these residual deficits.

INTRODUCTION

Neurocognitive deficits have important functional impacts on adults who survive cancer treatment and wish to return to work and other activities that require memory, information processing speed, multitasking, and coordination. A growing body of evidence across cancer diagnoses shows that cognitive deficits exist for some patients long after cancer treatment has been completed.15 Most cancer-related studies of cognitive impairment have been conducted in patients with breast cancer, with meta-analyses estimating rates of impairment ranging from 16% to 50% in survivors tested from 6 months to 10 years after treatment.1,3,6 Recent consensus conferences on the cognitive effects of chemotherapy recommend that researchers conduct longitudinal studies, including pre- and post-treatment neuropsychological assessments, and also include appropriate comparison groups such as noncancer controls.1,2

Myeloablative conditioning followed by hematopoietic cell transplantation (HCT) is among the more neurotoxic cancer treatments, with acute deficits documented in memory, attention, and information-processing speed.711 Research that has assessed patients 6 months or longer post-HCT indicates some recovery of cognitive function after acute deficits.79,1115 However, to our knowledge, no prospective studies have followed HCT patients beyond 2 years after transplantation.

The purpose of this investigation was to determine the trajectory of neurocognitive changes after HCT in a cohort tested from before treatment to 5 years, with an emphasis on the 1- to 5-year time frame. Neurocognitive changes in this cohort of patients over the first year after transplantation have been previously reported.7 Results documented residual deficits in verbal fluency, verbal memory and psychomotor coordination. The current research added the 5-year follow-up to the trajectory previously described and compared the 5-year outcomes of these HCT survivors to those of case-matched controls. On the basis of previous research, we hypothesized the following: 1 Further improvement in remaining areas of deficit (verbal fluency, verbal memory, and motor dexterity and speed) would be observed between 1 and 5 years; and 2 survivors and controls would not differ across the tests administered at 5 years.

PATIENTS AND METHODS

Participants

Inclusion criteria, determined on arrival at the transplant center, were impending receipt of a first allogeneic, myeloablative transplant for a malignancy or myelodysplasia, age ≥ 22 years, and English speaking and writing ability. Exclusion criteria included major psychiatric disorder not in remission, active CNS disease, and medical condition impairing function, including active treatment with a CNS toxic agent (eg, opioids or intrathecal methotrexate).

At the 5-year assessment, relapse-free survivors were asked to nominate a case-matched control. Specifically, they identified a biologic sibling of the same sex and within 5 years of the patient's age who had not received a transplant and was not in active treatment for cancer. If no such sibling existed, survivors nominated a friend of the same sex, known since before transplantation, within 5 years of the survivor's age, and of the same ethnicity, race, and education (< 4-year college degree v at least a college degree), who had not received cancer treatment. Because survivors and controls resided throughout the United States, we selected for testing those who lived within a 6-hour drive of an airport and where at least four survivors or controls could be tested during the same trip. Priority was given to testing survivors versus nominated controls. When nominated controls were not accessible, community volunteers were recruited through posters at community sites in Seattle. Controls were matched to survivors on the same factors as friends.

Procedure

The study was prospective and longitudinal in design, with neuropsychological assessments at four time points: 2 to 14 days before the start of HCT treatment, 80 ± 10 days after transplantation, 1 year ± 1 month after transplantation, and 5 years ± 3 months after transplantation.

All procedures were approved by the Fred Hutchinson Cancer Research Center's institutional review board. Patients provided written consent to participate before beginning their transplantation. Controls provided written consent at the 5-year assessment. The psychometrist at the laboratory of the senior author (S.D.) trained three study psychologists in standardized administration of the tests. Testing for the first three time points took place in the ambulatory clinic at the transplant center. At 5 years, one of the psychologists (J.B.E.) traveled to participants' homes for testing. Home procedures were similar to clinic procedures in that only the psychologist and survivor or control were in the room, seated at a table on chairs across from each other. If necessary, the psychologist arranged for testing at a local site that met these same criteria (eg, an office).

Measures

Demographic information was assessed by patient report. Cancer diagnosis, stage of disease, relapse, and survival status were abstracted from research medical records.

Neuropsychological Tests

Estimated IQ.

Pretransplant intelligence quotient (IQ) was estimated with the Information subscale of the Wechsler Adult Intelligence Scale (WAIS-III).16 At 5 years, two subscales of the Wechsler Abbreviated Scale of Intelligence (WASI), Vocabulary and Matrix Reasoning, were administered to both survivors and controls.17 These scores were not included in longitudinal analyses or the Global Deficit Scores.

