Abstract
The most common primary end-point of the trial on treatment of traumatic spinal cord injury (SCI) is the degree of impairment. The American Spinal Injury Association (ASIA) Standards have been widely used to assess motor function and pin-prick and light-touch sensory function. In addition, pain assessment is another clinically relevant aspect of the impairment in individuals with SCI. Given this, we sought to systematically review the studies that focused on the psychometric properties of ASIA Standards and all previously used outcome measures of pain in the SCI population in the acute care setting. For the primary literature search strategy, the MEDLINE, CINAHL, EMBASE, and Cochrane databases were sought out. Subsequently, a secondary search strategy was carried out using the articles listed in the references of meta-analysis, systematic, and non-systematic review articles. Two reviewers (JCF and VN) independently selected the articles that fulfill the inclusion and exclusion, assessed the level of evidence of each article, and appraised the psychometric properties of each instrument. Divergences during those steps were solved by consensus between both reviewers. Of 400 abstracts captured in our primary search strategy on the ASIA Standards, 16 full articles fulfilled the inclusion and exclusion criteria. An additional 40 references were obtained from two prior systematic reviews on ASIA Standards. While 45 of 56 of the studies on ASIA Standards provided level 4 evidence, there were 11 level 2b evidence studies. Convergent construct validity (n = 34), reliability (n = 12), and responsiveness (n = 10) were the most commonly studied psychometric properties of the ASIA Standards, but two prior studies examined their content validity. Of the 267 abstracts yielded in our primary search on pain assessment, 24 articles with level 4 evidence fulfilled the inclusion and exclusion criteria. There was no study that examined pain assessment in the acute care setting. While 18 of 24 articles studied an instrument for assessment of pain intensity, the remaining six studies were focused on classifications of pain in the SCI population. In conclusion, the ASIA Standards represent an appropriate instrument to categorize and evaluate spinal cord injured adults over time with respect to their motor and sensory function. Nevertheless, further investigation of the psychometric properties of the ASIA Standards is recommended due to a lack of studies focused on some key elements of responsiveness, including minimal clinically important difference. The visual analog scale (VAS) is the most commonly studied instrument of assessment of pain intensity in the SCI population. However, further investigation is required with regard to its reliability and responsiveness in the SCI population. Our results also suggest that there is no instrument with appropriate psychometric properties for this particular population.
Key words: ASIA Standards, impairment, pain, spinal cord injury, systematic review
Introduction
Traumatic spinal cord injury (SCI) can cause significant motor, sensory, and autonomic dysfunction caudally to the level of injury. The current constraints of the pharmacological treatment to restore spinal cord function after SCI in the clinical setting have led to numerous preclinical studies that have indicated novel rising neuroprotective and neuroregenerative strategies with the potential to reduce neuronal death after central nervous system (CNS) injury, enhance the intrinsic growth capacity of postmitotic neurons, or modify the CNS extracellular milieu that is hostile to neuronal growth (Jacobs and Fehlings, 2003). The potential translation of those strategies to the clinical practice will eventually require well-designed trials that assess their efficacy on reduction of impairment and disability.
The most commonly accepted primary end-point of the trial on treatment of SCI is an assessment of the degree of impairment. As defined by the International Classification of Functioning, Disability, and Health from the World Health Organization (WHO), impairment is related to the level of “motor and sensory function” (WHO, 2001). The instruments of choice for assessment of impairment of SCI in the clinical arena and research areas should preferably be proper for descriptive and evaluative purposes, as delineated by the framework of Kirschner and Guyatt (1985). The American Spinal Injury Association (ASIA) Standards have been widely used to assess motor function and pin-prick and light-touch sensory function in the SCI population in both clinical and research arenas. However, the ASIA Standards do not include assessment of pain, which is a common clinically relevant complication after traumatic SCI. Of note, there remained a paucity of outcome measures that comprehensively assesses autonomic function of individuals with SCI (Krassioukov et al., 2007). Recently, an international SCI research committee has developed an instrument for descriptive assessment of the impact of SCI on various organs and viscera that would allow the clinicians and researchers to appraise the degree of autonomic dysfunctions after SCI (Alexander et al., 2009). Nonetheless, psychometric properties of these novel autonomic standards have not been tested yet.
Given this background, we carried out a systematic review of the studies that were focused on the psychometric properties of ASIA score and all previously used outcome measures of pain in the SCI population in the acute care setting.
Methods
This systematic review included the ASIA Standards and several outcome measures of pain after traumatic SCI that were published in the literature. Based on the examination of their psychometric properties (i.e., item generation, item reduction, reliability, validity, and responsiveness), this review was focused on the following key questions:
1. Do the ASIA Standards have appropriate psychometric properties as outcome measure of motor and sensory function for acutely spinal cord injured patients?
2. What is the most reliable, validated, and responsive outcome measure of pain for patients with acute traumatic SCI?
Inclusion and exclusion criteria
This review included only original articles that assessed at least one psychometric property of either the ASIA Standards or an outcome measure of pain in patients with traumatic SCI. Case reports, editorial articles, and meeting abstracts were excluded.
Literature search strategy
In the primary literature search strategy, the MEDLINE, CINAHL, EMBASE, and Cochrane databases were sought out. Subsequently, a secondary search strategy was carried out using the articles listed in the references of meta-analysis, systematic, and non-systematic review articles that were captured in the primary search strategy.
Given that the first version of the ASIA Standards was published in 1982, the literature searches for this instrument addressed publications from 1982 to April 2009. The search strategy included the following specific terms: “ASIA Standards,” “American Spinal Injury Association Standards,” “ASIA score,” and “American Spinal Injury Association score.”
In a broad literature investigation, the searches for the instruments of pain assessments referred to publications since the beginning of the database records (1966) to April 2009. This search strategy included “pain” as the specific key word.
In both searches, the above specific key words were paired with the following medical subject headings: “spinal cord injury,” “SCI,” “tetraplegia,” “quadriplegia,” and “paraplegia.” The literature search was limited to articles written in English.
Data abstraction and synthesis
In the culling process, two reviewers (JCF and VN) independently selected the articles that fulfilled the inclusion and exclusion for each topic. Disagreements were resolved by a consensus between both reviewers.
The relevant data from each selected article were extracted by a research assistant. Subsequently, both reviewers assessed all clinical studies with respect to the extracted data and, hereafter, determined the level of evidence according to the criteria of Sackett and colleagues (2000). Then, every instrument of assessment of impairment was examined with regard to its psychometric properties using the quality criteria from Terwee and colleagues (2007). Divergences during those steps were resolved by consensus between both reviewers.
Definitions of psychometric properties
In this systematic review, the psychometric properties were classified according to Terwee and co-workers (2007), as delineated in Table 1. Content validity refers to the extent to which items in the instrument comprehensively represent the concepts of interest (Guyatt et al., 1993). Internal consistency refers to the extent to which items in a instrument (sub)scale are homogenously correlated and, hence, measure the same concept (Terwee et al., 2007). Criterion validity refers to the degree to which the instrument measures in comparison with the criterion or “gold standard” (Furlan et al., 2008). Of note, criterion validity was not assessed in this review, due to the lack of gold standard for assessing impairment in patients with SCI. Construct validity is frequently divided into convergent or divergent. While convergent construct validity indicates the degree of similarity between two constructs that theoretically should be related to each other, divergent construct validity reveals how dissimilar two constructs are that in theory should not be related to each other (Furlan et al., 2008). Reproducibility refers to the degree to which repeated measurements in steady patients provide similar results (Terwee et al., 2007). Reproducibility is generally divided into agreement and reliability. While agreement reflects the absolute measurement error, reliability refers to the degree to which patients can be distinguished from each other regardless of measurement error (Terwee et al., 2007). Responsiveness concerns the ability of a measurement instrument to accurately detect change when it has occurred (de Bruin et al., 1992). Floor or ceiling effects occur when more than 15% of examined patients reached the lowest or highest possible score, respectively (McHorney and Tarlov, 1995). Finally, interpretability concerns the degree to which one can assign qualitative meaning to quantitative scores (Lohr et al., 1996).
Table 1.
