Abstract
Diagnosis of retinal vascular diseases depends on ophthalmoscopic findings that most often occur after severe visual loss (as in vein occlusions) or chronic changes that are irreversible (as in diabetic retinopathy). Despite recent advances, diagnostic imaging currently reveals very little about the vascular function and local oxygen delivery. One potentially useful measure of vascular function is measurement of hemoglobin oxygen content. In this paper, we demonstrate a novel method of accurately, rapidly and easily measuring oxygen saturation within retinal vessels using in vivo imaging spectroscopy. This method uses a commercially available fundus camera coupled to two-dimensional diffracting optics that scatter the incident light onto a focal plane array in a calibrated pattern. Computed tomographic algorithms are used to reconstruct the diffracted spectral patterns into wavelength components of the original image. In this paper the spectral components of oxy- and deoxyhemoglobin are analyzed from the vessels within the image. Up to 76 spectral measurements can be made in only a few milliseconds and used to quantify the oxygen saturation within the retinal vessels over a 10–15 degree field. The method described here can acquire 10-fold more spectral data in much less time than conventional oximetry systems (while utilizing the commonly accepted fundus camera platform). Application of this method to animal models of retinal vascular disease and clinical subjects will provide useful and novel information about retinal vascular disease and physiology.
Introduction
Spectroscopy provides a potentially useful method of probing tissue structure and function in a non-invasive manner and has been applied in many fields including circulatory physiology [1], [2], oncology [3], [4], genomics [5], fluorescence microscopy [6], intravital microscopy [7], [8], environmental science [9], dermatology [10], and ophthalmology [11]. Most spectroscopy methods use filter-wheels (band sequential scanning) which limit temporal resolution, spectral range and confound spatial registration of data if the scene is not static. This is problematic for in vivo imaging since some degree of motion artifact is usually unavoidable. Current methods also have limited signal-to-noise ratios and are particularly susceptible to the confounding effects of pigmentation, optical media and scatter. One active area of imaging spectroscopy has been the study of hemoglobin oxygen saturation which is particularly relevant to the study of retinal vascular disease. Early investigators showed a difference between gross arterial and venous oxygen saturation using photographic emulsions and multiple filter systems [1], [2], [11], [12]–[14]. Subsequently, more sophisticated methods allowed near simultaneous measurements using a few wavelengths (usually between 2–4) to calculate gross oxygen saturation but these methods have not provided additional physiologically meaningful data over the earlier methods [15]–[22]. Most recently, the use of liquid-crystal tunable filters has allowed very rapid band-sequential spectral imaging but this system still requires image registration and up to15 minutes for data acquisition [16], [23]. These limitations have presented challenging problems for dual-wavelength and band-sequential spectral measurements. Nonetheless, in vivo application of these methods in human eyes suggests that, under some physiological and pathological conditions, there may be variations in retinal arteriovenous (AV) oxygen content [24]–[29]. Further study of these fluctuations at a microvascular level has not been reported due to the limited spectral range and signal-to-noise of current instruments.
Hyperspectral imaging is a generic term applied to any form of imaging in which dense sampling of the spectral information is achieved. This methodology has been widely applied in the astronomical and earth sciences but it has been only recently adapted biologically for rapid, high resolution, non-invasive imaging of microvasculature in vivo [26]. In the context of this paper, “hyperspectral” refers to the simultaneous (within 3 msec) acquisition of spectra from 450–700 nm with ∼4 nm spectral resolution using a two dimensional diffraction grating and computed tomographic imaging algorithms [30], [31]. We refer to this system as a “hyperspectral computed tomographic imaging spectrometer” (HCTIS).
In this paper, we implement the HCTIS to measure hemoglobin oxygen gradients within the microvasculature of the retina in vivo. We successfully demonstrate that the HCTIS can provide highly coregistered temporal, spatial and spectral data with sufficient resolution to allow visualization of intravascular oxygen gradients, in more detail than currently available systems. Further characterization of these gradients is likely to improve our understanding of retinal vascular disease and vascular physiology.
