Abstract
Background/Aims
Studies suggest an inverse association between urate concentration and the risk of Parkinson disease (PD). We investigated this in the Cardiovascular Health Study in an elderly community-based cohort of adults.
Methods
The association of baseline urate (μmol/l) and incident PD over 14 years was assessed with locally weighted scatterplot smoothing (LOESS) regression from which categories of low (<300 μmol/l), middle (300–500 μmol/l), and high (>500 μmol/l) urate ranges were derived. Multivariate logistic regression models assessed the risk of PD for each urate range. Linear and quadratic terms were tested when modeling the association between urate and the risk of PD.
Results
Women had significantly lower urate concentrations than did men [316.8 μmol/l (SD 88.0) vs. 367.4 μmol/l (SD 87.7), p < 0.0001] and in women no associations between urate and PD risk were observed. In men, LOESS curves suggested a U-shaped or threshold effect between urate and PD risk. With the middle range as reference, the risk of developing PD was significantly increased for urate <300 μmol/l (OR 1.69, 95% CI 1.03–2.78) but not for urate >500 μmol/l (OR 1.55, 95% CI 0.72–3.32) in men. A negative linear term was significant for urate <500 μmol/l, and across the entire range a convex quadratic term was significant.
Conclusions
Results suggest a more complex relationship than previously reported between urate levels and the risk of PD in men. Low urate concentrations were associated with a higher PD risk and high urate concentrations were not associated with a further decrease in PD risk.
Key Words: Parkinson disease, Risk factors, Oxidative stress, Epidemiology, Uric acid
Introduction
Urate is a natural antioxidant that has been found to prevent dopaminergic cell death in animal models of Parkinson disease (PD) [1]. Recent reports suggest that high urate concentrations in blood decrease the risk of PD and low urate concentrations may identify patients at increased risk for PD [2,3,4,5,6]. Evidence also suggests that urate can be a pro-oxidant through its direct toxic effects [7] or it can be a marker of a pro-oxidant state when its antioxidant effects are overwhelmed [8]. Given these conflicting possibilities, we approached the issue with a data-driven model using locally weighted scatterplot smoothing (LOESS) regression. Our objective was to quantify the association between urate concentration and incident PD in an elderly community-based cohort of adults. Consistent with other epidemiological studies, we expected to find an inverse linear relationship between the baseline urate concentration and the risk of PD.
Methods
Study Design and Population
The Cardiovascular Health Study (CHS) is a community-based cohort study of cardiovascular disease among 5,888 adults aged 65 years and older in whom data was prospectively collected for 14 years (1989–1993). Details of the study were previously published [9,10]. Briefly, from 1989 to 1990, participants (n = 5,201) were recruited from a random sample of Medicare-eligible persons in 4 US communities: Forsyth County, N.C.; Sacramento County, Calif.; Washington County, Md., and Pittsburgh, Pa. An additional cohort of 687 African-American men and women was recruited from 1992 to 1993. Participants were excluded if they were institutionalized, had cancer or other life threatening diseases, were planning to move out of the area within 3 years, or required a proxy to give consent. Participants were examined yearly, alternating with telephone interviews every 6 months from 1989 through 1999 for new diagnoses, hospitalizations, and medical procedures. After 1999, study visits ceased and data collection from telephone interviews and hospitalizations continued. Health Care Finance Administration records were also used to help enhance the surveillance of events and deaths. The institutional review board at each site approved the study methods, and all participants gave written informed consent.
Identification of Incident PD Cases
Details of PD case identification with the CHS were previously published [11]. Briefly, the following data sources were used to screen for PD cases:
(1) Self-report: The original cohort was asked if they had a physician's diagnosis of PD in the first year of follow-up and year 11. The African-American cohort was asked to report a physician's diagnosis of PD at baseline and year 11.