Psychometric property | Quality criteria |
---|---|
1. Content validity | + A clear description is provided of the measurement aim, the target population, the concepts that are being measured, and the item selection and target population and (investigators or experts) were involved in item selection. |
? A clear description of above-mentioned aspects is lacking or only target population involved or doubtful design or method.b | |
− No target population involvement. | |
0 No information found on target population involvement. | |
2. Internal consistency | + Factor analyses performed on adequate sample size (7 * # items and ≥100) and Cronbach's alpha(s) calculated per dimension and Cronbach's alpha(s) between 0.70 and 0.95. |
? No factor analysis or doubtful design or method.b | |
− Cronbach's alpha(s) <0.70 or >0.95, despite adequate design and method. | |
0 No information found on internal consistency. | |
3. Criterion validity | + Convincing arguments that gold standard is ‘‘gold’’ and correlation with gold standard ≥0.70. |
? No convincing arguments that gold standard is ‘‘gold’’ or doubtful design or method.b | |
− Correlation with gold standard <0.70, despite adequate design and method. | |
0 No information found on criterion validity. | |
4. Construct validity | + Specific hypotheses were formulated and at least 75% of the results are in accordance with these hypotheses. |
? Doubtful design or methodb (e.g., no hypotheses). | |
− Less than 75% of hypotheses were confirmed, despite adequate design and methods. | |
0 No information found on construct validity. | |
5. Reproducibility | + MIC < SDC or MIC outside the LOA or convincing arguments that agreement is cceptable. |
5.1. Agreement | ? Doubtful design or methodb (or MIC not defined and no convincing arguments that agreement is acceptable). |
− MIC ≥ SDC or MIC equals or inside LOA, despite adequate design and method. | |
0 No information found on agreement. | |
5.2. Reliability | + ICC or weighted kappa ≥0.70. |
? Doubtful design or methodb (e.g., time interval not mentioned). | |
− ICC or weighted kappa <0.70, despite adequate design and method. | |
0 No information found on reliability. | |
6. Responsiveness | + SDC or SDC < MIC or MIC outside the LOA or RR ≤1.96 or AUC ≥0.70. |
? Doubtful design or method.b | |
− SDC or SDC ≥ MIC or MIC equals or inside LOA or RR ≤1.96 or AUC <0.70, despite adequate design and methods. | |
0 No information found on responsiveness. | |
7. Floor and ceiling effects | + ≤15% of the respondents achieved the highest or lowest possible scores. |
? Doubtful design or method.b | |
− >15% of the respondents achieved the highest or lowest possible scores, despite adequate design and methods. | |
0 No information found on interpretation. | |
8. Interpretability | + Mean and SD scores presented of at least four relevant subgroups of patients and MIC defined. |
? Doubtful design or methodb or less than four subgroups or no MIC defined. | |
0 No information found on interpretation. |
According to the criteria of Terwee and associates (2007).
Doubtful design or method: lacking a clear description of the design or methods of the study, sample size smaller than 50 subjects (should be at least 50 in every (subgroup) analysis), or important methodological weakness in the design or execution of the study.
MIC, minimal important change; SDC, smallest detectable change; LOA, limits of agreement; ICC, intraclass correlation; SD, standard deviation; +, positive rating; ?, indeterminate rating; −, negative rating; 0, no information available.
Establishment of recommendations
The authors answered the focused questions formerly compiled using the information summarized in the tables included here. Then, a panel of scientific experts in the field of acute SCI (including basic scientists, clinician-scientists, surgeons, rehabilitation specialists, nurses, and clinical epidemiologists) examined the summary tables and answers to the focused question, and eventually provided its evidence-based recommendations using a modified Delphi method (Reid, 1993).
Results
ASIA Standards
Of the 400 abstracts captured in our primary search strategy, 16 full articles fulfilled the inclusion and exclusion criteria and were reviewed by the two reviewers. An additional 40 references were obtained from a prior systematic review (Furlan et al., 2008).
While the majority of the studies on ASIA Standards provided level 4 evidence (45 of 56), there were 11 level 2b evidence studies (Table 2). Convergent construct validity (n = 34), reliability (n = 12), and responsiveness (n = 10) were the most commonly studied psychometric properties of the ASIA Standards, but two prior studies examined their content validity. Their item generation and reduction, as well as differences among the five versions of the ASIA Standards, are examined in detail elsewhere (Furlan et al., 2008).
Table 2.
Reference | Psychometric property | Sample size (no.) | Inclusion and exclusion criteria | Study population | Injury features | Version of ASIA Standards | LOE |
---|---|---|---|---|---|---|---|
Lazar et al., 1989 | Convergent construct validity (MBI) | 78 | Included all patients with SCI admitted within 72 h. Pts were excluded if they had TBI, history of neurologic disease or disability, other trauma that precluded examination, or rehabilitation interrupted by acute medical complication. | NR | Level of SCI • Cervical = 52 • Thoracic/lumbar = 26 |
1982 ASIA Standards | 4 |
Schaefer et al., 1989 | Convergent construct validity (MRI parameters) | 78 | Patients with cervical spine trauma admitted from Aug 1987 to Jan 1989 were included. | Mean age, 34 yr; age range, 11−91 yr; males/females, 64/14 | Severity of SCI • Frankel A = 23 • Frankel B = 7 • Frankel C = 5 • Frankel D = 19 • Frankel E = 21 Cause of SCI • MVA = 28 • Fall = 17 • Diving = 15 • Fight = 6 • Sport = 6 • Stab = 3 • Other = 3 |
1982/1984 ASIA Standards (Frankel grading) | 4 |
Donovan et al., 1990 | Inter-rater reliability | 5 | NR | Mean age, 34 yr; median age, 27; males/females, 4/1 | Level of SCI • Cervical = 3 • Thoracic/lumbar = 2 Mean time since SCI = 5 mo Median time since SCI = 5 mo Time since SCI = 5 wk−1 yr |
1984 ASIA Standards | 4 |
Flanders et al., 1990 | Convergent construct validity (MRI parameters) | 78 | Consecutive patients with acute cervical spine trauma admitted during a 17-mo period were included. All cases must have had a demonstrable cervical fracture or subluxation or neurological deficit and had undergone MRI during initial admission. Pts were excluded if the MRI study had nondiagnostic results or if pt sustained additional SCI below C7. | Mean age, 34.3 yr; median age, 30 yr; males/females, 64/14 | Severity of SCI • Frankel A = 23 • Frankel B = 8 • Frankel C = 5 • Frankel D = 18 • Frankel E = 24 Cause of SCI • MVA = 36% • Fall = 22% • Diving = 19% • Sports = 9% • Assaults = 14% Type of SCI • Central cord syndrome = 36% • Anterior cord syndrome = 9% • Brown-Sequard syndrome = 4% • Unknown = 31% |
1982/1984 ASIA Standards (Frankel grading) | 4 |
Brown et al., 1991 | Responsiveness | 29 | Subjects with motor complete SCI who were admitted within 24 h after SCI from Jan 1985 to Dec 1988. Individuals who evolved to incomplete SCI were excluded. | Age range, 15 − 70 yr | Severity of SCI: motor complete (n = 29) Level: C4 to C7 |
1982 ASIA Standards | 4 |
Priebe and Waring, 1991 | Inter-rater reliability | 5 | Five subjects with varying degrees of SCI. | NR | Level of SCI: • Quadriplegia = 2 • Paraplegia = 3 |
1982 & 1989 ASIA Standards | 4 |
Herbison et al., 1992 | Responsiveness | 40 | Only patients with motor complete (Frankel A/B) cervical SCI who were admitted within 24 h after injury were included. Pts with fractures in tested extremities or pre-existing physical or psychological deficits that could affect examination were excluded. | Age range, 16−65 yr; males/females, 36/4 | Severity of SCI • Frankel A = 30 • Frankel B = 10 Level of SCI • C4 = 14 • C5 = 9 • C6 = 14 • C7 = 3 Cause of SCI • MVA = 21 • Gunshot = 7 • Fall = 7 • Sport = 2 • Others = 3 |