Controlled Oral Word Association Test (COWA).

The COWA is an executive control measure that assesses word finding, verbal initiation, and fluency.1820 Subjects were asked to say all the words they could think of beginning with a given letter within 60 seconds. Raw scores reflected the count of all acceptable words produced for three different letters. Three alternative versions were counterbalanced. All 5-year testing used the letters F, A, and S.

Digit Symbol Substitution Test (Digit Symbol).16

The Digit Symbol is a measure of information-processing speed and requires sustained attention, visual–motor integration, and learning. The timed test requires the subject to examine a series of symbols and to substitute a symbol for each number as indicated by a key. The raw score was the number of blanks filled in correctly in 90 seconds. Alternative versions were counterbalanced.

Hopkins Verbal Learning Test–Revised (HVLT-R).21

The HVLT-R is a verbal list-learning task that assesses episodic memory, learning, and retention of learned material. The task requires recall of 12 words after presentation by an examiner over three trials. The raw score was the sum of words recalled over the three trials. A second score, delayed recall, was the number of words recalled 20 to 25 minutes after completion of the initial task. Alternative versions were counterbalanced.

Grooved Pegboard (Pegboard).22

The Pegboard measures motor speed and dexterity. Subjects insert pegs into a board containing slotted holes angled in different directions. The raw score was time to completion in seconds.

Trail Making Test (Trails A and B).23

Trails A requires visual scanning, graphomotor speed, and attention, whereas Trails B adds components of executive function, including set shifting, inhibitory control, and flexibility. Trails A requires participants to connect numbers, randomly distributed across a page, in sequence. Trails B requires participants to connect randomly distributed numbers and letters, alternating sequentially between the two. In both tests, the raw score was the number of seconds required to correctly complete the task.

Statistical Analysis

End points for the longitudinal analyses were T scores for each task based on population norms for raw scores adjusted for age, sex, and education. T scores have a mean of 50 and a standard deviation of 10 and permit comparison across tests and to normative performance.

The primary analyses examined longitudinal response profiles of neuropsychological functioning in 5-year relapse-free survivors. Longitudinal trajectories were fitted using linear mixed effects models with heterogeneous Toeplitz (banded) correlation structure to account for differing variance at each time point, within-patient correlations, and data missing at random. The primary reasons for missing data included that survivors were not at the transplant center at assessment times, or at 5 years they lived in a location where in-person testing was not feasible. Thus we are reasonably confident that the 5-year nonmortality missing data were “missing completely at random.”24

Five-year survivors and controls were compared by demographic characteristics and neuropsychological function using paired t tests and χ2 tests. To gauge the clinical relevance of deficits, we described incidence and persistence of at least mild cognitive impairment, defined as a T score lower than 40,2 indicating function more than 1 standard deviation below norms. At 5 years, we calculated a Global Deficit Score, indicative of overall impairment severity.25 Each test was given a score from 0 (T score ≥ 40 = no impairment) to 5 (T score ≤ 19 = severe impairment), in increments of 0.5 standard deviation below 40 (35 to 39 = 1, 30 to 34 = 2, and so on). Impairment severity scores were then averaged across the eight tests. An average score of ≥ 0.5 has been proposed as the optimal cutoff for detecting impairment in cancer survivors, indicative of at least mild impairment on half of the tests.25 Linear mixed effects models were estimated using SAS/STAT software, version 9.2 (SAS Institute, Cary, NC). Other analyses were conducted using SPSS version 16.0 for Windows (SPSS, Chicago, IL) and R version 2.11.1 (R Foundation for Statistical Computing, Vienna, Austria).

RESULTS

Characteristics of the Cohorts

Of the 161 participants, 67 (42%) did not survive for 5 years after HCT without morphologic relapse (Fig 1), and two survivors had no neuropsychological testing (NPT). For the 92 patients in the analytic sample (5-year relapse-free survivors [RFS] with at least one NPT), the completion rate across time was 75%. Sixty-six survivors had matched controls at 5 years. For controls, 24 (36%) were siblings, 27 (41%) were friends, and 15 (23%) were community volunteers. No differences in age, education, or neuropsychological test scores were detected between the three control subgroups (P > .05).

Fig 1.