(2) Medication inventory: At baseline and annual visits, participants were asked to report on and bring all vials for medications taken within 14 days of the visit. All medications were visually inspected, and their names, classes, doses, and frequencies were recorded. A movement disorders specialist (S.J.) reviewed antiparkinsonian medications to screen for potential PD. These medications included ethopropazine HCL (Parsidol®), levodopa-containing compounds (Sinemet®, Sinemet CR/ER®, Larodopa®, Dopar®, and Stalevo®), pergolide (Permax®), pramipexole (Mirapex), ropinirole (Requip), bromocriptine (Parlodel®), selegiline (Eldepryl®, deprenyl®, emsam®, and zelapar), rasagiline (Azilect®), entacapone (Comtan®), tolcapone (Tasmar®), ethopropazine (Parsdiol®), trihexyphenidyl HCL (Artane and Tremin), procyclidine (Kemadrin®), biperiden (Akineton®), benztropine (Cogentin®), and amantadine (Symmetrel®). Participants’ response to these medications is not known. This data set preceded the time during which dopamine agonists (ropinirole and pramipexole) were widely used for restless legs syndrome (the earliest FDA approval for this condition was in 2005).
(3) Hospitalization records: Hospitalization discharge records included information on admission date, discharge date, vital status, and ICD-9 discharge codes for all hospitalizations of CHS subjects. We used ICD-9 code 332.0 to identify PD patients. Through June 2006, subjects [5,326 of 5,888 (90%)] in the CHS were hospitalized.
A participant was identified as PD if at least 1 of the above sources supporting PD was present. Each participant with PD was assigned a date of first evidence corresponding to the earliest evidence of PD from any of the above mentioned data sources. If this date was during the period of baseline through the first year of follow-up, the participant was defined as having prevalent PD. Those with a date of first evidence during subsequent follow-up were considered to have incident PD. Medications were screened for agents that could potentially induce parkinsonism. If the first evidence of such drugs occurred at the same time or before the date of the first evidence of PD, these PD were reclassified as non-PD.
Measurement of Serum Urate and Covariates
Serum urate concentrations (μmol/l) were measured at baseline after an 8-hour fast. Detailed methods for blood drawing, quality assurance, and assay performance were published previously [12]. Serum chemistry tests, including creatinine, were preformed using a Kodak Ektachem 700 Analyzer (Eastman Kodak, Rochester, N.Y., USA), a calorimetric method. The coefficient of variation for urate was 1.2% [13]. Serum creatinine was calibrated indirectly to the Cleveland Clinic ‘standard’ assay used in the development of the Modification of Diet in Renal Disease Study glomerular filtration rate prediction equation [14].
Information on covariates, including basic demographics (i.e. age, sex, and race), smoking status, and consumption of caffeine (for the 1989–1990 cohort only) and alcohol, was obtained at baseline interviews. Participants were current smokers if they reported smoking within the past 30 days or said they currently smoked. Former and never smokers were classified on the basis of self-reported smoking status and reported no cigarette smoking in the past 30 days. Body mass index was computed as weight (kg) divided by height (m) squared. Other covariates used for analyses included hypertension, diabetes, EKG abnormalities, and uricosurics. Hypertension was defined as systolic blood pressure ≥140 mm Hg or diastolic blood pressure ≥90 mm Hg, or self-reported diagnosis of high blood pressure and use of antihypertensive medications. Diabetes was defined as the use of insulin or oral hypoglycemic agents or a fasting glucose level ≥126 mg/dl. EKG abnormalities were based on Minnesota codes as detailed previously [15].
