Abstract
The NMDA glutamate hypofunction model of schizophrenia is based in part upon acute effects of NMDA receptor blockade in humans and rodents. Several laboratories have reported glutamate system abnormalities following prenatal exposure to immune challenge, a known environmental risk factor for schizophrenia. Here we report indices of NMDA glutamate receptor hypofunction following prenatal immune activation, as well as the effects of treatment during periadolescence with the atypical antipsychotic medications risperidone and paliperidone. Pregnant Sprague-Dawley rats were injected with polyinosinic:polycytidylic acid (poly I:C) or saline on gestational day 14. Male offspring were treated orally via drinking water with vehicle, risperidone (0.01 mg/kg/day), or paliperidone (0.01 mg/kg/day) between postnatal days 35 and 56 (periadolescence) and extracellular glutamate levels in the prefrontal cortex were determined by microdialysis at PD 56. Consistent with decreased NMDA receptor function, MK-801 – induced increases in extracellular glutamate concentration were markedly blunted following prenatal immune activation. Further suggesting NMDA receptor hypofunction, prefrontal cortex basal extracellular glutamate was significantly elevated (P<0.05) in offspring of Poly I:C treated dams. Pretreatment with low dose paliperidone or risperidone (0.01 mg/kg/day postnatal days 35–56) normalized prefrontal cortical basal extracellular glutamate (P<0.05 vs. poly I:C vehicle-treatment). Pretreatment with paliperidone and risperidone also prevented the acute MK-801-induced increase in extracellular glutamate. These observations demonstrate decreased NMDA receptor function and elevated extracellular glutamate, two key features of the NMDA glutamate receptor hypofunction model of schizophrenia, during periadolescence following prenatal immune activation. Treatment with the atypical antipsychotic medications paliperidone and risperidone normalized basal extracellular glutamate. Demonstration of glutamatergic abnormalities consistent with the NMDA glutamate receptor hypofunction model of schizophrenia as an early developmental consequence of prenatal immune activation provides a model to identify novel early interventions targeting glutamatergic systems which play an important role in both positive and negative symptoms of schizophrenia.
Keywords: maternal, hippocampus, schizophrenia, animal model, prodrome, antipsychotic, NMDA receptor
Introduction
The NMDA glutamate receptor hypofunction model of schizophrenia has been a guiding paradigm in the schizophrenia research field for the past two decades. This model posits that lessened NMDA-subtype glutamate receptor activity in schizophrenia results in decreased stimulation of GABAergic inhibitory neurons in cortex and/or hippocampus. The loss of GABAergic activity thereby releases glutamatergic efferent neurons from inhibition, resulting in elevated glutamate release in the prefrontal cortex [13;15;19]. NMDA receptor hypofunction may account for both positive and negative symptoms of schizophrenia [4].
While several treatment trials targeting NMDA hypoactivity in schizophrenia have been promising [12;17], larger double-blind clinical trials, as well as meta-analyses of smaller studies, have not identified consistent beneficial effects in clinical trials of chronic patients with longstanding illness [39]. Earlier intervention with glutamatergic agents may hold greater therapeutic promise [36;42]. It is therefore of interest to identify NMDA receptor hypoactivity in an animal model of relevance to schizophrenia, and to determine the effect of early intervention on glutamatergic indices.
Prenatal immune activation provides one such developmental model of relevance to schizophrenia, based upon elevated schizophrenia risk following prenatal infection [3]. Prenatal infection stimulates maternal cytokines, soluble polypeptides mediating the innate inflammatory response. Consequences to the offspring of maternal cytokine elevation have been studied in prenatal immune activation animal models using immunogens including the synthetic nucleic acid poly I:C, which stimulates cytokine expression through Toll-like receptor TLR3 activation [37]. When combined with the appropriate host genetic background [6], prenatal immune activation is a suspected environmental risk factor for schizophrenia [28]. Several studies identified altered glutamate system function following early developmental immune activation [2;11;16], suggesting an opportunity to characterize the effects of early intervention on NMDA receptor hypofunction utilizing the prenatal immune activation model. Here we report the effects of periadolescent treatment with risperidone and paliperidone on prefrontal cortical glutamate following prenatal immune activation with poly I:C.