Fig 1.

Flow diagram of patients in longitudinal study. HCT, hematopoietic cell transplantation; NPT, neuropsychological testing; RN, registered nurse.

Characteristics of the 92 5-year survivors who participated in NPT were compared with those of matched controls (Table 1) and those of the 49 NPT participants who were not 5-year RFS (Tables 1 and 2). Survivors did not differ from other HCT recipients in age, sex, or race (P > .3), but had higher education levels than non-RFS (P = .02), differences in conditioning regimens (P = .009), and marginally better prognosis (risk variable) at time of transplantation (P = .06). Six survivors (9.1%) were taking chronic graft-versus-host disease medications at 5 years.

Table 1.

Demographic Characteristics for Participants at Pretransplantation and After 5 Years

Characteristic 5-Year Survivors Participating in NPT at Any Time Point (n = 92)
5-Year Non-RFS Participating in NPT at Any Time Point (n = 49)
P 5-Year Survivors Completing NPT at 5 Years(n = 66)
Matched Controls at 5 Years(n = 66)
P
No. % No. % No. % No. %
Age, years
    Mean 40.7 41.3 .72 46.2 46.6 .83
    SD 9.2 9.4 9.1 9.7
    Range 22-61 25-59 31-68 27-65
Sex
    Male 43 47 25 51 .63 31 47 31 47 Matched
    Female 49 53 24 49 35 53 35 53
Race/ethnicity .31 Matched
    White/non-Hispanic 87 95 47 96 63 95 63 95
    Hispanic 5 5 1 2 3 5 3 5
    Asian/Pacific Islander 0 1 2 0 0
Education .02 .45
    High school or less 24 26 23 47 14 21 14 21
    Some college or trade degree 18 20 5 10 10 15 15 23
    4-year college 24 26 16 33 22 33 20 30
    Degree 19 21 2 4 14 21 14 21
    Master's or doctoral degree 7 7 3 6 6 9 3 5
Estimated IQ
    WAIS, Information .07
    Mean 49.0 46.2
    SD 8.4 8.6
    WASI, Vocabulary .93
    Mean 55.6 55.5
    SD 8.5 6.1
    WASI, Matrix Reasoning .11
    Mean 55.9 58.3
    SD 8.9 7.7

Abbreviations: NPT, neuropsychological testing; RFS, relapse-free survivors; SD, standard deviation; WAIS, Wechsler Adult Intelligence Scale (scores reported are age, sex, and education adjusted T scores with population mean of 50 and SD of 10); WASI, Wechsler Abbreviated Scale of Intelligence (scores reported are age, sex, and education adjusted T scores with population mean of 50 and SD of 10).

Table 2.

Clinical Characteristics for Participants Pretransplantation and at 5 Years

Characteristic 5-Year Survivors Participating in NPT at Any Time Point(n = 92)
5-Year Non-RFS Participating in NPT at Any Time Point(n = 49)
P 5-Year Survivors Completing NPT at 5 Years(n = 66)
No. % No. % No. %
Diagnosis .43
    Chronic myeloid leukemia 48 52 21 43 35 53
    Acute leukemia 18 20 11 22 14 21
    Lymphoma 9 10 5 10 6 9
    Myelodysplastic syndrome 12 13 5 10 7 11
    Other 5 5 7 15 4 6
Treatment regimens .009
    Cyclophosphamide and 12 or 13.2 Gy of total-body irradiation 48 52 28 57 34 52
    Cyclophosphamide and busulfan 37 40 9 18 26 39
    Other chemotherapy and total-body irradiation 6 7 10 20 5 7.5
    Other chemotherapy 1 1 2 4 1 1.5
Risk* .06
    Low 46 50 21 43 32 49
    Intermediate 33 36 13 26 24 36
    High 13 14 15 31 10 15

Abbreviations: NPT, neuropsychological testing; RFS, relapse-free survivors.

*

Risk is based on diagnosis and remission/relapse status on admission for hematopoietic cell transplantation: low = myelodysplasia, chronic myeloid leukemia in chronic phase; intermediate = acute leukemia or lymphoma in remission; high = acute leukemia or lymphoma in relapse.

