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. Author manuscript; available in PMC: 2012 Dec 1.
Published in final edited form as: Patient Educ Couns. 2011 Mar 24;85(3):446–453. doi: 10.1016/j.pec.2011.01.023

Relationships and Emotional Wellbeing among African American and White Advanced Cancer Caregivers

Linda E Francis 1, Karen F Bowman 2, George Kypriotakis 3, Julia Hannum Rose 4
PMCID: PMC3134587  NIHMSID: NIHMS272724  PMID: 21439755

Abstract

Objective

Advanced cancer family caregivers who have good relationships with other family members and with patient’s health care providers (PHCPs) have less emotional distress than caregivers with poor relationships. Given a history of different experiences in medical settings among Whites and African Americans, we examined moderation effects by race.

Method

Baseline data from an ongoing study were collected via telephone interviews with 397 family caregivers of advanced cancer patients at two cancer clinics. Depressed mood and anxiety were measured with the 14-item Profile of Mood States.

Results

Caregivers reporting good relationships with family (p<.001) and PHCPs (p<.001) had lower anxiety and less depressed mood (family, p<.01; PHCP, p<.001). Caregiver race moderated relationship quality: Whites with good PHCP relationships felt less depressed mood (p<.01) and anxiety (p<.01). African Americans with good family relationships showed less depressed mood (p<.05), but no association with anxiety.

Conclusion

Good relationships are important for caregivers, but PHCPs may have more influence on the wellbeing of White than of African American caregivers.

Practice implications

Developing relationships with caregivers of advanced cancer patients may improve wellbeing for caregivers. In addition, creating strategies to support family relationships may be a useful intervention, especially for African American advanced cancer caregivers.

1. Introduction

The deleterious psychological and emotional consequences of informal caregiving for family caregivers of advanced cancer patients have been well-documented [13]. Numerous studies have shown caregiver emotional wellbeing to vary by the characteristics of the caregiver [1,2,46], and caregiving situation [1,5,7]. However, research has only begun to scratch the surface in understanding how caregiver wellbeing is affected by caregiver interactions with others involved in the care of the patient. In particular, the unique sociocultural experiences and expectations for health care among African Americans raises the issue of whether relationships in medical contexts have the same effect for African Americans and Whites [8,9]. The nature and quality of such important connections during a medical crisis such as cancer could explain why some family caregivers suffer more than others from the negative psychological consequences of caregiving [1012].

1.1 Family caregivers’ relationships and emotional distress

In previous research we have established that good relationships between the advanced cancer family caregiver and other family members and between caregiver and patient’s health care provider are associated with lower subjective burden during the early treatment phase of late-stage cancer care [13]. This is supported by an extensive body of literature on the relevance of supportive relationships with family [1418] and health care providers [1922] for cancer patients and their caregivers.

Yet more important than burden in the early treatment phase of late-stage cancer, however, is caregiver emotional distress, including the feelings of depression and anxiety experienced by the caregiver. Caregivers for people with degenerative diseases, including advanced cancer, are at much higher risk for clinically significant psychological morbidity than the general population [1,12,23]. Caregivers who report feeling depressed and anxious at the time of patient diagnosis report higher levels of depression as the disease progresses [24,25] and more complicated grief after the patient’s death [26]. Finally, caregiver depression has been shown to influence patient emotional wellbeing [27], as well as patient care and outcomes [15, 28]. Identifying factors that ameliorate caregiver distress early in the patient’s cancer treatment would inform efforts to improve both patient and caregiver wellbeing.

Relationship quality has been demonstrated to be one of these factors [13]. Good relationships with health care providers and family are important contributors to positive psychosocial outcomes for seriously ill patients [2933] and caregivers [34,35]. The importance of both provider and family relationships for caregivers has been documented particularly at end-of-life, when patients and their families grapple with the prospect of the patient’s imminent death [26,36,37]. Given the dire prognosis of advanced cancer, however, both family members and health care providers are likely to be heavily involved from the moment of diagnosis forward. Thus these relationships are potentially fruitful targets for intervention regarding caregiver distress.