Materials and Methods
Animal Surgery and Procedures
All protocols and procedures were approved by the University of Southern California Institutional Animal Care and Use Committee (IACUC approval number 11185) and are in accord with the Association for Research in Vision and Ophthalmology (ARVO) statement on the use of animals in ophthalmic and visual research as well as the Weatherall report. All procedures were performed under anesthesia and every attempt was made to minimize animal suffering. New Zealand pigmented and albino rabbits weighing 3–4 kg were used as an animal model for a number of reasons. First, it is well known that rabbits can tolerate relatively large fluctuations in systemic vitals such as heart rate, respiratory rate and hemoglobin oxygen saturation during anesthesia [32]–[33]. This physiology provides an excellent animal model to calibrate our spectral measurements over a wide range of in vivo hemoglobin oxygen saturation. In addition, the well described anatomy of retinal vessels provides an ideal imaging target in vivo [34]–[38]. Specifically, the largest retinal vessels (100–200 micron diameter) in rabbits lay on top of a non-pigmented nerve fiber layer (Figure 1). In addition, we used both pigmented and albino rabbits in our experiments to assess the potential effects of peripheral tissue pigmentation on our measurements (Table 1). Animals were sedated using standard intramuscular injections of ketamine (50–80 mg/kg) and xylazine (5–10 mg/kg). Pupils were dilated using 2.5% phenylephrine and 0.5% tropicamide ophthalmic solutions. Unless otherwise indicated, animals were sedated only with intramuscular or subcutaneous ketamine and xylazine as above without intubation and ventilation.
Table 1. Comparison of arterial and venous HypSox measurements and arteriovenous (AV) differences from 4 rabbits (2 albino and 2 pigmented).
Table 1 | HypSox | AV Difference | P-Value | |
Artery | Vein | |||
Pigmented Rabbit 1a | 87±9% | 77±12% | 10% | 0.03 |
Pigmented Rabbit 1b | 91±14% | 80±7% | 11% | 0.04 |
Pigmented Rabbit 2 | 86±10% | 90±9% | 4% | 0.14 |
Albino Rabbit 3 | 95±8% | 87±8% | 8% | 0.04 |
Albino Rabbit 4 | 82±6% | 78±4% | 4% | 0.18 |
First two rows (Pigmented Rabbit 1A and 1B) show data from two different parts of the same pigmented rabbit retina demonstrating the reproducibility of the measurement. All other measurements are from different rabbits. Peripheral retinal pigmentation did not significantly affect these measurements. P-values determined using paired, two-tailed, Student T-test.
Hyperspectral Imaging
Imaging was performed through a dilated pupil with a custom-made hyperspectral camera attached to the top port of a standard, commercially available Zeiss FF450 IR fundus camera. The hyperspectral computed tomographic imaging spectrometer (HCTIS) has been previously described [29]. Briefly, the HCTIS captures spatial and spectral information by imaging a scene through a two-dimensional grating which produces multiple spectrally dispersed images of the retina onto a commercially available focal plane array (Retiga 2000R Camera; QImaging Inc, BC, Canada) [29]. The dispersion pattern of spectra on the focal plane array is calibrated in advance with a monochromator. Images are recorded by a digital camera and stored on a computer using standard image acquisition software (QImaging Inc; BC, Canada). The camera acquires approximately 76 spectral bands in approximately 3 msec (standard fundus flash illumination) over the range 450–700 nm [29]. Consequently, hyperspectral images are not blurred by microsaccades and do not need image registration to eliminate motion artifact or pixel misregistration. There are no moving parts in this device and there is no need for spatial or spectral scanning since all the spectra are collected within the duration of a single flash photograph [29]. Therefore all spectra are spatially and temporally coregistered on the focal plane array. Custom made computed tomographic imaging algorithms based on iterative expected-maximization algorithms [30], [31] are used to reconstruct the spectrally dispersed images into a three-dimensional map of spatial (X-Y axis) and spectral (Z-axis) information that can be probed for individual wavelength information. Such a representation is sometimes called a “hyperspectral cube.” For each image, a “zero order” color image that is not dispersed or reconstructed is also captured [29]. This image is the equivalent of a standard fundus photo but dimmer and smaller in size due to the diffraction of light for spectral analysis. This image is provided in the figures for easy reference to the anatomy (Figures 2, 3 and 4). Authors who would like to access the data should feel free to contact the communicating author for data sets of interest. The camera and software are unique prototypes and therefore not commercially available. Authors who are interested in making use of the camera and/or software may feel free to reference the original paper describing the device [29] or contact Reichert Technologies.