Data Analysis
Participants who did not have their baseline uric acid measured were excluded (n = 139; 2.4%) leaving 5,749 for analysis. Because we observed a sex difference in urate concentrations we conducted analyses for men and women separately. As discussed above, urate has been reported as both a pro-oxidant and an antioxidant and thus could potentially either increase or decrease the risk of PD. For that reason, we chose not to predict the association between baseline urate concentrations and the risk of PD a priori. Rather, the initial analyses involved data-driven LOESS smoothed curves plotted with the baseline serum urate concentration against the probability of incident PD, from which 3 categories of urate were determined based on apparent changes in the slope of the curve for men: low (<300 μmol/l), middle (300–500 μmol/l), and high (>500 μmol/l). This was followed by a categorical analysis of urate in relation to the risk of developing PD. Because there was no systematic neurological examination for PD in the CHS and only indirect evidence from other data sources to assign a date of earliest evidence for incident PD cases, and due to the fact that PD typically presents with insidious onset, we did not use proportional hazards models. Rather, we used unconditional multivariate logistic regression models to derive odds ratios (OR) and 95% confidence intervals (CI). Covariates included baseline age (years), race (Caucasian vs. African-American vs. all others), smoking (never, former, and current), coffee drinking (drinking coffee at least once per week), body mass index, alcohol consumption (drinks/week), baseline creatinine (mg/dl), hypertension, diabetes, EKG abnormalities, and uricosurics. Coffee drinking was not included in the final models because it was not available for the African-American cohort and because secondary analysis within the original (1989–1990) CHS cohort demonstrated that it was not a confounder. We ran a parsimonious model (model 1) that included only well-established risk factors for PD (age and smoking). We also ran a fully adjusted model (model 2) including all covariates. Two sensitivity analyses were conducted: (1) to minimize reverse causality PD cases with a date of earliest evidence at baseline through 5 years of follow-up were excluded, and (2) to minimize misclassification of PD participants were identified as PD if at least 2 of 3 data sources supported PD. Given the shape of the LOESS curve, a linear urate term was fit-restricted to urate <500 μmol/l and then over the entire range. A quadratic term centered at 500 μmol/l was also fitted for the entire range of urate. All statistical analyses were performed with SAS software (version 9.1.2; SAS Institute, Inc., Cary, N.C., USA) with α = 0.05 for 2-sided p values.
Results
Population Characteristics and LOESS Plots
Serum urate concentrations (μmol/l) were determined in 5,749 participants, 3,315 (60.5%) of whom were women. A total of 214 PD cases were identified over 14 years of follow-up, 60 of which were prevalent cases observed at baseline and were excluded from the analyses. The remaining 154 were considered incident PD cases [74 were identified by self-report, 71 by medications, 96 by hospitalization records (ICD-9), 63 by more than 1 data source, and 24 by all 3 data sources]. The study cohort was 84.2% Caucasian with an average age of 72.8 (SD 5.6) and a mean follow-up of 10.37 (SD 3.81) years. Women had significantly lower urate concentrations than did men [316.8 μmol/l (SD 88.0) vs. 367.4 μmol/l (SD 87.7), p < 0.0001]. In men, LOESS plots of an individual's baseline urate concentration against their probability of incident PD cases suggested a U-shaped relationship with 3 distinct regions: a negative slope for urate <300 μmol/l, followed by a slope oscillating between positive and negative values for urate 300–500 μmol/l, and then a positive slope for urate >500 μmol/l (fig. 1). This pattern was not seen in women. Using low-, middle-, and high-urate groups, low urate concentrations were associated with a higher prevalence of diabetes in men and a lower prevalence of diabetes and a high body mass index in women. In both sexes, urate was positively associated with the presence of hypertension and EKG abnormalities (table 1).
Fig. 1.
LOESS plots. Based on the LOESS curve for men, we categorized urate as < 300 μ mol/l (low), 300–500 μmol/l (middle), and > 500 μmol/l (high), as shown by the vertical lines.
Table 1.