Materials and Methods
Eight-week old nulliparous female Sprague-Dawley rats used as breeders (total n = 52 dams) were obtained from Harlan Laboratories (Indianapolis, IN). Male breeders were generated within the facility. Following a minimum two week acclimation, males and females were co-housed overnight, and the following morning defined as gestational day 0 [38]. Pregnant rats were injected with poly I:C (Sigma P1530; 8 mg/kg i.p., n = 27) or saline (1 ml/kg i.p., n = 25) on gestational day 14, in order to stimulate a maternal inflammatory response. Poly I:C injection timing was based upon work of Zuckerman and colleagues describing outcomes following poly I:C injection on varying gestational dates in rats ([43]; Zuckerman gestational day 15 = [38] gestational day 14). Based on a previous study describing weight loss associated with maternal immune activation [9], pregnant dams were weighed on gestational day 15 [2]; offspring of poly I:C-injected dams without weight loss were excluded from study. Poly I:C-treated dams with offspring included in the study (n = 43) lost an average of 4 grams during the 24 hours following injection. Saline-treated dams with offspring included in the study (n = 63) gained an average of 6.8 grams during the same period.
Litters were culled to 8 on P1, weaned on postnatal day (PD) 21 and housed 2–3 per cage with same sex siblings in a temperature- and humidity-controlled room with 12-h light/dark cycle (0600 on:1800 off) and allowed food and water ad libitum. Male pups were randomly assigned among six treatment groups (minimum 8 rats/group) with variables of pretreatment (poly I:C vs. saline); and drug [risperidone (0.01 mg/kg/day), paliperidone (0.01 mg/kg/day) or vehicle]. Treatment groups were balanced across breeding cohorts, with no more than 2 rats/litter in any experimental group to avoid litter effect confounds. Animals undergoing surgery were single-housed postoperatively. Microdialysis was performed between PD 55–58.
Drugs and Drug Treatment
(+)-MK-801 hydrogen maleate and polyinosinic:polycytidylic acid (PolyI:C) were from Sigma-Aldrich (St. Louis, MO). Drugs were dissolved in 0.15 M NaCl. The NMDA receptor antagonist MK-801 dose was 0.3 mg/kg s.c. The atypical antipsychotic medications risperidone (oral solution) and paliperidone (powder) were from Janssen. Rats were treated with risperidone (0.01 mg/kg/day), paliperidone (0.01 mg/kg/day) or vehicle via drinking water from PD 34–35 until day of microdialysis (PD 55–58). Risperidone and paliperidone dosages were selected to be similar to commonly prescribed human oral dosages of 0.5 mg/day to a 50 kg adolescent.
All animal procedures were conducted in agreement with the Guide for the Care and Use of Laboratory Animals in accordance with NIH guidelines, and approved by University of Cincinnati and Cincinnati VA Medical Center Institutional Animal Care and Use Committees.
In vivo microdialysis
Rats were anesthetized with ketamine/xylazine (70:6 mg/kg, IM) 3 days prior to microdialysis for implantation of guide cannulae into the skull dorsal to prefrontal cortex. The afternoon of the day preceding dialysis, concentric style microdialysis probes (3 mm active membrane length) were inserted into medial prefrontal cortex (AP: 3.2 mm; L: 0.8 mm; V: −4.0 mm, according to Paxinos and Watson [29]). Probes were connected to a pump delivering Dulbecco’s PBS containing 1.2 mM CaCl2 and 0.5 mM glucose via infusion pump (rate 1.2 uL/min). On the morning of microdialysis, 3 baseline samples were collected after a 2 hr equilibration period (flow rate 2.0 uL/min). Following baseline sample collection, animals were administered saline or MK-801 (0.3 mg/kg). Dialysis samples were collected for an additional 3 hrs.