1989 ASIA Standards | 4 |
Silberstein et al., 1992 | Convergent construct validity (MRI and CT scan parameters) | 21 | Patients with acute SCI who had MRI from 1987 to 1990. Pts were excluded if they had spinal surgery in the 1 yr after injury, MRI was unsatisfactory, clinical level was caudal to the conus medullaris, or more than one clinical level present. | Mean age, 34 yr; age range, 12−70 yr; males/females, 20/12 | Severity of SCI • Frankel A = 23 • Frankel B = 3 • Frankel C = 3 • Frankel D = 3 |
1982/1984 ASIA Standards (Frankel grading) | 4 |
Waters et al., 1992 | Responsiveness | 148 | Patients with traumatic paraplegia (T2-L2 SCI) who were admitted from 1985 to 1990. | Mean age, 26.6 yr; age range, 18–48 yr; males/females, 136/12 | Cause of SCI • Gunshot = 73 • MVA = 35 • Motorcycle = 13 • Fall = 19 • Other = 8 Mean time since SCI = 21.9 d Time since SCI = 3–60 d |
1990 ASIA Standards | 4 |
Bednarczyk and Sanderson, 1993 | Convergent construct validity (Wheelchair Basketball Sports Test) | 30 | Only subjects with traumatic SCI were included. All individuals must be able to propel their wheelchair. | Mean age, 39 yr; • age range, 20−50 yr; males/females, 26/4 |
Severity of SCI • Complete = 20 • Incomplete = 10 Level of SCI: • Cervical = 9 • Thoracic = 15 • Lumbar = 6 Mean time since SCI = 74 mo Time since SCI = 4–203 mo |
1989 ASIA Standards | 2b |
Blaustein et al., 1993 | Responsiveness | 26 | Quadriplegic patients admitted from March 1988 to March 1990 were included. Pts with incomplete SCI (Frankel C or D), fractures in any extremity to be tested, previous psychiatric disease, TBI, or prior neurologic deficit were excluded. | Age range, 15–70 yr; males/females, 24/2 | Level of SCI • C4 = 12 • C5 = 5 • C6 = 5 • C7 = 1 • C8 = 1 Severity of SCI • Frankel A = 19 • Frankel B = 7 |
1982 ASIA Standards | 4 |
Marciello et al., 1993 | Convergent construct validity (MRI parameters) | 24 | Subjects with cervical (C4-T1) SCI (Frankel A-D) who were admitted within 72 h and had a MRI within the first 10 d after SCI were included. Cases were excluded if the MRI was not diagnostic quality, or if neurological examination at 1 yr was incomplete. | Mean age, 30.4 yr; median age, 27 yr; age range, 17–62 yr | Severity of SCI • Frankel A = 14 • Frankel B = 2 • Frankel C = 4 • Frankel D = 4 Cause of SCI • Diving = 29% • MVA = 25% • Fall = 17% • Sports = 12.5% • Assaults = 12.5% • Farm = 4% |
1982 ASIA Standards (Frankel grading) | 2b |
Marino et al., 1993 | Convergent construct validity (QIF and FIM) | 22 | Included patients with traumatic cervical SCI admitted within the first 72 h of injury during the period from 1989 to 1991. | Mean age, 33 yr; age range, 18–63 yr | Severity of SCI • Frankel A = 4 • Frankel B = 11 • Frankel C = 2 • Frankel D = 5 |
1992 ASIA Standards | 4 |
Waters et al., 1993 | Inter-rater reliability; Responsiveness | 55 | Patients with complete (Frankel A) tetraplegia within 30 d from SCI who were admitted from 1985 to 1990. | Mean age, 25 yr; age range, 16–40 yr; males/females, 52/3 | Level of SCI • Cervical = 48 • Thoracic = 4 • 2 vertebrae = 3 Cause of SCI • MVA = 21 • Gunshot = 17 • Fall = 4 • Diving = 4 • Other = 9 |
1990 ASIA Standards | 4 |
Cohen and Bartko, 1994 | Inter-rater/intra-rater reliability | 32 | NR | Age range, 18–65 yr; males/females, 32/0 | Level & severity of SCI • Complete tetraplegia = 9 • Incomplete tetraplegia = 8 • Complete paraplegia = 9 • Incomplete paraplegia = 7 Time since injury = 3 mo–7 yr |
1992 ASIA Standards | 4 |
Waters et al., 1994a | Inter-rater reliability; Responsiveness | 50 | Consecutive patients with traumatic tetraplegia admitted from 1985 to 1990. | Mean age, 32.2 yr; age range, 18–59 yr; males/females, 41/9 | Cause of SCI • MVA = 16 • Motorcycle = 4 • Fall = 9 • Gunshot = 11 • Other = 10 |
1992 ASIA Standards | 4 |
Waters et al., 1994b | Convergent construct validity (gait performance and energy expenditure) | 36 | NR | Mean age, 29 yr; males/females, 30/6 | Level & severity of SCI • Incomplete tetraplegia = 12 • Complete paraplegia = 4 • Incomplete paraplegia = 20 • Mean time since SCI = 0.5 yr |
1992 ASIA Standards | 4 |
Wells and Nicosia, 1995 | Convergent construct validity (Neuro-trauma scale, Yale scale, MBI and FIM) | 35 | Consecutive patients with acute SCI were included. | NR | Level of SC • Cervical = 25 • Thoracic = 7 • Lumbar = 3 Severity of SCI • Complete = 16 • Incomplete = 19 • Cause of SCI • MVA = 17 • Fall = 10 • Sport = 6 • Other = 2 |
1982 ASIA Standards (Frankel grading) | 4 |
Clifton et al., 1996 | Intra-rater reliability | 19 | NR | Mean age, 30.4 yr; males/females, 14/5 | Level of SCI • Cervical = 16 • Thoracic = 3 Severity of SCI • AIS A = 5 • AIS B = 11 • AIS C = 3 Mean time since SCI = 66.4 mo Time since SCI = 21–202 mo |
1992 ASIA Standards | 4 |
El Masry et al., 1996 | Convergent construct validity (NASCIS motor score) | 62 | Only adult patients admitted within 7 d of acute SCI from Apr 1983 to Sept 1992 were evaluated. | Mean age, 34.1 yr; age range, 16–76 yr; males/females, 48/14 | Level of SCI • Cervical/thoracic = 38 • Lumbar = 24 Mean time since SCI = 40.6 mo Time since SCI = 1–119 mo |
1982/1984 ASIA Standards | 2b |
Ota et al., 1996 | Convergent construct validity (FIM) | 20 | Included patients with complete (Frankel A/B) tetraplegia or paraplegia admitted from Jan 1990 to July 1995. | Mean age, 35 yr; males/females, 84/16 | Level of SCI • Cervical = 48 • Thoracic = 52 Mean time since SCI = 29 mo |
1992 ASIA Standards | 4 |
Curt and Dietz, 1996 | Convergent construct validity (SSEP) | 69 | Patients with acute/chronic traumatic tetraplegia who were admitted from 1992 to 1993 were included. Pts with TBI or lesions of the peripheral nervous system of the upper limbs (traumatic or nontraumatic) were excluded. | Acute-SCI group (n = 23): mean age, 40.2 yr; age range, 17–76 yr; males/females, 20/3. Chronic-SCI (n = 46): mean age, 39.7 yr; age range, 20–72 yr; males/females, 37/9 |
Acute-SCI group • Complete/incomplete SCI = 15:8 • Chronic-SCI group • Complete/incomplete SCI = 26:20 |
1992 ASIA Standards | 4 |
Curt and Dietz, 1997 | Convergent construct validity (SSEP) | 104 | Patients with acute SCI hospitalized for rehabilitation and outpatients with chronic SCI from 1992 to 1994 were included. Pts with nontraumatic diseases of the peripheral nervous system and cerebral lesions were excluded. | Acute-SCI group (n = 70): mean age, 42.6 yr (tetraplegics), 40.3 yr (paraplegics); males/females, 57/13. Chronic-SCI group (n = 34): mean age, 38.9 yr; males/females, 26/8 |
Level of SCI • Tetraplegia (acute-SCI group) = 31 • Paraplegia (acute-SCI group) = 39 Severity of SCI • Complete/incomplete SCI = 29:41 (acute-SCI group) and 15:19 (chronic-SCI group) |
1992 ASIA Standards | 4 |
Donovan et al., 1997 | Inter-rater reliability | 2 | NR | Ages, 32 and 44 yr; males/females, 2/0 | Level of SCI • Cervical = 1 • Lumbar = 1 Cause of SCI • MVA = 1 • Bike struck by car = 1 |
ASIA 1992 Standards | 4 |
Ramon et al., 1997 | Convergent construct validity (MRI parameters) | 55 | Subjects with acute traumatic SCI who were admitted from Jan 1990 to Dec 1993 and who underwent MRI within 15 d after trauma were included. | Mean age, 32.4 yr; age range, 14–76 yr; male, 80% | Severity of SCI • AIS A = 28 • AIS B = 7 • AIS C = 13 • AIS D = 7 Level of SCI • Cervical = 18 • Thoracic = 27 • T12 or lower = 10 Cause of SCI • MVA = 32 • Fall = 13 |
ASIA 1992 Standards (AIS) | 4 |
Weinstein et al., 1997 | Convergent construct validity (delayed plantar reflex) | 36 | Only patients with SCI admitted from July to Dec 1991, who were evaluated within 1 wk of injury, were included. Pts with lower extremity fractures, pre-existing neurologic deficits in the lower extremity, or lower motor neuron lesions were excluded. | Mean age, 36.1 yr; age range, 13–83 yr; males/females, 31/5 | Severity of SCI • AIS A = 19 • AIS B = 6 • AIS C = 5 • AIS D = 6 Cause of SCI • MVA = 11 • Gunshot = 8 • Fall = 5 • Diving = 6 • Other = 6 Mean time since SCI = 1.2 days |