Population characteristics
Baseline urate range (μmol/l) | Men (n = 2,434) |
Women (n = 3,315) |
||||
---|---|---|---|---|---|---|
low (<300) Ntotal = 492, NPD = 24 | middle (300–500) Ntotal = 1,763, NPD = 52 | high (>500) Ntotal = 179, NPD = 8 | low (<300) N total = 1,542, NPD = 27 | middle (300–500) Ntotal = 1,661, NPD = 41 | high (>500) Ntotal = 112, NPD = 2 | |
Participants, n (%) | 492 (20.2) | 1,763 (72.4) | 179 (7.4) | 1,542 (46.5) | 1,661 (50.1) | 112 (3.4) |
Mean urate (SD) | 259.1 (36.9)a, b | 382.7 (52.4) | 558.9 (54.9)a | 244.9 (40.1)a, b | 367.5 (50.8) | 554.8 (52.1)a |
Range | 29.7–297.4 | 303.4–499.6 | 505.6–761.3 | 71.4–297.4 | 303.4–499.6 | 505.6–814.9 |
Mean baseline age, years (SD) | 73.3 (5.5) | 73.2 (5.8) | 73.4 (5.0) | 72.3 (5.3) | 72.6 (5.5) | 73.5 (6.9) |
Race, n (%) | ||||||
Caucasian | 426 (86.6)b | 1,518 (86.1) | 144 (80.4)a | 1,326 (86.0)a, b | 1,342 (80.8) | 83 (74.1) |
African-American | 64 (13.0) | 234 (13.3) | 32 (17.9) | 207 (13.4)a, b | 307 (18.5) | 29 (25.9) |
Other | 2 (0.4) | 11 (0.6) | 3 (1.7) | 9 (0.6) | 12 (0.7) | 0 (0.0) |
Smoking, n (%) | ||||||
Never | 158 (32.2) | 567 (32.2) | 52 (29.1) | 889 (57.7) | 934 (56.3) | 58 (51.8) |
Former | 263 (53.6) | 1,015 (57.6) | 110 (61.5) | 454 (29.5) | 518 (31.2) | 40 (35.7) |
Current | 70 (14.3)a | 179 (10.2) | 17 (9.5) | 197 (12.8) | 208 (12.5) | 14 (12.5) |
Coffee drinkingc, n (%) | 279 (63.1)a | 1,109 (69.5) | 108 (70.1) | 849 (61.1) | 890 (61.8) | 46 (52.3) |
Body mass index | 25.3 (3.8) | 26.7 (3.7) | 27.3 (4.0) | 25.2 (4.6)a, b | 28.2 (5.3)c | 30.1 (6.4)a |
Alcohol consumption drinks/week | 3.1 (7.1) | 3.8 (7.6) | 3.7 (7.2) | 1.5 (4.3) | 1.5 (4.4) | 2.2 (6.8) |
Baseline creatinine, mg/dl | 1 1 (0.4)a, b | 1.2 (0.4) | 1.6 (0.6)a | 0 9 (0.3)a, b | 1.0 (0.3)c | 1.3 (0.6)a |
Other medical conditions, n (%) | ||||||
Diabetes | 127 (25.8)a, b | 303 (17.2) | 30 (16.8) | 169 (11.0)a, b | 265 (16.0)c | 32 (28.6)a |
Hypertension | 151 (30.7)a, b | 727 (41.3) | 116 (64.8)a | 558 (36.2)a, b | 891 (53.7)c | 92 (82.1)a |
EKG abnormality | 159 (33.1)b | 621 (36.4) | 26 (49.7)a | 327 (21.9)a, b | 435 (27.3)c | 52 (48.6)a |
Ntotal = Total number of participants; NPD = number of PD cases;
p < 0.05 versus the middle urate range.
p < 0.05 versus the high urate range. All tests are 2 sided, p < 0.05.
Baseline data and percentages are only available for the 1989–1990 cohort.
Association between Uric Acid and Incident PD
Among men, compared to the group with mid-range urate concentrations (300–500 μmol/l), the low-urate group was associated with a significantly elevated risk of PD in age- and smoking-adjusted models (OR 1.69, 95% CI 1.03–2.78, p = 0.04), but the higher PD risk for the high urate group was not significant (OR 1.55, 95% CI 0.72–3.32, p = 0.26). Among women, none of the differences in the risk of PD among the 3 urate groups was significant. Results from the fully adjusted models were similar to those in the age- and smoking-adjusted models (table 2). The fully adjusted model showed a trend for significance in a lower risk of PD for the ever smokers covariate in women (OR 0.61, 95% CI 0.36–1.03, p = 0.06). In men, only diabetes was a significant covariate for a higher PD risk (OR 1.67, 95% CI 1.02–2.75, p = 0.04) and a trend was seen with EKG abnormalities (OR 1.51, 95% CI 0.96–2.38, p = 0.06). The model was repeated evaluating uric acid as a continuous variable in men. For urate <500 μmol/l, a negative linear term was significant (p = 0.03) for the age- and smoking-adjusted model, but it was not significant for the entire urate range (p = 0.12). A convex quadratic term centered at 500 μmol/l was significant for the entire range (p = 0.04). Neither linear nor quadratic terms were significant in models restricted to women. In the sensitivity analysis excluding PD cases through the first 5 years of follow-up, the results remained significant and consistent with the primary analyses (data not shown). Results of the analysis of PD cases identified by more than 1 data source were not significant; this is likely due to small sample sizes as 41% (63/154; 40 men) of the incident PD cases were included with the low and high urate groups containing 6 and 3 men with incident PD, respectively.