Analysis of glutamate dialysate concentrations
Extracellular glutamate concentrations were analyzed by HPLC-EC using published methods [7], as we have previously described [40].
Probe verification
Following microdialysis, probe placement in prefrontal cortex was verified visually on frontal sections of the brain. Only data from animals with correct probe placements were included for statistical analyses.
Statistical analysis
Values for glutamate were converted to percent of mean baseline and analyzed using two-way repeated-measures analysis of variance (ANOVA) (Sigma Stat, Jandel Scientific). ANOVAs were constructed using three baseline values and all values following drug administration. Subsequent multiple comparisons between treatment groups were conducted by post hoc analysis with Student-Newman-Keuls test. Student’s t test was used to compare baseline glutamate concentration absolute values between poly I:C and vehicle groups. Two-way ANOVA was used to analyze effects of pretreatment (risperidone and paliperidone) on baseline glutamate concentration absolute values between poly I:C and vehicle groups. Treatment differences were considered statistically significant at P<0.05.
Results
Prenatal immune activation blunts MK-801-induced increase in extracellular glutamate
Since extracellular glutamate is modulated in part by NMDA subtype glutamate receptor stimulation [26;27], we determined extracellular glutamate in offspring of poly I:C and saline treated dams in response to NMDA glutamate receptor blockade using the antagonist MK-801 (0.3 mg/kg). As expected, extracellular glutamate is elevated following MK-801 injection in offspring of saline - treated dams (Figure 1A). In contrast, response to MK-801 is markedly blunted in offspring of poly I:C treated dams. ANOVA identified significant effects of treatment [F(1, 26) = 11.63, p=0.002], time [ F(8, 193) = 3.54, p<0.001], and treatment × drug × time interaction [ F(8, 193) = 3.67, p<0.001]. The blunted effect of MK-801 following prenatal immune activation supports the hypothesis that NMDA receptor function is decreased in offspring of poly I:C-treated dams.
Prenatal immune activation increases basal extracellular glutamate
Because the NMDA hypofunction hypothesis of schizophrenia predicts elevated basal extracellular glutamate in schizophrenia, we determined basal prefrontal cortex extracellular glutamate at PD 55–58 in male offspring of poly I:C and saline -treated dams. As seen in Figure 1B, basal extracellular glutamate was significantly elevated in the poly I:C group (7.0 ± 0.8 ng/20µl) compared to the saline group (4.7 ± 0.7 ng/20µl) [p=0.049, poly I:C vs. saline group].
Effect of risperidone and paliperidone on basal extracellular glutamate
In order to determine the effect of antipsychotic medication on elevated basal glutamate, risperidone (0.01 mg/kg/day), paliperidone (0.01 mg/kg/day) or vehicle were delivered via drinking water between PD 34–58 to offspring of saline and poly I:C treated dams. Extracellular glutamate was determined in prefrontal cortex at PD 55–58. As seen in Figure 2, risperidone and paliperidone treatment lowered basal glutamate in offspring of poly I:C-treated dams to levels similar to offspring of saline -treated dams. Two-way ANOVA identified significant effects of pretreatment [F(1, 70) = 3.99, p=0.050] and pretreatment × treatment interaction [F(2,70) = 4.32, p=0.017]. There was no statistically significant effect of treatment alone [F(2,70) = 2.99, p=0.057]. Post-hoc tests demonstrated extracellular glutamate was significantly elevated in poly I:C offspring compared to saline offspring receiving vehicle post-treatment (p<0.05). Additionally, extracellular glutamate was significantly elevated in poly I:C offspring treated with vehicle compared to poly I:C offspring treated with either paliperidone or risperidone (p<0.05).