Ischemia Reperfusion Model
In order to demonstrate the spectral, spatial and temporal resolution of the HypSox measurements we used an acute ischemia-reperfusion model to generate intravascular gradients (Figure 4 and 5). In these experiments, baseline HypSox measurements were made while the animal was sedated and breathing room air. Subsequently, an intraocular cannula was sutured into the pars plana space and attached to an elevated reservoir of balanced salt solution to increase intraocular pressure (IOP). This manipulation reliably caused an ischemic compartment syndrome of the retina by increasing IOP to approximately systolic blood pressure and preventing any retinal perfusion. IOP was measured using a Tonopen (Reichert Technologies Inc., Buffalo, NY). IOP was elevated (>90 mm Hg) by this method until the smallest retinal vessels were visibly blanched when viewed through the fundus camera and clinically by 20D indirect ophthalmoscopy. Under these circumstances, the largest retinal vessels remained visibly filled with a static column of blood which allowed subsequent HypSox measurements. It is important to note that the intraocular contents were not replaced by the infusion solution since no vitrectomy was performed and no appreciable fluid was lost from the saline reservoir during the entire procedure. In addition, there was no flow of saline solution as demonstrated by the lack of fluid movement in the IV drip chamber. Blood gas measurements (IStat; Abaxis Inc) were obtained from the auricular artery and vein 10–15 minutes after sedation and as needed thereafter. Arterial and venous blood gas measurements were made within 5 minutes of each other. Animals were sacrificed using standard intracardiac or intravenous injection of 120 mg/kg sodium pentobarbitol to induce cardiopulmonary arrest.
Optical Coherence Tomography (OCT)
OCTs were performed on a Heidelberg Spectralis™ SD-OCT (Heidelberg, Germany) using dense raster scan patterns. Individual scans were viewed and edited using the commercially available software from the manufacturer (Figure 1).
Hyperspectral Hemoglobin Oxygen Saturation (HypSox) Measurement
The calculation of hemoglobin-oxygen saturation is based on a modified Lambert-Beer relationship of light reflected from within and adjacent to a vessel as described below. Multiple pixels are used in this measurement to achieve reliable and reproducible measurements. In our calculation of hemoglobin oxygen saturation, the apparent optical density, Dv, of a retinal vessel is calculated by division of the signal intensity from within the vessel by the signal intensity from outside the vessel. The resulting ratio is the apparent transmittance, Tv, of the vessel
Where Φf represents the light reflected by the retina without traversing the vessel, and Φv represents the light that passes through the center of the vessel. Applying the Lambert-Beer law yields an equivalent mathematical expression of optical density that is weighted for the respective hemoglobin species:
where c = cHbO2+cHb (the total concentration of hemoglobin), and s = (cHbO2)/(cHbO2+cHb) or the oxygen saturation. εHbO2 and εHb are the extinction coefficients for oxy- and deoxyhemoglobin respectively [39]. “d” is the width of the blood vessel, and Dv is the optical density. Here, B(λ), represents an undefined and complex term for the multiple sources of light scattering that occur from non-hemoglobin sources (surrounding tissue). Previous investigators have modeled this term using a constant due to limited spectral bandwidth [11], [15], [18], [19], [20]. For the present calculation we will ignore B(λ) and assume the spectral noise is negligible. Quantification of the B(λ) term is described later in the section entitled, “Spectral Noise Analysis.” The current model uses 28 empirically selected wavelengths from the hyperspectral cube to calculate cd and cds by means of a least squares approximation. From the equation for the optical density, we rewrite the equation for the optical density of each wavelength, λi, as
Let x ≡ cds and y ≡ cd - cds. The equation can then be rewritten:
A least-squares approximation can be performed based on 28 wavelengths to find the unknown variables x and y. Subsequently, calculation of oxygen saturation, “s,” (oximetry) is possible. Oximetry calculations were applied to images using an unsupervised vessel masking algorithm and are displayed as pseudocolor images in which red represents 100% saturation and blue colors represent successively more desaturated hemoglobin. Oxygen saturation was calibrated using measurements obtained while rabbits were intubated and ventilated with 100% oxygen or 100% nitrogen as described above. Local oxygen saturation values within a vessel (artery or vein) were obtained by averaging saturation values from 10 separate, non-overlapping vessel segments each measuring 10×10 pixels (one such sample region shown as a small white box in Figure 2b). Comparisons between arterial and venous saturation were made using the average of 10 such non-overlapping measurements in each vessel.