ASIA 1992 Standards (AIS) | 2b |
Cohen et al., 1998 | Inter-rater reliability | 2 | NR | NR | Case 1: complete tetraplegia Case 2: incomplete paraplegia |
1992 ASIA Standards | 4 |
Curt et al., 1998 | Convergent construct validity (SSEP) | 70 | Only individuals with acute cervical (C2 to T1) SCI who were hospitalized and outpatients with chronic cervical SCI from 1993 to 1996 were selected. Individuals with diseases of the peripheral nervous system or cerebral lesions were excluded. | Acute-SCI group (n = 36): median age, 40.5 yr; age range, 17–77 yr; males/females, 31/5. Chronic-SCI group (n = 34): median age, 32 yr; age range, 18–73 yr; males/females, 26/8 |
Acute-stage group • Median time since injury = 25 d • Time since SCI = 1–110 d Chronic-stage group • Median time since SCI = 20.5 mo • Time since SCI = 6–310 d |
1992 ASIA Standards | 2b |
Marino et al., 1998 | Convergent construct validity (FIM); Intra-rater reliability; Internal consistency |
154 | Included patients age 16–70 yr, at least 1 yr after SCI, with motor level between C5 and T1, and followed by a regional SCI center. | Mean age, 36.7 yr; male, 91% White = 64%; African American = 31%; Hispanic = 3%; Other = 2% | Severity of SCI • AIS A = 60% • AIS B = 8% • AIS C = 16% • AIS D = 16% |
1992 ASIA Standards | 4 |
Toh et al., 1998 | Convergent construct validity (Zancolli's classification) | 70 | Only patients with cervical SCI admitted from 1993 to 1995 were included. | Mean age, 42.2 yr; age range, 12–69 yr; males/females, 5/5 | Severity of SCI • AIS A = 28 • AIS B = 16 • AIS C = 26 Mean time since SCI = 4.5 yr Time range = 2–24 yr |
1992 ASIA Standards (Frankel grading) | 4 |
Yavuz et al., 1998 | Convergent construct validity (QIF and FIM) | 29 | Only patients with traumatic cervical SCI admitted May 1994–January 1996. | Mean age, 37 yr; age range, 14–66 yr; males/females, 20/9 | Levels of SCI • Cervical = 28 • Thoracic = 1 Severity of SCI • Complete = 18 • Incomplete = 11 Cause of SCI • MVA = 51.7% • Falls = 13.8% |
1992 ASIA Standards | 4 |
Fujiwara et al., 1999 | Convergent construct validity (FIM) | 14 | Only patients with complete C6 SCI discharged from 1995 to 1997 were included. | Mean age, 30.7 yr; age range, 13–62 yr; males/females, 12/2 | Level of SCI • C6 = 14 Severity of SCI • Complete = 14 Mean time since SCI = 462 d Time since SCI = 169–1080 yr |
1992 ASIA Standards | 4 |
Iseli et al., 1999 | Convergent construct validity (SSEP) | 67 | Patients with acute traumatic SCI between T1-L5 who were admitted from 1992 to 1994 and pts with acute ischemic myelopathic SCI admitted from 1985 to 1997. In both pt groups accompanying nontraumatic diseases of the peripheral nervous system and cerebral lesions were excluded. | Trauma group (n = 39): Mean age, 40.01 yr; males/females, 30/9. Non-trauma group (n = 28): mean age, 56.07 yr; males/females, 24/4 |
Trauma group • Complete/incomplete = 1:1.29 Non-trauma group • Complete/incomplete ratio = 1:1.33 |
1992 ASIA Standards | 2b |
Marino and Goin, 1999 | Convergent construct validity (QIF) | 95 | Consecutive patients with tetraplegia, nonambulatory at 6 mo, who were admitted from Dec 1987 to Aug 1992, were included. | Mean age, 31.2 yr; age range, 16–86 yr; males/females, 85/10 | Severity of SCI • Frankel A = 60 • Frankel B = 23 • Frankel C = 7 • Frankel D = 12 |
1992 ASIA Standards | 4 |
Marino et al., 1999 | Responsiveness | 3585 | Patients with SCI admitted within 1 wk of injury from Jan 1988 to Dec 1997 were included. | Mean age, 32.1 yr; male, 82.2%. White = 53.2%; African American = 28.9%; Hispanic = 15%; Other = 2.9% | Level and severity of SCI • Tetraplegia−complete = 19.8% • Tetraplegia−incomplete = 28.4% • Paraplegia−complete = 30% • Paraplegia−incomplete = 21.8% Cause of SCI • MVA = 36.9% • Violence = 29.3% • Fall = 21.9% • Sports = 7.8% • Pedestrian = 2.2% • Other = 1.9% |
1992 ASIA Standards (AIS) | 4 |
Shimada and Tokioka, 1999 | Convergent construct validity (MRI parameters) | 75 | NR | Mean age, 54.7 yr; age range, 19–89 yr; males/females, 66/9 | Severity of SCI • AIS A = 22 • AIS B = 32 • AIS C = 16 • AIS D = 7 |
1992 ASIA Standards (AIS) | 4 |
Jonsson et al., 2000 | Inter-rater reliability | 23 | Only patients classified as SCI through magnetic resonance tomography were selected. Pts must also be able to communicate adequately to participate. Malignant or other progressive lesion was an exclusion criterion. | Males/females, 15/8 | Level of SCI • Cervical = 12 • Thoracic = 6 • Lumbar = 5 Severity of SCI • Complete = 3 • Incomplete = 20 Cause of SCI • Traumatic = 17 • Nontraumatic = 6 Mean time since injury = 7.8 d Time range = 1–14 d |
1992 ASIA Standards | 4 |
Kucukdeveci et al., 2000 | Convergent construct validity (MBI) | 100 (50 SCI, 50 stroke) | Included consecutive patients with stroke or SCI admitted from 1993 to 1997. | SCI group: mean age, 31.5 yr; male, 44%. Stroke group: mean age, 58 yr; male, 26% |
Level of SCI • Cervical = 22% • Thoracic = 46% • Lumbar = 32% Mean time since SCI = 3.6 mo Time since SCI = 1–24 mo |
1992 ASIA Standards | 4 |
Geisler et al., 2001 | Responsiveness | 760 | Included all patients with SCI admitted from Apr 1992 to Jan 1997 who were enrolled in the Sygen trial. Excluded pts with SCI rostral to the T10 bony level, that at least one lower extremity has ASIA motor score <15 of 25, and anatomical transactions. | Mean age, 32.6 yr; median age, 30 yr; age range, 11–69 yr; males/females, 609/151. White = 529; Black = 160; Asian = 10; Other = 59 | Level of SCI • Cervical = 579 • Thoracic = 181 Severity of SCI • AIS A = 482 • AIS B = 131 • AIS C/D = 147 Cause of SCI • MVA = 411 • Fall = 123 • Water related = 83 • Gunshot = 35 • Other = 108 |
1992 ASIA Standards | 2b |
Kirshblum et al., 2002 | Content validity | 94 | All patients with traumatic SCI admitted since 1992. Subjects with concomitant injuries who did not allow a complete and accurate neurologic examination, initial examinations >7 d after SCI and follow-up neurologic exams <1yr or >2 yr after SCI were excluded. | Males/females, 87/7 | Level of SCI • Tetraplegia = 47 • Paraplegia = 47 Severity of SCI • Complete = 50 • Incomplete = 44 |
1996 & 2000 ASIA Standards | 4 |
Takahashi et al., 2002 | Convergent construct validity (MRI parameters) | 43 | Subjects with traumatic C3-4 SCI without radiographic abnormalities who were admitted from Jan 1993 to Dec 2000 were included. | Mean age, 63.4 yr; age range, 26–82 yr; males/females, 41/2 | Severity of SCI • AIS A = 9 • AIS B = 25 • AIS C = 9 Cause of SCI • Fall = 25 • MVA = 13 • Other = 5 |
1996 Standards (AIS) | 4 |
Burns et al., 2003 | Responsiveness | 103 | Only patients with traumatic motor complete (AIS A/B) SCI who were admitted from 1995 to 1997 and had baseline exam within 48 h after injury and follow-up exam prior to discharge were included. | Mean age, 36.2 yr; median age, 30 yr; males/females, 90/13 | Severity of SCI • AIS A = 81 • AIS B = 22 Cause of SCI • Fall = 32 • MVA = 29 • Gunshot = 28 • Sports = 14 |
1992 ASIA Standards | 2b |
Kirshblum et al., 2004 | Responsiveness | 987 | Included patients with traumatic SCI who were admitted from 1988–1997. | Mean age, 31 yr | Severity of SCI (at 1 yr post-trauma) • AIS A = 571 • AIS B = 114 • AIS C = 121 • AIS D = 181 |
1989, 1992, 1996 & 2000 ASIA Standards | 4 |
Marino and Graves, 2004 | Convergent construct validity | 4338 | Subjects with traumatic SCI, AIS A-D, discharged between 1/1/1994 to 3/31/2003 were included. | Median age, 33 yr Males/females, 3443/895 White = 60.6%; African American = 25.8%; Other = 13.6% | Level & severity of SCI • Tetraplegia−complete = 19.7% • Tetraplegia−incomplete = 33.8% • Paraplegia−complete = 27.5% • Paraplegia−incomplete = 19% Cause of SCI • MVA = 43.9% • Falls = 24.7% • Violence = 18.5% • Other/unknown = 12.9% Median time since SCI = 15 d |