Table 2.
Associations between the baseline urate concentration and incident PD
Baseline urate (μmol/l) | Model |
Men |
Women |
||
---|---|---|---|---|---|
OR | 95% CI | OR | 95% CI | ||
Urate <300 μmol/l | 1 | 1.69 | 1.03–2.78 | 0.69 | 0.43–1.14 |
Npd men = 24, Npd women = 27 | 2 | 1.69 | 1.02–2.79 | 0.71 | 0.43–1.17 |
Urate 300–500 μmol/l | 1 | 1.0 (ref.) | – | 1.0 (ref.) | – |
Npd men = 52, Npd women = 41 | 2 | 1.0 (ref.) | – | 1.0 (ref.) | – |
Urate >500 μmol/l | 1 | 1.55 | 0.72–3.32 | 0.75 | 0.18–3.16 |
Npd men = 8, Npd women = 2 | 2 | 1.31 | 0.58–2.94 | 0.82 | 0.20–3.50 |
Npd = Number of incident PD cases; model 1 = adjusted for age and smoking; model 2 = additionally adjusted for race, body mass index, alcohol consumption, creatinine, diabetes, hypertension, uricosurics, and EKG abnormalities.
Discussion
Our primary analyses with LOESS regression suggested 3 distinct ranges of urate as they relate to PD risk in men. An inverse relationship was seen between PD risk and urate for the low range of urate (<300 μmol/l), followed by the middle range with no clear association for urate (300–500 μmol/l) and then a positive association between PD risk and urate in the high range (>500 μmol/l) (fig. 1). The low-urate group was at a higher risk for PD compared to the middle-urate group. In men, we found an inverse linear relationship between the baseline urate concentration and the risk of PD for urate <500 μmol/l, and a convex quadratic relationship was found across the entire urate range.
Lower urate concentrations associated with a higher risk of PD have been reported in other prospective studies including: the Atherosclerosis Risk in Communities (ARIC) cohort [6], the Honolulu Heart Program [3], the Health Professionals Follow Up study [4], and the Rotterdam study [2]. The ARIC and Rotterdam cohorts included women, and while the Rotterdam study only reported an association between higher urate and a lower risk of PD in analyses which combined both sexes, this association was only seen in men in the ARIC study and it was not seen in women in the Nurses Health Study [16]. To date, the data are very limited in women and clearer in men. One could speculate that the stronger association in men compared to women could be due to a biological effect of sex on urate mechanisms in PD, as estrogen increases mitochondrial respiration efficiency, resulting in a lower oxidative load [17]. The difference may also reflect lower urate concentrations or a lower incidence of PD in women compared to men. This highlights the need for further study, particularly in women.
Unlike other studies, we found that the inverse relationship between urate and the risk of PD in the low-to-mid urate range did not persist at higher urate concentrations. Although a convex quadratic term was significant for the entire range, the data does not convincingly support high urate being a risk factor for PD. The lack of significance for a higher risk of PD in the high-urate category could be because of the small number of participants in the high range, the possibility of some misclassification of PD cases, or the age at which urate was measured (the CHS cohort is older and the plasma urate concentration increases with age). It is also possible that there really is no association of higher urate concentrations with PD, which would contradict other studies discussed above that report a lower risk of PD with higher urate concentrations. An alternative explanation for the U-shaped relationship is a threshold effect, with low urate (<300 μmol/l) being associated with a higher PD risk while at higher concentrations no further effect is seen. Either a U-shaped effect or a threshold effect is plausible given that while urate is an antioxidant it may also indicate a pro-oxidative state under certain circumstances [7]. In conditions of oxidative stress an increased production of urate occurs in parallel with the increase in reactive oxygen species. This leads to supernormal levels of urate. In situations with particularly high oxidative stress, the anti-oxidant effort of urate is overcome by the pro-oxidant or proinflammatory effects of reactive oxygen species accumulation [8]. In the CHS, urate has been positively associated with the preexistence and progression of chronic kidney disease [13] and negatively associated with systolic blood pressure [18]. Urate has also been positively associated with incident heart failure only when it is a marker of increased xanthine oxidase activity (an enzyme that generates urate as a byproduct of its metabolic function). Urate is not associated with incident heart failure when it reflects reduced kidney function [19].