In Vivo Calibration
In order to calibrate the hyperspectral measurements of hemoglobin oxygen saturation (HypSox) in vivo, some animals (n = 4; Figure 2 and 3) were intubated and ventilated with either 100% oxygen gas or 100% nitrogen gas using a Narcomed Ventilator while sedation was maintained with Sevofluorane. Blood pressure, temperature, pulse oximetry, pO2, pCO2, pH, HCO3 and SaO2 were also monitored. In these experiments, HypSox measurements were made from a dilated eye while the animal was ventilated with the indicated gas. Reference blood gas measurements were made from the auricular artery using an IStat ABG kit (Abaxis Inc.) for comparison with HypSox measurements from the retinal vessels at a given blood oxygen saturation. The blood gas measurements agreed well with peripheral pulse oximetry measurements from the paw but only blood gas measurements were used for analysis. During ventilation with 100% oxygen, the arterial blood gas measurement (from the auricular artery) was used as the standard for 100% oxygen saturation because it was most likely to be stable throughout the body circulation (venous circulation would likely reflect differences in local tissue oxygen metabolism which could vary dramatically at different body sites).
Spectral Noise Analysis
As mentioned above, the complete equation describing the optical density of a vessel includes B(λ) which represents an undefined and complex term for the multiple sources of light scattering that occur from non-hemoglobin sources (surrounding tissue). These aberrant reflections and sources of scatter contribute artifactual signals to the measurement of the apparent optical density at any given pixel and are collectively termed “spectral noise.” Although it is not possible to eliminate the spectral noise in our analyses, we are able to quantify the magnitude of the noise for any given pixel based on the difference between the calculated optical density from our least-squares optical density approximation and the measured optical density from the raw images. This empirically quantitates the magnitude of the scattering term, B(λ), and is an estimation of all the sources of spectral noise within the image at each pixel. Unlike previous models, this error term is uniquely calculated for each pixel in each image and likely represents the most accurate estimation of spectral noise. To quantitate the amount of spectral noise in our images we define the spectral noise,▪, as
where Di is the measured optical density from our images, and N is the number of wavelengths measured. Applying we find:
Then, we calculate x and y by solving the system of equations that represents the calculated optical density expected from the model without the scattering term B(λ).
In this model, the spectral noise index (SNI) represents the average difference between the measured optical density values and calculated optical density values (based on the least squares approximation) for 28 wavelengths. In this model the 28 wavelengths were empirically selected within the range commonly used by investigators to study hemoglobin spectra (500–620 nm). Theoretically, if spectral noise did not exist and this difference should be zero. Spectral noise measurements are displayed as separate pseudocolored maps of noise intensity over the image of reference. In general, the spectral noise index was about 5% for most images.