1992 ASIA Standards | 4 |
Johnston et al., 2005 | Convergent and divergent construct validity (Short Form-12, Satisfaction with Life Scale, Craig Handicap Assessment and Reporting Technique, and Test of Functional, Health Literacy in Adults) | 107 | Only community-living adult (18 yr or older) people with traumatic SCI (AIS A-D) living in NJ area were included. Subjects with <6 mo since SCI, inability to read, inability to speak English or Spanish, unintelligible speech, uncontrolled psychiatric disease, and uncooperative were excluded. | Mean age, 39.1 yr; median age, 38 yr; male, 82.2%. White = 66.4%; African American = 26.2%; Asian/Pacific Islander = 2.8%; Other = 4.7% | Level & severity of SCI • Tetraplegia−motor complete = 38.7% • Tetraplegia−incomplete = 15.1% • Paraplegia−motor complete = 37.6% • Paraplegia−incomplete = 8.6% Severity of SCI • AIS A = 56.4% • AIS B = 20.2% • AIS C = 14.9% • AIS D = 8.5% Mean time since SCI = 11.36 yr Median time since SCI = 9.56 yr |
2000 ASIA Standards | 4 |
Oleson et al., 2005 | Convergent construct validity (Benzel grading) | 131 | All patients with AIS-B SCI who were enrolled in Sygen trial were included. | Mean age, 31.6 yr; males/females, 106/25 | Level of SCI • Cervical = 113 • Thoracic = 18 Cause of SCI • MVA = 60 • Water related = 26 • Fall = 19 • Other = 26 |
1992 ASIA Standards | 4 |
Tewari et al., 2005 | Convergent construct validity (MRI parameters) | 40 | Only patients with SCI without radiographic abnormality who were admitted from Jan 1999 to Dec 2000 were included. | Mean age, 42.1 yr; age range, 16–70 yr; male-female, 3.4:1 | Severity of SCI • Frankel A = 7 • Frankel B = 9 • Frankel C = 20 • Frankel D = 4 Cause of SCI • MVA = 60% • Fall = 32.5% • Work = 7.5% |
1982 ASIA Standards (Frankel grading) | 4 |
Boldin et al., 2006 | Convergent construct validity (MRI parameters) | 29 | Patients with traumatic, closed cervical SCI admitted from Sept 1996 to Sept 2001 were included. Pts with normal neurolo-gical examination were excluded. | Mean age, 43.5 yr; age range, 18–86 yr; males/females, 19/10 | Cause of SCI • MVA = 13 • Fall = 11 • Sports = 3 • Diving = 2 |
1992 ASIA Standards | 2b |
Graves et al., 2006 | Content validity | 6116 | Only records from National Spinal Cord Injury Statistical Center Database from 1993 to 2003 were included. | Mean age, 36 yr; male, 80%. White = 62%; African American = 26%; Hispanic = 10%; Other = 2% | 48% paraplegia at the time of discharge from rehabilitation | 1992 ASIA Standards | 4 |
Ditunno et al., 2007 | Convergent construct validity (WISCI II) | 146 | Included patients with incomplete (AIS B/C/D) SCI at C4 to L3 levels admitted to inpa-tient rehabilitation, who were enrolled in the SCI Locomotor Trial. | Mean age, 32 yr; age range, 16–69 yr; male, 78% | Level of SCI • Cervical = 58% • Thoracic = 18% • Lumbar = 24% Severity of SCI • AIS B = 36 • AIS C = 90 • AIS D = 20 |
2002 ASIA Standards | 4 |
Mulcahey et al., 2007a | Inter-rater reliability | 5 | Subjects represented a convenience sample between 15 and 18 yr and at least 1 yr post-SCI. | Mean and median ages, 17 yr; age range, 15–19 yr | Level of SCI • Cervical = 3 • Thoracic = 2 Severity of SCI • AIS A = 2 • AIS B = 2 • AIS C = 1 |
2000 ASIA Standards | 4 |
Mulcahey et al., 2007b | Intra-rater reliability | 74 | Only children and youths with stable SCI were included. Children with a TBI and other co-morbidities that interfered with the cognitive ability to follow standard testing instructions were excluded. | Age range, 8 mo–21 yr: 8 mo–5 yr (n = 13); 6–11 yr (n = 19); 12–15 yr (n = 18); 16–21yr (n = 24) | Level & severity of SCI • Tetraplegia−complete = 16 • Tetraplegia−incomplete = 9 • Paraplegia−complete = 37 • Paraplegia−incomplete = 8 • Unknown = 6 |
2000 ASIA Standards | 2b |
Miyanji et al., 2007 | Convergent construct validity (MRI parameters) | 100 | Consecutive patients with cervical spine trauma admitted from Mar 2000 to Mar 2005 were included. Pts with TBI and a Glasgow coma score <15 were excluded. | Mean age, 45 yr; age range, 17–96 yr; males/females, 79/21 | Severity of spine trauma • Complete SCI (AIS A) = 26 • Incomplete SCI (AIS B-D) = 51 • Normal (AIS E) = 22 • Unknown = 1 Level of spine trauma • C1-C2 = 2 • C2-C3 = 1 • C3-C4 = 6 • C4-C5 = 12 • C5 = 5 • C5-C6 = 25 • C6 = 3 • C6-C7 = 8 • Multiple levels = 17 • Unknown = 2 Cause of spine trauma • MVA = 42 • Fall = 34 • Sports/leisure = 16 • Other = 8 |
1996 ASIA Standards | 2b |
Savic et al., 2007 | Inter-rater reliability | 45 | NR | Mean age, 40.3 yr; age range, 18–72 yr; males/females, 38/7 | Level of SCI • Cervical = 15 • Thoracic = 29 • Lumbar = 1 Severity of SCI • AIS A = 24 • AIS B = 4 • AIS C = 4 • AIS D = 13 Time since SCI = 3 mo–43 yr |
2000 ASIA Standards | 4 |
Ditunno et al., 2008 | Convergent construct validity (WISCI II and locomotor FIM) | 150 | Included patients with acute traumatic SCI at C2 to L3 levels who were admitted within 1 mo of injury and followed 6–12 mo after hospital discharge. Excluded patients with significant TBI, upper/lower extremity fracture, an immobilization device that precluded complete neurological examination, and those with WISCI = 20 on the initial evaluation. | NR | Severity of SCI • AIS A = 59 • AIS B = 19 • AIS C = 32 • AIS D = 40 Level of SCI • Tetraplegia = 84 • Paraplegia = 66 |
1992 ASIA Standards | 4 |
Wirth et al., 2008 | Convergent construct validity (SCIM) | 100 | Included only patients with traumatic, persistent motor complete (AIS A/B) SCI during a 1-year follow-up examination after injury. | Mean age, 37.7 yr; males/females, 74/26 | Level of SCI • Tetraplegia = 36 • Paraplegia = 64 |
1996 ASIA Standards | 4 |
AIS, ASIA impairment scale; ASIA, American Spinal Injury Association; CT, computed tomography; FIM, functional independence measure; LOE, level of evidence; MBI, modified Barthel index; MRI, magnetic resonance imaging; MVA, motor vehicle accident; NASCIS, National Acute Spinal Cord Injury Study; NR, not reported; pt(s), patient(s); QIF, quadriplegia index of function; SCI, spinal cord injury; SCIM, spinal cord independence measure; SSEP, somatosensory evoked potentials; TBI, traumatic brain injury; WISCI, walking index for spinal cord injury.
Using the criteria of Terwee and colleagues (2007), the ASIA Standards were assessed with regard to their quality based on the literature (Table 3). Generally speaking, convergent and divergent construct validity was shown in several prior studies that examined the ASIA Standards in the SCI population, but criterion validity was not previously studied due to the lack of a gold standard for assessment of impairment. In general, the ASIA Standards were found to be reliable instruments for descriptive and evaluative purposes in the SCI population. However, two previous studies suggested that the ASIA Standards are not reliable for assessment of SCI children who are less than 4 years old (Mulcahey and Gaughan, 2005; Mulcahey et al., 2007a). Although the ASIA Standards appear to be responsive to changes in the patients' motor and sensory function, there are four major issues with regard to their responsiveness as follows: (1) a neurological examination using the ASIA Standards earlier than 72 h may not be appropriate; (2) the use of ASIA upper and lower extremity motor sub-scores appears to be more appropriate than the use of a single ASIA motor score; (3) the minimal clinically important difference of the ASIA Standards is unknown; and (4) the functionally meaningful ASIA score threshold to document the benefit of a novel therapeutic intervention varies according to the level and severity of SCI. Finally, the psychometric properties of the ASIA Standards were relatively well tested in the acute care, rehabilitation, and community settings.
