A biological pathway linking inflammation and depression: activation of indoleamine 2,3-dioxygenase

Abstract

This article highlights the evidence linking depression to increased inflammatory drive and explores putative mechanisms for the association by reviewing both preclinical and clinical literature. The enzyme indoleamine 2,3-dioxygenase is induced by proinflammatory cytokines and may form a link between immune functioning and altered neurotransmission, which results in depression. Increased indoleamine 2,3-dioxygenase activity may cause both tryptophan depletion and increased neurotoxic metabolites of the kynurenine pathway, two alterations which have been hypothesized to cause depression. The tryptophan-kynurenine pathway is comprehensively described with a focus on the evidence linking metabolite alterations to depression. The use of immune-activated groups at high risk of depression have been used to explore these hypotheses; we focus on the studies involving chronic hepatitis C patients receiving interferon-alpha, an immune activating cytokine. Findings from this work have led to novel strategies for the future development of antidepressants including inhibition of indoleamine 2,3-dioxygenase, moderating the cytokines which activate it, or addressing other targets in the kynurenine pathway.

Introduction

Clinical depression is extremely common and debilitating. It is ranked by the World Health Organization as the fourth largest cause of burden amongst all diseases and the leading nonfatal disease burden.¹ Current treatments have only moderate efficacy, with around 35% remission after initial treatment and approximately 70% remission after four cumulative treatment trials.² Therefore it is necessary to look beyond currently characterized neurotransmitter systems to understand the pathophysiology of depression in order to produce more effective treatments in the long-term.

Emerging evidence demonstrates that: a) major depression is associated with increased inflammatory drive;^3–5 and b) provoking an acute inflammatory response in healthy humans can result in depression-like behaviors and symptoms.^6,7 The nature of these associations has yet to be delineated with respect to causality. Determining a plausible biological mechanism remains an important step. In this article we review a putative mechanism by which increased inflammation may affect mood, by altering activity of the enzyme indoleamine 2,3-dioxygenase (IDO).

Depression, mood, and immune functioning

There is a growing body of literature that suggests that major depression is associated with an increased inflammatory drive. People with depression display increased plasma concentrations of pro-inflammatory cytokines such as: interleukin-1 (IL-1)^3,8 (also increased in cerebrospinal fluid [CSF]⁹), interleukin-6 (IL-6),^3,4,9–11 tumor necrosis factor (TNF)^4,12 and other acute phase proteins, such as C-reactive protein (CRP),³ haptoglobin¹¹ and neopterin.¹³ There have been some negative findings,^14,15 but the overall picture is sufficient to support both a positive meta-analysis exploring the associations of CRP, IL-1, IL-6 and depression³ and the suggestion that plasma IL-6 and soluble IL-2-receptor should be considered biomarkers of depression.¹⁶

Treatment of depression with antidepressants may reverse derangements in these inflammatory markers.¹⁷ Fluoxetine treatment for depression reduces serum IL-6 in patients.¹⁸ Imipramine, clomipramine, venlafaxine, fluoxetine, sertraline and trazodone have been shown to reduce the interferon-gamma (INF-γ)/IL-10 ratio of in vitro human blood samples (a ratio of pro-inflammatory/anti-inflammatory drive), consistent with an anti-inflammatory effect.^19–21 In addition, nonresponders to selective serotonin reuptake inhibitor (SSRI) medication continue to exhibit raised IL-6 levels, raising the possibility that response to treatment is linked to a reduction of IL-6.²² Preliminary evidence also exists that an increased body temperature may also be present in depression and reversed by successful treatment.²³

Abnormalities of plasma cytokines may occur in various psychiatric disorders. In bipolar disorder, increased IL-1, IL-6 and TNF have been reported at differing stages of the illness.²⁴ In schizophrenia, less consistent results have been found, but a recent meta-analysis reported increased plasma IL-6 and IL-1 receptor antagonist levels.²⁵ However, exploring these illnesses in detail is beyond the scope of this review, which focuses upon the changes seen in major depression.