1.2 Race and caregiver relationships in advanced cancer

Relationship expectations are not uniform across all groups, but can vary due to social, structural and cultural factors [38]. Different expectations and beliefs about medical care between African Americans and Whites, for instance, may influence the role of relationships in cancer care. Historically, African Americans have reported less trust in medicine than have whites [8,9]. This mistrust has been reflected in a desire for more aggressive treatment [39], greater preference for CPR and resuscitation, even at end of life [40,41] and higher use of alternative medicine among African Americans compared to Whites [42,43]. African American families are more likely than Whites to take on informal caregiving roles within the family [44]. They are also much less likely than White families to place impaired or infirm elders in nursing homes [45,46], hire health care aides to care for family members [47] or make use of hospice [48,49].

While there is little evidence of a racial difference in distress, either among caregivers [6, 50] or in general [51], most such research accounts for few differences beyond the socioeconomic between Whites and African Americans. However, the potentially different expectations held by the two groups in medical environments suggest that the association between relationships and distress may be moderated by race. In particular, the relationship with the PHCP may have more influence on distress among Whites than among African Americans, given the greater trust and reliance on medical professionals in the former group.

1.3 Relationships and distress among African American and White cancer caregivers

The association of relationship quality with caregiver emotional distress has not been examined, nor has the effect of race on that association been explored. The purpose of this study, therefore, is to investigate how relationships between advanced cancer caregivers and others – specifically family members and the patient’s health care providers – are associated with the emotional distress or wellbeing experienced by caregivers during the early treatment phase of cancer care. A second purpose is to examine moderating effects by race (African American and White) in the association between these relationships and emotional distress. These research questions are depicted in Figure 1:

Figure 1.

Figure 1

Model of Associations between Relationships and Distress as Moderated by Race

2. Methods

Study data were baseline assessments from a large randomized controlled trial evaluating effects of a coping and communication support intervention for advanced cancer patients and their caregivers [5254]. This study was conducted in two cancer clinics that care for disadvantaged and underserved patients. The IRBs of both hospitals approved the study. Beginning in June 2004, recently diagnosed late-stage cancer patients were enrolled and randomized into intervention and control groups. Eligible patients were diagnosed with Stage IV [or Stage III lung, pancreatic or liver] cancer, were 40 years or older, cognitively intact and English speaking.

During enrollment, patients identified the person they most depended upon for assistance with care and gave contact permission. Caregivers were then contacted and each completed a baseline telephone interview, after providing informed consent. Of 514 primary caregivers identified by patient participants, 462 agreed to participate in the study. Of these 42 were non-kin and excluded from the current analysis on family caregivers. Race was conceptualized as African American vs. White. Twenty-three caregivers in the study did not fall clearly into one of these two categories and were dropped from the analysis, leaving a final sample of 397 family caregivers [FCGs]. At the time of these analyses, the only complete data set available for caregivers was the baseline interview, and this is the source of the data for the current study.

2.1 Measures

2.1.1. Measures of emotional distress/wellbeing

The outcome variables were measured by the Short Form of Profile of Mood States [POMS], subscales of Tension-Anxiety [6 items, α=.80] and Depression-Dejection [8 items, α=.91] [55]. Questions are phrased as: —In the past week have you felt: [unhappy, restless, discouraged, nervous, etc.] and are scored from 0 [Not at all] to 5 [Very much]. Scores are summed, with high scores indexing higher distress. Lacking clinical cut points, these measures are used as measures of distress/wellbeing, rather than diagnosable disorders.

2.1.2. Measures of FCG relationships

Recognizing that different relationships will have dissimilar expectations, we used two separate measures to capture relationship quality for family and for PHCPs. The FCG-family relationship was assessed using the Family Relationship Index [FRI] [26]. This 12-item scale was derived from the Family Environment Scale [FES] [56] using four items drawn from each of three subscales: cohesion, expressiveness and conflict, although the FRI is designed to be used as a single scale. The scale includes such items as “family members really help and support one another,” and “there is a feeling of togetherness in our family.” Developed for use with families of cancer patients, the FRI has been effective in distinguishing families at risk of maladaptive bereavement adjustment [57]. The items were coded to index more positive family relationships. The scale has satisfactory consistency, stability and predictive and discriminant validity [α=.89] [58].