Risperidone and paliperidone suppress MK-801-induced increase in extracellular glutamate
Previous studies have demonstrated suppression of NMDA blockade-mediated increase in extracellular glutamate by clozapine and other antipsychotic medications [1;20;21]. It was therefore of interest to determine if risperidone and paliperidone also share this ability to prevent NMDA blockade-mediated glutamate release. Following treatment with vehicle, risperidone or paliperidone between PD 34–58, MK-801-stimulated extracellular glutamate was determined in offspring of saline-treated dams. As seen in Figure 3, treatment with both risperidone and paliperidone prevented the increase in extracellular glutamate observed after MK-801 injection in vehicle-treated rats. ANOVA indicated significant effects of treatment [F(2,35) = 3.512, p=0.04], time [F(8,258) = 4.4, p<0.001], and treatment × time interaction [F(16,258) = 1.78, p=0.03]. Post-hoc tests demonstrated extracellular glutamate was significantly elevated in rats receiving vehicle post-treatment, compared to animals receiving risperidone (p<0.05) or paliperidone (p<0.05).
Discussion
NMDA receptor hypofunction following prenatal immune activation
The findings presented above demonstrate decreased NMDA receptor function and elevated basal extracellular glutamate in prefrontal cortex, two key features of the NMDA glutamate receptor hypofunction model of schizophrenia, during late adolescence following prenatal immune activation. Prior studies have suggested elevated glutamate may result from removal of tonic NMDA receptor-mediated inhibition of glutamate release [26;27]. Previous research identified decreased NMDA receptor-dependent synaptic current and plasticity following prenatal lipopolysaccharide injection in rats [16], as well as elevated basal hippocampal extracellular glutamate following PD 2–6 poly I:C injection in mice (corresponding to early second trimester in humans) [11]. Additionally, we have previously observed decreased locomotor response to MK-801 treatment following prenatal immune activation [2], consistent with decreased NMDA receptor function observed in the current study following poly I:C treatment. Prenatal immune activation appears to be a common environmental exposure in schizophrenia, as evidence suggests as many as one-third of schizophrenia patients have had in utero exposure to conditions stimulating maternal immune activation [3]. Prenatal immune activation may therefore provide a useful model for studying the long-term effects of NMDA receptor hypofunction over the course of development, an advantage over acute NMDA receptor blockade models based upon effects of transient NMDA receptor inactivity.
In contrast, not all studies have observed glutamatergic abnormalities consistent with the NMDA hypofunction hypothesis following prenatal immune activation. Behavioral studies have identified elevated locomotor response to MK-801 in adult rats [44] and mice [22–24] following prenatal immune activation. Elevated, rather than decreased, response to NMDA receptor blockade has been attributed to a hyper-responsive dopamine system in adult rodents. Additionally, locomotor response to MK-801 was not affected by prenatal immune activation in pre-adolescent mice [23], perinatal immune activation in adult mice [11], or in adult mice following early/mid-gestational (gestational day 9) poly I:C exposure [24]. NMDA receptor expression assays following prenatal immune activation have also been variable. NR1 NMDA receptor subunit immunohistochemistry was decreased in dorsal hippocampus of adult mice following late gestational prenatal immune activation [24]. In contrast, a similar effect was absent following early/middle gestational prenatal immune activation [24]. Additionally, maternal IL-6 treatment during pregnancy increased adult hippocampal NR1 subunit mRNA expression [35].
Studies of glutamate levels following prenatal immune activation have also been variable. In addition to studies consistent with an NMDA hypofunction model described above, two studies observed basal tissue glutamate levels assayed in homogenized cerebellum [8] or dissected brain regions [41] were not altered by prenatal immune activation.
Differences in developmental stage of the offspring; gestational period of immune challenge; and immunogen dose between studies could account for the variable outcomes reported above. In combination these data suggest prenatal immune activation disrupts normal glutamatergic development, and that characterization of the developmental progression of NMDA receptor hypofunction following prenatal immune activation merits further study.