Table 3.
Reference | Instrument | Content validity | Internal consistency | Construct validity | Agreement | Reliability | Responsiveness | Floor/ceiling effect | Interpretability | Setting |
---|---|---|---|---|---|---|---|---|---|---|
Lazar et al., 1989 | 1982 ASIA Standards | (+) | Rehabilitation | |||||||
Schaefer et al., 1989 | 1982/1984 ASIA Standards (Frankel grading) | (?) | Acute care | |||||||
Donovan et al., 1990 | 1984 ASIA Standards | (−) Inter-rater |
Rehabilitation | |||||||
Flanders et al., 1990 | 1982/1984 ASIA Standards (Frankel grading) | (+) | Acute care | |||||||
Brown et al., 1991 | 1982 ASIA Standards | (?) (24 h vs. 72 h) |
Acute care | |||||||
Priebe and Waring, 1991 | 1982/1989 ASIA Standards (Frankel grading) | (−) Inter-rater |
NR | |||||||
Herbison et al., 1992 | 1989 ASIA Standards | (+) (24 h vs. 72 h vs. 1 wk) |
Acute care | |||||||
Silberstein et al., 1992 | 1982/1984 ASIA Standards (Frankel grading) | (+) | Acute care | |||||||
Waters et al., 1992 | 1989 ASIA Standards | (+) | Rehabilitation | |||||||
Bednarczyk and Sanderson, 1993 | 1989 ASIA Standards | (+) | Rehabilitation & community | |||||||
Blaustein et al., 1993 | 1982 ASIA Standards | (+) (24 h = 72 h) |
Acute care | |||||||
Marciello et al., 1993 | 1982 ASIA Standards (Frankel grading) | (+) | Acute care | |||||||
Marino et al., 1993 | 1982 ASIA Standards | (+) | Acute care & rehabilitation | |||||||
Waters et al., 1993 | 1990 ASIA Standards | (?) Intra-rater |
(+) | Acute care & rehabilitation | ||||||
Cohen and Bartko, 1994 | 1992 ASIA Standards | (+) Intra rater for motor, LT, PP (+ to −) inter rater for motor, LT, PP |
Rehabilitation & community | |||||||
Waters et al., 1994a | 1992 ASIA Standards | (?) Intra-rater |
(+) | Acute care & rehabilitation | ||||||
Waters et al., 1994b | 1992 ASIA Standards | (+) | Rehabilitation | |||||||
Wells and Nicosia, 1995 | 1982 ASIA Standards (Frankel grading) | (+) | Acute care | |||||||
Clifton et al., 1996 | 1992 ASIA Standards | (?) Intra-rater |
Rehabilitation | |||||||
Curt and Dietz, 1996 | 1992 ASIA Standards | (+) | Acute care & rehabilitation | |||||||
El Masry et al., 1996 | 1982/1984 ASIA Standards | (+) | Rehabilitation | |||||||
Ota et al., 1996 | 1992 ASIA Standards | (?) | Rehabilitation | |||||||
Curt and Dietz, 1997 | 1992 ASIA Standards | (+) | Acute care & rehabilitation | |||||||
Donovan et al., 1997 | 1992 ASIA Standards | (0) Inter-rater |
Acute care | |||||||
Ramon et al., 1997 | 1992 ASIA Standards (AIS) | (+) | Acute care | |||||||
Weinstein et al., 1997 | 1992 ASIA Standards (AIS) | (+) | Acute care | |||||||
Cohen et al., 1998 | 1992 ASIA Standards | (?) | NR | |||||||
Curt et al., 1998 | 1992 ASIA Standards | (+) | Rehabilitation | |||||||
Marino et al., 1998 | 1992 ASIA Standards | (−) | (+) | (+) Intra-rater |
Rehabilitation | |||||
Toh et al., 1998 | 1992 ASIA Standards (Frankel grading) | (+) | Rehabilitation | |||||||
Yavuz et al., 1998 | 1992 ASIA Standards | (+) | Rehabilitation | |||||||
Fujiwara et al., 1999 | 1992 ASIA Standards | (+) | Rehabilitation | |||||||
Iseli et al., 1999 | 1992 ASIA Standards | (+) | Rehabilitation | |||||||
Marino et al., 1999 | 1992 ASIA Standards (AIS) | (+) | Rehabilitation | |||||||
Marino and Goin, 1999 | 1992 ASIA Standards | (+) | Rehabilitation | |||||||
Shimada and Tokioka, 1999 | 1992 ASIA Standards | (+) | Acute care | |||||||
Jonsson et al., 2000 | 1992 ASIA Standards | Inter-rater: (+to −) pin-prick (+to −) light touch (+to −) motor | Rehabilitation | |||||||
Kucukdeveci et al., 2000 | 1992 ASIA Standards | (+) | Rehabilitation | |||||||
Geisler et al., 2001 | 1992 ASIA Standards | (+) | Acute care & rehabilitation | |||||||
Kirshblum et al., 2002 | 1996/2000 ASIA Standards | (+) | Rehabilitation | |||||||
Takahashi et al., 2002 | 1992 ASIA Standards (AIS) | (+) | Acute care & rehabilitation | |||||||
Burns et al., 2003 | 1992 ASIA Standards | (+) (≤48 h vs. > 48 h) |
Acute care | |||||||
Kirshblum et al., 2004 | 1989, 1992, 1996, 2000 ASIA Standards | (+) (1 yr = 5 yr) |
Rehabilitation & community | |||||||
Marino and Graves, 2004 | 1992 ASIA Standards | (+) | (−) for motor subscores |
Rehabilitation | ||||||
Johnston et al., 2005 | 2000 ASIA Standards | (+) | Community | |||||||
Oleson et al., 2005 | 1992 ASIA Standards | (+) | Acute care & rehabilitation | |||||||
Tewari et al., 2005 | 1982 ASIA Standards (Frankel grading) | (+) | Acute care | |||||||
Boldin et al., 2006 | 1992 ASIA Standards | (+) | Acute care | |||||||
Graves et al., 2006 | 1992 ASIA Standards | (+) | Rehabilitation | |||||||
Ditunno et al., 2007 | 2002 ASIA Standards | (+) | Rehabilitation | |||||||
Mulcahey et al., 2007a | 2000 ASIA Standards | (+) Inter-rater |
Community | |||||||
Mulcahey et al., 2007b | 2000 ASIA Standards | (+) Intra-rater |
NR | |||||||
Miyanji et al., 2007 | 1996 ASIA Standards | (+) | Acute care | |||||||
Savic et al., 2007 | 2000 ASIA Standards | (+) | (+) Inter-rater |
Rehabilitation | ||||||
Ditunno et al., 2008 | 1992 ASIA Standards | (+) | Acute care | |||||||
Wirth et al., 2008 | 1996 ASIA Standards | (+) | Rehabilitation |
According to the criteria of Terwee and associates.
(+) positive rating; (−) negative rating; (?) indeterminate rating due to lack of information or poor study design/method; NA, not applicable; NR, not reported
Instruments of pain assessment
Of the 267 abstracts yielded in our primary search, 24 articles that fulfilled the inclusion and exclusion criteria were reviewed by the two reviewers. All 24 studies were level 4 evidence (Table 4). All those studies were carried out in the community or rehabilitation setting, but there was no study that examined pain assessment in the acute care setting. While 18 of 24 articles studied an instrument for assessment of pain intensity (Table 5), the remaining six studies focused on classifications of pain in the SCI population (Table 6). The visual analog scale (VAS) is the most commonly studied instrument of assessment of pain intensity in the SCI population. Although the construct validity of the VAS has been shown in several prior studies, further investigation is required with regard to its reliability and responsiveness in the SCI population. In addition to the paucity of studies on the classification instruments for pain in the SCI population, our results suggest that there is no instrument with appropriate psychometric properties for this particular population.
Table 4.