“Sickness behavior” is a characteristic constellation of symptoms (hypomotility, hyperthermia, hypophagia, hyperalgesia, decreased interest in exploration, decreased sexual activity, increased sleep) observed in animals following immune activation^26–28 that has been proposed to be a model of depression.²⁹ Activating an immune response by injecting lipopolysaccharide (LPS),³⁰ IL-1,³¹ or IFN³² results in characteristic sickness behavior. In addition, an acute inflammatory challenge has been reported to produce depression-like responses in two other animal models of depression, the tail suppression and sucrose consumption tests, after the initial illness behaviors have subsided.³³ The biochemical and behavioral effects of challenges like these may also be augmented by social stress,³⁴ analogous to social risk factors for depression.³⁵ Pretreatment with the antidepressant imipramine has been found to attenuate LPS-induced sickness behavior.³⁰

Provoking an acute inflammatory response in healthy humans, for example via injection of endotoxin,^6,7 IL-6,³⁶ or IFN-β,³⁷ also produces symptoms similar to those seen in depression (such as fatigue, lack of motivation, anorexia, poor sleep). Although these symptoms are short-lived, subtle cognitive symptoms similar to those seen in depression are also present. These include feelings of social isolation^6,38 and psychomotor slowing.³⁷ The symptoms produced by challenge tests such as these resolve quickly and are not prolonged as is seen in depression.

Immune effects on indoleamine 2,3-dioxygenase

Indoleamine 2,3-dioxygenase (IDO) and its hepatic equivalent tryptophan 2,3-dioxygenase (TDO) oxygenate tryptophan to form kynurenine³⁹ (Figure 1, tryptophan metabolic pathway). The majority of dietary tryptophan is metabolized through this pathway with less than 1% eventually being available for conversion (via hydroxylation by tryptophan hydroxylase, TPH, and decarboxylation) into 5HT in the brain.⁴⁰ Under normal circumstances, TDO is the dominant enzyme, but IDO is subject to induction during immune activation. At such times the effect of increasing the combined availability of IDO and TDO means that the overall capacity of the kynurenine pathway is much increased. Therefore serum tryptophan concentration can be reduced by 25%–50%, leaving proportionally less tryptophan available for conversion to serotonin.^41–43

Figure 1.

Tryptophan metabolic pathway.

Abbreviations: 5-HT, serotonin; 5-HTP, 5-hydroxytryptophan; TPH, tryptophan hydroxylase; TDO, tryptophan dioxygenase; IDO, indoleamine 2,3-dioxygenase; KAT 1, kynurenine aminotransferase I; KAT II, kynurenine aminotransferase II; QPRT, quinolinic acid phosphoribosyltransferase; NAD, nicotinamide adenine dinucleotide; NMDA, N-methyl-D-asparate.

IDO is ubiquitous throughout the organs and present in human immune cells including macrophages and microglia.⁴⁴ Interferons are important in the induction of IDO. The sites of action are two IFN-stimulated response elements (ISREs) and IFN-γ activated site (GAS) element sequences found in the 5′ promoter region of the IDO gene.^45,46 IDO can be stimulated by INF-γ in macrophages and microglia.^47,48 However, other cytokines such as TNF in combination with IL-6 or IL-1 can induce IDO via signal transducer and activator of transcription protein (STAT)-independent pathways involving p38 mitogen-activated protein kinase (p38 MAPK) and nuclear factor-kappa B (NF-κB).⁴⁹

A proxy measure for in vivo IDO activity, like many enzymes, is the ratio of product:substrate (in this case kynurenine:tryptophan). Thus, an increase in the ratio reflects greater enzyme activity, a decrease indicates lower activity and no change implies the same activity.⁵⁰

Animal models of IDO activation and mood

Animal models support the hypothesis that immune-related sickness behavior may be related to increased activity of IDO. IDO activity, measured by either the plasma concentration of kynurenine pathway metabolites or IDO mRNA expression, is increased in animal sickness behavior.⁵¹ This activation is partly mediated by IFN-γ and TNF, since IFN-γ knockout mice, and animals with prior treatment with the TNF antagonist etanercept, both show reduced IDO activation and depressive behaviors (in the forced swim and tail suspension tests).⁵² IDO knock-out mice lack the expected depressive behaviors secondary to an immune challenge, despite normal cytokine responses.⁵¹ In addition, inhibition of IDO blocks the depressive behavior in these models^51,53 and administration of kynurenine induces depressive behavior in a dose-dependent manner.⁵³

A human model of IDO activation and depression: hepatitis C cohorts treated with IFN-α

As described above, acute inflammatory challenges reproduce sickness behavior and depressive cognitions in healthy humans. Clearly, it is ethically difficult to continue challenges like these for prolonged periods due to the high degree of morbidity they cause. Therefore, an alternative is to study patient cohorts who require long-term pro-inflammatory treatments for an underlying condition.