Normalization of elevated basal extracellular glutamate following prenatal immune activation
Treatment with risperidone and paliperidone prevented elevated extracellular glutamate in prefrontal cortex following prenatal immune activation. This finding adds to a growing literature suggesting that peri-adolescent antipsychotic medication administration following prenatal immune activation prevents emergence of behavioral and pharmacological abnormalities of relevance to schizophrenia. Treatment with clozapine, haloperidol, or fluoxetine prevented emergence of abnormalities in locomotor response to amphetamine, prepulse inhibition of startle and latent inhibition [25], while clozapine [31] and risperidone [30] protected against ventricular enlargement and reduced hippocampal volume. In combination, these studies demonstrate longstanding effects of early pharmacological intervention against measures of clinical relevance to schizophrenia.
The pharmacological target(s) responsible for the effect on basal extracellular glutamate is unknown. Both risperidone and paliperidone exhibit highest affinity binding to serotonin 5-HT2A receptors [34]. Functional interactions between serotonin 5-HT2A and glutamate mGluR2 receptors have been reported [10], providing a plausible mechanism linking 5-HT2A receptor binding to modulation of extracellular glutamate. We have previously suggested that serotonin 5-HT2A antagonism underlies the protective effects of risperidone on amphetamine-stimulated locomotion following neonatal hippocampal lesion [32;33], since protective effects were observed at low risperidone dosages with predominantly serotonin 5-HT2A antagonist effects. Further studies of prenatal immune activation may identify molecular targets underlying the observed effects upon NMDA receptor hypofunction.
Effect of risperidone and paliperidone on MK-801-mediated glutamate release
Peri-adolescent risperidone and paliperidone administration suppress the increase in extracellular glutamate evoked by NMDA blockade, a finding previously observed with clozapine and haloperidol [1;20;21;21]. Two independent mechanisms may combine to exert this effect upon MK-801-mediated glutamate release. It has been suggested that clozapine exerts this effect via serotonin 5HT2A receptor downregulation [1;20]. Because both risperidone and paliperidone exhibit high-affinity serotonin 5HT2A receptor binding, this provides one plausible molecular target for the observed effect. Additionally, because antipsychotic medications with prominent D2 receptor binding and more limited 5HT2A receptor affinity such as haloperidol also protect against MK-801-mediated glutamate elevation [21], an independent mechanism mediating this effect through dopamine D2 receptor blockade has also been suggested. This mechanism may result from the ability of D2 receptor antagonists such as haloperidol to facilitate NMDA receptor activity by an intracellular mechanism, through activation of second messenger signaling pathways in neurons also receiving NMDA receptor-mediated glutamatergic input [5;14;18]. Whether effects of prenatal immune activation and antipsychotic medications on extracellular glutamate result from direct actions on NMDA glutamate receptor subunit expression, or indirect effects mediated via other mechanisms, represents an important unanswered question. Further study will be necessary to elucidate the contribution of each of these independent mechanisms to the observed effect.
Conclusions
We present data suggesting prenatal immune activation provides a useful animal model to elucidate neurodevelopmental mechanisms underlying key features of the NMDA hypofunction model of schizophrenia. These findings add to a growing literature demonstrating prevention of behavioral and pharmacological abnormalities of relevance to schizophrenia through pharmacological intervention during the peri-adolescent period following prenatal immune activation. The presence of glutamatergic abnormalities consistent with NMDA hypofunction suggest the utility of determining if peri-adolescent treatment with glutamatergic interventions improves outcome measures of interest in schizophrenia.
Research Highlights.
Prenatal immune activation blunts MK-801–induced increase in extracellular glutamate
Prefrontal cortex basal glutamate is elevated by prenatal immune activation
Paliperidone treatment normalized PFC glutamate in poly I:C offspring
Palliperidone and risperidone prevent MK-801-induced glutamate increase
Acknowledgements
Supported by the Department of Veterans Affairs Medical Research Service, National Institute of Mental Health (R21MH083192-01), and Ortho McNeil Janssen Scientific Affairs L.L.C.
Footnotes
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