Reference | Psychometric property | Sample size (no.) | Inclusion and exclusion criteria | Study population | Injury features | Instrument | LOE |
---|---|---|---|---|---|---|---|
Davidoff et al., 1987 | Convergent construct validity | 166 total DPS = 19 MRSCICS = 147 |
Patients with DPS of at least 1 mo, who failed to respond to conventional treatments, and had: disturbance of sleep-wake cycle, inability to perform self-care activities, or inability to fully comply with a therapeutic exercise program. Pts with traumatic myelopathy were excluded. | Mean age (DPS), 36.6 yr; mean age (MRSCICS), 32 yr | Level of injury • Tetraplegia (DPS) = 15.8% • Tetraplegia (MRSCICS) = 54.4% Severity of injury • Complete (DPS) = 26.3% • Complete (MRSCICS) = 48.6% |
MPQ, Sternbach Pain Intensity, Zung Pain, and Distress Index | 4 |
Cohen et al., 1988 | Convergent construct validity | 147 total SCI = 49 |
Patients with at least 6-mo history of chronic pain were included. | Mean age (SCI), 47.2 yr; male (SCI), 95% | NR | MPQ | 4 |
Song et al., 1993 | Convergent construct validity | 47 total SCI = 31 |
Included individuals with traumatic SCI at T1 or below, without central or peripheral nerve disease, and without recent history of ethanol abuse. In addition, a SCI subgroup included individuals with DPS after SCI. Control group included healthy volunteers. | SCI & pain: mean age, 57 yr; range, 32 − 70 yr; SCI, no pain: mean age, 57 yr; range, 33−73 yr; Controls: mean age, 50 yr; range, 30−73 yr |
SCI & pain: level of SCI = T1-L4 SCI, no pain: level of SCI = T1-L3 |
VAS | 4 |
Curtis et al., 1995 | Internal consistency | 64 total SCI = 57 |
Patients with wheelchairs as their primary means of mobility for at least 1 yr were included. | Mean age, 42.9 yr; males/females, 62/2 | Level of injury • Cervical = 13 • Thoracic = 38 • Lumbar = 6 |
Wheelchair Users Shoulder Pain Index | 4 |
Quigley and Veit, 1996 | Convergent construct validity | 27 | All SCI patients with complete data were included. | Mean age, 47 yr; males/females, 26/1 | Level of injury • Tetraplegia = 9 • Paraplegia = 18 |
McGill-Melzack Pain Questionnaire | 4 |
Kennedy et al., 1997 | Convergent construct validity | 76 | Included all patients with traumatic SCI between 16 and 65 yr | Male, 76% | Level of injury • Tetraplegia = 32% • Paraplegia = 68% |
6-point Likert scale | 4 |
Widerstrom-Noga et al., 2001 | Convergent construct validity | 217 | Included all SCI individuals with chronic pain who had complete data in the Miami Project Database and answered survey. | Mean age, 39 yr; male, 75.4% | Level of injury • Tetraplegia = 54% • Paraplegia = 46% Mean time since SCI = 8.2 yr |
VAS | 4 |
Defrin et al., 2001 | Convergent construct validity | 39 total SCI = 21 |
Included individuals with incomplete traumatic SCI at L3-T4 and healthy volunteers. | SCI & pain: mean age, 38.9 yr SCI, no pain: mean age, 37.6 yr Controls: mean age, 35.6 yr |
NR | VAS | 4 |
Cardenas et al., 2002 | Inter-rater reliability | 163 | Included SCI patients age 18 or older whose data were collected in the Northwest Regional Spinal Cord Injury System. | Mean age, 40.6 yr (males), 43.9 yr (females); male, 69.9% | Cause of injury • MVA = 49.1% • Fall = 19.6% Mean years since SCI = 8.3 |
Pain classification | 4 |
Putzke et al., 2002 | Convergent construct validity | 29 | Adults with traumatic SCI who experienced at least one pain site. | Mean age, 45.2 yr; males/females, 24/5 | Level of injury • Paraplegia = 22 • Tetraplegia = 7 Severity of injury • Complete = 14 • Incomplete = 15 |
Verbal descriptors | 4 |
Richards et al., 2002 | Inter-rater reliability | 28 | Adults with traumatic SCI who developed chronic pain in 1 or more sites at 1 yr after SCI were included. Pts with a fourth grade reading level or lower or history of TBI or chronic pain prior to SCI were excluded. | Mean age, 45.5 yr; males/females, 23/5 | Level of injury Paraplegia = 21 • Tetraplegia = 7 Severity of injury • Complete = 13 • Incomplete = 15 |
Donovan Pain Classification Scheme | 4 |
Turner et al., 2002 | Convergent construct validity | 174 | Included SCI individuals with chronic pain who had data collected in the Northwest Regional SCI System and answered survey. | Mean age, 41.5 yr; male, 70.7% | Level of injury • Tetraplegia = 54% • Paraplegia = 46% Time since SCI = 8.1 yr |
VAS | 4 |
Putzke et al., 2003a | Test-retest reliability; Inter-rater reliability |
28 | Adults with traumatic SCI and chronic pain were included. Pts with fourth grade reading level or lower or history of TBI or chronic pain prior to SCI were excluded. | Mean age, 45.5 yr; males/females, 23/5 | Level of injury • Paraplegia = 21 • Tetraplegia = 7 Severity of injury • Complete = 13 • Incomplete = 15 |
Donovan Pain Classification Scheme | 4 |
Putzke et al., 2003b | Inter-rater reliability | 29 | Adults with traumatic SCI and chronic pain were included. Pts with fourth grade reading level or lower or history of TBI orchronic pain prior to SCI were excluded. | Mean age, 45.2 yr; males/females, 24/5 | Level of injury • Paraplegia = 22 • Tetraplegia = 7 Severity of injury • Complete = 14 • Incomplete = 15 |
International Assoc. for the Study of Pain and Tunks SCI pain classification | 4 |
Samuelsson et al., 2004 | Convergent construct validity | 66 | Only individuals with paraplegia for more than 1 yr were included. | Mean age, 49 yr; males/females, 44/12 | All paraplegics, mean time since SCI = 13.9 yr | Constant Murley Scale | 4 |
Roth et al., 2004 | Convergent construct validity | 69 total SCI = 12 |
Only hospital inpatients, outpatients, or nursing home residents with chronic stage 2, 3, or 4 pressure sores were included. Patients with mental incompetence were excluded. | Mean age, 59 yr; male, 100% | NR | MPQ | 4 |
Hanley et al., 2006a | Convergent construct validity | 481 | Included adults (18 yr or older) with a chronic SCI (>6 mo since injury). | Mean age, 42.6 yr; male, 72% | NR | VAS | 4 |
Bryce et al., 2006 | Inter-rater reliability | 39 | NR | NR | NR | Bryce/Ragnarsson SCI Pain Taxonomy | 4 |
Raichle et al., 2006 | Convergent construct validity | 127 | SCI patients with pain were included. | Mean age, 48.6 yr; males/female, 92/35 | Level of injury • Cervical = 58 • Thoracic = 56 • Lumbosacral = 1 • Other = 13 |
VAS | 4 |
Salisbury et al., 2006 | Convergent construct validity | 27 | Individuals with tetraplegia between 2 and 4 yr post-SCI under rehabilitation. | Mean age, 42.5 yr; males/females, 20/7 | All tetraplegics | VAS, MPQ, and Wheelchair Users Shoulder Pain Index | 4 |
Widerstrom-Noga et al., 2006 | Convergent construct validity | 161 | Adults with traumatic SCI and chronic pain were included. | Mean age, 43.5 yr; males/females, 138/23 | Level of Injury • Cervical = 76 • Below cervical = 84 • Unknown = 1 Severity of injury • Complete = 93 • Incomplete = 50 • Unknown = 18 |
Multidimensional Pain Inventory-SCI version | 4 |
Budh and Osteraker, 2007 | |||||||
Attal et al., 2008 | Content validity | 482 total SCI = 78 |
Included adults with pain due to primary lesion of the peripheral or central nervous system. | Mean age, 57 yr; males/females, 258/224 | NR | Neuropathic Pain Symptom Inventory | 4 |
Hanley et al., 2008 | Convergent construct validity | 40 | Adults with traumatic SCI and chronic pain were included. | Mean age, 49.3 yr; male, 70% | Level of injury • Cervical = 48% • Thoracic = 42% • Lumbosacral= 10% Severity of injury • Complete = 40% • Incomplete = 50% • Unknown = 10% Cause of injury • MVA = 30% • Fall = 18% • Diving = 10% • Sports = 8% • Gunshot = 8% • Other = 36% |
VAS | 4 |
DPS, dysestheic pain syndrome; LOE, level of evidence; MPQ, McGill Pain Questionnaire; MRSCICS, Midwest Regional Spinal Cord Injury Care System; MVA, motor vehicle accident; NR, not reported; pt(s), patient(s); SCI, spinal cord injury; TBI, traumatic brain injury; VAS, visual analog scale.
Table 5.