An ideal high-risk population that can be used to assess the effects of increased inflammatory drive is chronic hepatitis C (HCV) patients being treated with IFN-α therapy. HCV is a common illness, affecting approximately 170 million people worldwide.^54,55 Without treatment, it causes considerable morbidity and mortality; it leads to chronic infection in approximately 85% of cases, cirrhosis in 15%–20%, and in cirrhosis patients, 1%–4% progress to hepatocellular carcinoma.⁵⁶ HCV patients undergo an IFN-α-based treatment regime for between 6 and 12 months. During this time there are high rates of depression, estimated at approximately 25% ^57,58 and 33%^59,60 (although some studies report higher prevalences, a precise figure is difficult to determine due to methodological differences between studies; those reporting higher rates report self-rated symptoms rather than utilizing standardized objective depression scales⁶¹).

In HCV, IFN-α increases inflammatory drive with elevations in pro-inflammatory cytokines (eg, IL-1, IL-6, IL-8 and TNF^62,63) similar to that observed in depression.³ Although IFN-α is peripherally administered, increases in IFN-α, IL-6 and monocyte chemoattractant protein-1 have been observed in the CSF of this group, providing evidence of central immunomodulatory effects. In conjunction with the increase in pro-inflammatory cytokines, the kynurenine:tryptophan ratio is increased (reflecting increased IDO activity) in both the blood and CSF.^64,65

There are two current hypotheses regarding the mechanism of how increased inflammatory drive and IDO activation may cause depression in the HCV group – tryptophan depletion and kynurenine toxicity.

Tryptophan depletion

Increased IDO activity should reduce the availability of its substrate, the dietary essential amino acid tryptophan. ⁶⁶ Serotonin (5HT) is produced from tryptophan via 5-hydroxytryptophan (5HTP). Under normal conditions the rate-limiting enzyme tryptophan hydroxylase is only about 50% saturated. Therefore 5HT synthesis varies with tryptophan availability.⁶⁷ The evidence linking 5HT dysfunction to depressive illness has been well described. Many effective antidepressants (such as SSRIs) work primarily on increasing serotonin availability in the synaptic cleft.⁶⁸ This antidepressant effect can be temporarily reversed using the acute tryptophan depletion (ATD) technique, which acutely lowers 5HT by lowering the brain availability of its precursor tryptophan.^69,70 Lower concentrations of plasma tryptophan have also been reported in depression.⁷¹ Imaging studies have also reported central changes in the 5HT system in depression including reduced 5HT transporters,^72,73 reduced 5HT-1a receptors,^74,75 and reduced 5HT-2a receptors.⁷⁶

In the HCV cohort, reductions in plasma tryptophan (and 5HT, although this is an inexact measure, as much plasma 5HT is stored by platelets and released when they are stimulated, such as in venepuncture, resulting in inconsistent results⁷⁷) have been observed.⁷⁸ SSRIs are highly effective at treating or preventing IFN-α associated depression.^79,80 However, tryptophan does not have clear access to the brain from the plasma: 95% is protein-bound in the plasma, leaving 5% free to access the CNS.⁸¹ It is transported across the blood–brain barrier via active transport in competition with the other large neutral amino acids (LNAAs): valine, leucine, isoleucine, methionine, phenylalanine and tyrosine.⁸² Plasma tryptophan concentrations correlate poorly with those of the CSF.⁸³ Thus, a more accurate measure of brain tryptophan availability is the tryptophan:LNAA ratio.⁸⁴ This ratio remains unchanged in IFN-α therapy for hepatitis C and does not appear to vary with depressive symptoms.⁶⁴ In keeping with this, CSF levels of tryptophan do not change during interferon treatment.⁶⁵ However, this does not entirely disprove the 5HT reduction theory, as the 5HT metabolite 5-hydroxyindoleacetic acid (5HIAA) is reduced and this reduction correlates with depressive symptoms.⁸⁵ Therefore although absolute tryptophan levels appear not to be altered, an overall reduction in brain 5HT turnover may still be related to depression.