The FCG relationship with the PCHPs was measured by the 20-item Fullfillment of Care Needs subscale of the Family Inventory of Needs in advanced cancer care [FIN] [59]. This subscale measures how well the family member perceived each identified family need as being met by the patient’s health care provider/s, and is predictive of the responding family members health and family functioning during cancer care [21]. As respondents are only asked about need fulfillment for needs that they identified as important, not all needs received a score on the Fulfillment of Needs subscale. Therefore, scores were summed and divided by the number of responses given to obtain an average for each respondent. Questions included the needs to: “have my questions answered honestly,” “know the probable outcome of the patient’s illness,” “to feel accepted by my relative’s doctors,” and have someone be concerned about my health.” Caregivers reported if the need identified had been met=2, partially met=1, or unmet=0. A high rating of needs being met was considered indicative of a good relationship. Reliability for this scale is .83 [59].

Caregiver sociodemographic characteristics were included as control variables: age [in years], gender, education [in years], annual income [seven ordinal categories ranging from $0–$9,999 to $50,000+], and whether or not the caregiver was living with the patient. The last control variable of living with the patient was included as a measure of caregiver closeness to patient, as in this largely low income sample, caregiver relationship to patient was too diverse to collapse into meaningful categories.

Other than the variable on weeks since diagnosis, no data on patient characteristics were included in these analyses. While we acknowledge that patients may influence the quality of caregiver relationships with other family members and the PHCP, exploring such influence is a separate question for later analysis. The current study is focuses on the fundamental question of whether these caregiver relationships are associated with caregiver distress.

2.2 Analysis

The analysis was conducted using multiple linear regression in SPSS (v17), with R used to assess model fit of interaction terms. We initially performed one regression for each of the two dependent variables [depressed mood, anxiety]. Our moderation regression analyses followed, including interactions, subgroup analyses and chi-square tests of model fit for the interaction terms.

3.0 Results

3.1 Description of sample

As seen in Table 1, most caregivers were female [78.3%]. Median household income was $35,000, well below the state average of $48,000 [60]. 47.9% of caregivers were employed. African Americans made up 31.2% of the sample. Median education was 12 years, and median age for caregivers was 51, though there was substantial variability on these measures. Our two variables assessing caregiver involvement show that 57.6% percent of caregivers lived with the patient. Median time past diagnosis of advanced cancer for patients was six weeks [6.00, range 0–53].

Table 1.

Independent and Control Variables

FCG Characteristics Median [Range] or N [%]
Gender
 -Female 314 [78.3%]
 -Male 83 [20.7%]
Age (years) 51 [18–88]
Education (years) 12 [5–23]
Income
 -$0–9,999 30 [7.5%]
 -$10,000–14,999 46 [11.5%]
 -$15,000–19,999 31 [7.7%]
 -$20,000–29,999 73 [18.2%]
 -$30,000–39,999 53 [13.2%]
 -$40,000–49,999 31 [7.7%]
 -$50K or more 110 [27.4%]
Employed
 -Yes 192 [47.9%]
 -No 205 [51.1%]
Race
 -African American 125 [31.2%]
 -White 274 [68.3%]
Live Together
 -No 168 [41.9%]
 -Yes 231 [57.6%]
Weeks since Diagnosis 6.00 [0–53]]
Relationship Variables
Variable [Range] Mean [SD]

Family Relationship [0–12] 8.62 [2.26]
HCP Relationship [0–2.5] 1.55 [0.44]
Outcome Variables
Variable [Range] Mean [SD]

Anxiety [0–24] 6.50 [5.59]
Depressed Mood [0–32] 6.37 [6.54]

Table 1 shows both relationship variables rated above the midpoint. The family relationship [FRI] mean was 8.62 [SD=2.26] on a 12-point scale. On the FRI a score of 9 or above indicates good family functioning, meaning the sample mean falls into the category of “at risk for negative psychological outcomes” [32]. PHCP relationship showed a high mean of 1.55 on a 0–2.5 scale, though with substantial variability [SD=.44].