Trajectories of Neurocognitive Function Over Time

Linear mixed effects models were fitted for the eight NPT outcomes. Fitted average values for pre-HCT and at 80 days, 1 year, and 5 years after HCT are shown in Table 3, with 95% CIs for the mean. The fitted models are shown graphically in Figure 2, with solid lines connecting estimates from different time points of the same model for 5-year RFS. Additionally, fitted values and SEs are displayed at each time point for the observed data of non-RFS patients. Average values for the matched controls are also shown in Table 3 and Figure 2, with comparisons to the 5-year values for survivors. The 80-day assessment was the nadir for all measures. However, the average T score before transplantation was lower descriptively than the general population average of 50 for each of the eight measures. The pre-HCT and 80-day average scores of survivors were close to those of non-RFS for most measures, whereas 1-year participants who were non-RFS by 5 years (n = 13) had lower scores than survivors for the Digit Symbol (P = .049), HVLT-R (P = .021), and HVLT-R delayed (P = .058).

Table 3.

Average Fitted Values for Neuropsychological Tests at Four Time Points for 5-Year Relapse-Free Survivors of HCT (N = 92)

Time Point COWA
P Digit Symbol
P HVLT-R
P HVLT-R Delay
P
Average Fitted Value 95% CI Average Fitted Value 95% CI Average Fitted Value 95% CI Average Fitted Value 95% CI
Pre-HCT 44.1 42.1 to 46.2 < .0001 48.6 46.4 to 50.7 < .0001 44.5 41.9 to 47.1 .984 46.8 44.4 to 49.3 .409
80 days 38.8 36.6 to 41.0 < .0001 45.1 42.7 to 47.4 < .0001 41.9 39.6 to 44.1 .062 44.9 42.4 to 47.3 .604
1 year 44.7 42.4 to 47.1 .0002 50.6 48.3 to 52.8 .0003 46.2 43.7 to 48.6 .238 47.5 45.0 to 50.0 .156
5 years 48.5 46.2 to 50.8 53.9 51.7 to 56.1 44.5 42.4 to 46.7 45.6 43.0 to 48.1
Matched controls 49.2 47.0 to 51.4 .907 56.2 54.2 to 58.1 .248 47.3 45.2 to 49.4 .060 46.6 44.2 to 49.0 .513
Pegboard Dominant Hand
P Pegboard Nondominant Hand
P Trails A
P Trails B
P
Average Fitted Value 95% CI Average Fitted Value 95% CI Average Fitted Value 95% CI Average Fitted Value 95% CI
Pre-HCT 46.2 43.6 to 48.8 .017 44.7 42.6 to 46.9 .683 48.3 45.8 to 50.7 .005 48.4 46.0 to 50.8 .0003
80 days 35.5 32.6 to 38.5 < .0001 35.6 32.8 to 38.3 < .0001 45.8 43.4 to 48.2 < .0001 46.0 43.6 to 48.3 < .0001
1 year 42.5 39.9 to 45.1 .973 42.7 40.1 to 45.2 .192 51.3 48.4 to 54.2 .425 50.5 47.8 to 53.2 .008
5 years 42.6 39.8 to 45.4 44.3 41.8 to 46.7 52.4 49.6 to 55.2 54.1 51.0 to 57.2
Matched controls 51.0 48.4 to 53.5 < .0001 53.5 51.1 to 56.0 < .0001 55.7 53.0 to 58.5 .076 55.4 52.5 to 58.3 .929

NOTE. P values are for Wald tests comparing average 5-year fitted scores with average fitted scores at other time points, using linear contrasts within a linear mixed effects model. The last row indicates P values for paired ttests in comparison with controls (n = 66).

Abbreviations: COWA, Controlled Oral Word Association Test; HCT, hematopoietic cell transplantation; HVLT-R, Hopkins Verbal Learning Test–Revised.

Fig 2.

Fig 2.

Time trajectories from pretransplantation to 5 years, by years after transplantation, for survivors participating at 5 years (filled circles, n = 92), controls (filled triangles, n = 66), and non–relapse-free survivors after pretransplantation (open circle, n = 44), after 80 days (open circle, n = 20), and after 1 year (open circle, n = 13). Dashed line indicates general population norm for each test (T score, 50). (A) Controlled Oral Word Association Test; (B) Digit Symbol Substitution Test; (C) Hopkins Verbal Learning Test–Revised (HVLT); (D) HVLT delayed; (E) Grooved Pegboard, dominant hand; (F) Grooved Pegboard, nondominant hand; (G) Trail Making Test A; (H) Trail Making Test B. See Table 3 for statistical comparisons between time points and 5-year survivors/controls.