Different measures of brain 5HT functioning are required to further delineate these changes. A sensitive method is polysomnography. 5HT is important in the regulation of sleep⁸⁶ and sleep disturbances prior to interferon treatment have been suggested to predict later depression.⁸⁷ Serotonergic compounds (such as SSRIs) increase time until onset of rapid eye movement (REM) sleep (increased REM latency). Decreasing serotonin availability, by ATD, has the opposite effect, decreased REM latency.^88–90 Alterations in REM latency have been utilized by our group to detect differences in physiological potency between different SSRIs,⁹¹ proving this technique’s sensitivity to alterations in central 5HT functioning. Using a within-subjects design we observed no significant alteration in REM latency after 6 weeks IFN-α treatment (Pers comm, David N Christmas, 2011). Our finding of no decrease in REM latency is similar to an independent study by a different group that observed an REM latency increase during IFN-α treatment.⁹² The difference between these studies has yet to be explained, but importantly neither observed the decrease in REM latency predicted by the 5HT depletion hypothesis.

An alternative explanation for the lack of decrease in REM latency is that IDO activation may also affect REM sleep via a different mechanism to 5HT depletion. Preclinical evidence suggests that glutamatergic neurons are important in the genesis of REM sleep: indeed kynurenic acid (which is produced from kynurenine and is an N-methyl-D-aspartate [NMDA] antagonist) can abolish experimentally induced REM sleep.⁹³ The control of REM sleep is complex, with 5HT, acetylcholine, glutamate and gamma-amino hydroxybutyric acid (GABA) all playing important roles.⁹⁴ At risk of oversimplification, REM-on neurons appear to be glutamatergic (under tonic inhibition by GABA neurons) and REM-off neurons serotonergic or noradrenergic. Therefore, altering the balance between kynurenic acid and quinolinic acid (also on the kynurenine metabolic pathway and an NMDA agonist [Figure 1]) may also alter both REM latency and duration. However, IFN-α does not alter the CSF kynurenic acid:quinolinic acid ratio.⁶⁵ Therefore the preliminary conclusion is that neither central 5HT functioning nor NMDA activation is altered during IFN-α treatment. However, further research is required to form a conclusive picture.

Kynurenine excess

The products of IDO activation have also been hypothesized to cause depression. Under normal circumstances the liver enzyme TDO⁹⁵ metabolizes tryptophan into kynurenine. TDO is not induced by immune activation, but is constitutively active and is induced by tryptophan, tyrosine, histidine, glucocorticoids and kynurenine. TDO primarily serves nicotinamide adenine dinucleotide synthesis (Figure 1) and is the rate-limiting enzyme of the pathway. Under circumstances of immune activation, IDO activity is increased, causing detectable increases in kynurenine and decreases in tryptophan.^41,43,96 Kynurenine is mostly hydroxylated (kynurenine hydroxylase) into 3-hydroxykynurenine (3-HK). Kynureninase acts upon both 3-HK and kynurenine; on 3-HK to form 3-hydroxyanthranilic acid (3-HAA); and on kynurenine to form anthranilic acid (although the latter conversion accounts for only a minority of kynureninase activity). 3-HAA is converted into quinolinic acid by 3-hydroxyanthranilic acid oxygenase. Kynurenine can also be converted into kynurenic acid by kynurenine aminotransferase I and 3-HK into xanthurenic acid by kynurenine aminotransferase II.

Some of these kynurenine metabolites modulate neurotransmission and some may be directly neurotoxic. As mentioned above, quinolinic acid is an NMDA agonist and kynurenic acid an NMDA antagonist. 3-HK is believed to be neurotoxic due to increased formation of reactive oxygen species involved in neuronal apoptosis.^97,98 Quinolinic acid may also be neurotoxic due to increased oxidative stress,^99,100 whereas kynurenic acid has been postulated to be neuroprotective.¹⁰¹ Under conditions of immune activation, preclinical evidence suggests kynurenine aminotransferase activity is unchanged whereas, in addition to IDO, kynurenine 3-hydroxylase, kynureninase and 3-hydroxyanthranilic acid oxygenase activity may be increased^51,102 (although the evidence for induction of the last enzyme is contradictory, possibly due to species differences). Therefore, kynurenine metabolism is shifted toward the 3-HK/quinolinic acid pathway and away from the kynurenic acid pathway, which should result in greater neurotoxic and reduced neuroprotective metabolites. The relative balance of neurotoxic and neuroprotective pathways of kynurenine metabolism can be assessed indirectly in vivo by the kynurenine:kynurenic acid ratio.^64,103