At baseline, both outcome variables had moderate values on the POMS, but with high variation. Anxiety had a mean of 6.50 [SD = 5.59] on a 24-point subscale, and the mean for depressed mood was 6.37 [SD= 6.54] out of 32 points.

3.2. Associations between Independent Variables and Emotional Distress

Collinearity diagnostics revealed no problems with multicollinearity. In Model 1 (Tables 2 and 3), African Americans had both lower anxiety [−2.585, p<.001] and lower depressed mood [−2.246, p<.01] than Whites. Both relationships with family and PCHP were associated with caregiver distress. Caregivers felt less anxiety when they had good family relationships [−.431, p<.001] and good PHCPs relationships [−2.772, p<.001]. They also felt less depressed mood when relationships with family [−.425, p<.01] and PCHP [−3.223, p<.001] were good.

Table 2.

Unstandardized Regression Coefficients and Standard Errors for Caregiver Anxiety+

Caregiver Model 1 Model 2 Model 3
Characteristics b (se) b (se) b (se)
African American −2.585*** (.575) −2.585*** (.575) −2.428*** (.571)
Family Relationship −.431*** (.117) −.376** (.134) −.429*** (.115)
PHCP Relationship −2.772*** (.569) −2.753*** (.569) −4.212*** (.722)
Race × Family Relationship −.213 (.256)
Race × PHCP Relationship 3.603** (1.134)

Adj. R2 .13*** .13*** .15***
+

Analysis adjusted for demographics

*

p<.05

**

p<.01

***

p<.001

Table 3.

Unstandardized Regression Coefficients and Standard Errors for Caregiver Depressed Mood+

Caregiver Model 2 Model 3 Model 4
Characteristics b (se) b (se) b (se)
African American −2.246** (.673) −2.245*** (.670) −2.079** (.670)
Family Relationship −.425** (.137) −.261 (.156) −.423** (.135)
HCP Relationship −3.223*** (.666) −3.166*** (.664) −4.758*** (.848)
Race × Family Relationship −.634* (.298)
Race × PHCP Relationship 3.838** (1.331)

Adj. R2 .11*** .12*** .12***
+

Analysis adjusted for demographics

*

p<.05

**

p<.01

***

p<.001

3.3. Moderation Analyses

Three of the four interaction terms created with the race and relationship variables were significantly associated with caregiver distress. Model 2 in Tables 2 and 3 shows the race and family relationship interaction, and Model 3 shows the race and PHCP interaction.

The race and family relationship interaction was not associated with anxiety, although family relationship as a simple independent variable remained significant. On the other hand, the race and family interaction showed a negative association with depressed mood [−.634, p<.05], and the simple family relationship variable became nonsignificant when the interaction term was added to the equation.

In Model 3, the race and PCHP interaction is positively associated with both caregiver anxiety [3.603, p<.01] and depressed mood [3.838, p<.01]. Thus the associations between both family and PCHP relationships and caregiver distress are moderated by the race of the caregiver.

To clarify the meaning of these moderation effects, we present subgroup analyses by race and relationship type for the three significant interactions. In these models, the relationships between the interaction terms and the dependent variables were evaluated by the significance of the Wald statistic and the 95% confidence interval of the specific regression coefficients of the interaction terms. This test allows us to assess the effects of the interaction term, and any other covariate, on the overall fit of the model, and also the degree that the model improves by the inclusion of the covariate effect (in this case, the interaction term). Subgroup analyses of relationship type and distress by race are graphed in Figures 24.

Figure 2.

Figure 2

Association of Relationship between Caregiver and Patient’s Health Care Providers with Caregiver Depressed Mood by Race

Figure 4.