Reference | Instrument | Content validity | Internal consistency | Construct validity | Agreement | Reliability | Responsiveness | Floor/ceiling effect | Interpretability | Setting |
---|---|---|---|---|---|---|---|---|---|---|
Davidoff et al., 1987 | McGill Pain Questionnaire | (?) | (−) | Rehabilitation & community | ||||||
Cohen et al., 1988 | McGill Pain Questionnaire | (+) | (−) | Rehabilitation | ||||||
Roth et al., 2004 | McGill Pain Questionnaire | (+) | Rehabilitation | |||||||
Salisbury et al., 2006 | McGill Pain Questionnaire | (+) | Community | |||||||
Quigley and Veit, 1996 | McGill-Melzack Pain Questionnaire | (+) | (−) | Rehabilitation & community | ||||||
Davidoff et al., 1987 | Zung Pain and Distress Index | (?) | (−) | Rehabilitation & community | ||||||
Kennedy et al., 1997 | 6-point Likert scale | (+to −) | Rehabilitation | |||||||
Samuelsson et al., 2004 | Constant Murley Scale | (+) | Community | |||||||
Widerstrom-Noga et al., 2006 | Modified West Haven-Yale Multi-dimensional Pain Inventory | (+to −) | (+) | (+to −) Test-retest |
Rehabilitation & community | |||||
Attal et al., 2008 | Neuropathic Pain Symptom Inventory | (+) | (+) | (?) | Rehabilitation | |||||
Davidoff et al., 1987 | VAS (0 to 100) | (?) | (−) | Rehabilitation & community | ||||||
Song et al., 1993 | VAS (0 to 100) | (+) | Rehabilitation | |||||||
Budh and Osteraker, 2007 | VAS (0 to 100) | (+) | Rehabilitation | |||||||
Defrin et al., 2001 | VAS (0 to 10) | (+) | NR | |||||||
Widerstrom-Noga et al., 2001 | VAS (0 to 10) | (+) | Community | |||||||
Turner et al., 2002 | VAS (0 to 10) | (+) | Community | |||||||
Roth et al., 2004 | VAS (0 to 10) | (+) | Rehabilitation | |||||||
Raichle et al., 2006 | VAS (0 to 10) | (?) | Community | |||||||
Salisbury et al., 2006 | VAS (0 to 10) | (+) | Community | |||||||
Hanley et al., 2006b | VAS (0 to 10) | (+to -) | Community | |||||||
Hanley et al., 2008 | VAS (0 to 10) | (+) | Community | |||||||
Curtis et al., 1995 | WUSPI | (+) | (+) | Community | ||||||
Samuelsson et al., 2004 | WUSPI | (+) | Community | |||||||
Salisbury et al., 2006 | WUSPI | (+) | Community |
According to the criteria of Terwee and associates (2007).
(+) positive rating; (−) negative rating; (?) indeterminate rating due to lack of information or poor study design/method; NA, not applicable; NR, not reported; VAS, visual analog scale; WUSPI, Wheelchair User Shoulder Pain Index.
Table 6.
Reference | Instrument | Content validity | Internal consistency | Construct validity | Agreement | Reliability | Responsiveness | Floor/ceiling effect | Interpretability | Setting |
---|---|---|---|---|---|---|---|---|---|---|
Cardenas et al., 2002 | Cardenas Pain classification | (−) Inter-rater |
Community | |||||||
Putzke et al., 2002 | IASP classification | (−) | Rehabilitation & community | |||||||
Putzke et al., 2003b | IASP classification | (−) Inter-rater |
Rehabilitation & community | |||||||
Putzke et al., 2002 | Tunks SCI pain classification | (−) | Rehabilitation & community | |||||||
Putzke et al., 2003b | Tunks SCI pain classification | (−) Inter-rater |
Rehabilitation & community | |||||||
Richards et al., 2002 | Donovan Classification Scheme | (−) Inter-rater |
Rehabilitation & community | |||||||
Putzke et al., 2002 | Donovan Classification Scheme | (−) | Rehabilitation & community | |||||||
Putzke et al., 2003a | Donovan Classification Scheme | (?) Inter-rater |
Rehabilitation & community | |||||||
Bryce et al., 2006 | Bryce/Ragnarsson SCI pain taxonomy | (+to −) Inter-rater |
NR |
According to the criteria of Terwee and associates (2007).
(+) positive rating; (−) negative rating; (?) indeterminate rating due to lack of information or poor study design/method; IASP, International Association for the Study of Pain; NA, not applicable; NR, not reported.
Discussion
Our systematic review indicates that the ASIA Standards represent an appropriate instrument to categorize and evaluate spinal cord injured adults over time with respect to their motor and sensory function. Nevertheless, further investigation of the psychometric properties of the ASIA Standards is recommended due to a lack of studies focused on some key elements of responsiveness. In addition, the visual analog scale (VAS) appears to be the most commonly studied instrument of assessment of pain intensity in the SCI population. Again, further investigation is required with regard to its reliability and responsiveness in the SCI population. Our results also suggest that there is no instrument with appropriate psychometric properties for this particular population.
ASIA Standards
The ASIA Standards are commonly used to classify and evaluate neurological deficit after SCI in both clinical and research arenas. In this systematic review, we identified 56 clinical studies that examine the psychometric properties of the ASIA standards in the assessment of motor and sensory function of patients with SCI. While convergent construct validity, reliability, and responsiveness were the most commonly studied psychometric properties of the ASIA Standards, criterion validity of the ASIA Standards was not assessed because there is no gold standard.
Generally speaking, the results of our systematic review suggest that the ASIA Standards is a reliable, valid, and responsive instrument for descriptive and evaluative purposes in the adult SCI population in the acute care, rehabilitation, and community settings. However, there are important issues with regard to reliability and responsiveness of the ASIA Standards that limit their use in particular circumstances. First, two previous prospective studies suggest the unsuitability of ASIA Standards for assessment of SCI in children who are under the age of 4 years (Mulcahey and Gaughan, 2005; Mulcahey et al., 2007a). Second, there are concerns with regard to the reliability of the ASIA Standards for assessments earlier than 72 h after acute SCI, due to previously reported variability when patients are examined within the first 24 h. Given this finding, it has been recommended that a 72 h assessment using ASI Standards should follow any earlier neurological evaluation of patients with acute SCI. Third, the use of ASIA upper and lower extremity motor sub-scores is recommended rather than a single ASIA motor score to reduce the floor to ceiling effects (Marino and Graves, 2004). An important precept of a multi-part scale is an overall unidimensionality. When no hierarchy of components is considered in an outcome measure, the concept of unidimensionality may become weak because some components can deteriorate while others improve and there is no consideration of which are more important. This is particularly important when looking at changes in severity of impairment. Finally, to our knowledge, the minimal clinically important difference of the ASIA Standards remains unknown.
Pain assessment
Our systematic review also examined the psychometric properties of pain assessments in the SCI population based on 24 studies that were captured in our search. None of these examined pain assessment in an acute care setting, but all studies were carried out in spinal cord injured individuals in the community or rehabilitation setting. While 75% of the studies were focused on assessment of pain intensity, the remaining 25% examined classification of pain in the SCI population. The VAS is the most commonly used instrument of assessment of pain intensity in the SCI population. However, there was no classification of pain with confirmed reliability, validity, and responsiveness for use among spinal cord injured individuals.
Clinical assessment of pain associated with SCI is difficult because spinal cord injured individuals commonly develop complex and multiple pain syndromes with varied characteristics and occurring simultaneously in different parts of the body. Prior taxonomies of pain after SCI usually classify pain according to the type of pain (neuropathic or nociceptive) as well as level and severity of SCI (Bryce et al., 2007; Siddall et al., 1997). Those premises should be taken into consideration in the classification of pain following SCI. However, it is difficult to accurately link particular pain features to specific mechanisms because individuals with SCI can develop several types of pain that often persist, can worsen over time, and usually interfere with patient's cognitive, emotional, and physical function (Siddall et al., 1997). Unlike the classification of pain, the instruments of assessment of pain intensity are commonly used in the research and clinical fields. Although there are different instruments of assessment of pain intensity in the literature, the VAS from 0 to 10 (or 0 to 100) is the most commonly used. Our results also suggest that while the construct validity of the VAS has been shown in several prior studies, further investigation is required with regard to its reliability and responsiveness in the SCI population.
Recommendations
In the Delphi process, a panel of scientific experts in the field of acute SCI (including basic scientists, clinician-scientists, surgeons, rehabilitation specialists, nurses, and clinical epidemiologists) consensually endorsed the recommendation for use of ASIA Standards for assessment of motor and sensory function (based on pin-prick and light-touch sensation) and VAS for assessment of pain intensity in patients with acute SCI. However, the expert panel also recognized the need for further investigations to confirm the performance of both instruments in the acute care setting.
Acknowledgment
The authors thank Ms. Swati Mehta for her assistance in the operations of the systematic review.
Author Disclosure Statement
The work was funded by a grant from the Rick Hansen Foundation through the Spinal Cord Injury Solutions Network.
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