Statistics
The distribution of HypSox measurements was approximately Gaussian in the illustrated cases (Figure 2E, F). Therefore pair-wise comparisons were made using Student T-test (paired, two-tailed parameters). Correlation between peripheral hemoglobin oxygen saturation by arterial blood gas analysis and HypSox was performed using Pearson-Correlation coefficient function on Excel (Microsoft Inc., Seatte, WA). Bland-Altman graphs and Intraclass correlation coefficient (ICC) calculations were performed using SAS 9.13 programming language (SAS Institute, Cary, North Carolina, USA).
Results
In Vivo Calibration of Hyperspectral Hemoglobin Oxygen Saturation (HypSox)
Figure 2 shows representative images and HypSox from rabbit retinal vessels in vivo after 10 minutes of ventilation with 100% oxygen (Figs. 2A,B) or 100% nitrogen (Figs. 2C,D). These conditions were used to calibrate in vivo HypSox measurements with peripheral oxygen saturation measurements obtained from the auricular artery (by blood gas). Ventilation with 100% oxygen resulted in a mean retinal arterial and venous oxygen saturation of 99±10% and 101±4% respectively (Fig. 2B). There was no significant difference between arterial and venous saturation under these conditions (paired, two-tailed, Student T-test, p = 0.66, n = 10). Arterial and venous HypSox measurements were made by averaging 10 measurements from non-overlapping 10×10 pixel regions (see example small white box in Fig. 2B) along the retinal artery and vein segments shown. Similar measurements were made during ventilation with 100% nitrogen gas as systemic arterial blood gas (ABG) SaO2 was allowed to decrease to between 70–80%. HypSox measurements under these conditions show a desaturation of the retinal vessels with a mean arterial oxygen saturation of 73±7% and venous saturation of 74±6%. There was no significant difference between arterial and venous saturation under these conditions (paired, two-tailed, Student T-test, p = 0.68, n = 10). However, the overall decrease in retinal arterial and venous saturation was statistically significant between 100% oxygen ventilation and 100% nitrogen ventilation conditions (retinal arteries 99±10% vs 73±7%; p = 0.00007 and retinal veins 101±4% vs 74±6%; p = 0.000001; paired, two-tailed, Student T-test, n = 10). To determine whether HypSox measurements were physiologically accurate, we correlated these measurements with gold-standard ABG measurements from the peripheral auricular artery. Figure 3 shows the correlation between peripheral ABG based measurements from the auricular artery and HypSox measurements from the retinal artery (R2 = 0.82; n = 4 rabbits). Overall, there was very good correlation between HypSox measurements and peripheral ABG measurements, verifying the accuracy of our spectral measurements and oximetry algorithms.
Demonstration of Intravascular and Arteriovenous (AV) Oxygen Gradients
Figure 4A and 4B show examples of color fundus images and corresponding HypSox measurements from one representative normal retina while the rabbit was sedated and breathing room air. Under this condition, there appears to be gradients of hemoglobin oxygen saturation within individual retinal vessels as demonstrated by the non-uniform pseudocolor maps. These gradients appear largest at the confluence of small (<50 microns diameter) and larger vessels (100–200 microns diameter; arrowheads Fig. 4B and 4J). Average retinal arterial and venous HypSox from four rabbits are summarized in Table 1. The AV difference ranged from 4–11% and was variably significant regardless of the presence of peripheral retinal pigmentation (albino versus pigmented). These measurements in the rabbit are consistent with previous findings of dramatic fluctuations in arterial oxygen saturation with anesthesia [32], [33] and low AV differences in this animal [10].
To independently determine if the low AV difference measured in the retinal vessels was an artifact or possibly a result of anesthesia, we measured AV differences between the auricular artery and vein under similar conditions in 6 additional rabbits. Blood gas measurements from the artery and vein were usually made within 2–3 minutes of each other and always <5 minutes of each other. These measurements demonstrated an average AV Sa02 difference between the auricular artery and vein of 4±1.4% (AV pO2 difference = 4.5±2.1 mm Hg and AV pCO2 difference = 2.2±1.2 mm Hg (n = 6 rabbits)). These low AV differences in the peripheral blood samples support the HypSox findings and suggest that the low AV difference is a systemic condition that is likely a result of anesthesia [32], [33]. Since it is not possible to perform the imaging experiment with the rabbit unsedated, we are not able to determine the true AV difference in the rabbit without anesthesia.