Figure 4

Association of Relationship between Caregiver and Patients’ Health Care Providers with Caregiver Anxiety by Race

3.3.1. FCG- PHCP Relationship by Subgroup

The first subgroup analysis [Figure 2] illustrated a strong association between the caregiver’s PHCP relationships and anxiety by race. The WALD test supported this, showing that the interaction term added to the model fit [F=4.42, df=1, p <.05]. In Figure 2, among white caregivers, poor PHCP relationships were associated with higher anxiety and good PHCP relationships were associated with low anxiety. However, among African Americans caregivers there was virtually no association between PHCP relationships and anxiety. Figure 3 illustrates the association between PHCP relationships and depressed mood by race, showing a similar pattern. The slopes appear flatter due to a wider scale on the dependent variable, but the slopes are nonetheless significantly different from zero [F=4.42, df=1, p<.05]. It is apparent that the interaction term added to the model, and that PHCP relationship was associated with distress primarily for White caregivers, and not for African American caregivers.

Figure 3.

Figure 3

Association of Relationship between Caregiver and Family Members with Caregiver Depressed Mood by Race

3.3.2. FCG-Family Relationship by Subgroup

As the interaction term of race and FCG relationship for anxiety was not significant it is not shown. Figure 4 illustrates an association between family relationships and caregiver depressed mood by race (F=6.41, df=1, p<.05). Regardless of race, all caregivers with poor family relationships had higher anxiety than those with good family relationships. However, among African Americans, the decline in anxiety was steeper as family relationships improved, resulting in lower anxiety for African Americans than for whites when family relationships were good.

4.0 Discussion and conclusion

Families and health care providers are nearly always involved in the on-going care of late-stage cancer patients, and for better or for worse, these relationships influence the caregivers’ experiences and emotions. In this research, we sought to clarify the importance of these relationships for caregiver wellbeing. We considered the experiences of family caregivers for advanced cancer patients during the early phase of advanced cancer treatment. We began with the question of whether family caregivers with poor family and/or patient’s health care provider relationships experience more emotional distress than those with good relationships. Our results affirmed the importance of both types of relationships. Caregivers with good family relationships reported lower anxiety than caregivers who viewed their family relationships as poor. Caregivers with good PHCP relationships had both lower anxiety and depressed mood than those with poor PHCP relationships. These findings confirm earlier research [61] showing cancer patients value support from people connected to their cancer experience.

This study extends the current state of research on both medical and family relationships. While reports on such topics as patient trust, concordance and communication permeate the field [6264], most address provider-patient relationships, rather than relationships with family caregivers. The recognition of the need for providers to establish good relationships in practice is evident in the growing body of research directed at increasing our understanding of such relationships [6568]. In this work we have illustrated the effects of good caregiver relationships with PCHPs in the context of a real ongoing medical crisis for the people involved.

Family relationships have been studied extensively in connection with emotional wellbeing. Research reports on the importance of intimacy, expressiveness, emotional support and role performance in marital relationships [18,21,69,70] for the psychological and emotional wellbeing of spouses. Lack of family help and caring burdens caregivers and increases their risk of depression [7,12,25]. The current study clarifies the relative importance of family relationships and relationships with the PHCPs, indicating that, at least in the early treatment phase of cancer, caregivers may look to both types of relationships for support.

Our second research question assessed possible moderations effects on relationships with family and/or PHCPs. Results demonstrated that race moderated the association between relationships and distress, but varied depending on the type of relationship. White caregivers reporting poorer PHCP relationships were substantially more distressed than African Americans with similarly poor provider relationships. Indeed, there was little association between provider relationships and either type of distress for African Americans. It appears that at least during the early phase of late-stage cancer treatment, PHCP relationships made little difference for the emotional wellbeing of African American caregivers, but was an important factor for White caregivers.

Our findings regarding caregiver’s family relationships and distress by race were less consistent. Both Whites and African Americans with good family relationships were less distressed than those with poor relationships. We found that African American caregivers with good family relationships felt less depressed than did comparable White caregivers. Conversely, when their family relationships were poor, African Americans experienced more depressed mood than Whites. However, the association of family relationship with anxiety was not different by race.

With only cross-sectional data we cannot verify direction of these effects. One could argue that caregivers with high anxiety or depressed mood were less likely to form good relationships. However, that argument appears less convincing for analyses showing little or no association. In particular, it would require assuming greater distress among African Americans does not impact their ability to form good relationships with their PHCPs. Therefore it appears more reasonable to suggest the direction we proposed: that among African Americans, their PHCP relationships just were not as relevant to their emotional wellbeing.