During IFN-α treatment, the plasma kynurenine:kynurenic acid ratio is increased and this correlates with depressive symptoms.⁶⁴ CSF kynurenine and quinolinic acid also increase and these increases correlate with increases in depressive symptoms. However, the kynurenine:kynurenic acid ratio does not alter as CSF kynurenic acid also rises.⁶⁵

One cross-sectional study observed increased IDO activity and a decreased kynurenic acid:kynurenine ratio (reflecting a shift towards neurotoxicity) in otherwise healthy major depression sufferers compared to controls.¹⁰⁴ However, as yet no studies have been undertaken to identify whether these differences resolve once the depressive episode has been successfully treated.

Future drug targets

Some preliminary studies have already reported possible efficacy of anti-inflammatory drugs in depression. A double-blind, randomized clinical trial reported an advantage of reboxetine and the cyclo-oxygenase-2 inhibitor celecoxib over reboxetine and placebo.¹⁰⁵ In addition, an open pilot study reported a benefit of augmentation with aspirin in depressed patients with no early response to an SSRI.¹⁰⁶ However, both these cases require larger more robust trials to prove their efficacy. A further problem may occur with this route; there is a large increased risk of gastrointestinal bleeding when SSRIs and nonsteroidal anti-inflammatory drugs are combined¹⁰⁷ and cyclo-oxygenase-2 inhibitors alone have been associated with increased cardiovascular and all-cause mortality above other anti-inflammatory drugs.^108,109 Therefore alternative strategies may be required to maintain a favorable risk–benefit ratio.

Utilizing the above evidence, it is possible to identify future novel pharmacological targets for antidepressants. The first target could be antagonizing or reducing IDO activity. The drug 1-methlytryptophan can inhibit IDO and has been successful in reducing depressive behaviors following inflammatory challenges in animal models.⁵¹ Clinical trials using 1-methyltryptophan have commenced in humans as a putative anticancer agent (trial identifier NCT00567931, http://clinicaltrials.gov). However, there is some debate as to whether it inhibits human IDO in vivo.¹¹⁰ In addition, IDO may have immunosuppressive actions in itself, highlighting the complexity of immune functioning.¹¹⁰

A different avenue may be to block the pro-inflammatory cytokines that are raised in depression and known to induce IDO. Monoclonal antibodies are available for human use, to treat rheumatoid arthritis or inflammatory bowel disease, to block both TNF (such as infliximab or etanercept) and IL-6 (tocilizumab). Indeed, a clinical trial at Emory University evaluating the efficacy of infliximab in treatment resistant depression is approaching completion (trial identifier NCT00463580, http://clinicaltrials.gov).

A third approach may be to block the downstream actions of excess kynurenine metabolites. As the ratio of NMDA receptor agonism:antagonism appears to be shifted towards agonism in depression, NMDA antagonists may have antidepressant effects. Unfortunately human subjects exposed to direct NMDA antagonists have experienced serious side effects such as sedation, memory impairment and psychosis.^111,112 Thus design of NMDA manipulating compounds may require novel strategies, such as targeting NMDA cotransmitters. Despite this, several small studies have shown promising results for the use of ketamine, an NMDA receptor antagonist, for treatment-resistant depression.^113–117

Summary

In summary, major depression appears to be accompanied by increases in some pro-inflammatory cytokines. In keeping with this, inducing increased inflammation in animals or humans results in characteristic sickness behavior, or full-blown major depression in the high-risk HCV cohort. In tandem with markers of increased inflammation, IDO is activated, both peripherally and centrally. Although the evidence falls short of proving a causative link between inflammation, IDO and mood, the diversity and congruence of evidence suggests this pathway is a promising field for future drug targets.