As reported earlier,7 by 1 year after HCT, NPT function had recovered to pretransplantation levels, with the exception of the Pegboard. Importantly, survivors demonstrated further improvement in several measures between 1 and 5 years (COWA, P = .0002; Digit Symbol, P = .001; Trails B, P = .008). For several measures the 5-year average score was significantly higher than pre-HCT (COWA, P < .001; Digit Symbol, P < .001; Trails A, P = .005; Trails B, P = .001). Transplant recipients showed persistent deficits in motor speed and dexterity on the Pegboard (P = .017 for dominant hand; P = .683 for nondominant hand). On the HVLT, 5-year survivors did not improve beyond their pre-HCT functioning.

Comparison of Survivors and Controls

Most differences between 5-year survivors and matched controls were not striking. The exception was for motor speed and dexterity (Pegboard average difference 8.2 points for dominant, 9.1 points for nondominant, P < .001 for both). There were trends for controls' T scores to be higher for verbal memory (HVLT-R difference 2.7 points, P = .060) and for attention and visual scanning speed (Trails A difference 3.9 points, P = .076), but not for other measures (Table 3).

Rates of Impairment

The incidence and persistence of impairment are summarized in Figure 3. For each measure, patients were categorized into one of three groups based on earlier (pre-HCT and 80-day) and later (1-year and 5-year) assessments. The “never impaired” group did not show impairment at any of the measured time points. (One each of the earlier and later assessments could be missing.) More than two thirds of the patients were never impaired on the Digit Symbol or Trails A and B, whereas fewer than half of those tested were consistently normal on the Pegboard. The “recovery” groups were those impaired at pre-HCT or 80 days but not at 1 or 5 years. These groups were 22% to 38% of patients across the eight measures. The “impaired” groups were those impaired at pre-HCT or 80 days and remaining impaired at 1 or 5 years. These groups were 9% to 33% of patients across the eight measures. Of note, three or fewer survivors declined in function as indicated by being not impaired at pre-HCT and/or 80 days, but impaired at 1 year and/or 5 years. For the Global Deficit Score (GDS), 41.5% of survivors and 19.7% of controls scored ≥ 0.5 (McNemar test = 7.04, P = .007), indicative of mild or greater impairment in neuropsychological function overall. For the 5-year survivors, 38% had impairment in the mild range (GDS of 0.50 to 1.99), with 3% in the moderate range (2.00 to 4.99) and none in the severe range.

Fig 3.

Fig 3.

Incidence and persistence patterns of impairment for each neuropsychological test (n = 92), with missing ranging from n = 21 to 24 depending on the specific test, with 95% CI boundaries. For each measure, each patient was categorized into one of three groups based on earlier (pre–hematopoietic cell transplantation [HCT] and 80-day) and later (1-year and 5-year) assessments. The “never impaired” group did not show impairment at either pre-HCT or 80 days, and showed normal functioning (T score ≥ 40) at 1 year, 5 years, or both. The “impaired then recovered” group included those impaired at pre-HCT or 80 days and not impaired at 1 or 5 years. The “remained impaired” group included those impaired at pre-HCT or 80 days who remained impaired at the latest assessment (ie, 1 or 5 years or both after HCT). (A) Controlled Oral Word Association Test; (B) Digit Symbol Substitution Test; (C) Hopkins Verbal Learning Test–Revised (HVLT); (D) HVLT delayed; (E) Grooved Pegboard, dominant hand; (F) Grooved Pegboard, nondominant hand; (G) Trail Making Test A; (H) Trail Making Test B.

DISCUSSION

This prospective study of neurocognitive function over 5 years after HCT found that, between 1 and 5 years, further neurocognitive recovery continued to occur in the areas of information-processing speed and executive function, even though neurocognitive function for most survivors had returned to pretransplantation levels by 1 year. However, contrary to expectations, neither motor dexterity nor verbal learning and retention improved between 1 and 5 years. Deficits were most notable in motor speed and dexterity relative to both population norms and matched controls. Mostly mild, neurocognitive dysfunction remained at 5 years for twice as many long-term survivors (41.5%) versus controls (19.7%), as indicated by the GDS.