These differences in emotional wellbeing for African American and White cancer caregivers resonate with previous research on racial differences in health care system attitudes. White Americans on average tend to revere medical doctors and depend heavily on their authority [71]. African Americans, on the other hand, are often less willing to rely on the perceived “white” medical establishment, given its history of colluding with those who did not have African Americans’ best interests at heart [72]. However, given there was no difference in how African American and white caregivers rated their PHCP relationships, perhaps an explanation based entirely on medical trust or mistrust is too simple.

The fact that we saw a moderation effect by race for family relationships bolsters the argument that we have tapped into more than just medical mistrust. While the two kinds of relationships cannot be directly compared to each other due to different measures, it is nonetheless telling that each type of relationship interacted with race in a different way. Family relationships were universally important for caregivers, but more so for African American than White caregivers. This may reflect the extended kin network model identified by social network and family theorists as more common among African American families, rather than the nuclear family model that typifies White families [7375]. Findings from related research add weight to this idea. More family members of African Americans than Whites are involved in health-related discussions, and extended family attend more decision-making visits with African American patients [7679]. Given a preference for informal caregiving over hospice and nursing care among African Americans [4449], the relative importance of family relationships over provider relationships for caregiver wellbeing may reflect cultural views on the role of family as much as attitudes towards the medical care system. By this argument, health care providers using a more family-inclusive model of health care treatment could potentially find their influence on African American patients and caregivers enhanced. Ironically, HIPAA regulations may actually interfere with such a model by emphasizing individual privacy over family support. As Bellah et al [80] point out, modern medical practice is reflective of the ideology of “therapeutic individualism,” emphasizing the separation of the person from their environment. Perhaps findings like those in this study indicate a need for further research on race and culture differences in the interaction of family and medical systems, as opposed to a focus on the individual patient.

4.1. Limitations

Our nonprobability sample limits the generalizability of our findings. The sample intentionally had a lower income on average than the general population, so may not represent higher income groups. The study is also limited by its cross-sectional design, so directionality of effects cannot be assured. Nonetheless, the study’s strengths, including a sizeable sample among a population difficult to recruit, rigorous data collection and validated measures, all support the fruitfulness of the findings for future research.

4.2. Conclusion

Relationships can be either positive or negative in their impact on emotional wellbeing [81]. Some relationships are beneficial and reduce the effects of stress, while others have little effect, and yet others exacerbate the effects of stress. Considering caregiver relationships with important others, therefore, adds to our understanding of processes that may ameliorate cancer caregiver distress and improve wellbeing, especially during the early phase of treatment.

The findings of this study raise questions for future research. This study was done using cross-sectional data collected during from patients with advanced cancer and their caregivers during the early phase of treatment. The patterns of relationships seen here may change in importance over time as the disease progresses, and this should be investigated. This study could also have benefited from including variables on how much other family members were involved in caregiving, decision-making, and patient support.

4.3 Practice implications

Health care providers working with advanced cancer patients may find they can be effective in improving the quality of life of the family caregivers of their patients by establishing a relationship with the family caregiver as well as the patient particularly among white caregivers of advanced cancer patients. Developing strategies in the practice setting to support family relationships may also be an effective intervention for caregivers, particularly among African American families. Finally, creating a more family-oriented practice model has the potential of improving caregiver psychosocial outcomes in advanced cancer care.

Acknowledgments

The authors would like to gratefully acknowledge the funding sources for this project: National Cancer Institute, R01-CA10282; Veterans Administration Health Services Research & Development Merit, IIR-03-255; American Cancer Society, ROG-04-090-01.

Footnotes

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Contributor Information

Linda E. Francis, Department of Medicine, Case Western Reserve University.

Karen F. Bowman, Department of Medicine, Case Western Reserve University.

George Kypriotakis, Department of Medicine, Case Western Reserve University.

Julia Hannum Rose, Department of Medicine, Case Western Reserve University.

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