A more complex relationship than previously reported was seen between urate and PD risk, possibly due to methodology and study population characteristics. Prior studies have either analyzed urate as a continuous variable or categorized it into quartiles or quintiles. We used LOESS to develop a data-driven categorization of urate as it relates to PD. Our cohort is older than the others that have been reported and the cutoff for the highest urate category in this study is >500 μmol/l, which is higher than the cutoff for the highest category in other studies (e.g. >374 μmol/l in the Rotterdam study [2] and >404 μmol/l in the Honolulu Heart Study [3]).
A limitation is that there was no systematic neurological examination of all CHS participants to validate a PD diagnosis. Moreover, there was no exact date of PD diagnosis available. Unfortunately, most of the CHS cohort is now deceased, so clinical validation of PD cases is not possible. It is likely that some misclassification of PD cases occurred which attenuated our results. However, we have indirectly validated our PD classification by finding the expected inverse association with smoking [11] using the same types of data sources to identify PD as published in other cohorts [6]. A particular concern in the CHS may be that vascular parkinsonism cases were misclassified as PD. However if this occurred one would not expect the negative association between PD cases and smoking given the opposite (positive) association between smoking and cerebrovascular disease. A sensitivity analysis with more restrictive criteria for PD (at least 2 supporting data sources) did not remain significant, likely due to the small number of remaining incident PD cases though the possibility of misclassification cannot be excluded. We used a consistent definition of ‘date of earliest evidence’ as a surrogate to the date of PD diagnosis and excluded all prevalent cases including those within the first year of follow-up. Nonetheless, we were unable to definitively differentiate incident cases from prevalent cases. Because of uncertainty regarding diagnosis dates we used logistic regression and not proportional hazards modeling. A sensitivity analysis with more restrictive criteria for incident PD cases (only cases of PD with a date of earliest evidence more that 5 years after baseline) yielded results which remained significant and consistent with the primary analyses.
A strength of the CHS is that it was done in an elderly, racially diverse, community-based population from 5 different locations with 14 years of follow-up in which >97% had baseline serum urate levels. In our analyses both diabetes and EKG abnormalities were associated with an elevated risk of PD; therefore, we considered them as potential confounders as associations between hyperuricemia and both coronary disease and insulin resistance are well established [20]. Although this raises the possibility that some cases classified as PD were in fact cases of vascular parkinsonism, neuropathological studies demonstrate degenerative changes in both cardiac sympathetic nerves and the pancreas in PD autopsies [21,22] and 1 case-control study found diabetes to be associated with a decreased risk of PD [23].
Conclusions
In men, low urate concentrations were associated with a higher PD risk and high urate concentrations were not associated with a further decrease in PD risk. If higher urate concentrations do not confer a further lowering of the risk of PD, this would be relevant to ongoing interventional studies of the effects of urate supplementation on the progression of PD as high urate concentrations may increase the risk of gout, cardiovascular disease, or kidney disease [13,24]. More research is needed to confirm our preliminary findings and fully understand urate's physiological effects.
Disclosure Statement
The authors have nothing to disclose.
Acknowledgements
This study was funded by the University of Pittsburgh Claude D. Pepper Older Americans Independence Center (P30 AG-024827), the NHLBI (N01 HC-35129, N01 HC-45133, N01 HC-75150, N01 HC-85079 through N01 HC-85086, N01 HC-15103, N01 HC-55222, U01 HL-080295, and R01 HL-075366), the NINDS, the NIA (R01 AG-023629, R01 AG-15928, R01 AG-20098, and R01 AG-027058), NHLBI T32 training grant HL007902, and the University of Pittsburgh Clinical Research Scholars Program (1 KL2 RR024154-01).
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