The finding that several measures improved by 5 years to be above pre-HCT levels, including tests of executive function (COWA, Trails B) confirms that testing before HCT is not a true baseline, and return to baseline in test results does not represent a return to premorbid functioning. Premorbid functioning at or above average is also indicated by the IQ tests of vocabulary and matrix reasoning, where both survivors' and controls' mean scores were more than 0.5 standard deviation above population norms. Deficits after diagnosis and before treatment have been noted by other investigators.10,26 Potential mechanisms for pre- and post-HCT neurocognitive deficits are hypothesized to include cytokine and immune dysregulation, damage to DNA through cytotoxic agents, original disease or oxidative stress, inefficient DNA repair mechanisms, hormonal changes, or stress.2,27

We are not aware of other neurocognitive studies that have followed survivors for 5 years after cancer treatment. These 5-year findings are consistent with studies of shorter term HCT deficits recognized by previous research, with persistent difficulties focused on motor coordination and speed in more than a third of survivors, even in largely autologous HCT cohorts.8,9,28 Memory impairment levels are variable across studies and are not clearly associated with conditioning regimens for HCT.710,28 In a meta-analysis of NPT effects across types of cancer diagnoses and treatments, largest effect sizes were found for executive function and verbal memory, when compared with norms.3 In contrast, our research indicates that executive function largely recovers, given sufficient time, for most HCT survivors, although consistent with other research, memory is less resilient.

Cognitive changes owing to chemotherapy are often subtle. Functioning may be reduced and detectable to the individual, but remain in the normal range.27 The consequence of this mild decline may contribute to frustration in survivors who recognize their change in cognitive performance, but whose deficits are not identifiable when only post-HCT NPT is available. Unlike results observed with pediatric survivors of HCT, this study found no evidence of later decline in cognitive function in relapse-free survivors.29

This study has several strengths and limitations. The prospective cohort design and case-matched controls at 5 years are notable strengths, recommended as methodologies for neurocognitive investigations of cancer survivors.1 This study also used a majority of the recommended tests for standardizing methodology.2 With regard to limitations, attrition and practice effects may mask some deficits, particularly relative to controls,25,30 although these effects are proving to be less than might be expected and are most notable for motor speed.9,26 The inability to test controls in the same longitudinal pattern as patients is another limitation that does not allow us to directly examine practice effects.30,31 The time lag from 1 to 5 years is likely to decrease the influence of practice. Attrition effects between 1 and 5 years are unknown. However, in demographic and medical characteristics, the RFS participants are indistinguishable from the RFS nonparticipants at 5 years. Nonetheless, a relatively small number of survivors could be tested at 5 years, as a result of both mortality and the challenges of traveling for face-to-face testing. Results are not generalizable to HCT recipients who received autologous transplants or reduced-intensity conditioning regimens.

The major clinical implication of this research is to assure HCT recipients and their health care providers that further progress will occur in their information-processing capacity between 1 and 5 years after treatment. However, it is equally important to validate for long-term survivors that not all HCT recipients fully recover neurocognitive function by 5 years. These results provide further indication of the need for cognitive rehabilitation strategies after 1 year for those with residual deficits. Unfortunately, several studies attempting neuropsychological rehabilitation immediately after HCT found no difference in deficits when comparing a training group led by an occupational therapist or computer-based training under direction of a therapist versus controls who did not receive training.32 Research with non-HCT cancer survivors has demonstrated variable efficacy in small studies to improve neurocognitive function using medications such as methylphenidate or modafinil.1,3335 However, studies that teach adults compensatory mechanisms for managing cognitive deficits have shown promise36 and warrant further testing.

Footnotes

Supported by grants from the National Cancer Institute (Grants No. CA63030, CA78990, and CA112631).

Presented at the American Society for Blood and Marrow Transplantation/Center for International Blood and Marrow Transplant Research Tandem meeting, February 14, 2008, San Diego, CA.

Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.

AUTHORS' DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST

The author(s) indicated no potential conflicts of interest.

AUTHOR CONTRIBUTIONS

Conception and design: Karen L. Syrjala, Sari Roth-Roemer, Sureyya Dikmen

Financial support: Karen L. Syrjala

Provision of study materials or patients: Karen L. Syrjala

Collection and assembly of data: Karen L. Syrjala, Shelby L. Langer, Sari Roth-Roemer, JoAnn Broeckel Elrod

Data analysis and interpretation: Karen L. Syrjala, Samantha B. Artherholt, Brenda F. Kurland, Sureyya Dikmen

Manuscript writing: All authors

Final approval of manuscript: All authors

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