Ischemia-Reperfusion Animal Model
The lack of an AV difference noted above may be partially an artifact of insufficient spectral or spatial resolution in our method. To empirically demonstrate whether the spatial and spectral resolution of the HCTIS was sufficient to resolve intravascular hemoglobin oxygen gradients, we utilized an in vivo ischemia-reperfusion model to carefully generate intravascular oxygen gradients that we could then attempt to measure. In these experiments, the intraocular pressure was artificially raised (>90 mm Hg) by placement of an intraocular canula attached to an elevated saline reservoir. Under these conditions, substantial blanching of the smaller retinal vessels was noted within minutes indicating vascular stasis and ischemia (Fig. 4C). In addition, the hemoglobin remaining in the blood vessels is static and should gradually equilibrate with the surrounding tissue oxygen. Figure 4C and 4D illustrate the results of this experiment. HypSox measurements under ischemic conditions revealed a gradual desaturation of hemoglobin within a few minutes that stabilized after approximately 30 minutes (Figure 4B versus Figure 4D). The intravascular hemoglobin oxygen gradients noted at baseline were substantially reduced after 30 minutes of ischemia suggesting diffusion-limited equilibrium of the oxygen between the blood and surroundings. Notably, there were no visible collateral vessels feeding the larger vessels under these conditions. Return of intraocular pressure to baseline demonstrated a significant gradient of oxygenated hemoglobin flowing into the arteries and veins (Figure 4E–J). Oximetry measurements after 15 minutes of reperfusion revealed that intravascular hemoglobin oxygen gradients returned to baseline (Figure 4B and 4J). Similar results were repeated and confirmed in 5 other rabbits and summarized in Figure 5.
The ischemia-reperfusion experiments in Figure 4 and 5 suggest that there are measurable gradients of hemoglobin oxygen saturation within retinal blood vessels, especially at the confluence of smaller and larger vessels, as well as between vessels. In addition, it suggests that the HCTIS has the capability to resolve these gradients. To further demonstrate that these gradients are physiological in nature and not an artifact of the system or our experimental manipulations, we performed one additional simple experiment. In one additional rabbit, we performed HypSox measurements in the same eye before and after cardiopulmonary arrest. In this case we observed that intravascular and arteriovenous differences in hemoglobin oxygen saturation were substantially attenuated after cardiopulmonary arrest (Figure 6). The presence of measurable variations in hemoglobin oxygen content before and after ischemia and cardiopulmonary arrest strongly suggests that the observed variations in HypSox measurements are largely a reflection of physiological changes in hemoglobin oxygen content among vessels feeding or draining surrounding tissues. In addition, the lack of such gradients in the 100% oxygen breathing state (Figure 2) further suggests that the origin of these gradients is partly physiological.
Spectral Noise Analysis
To quantitatively evaluate the contribution of spectral noise to the HypSox measurements, we performed additional analyses under conditions in which oxygen gradients within and between vessels would be insignificant. Figure 7 illustrates two images from the same scene that were obtained within a one second interval (same rabbit and target scene as in Figure 4D). Under these conditions of ischemia, there was no significant difference between HypSox measurements between the images (see figure legend). In addition, the random variation within each set of HypSox measurements was not significantly different using an F-test for equality of variance (p-value = 0.97 for pairwise comparison of oxygen distributions in panel 7A and 7C). Both of these findings suggests that random spectral noise was not a significant contributor to the observed intravascular gradients demonstrated above. One additional measure of random spectral noise is the variation in camera pixel intensity between any two images. With a significant degree of spectral noise, we would expect to see a substantial variation between the raw intensity of the same pixel for two images of the same scene. This measure would be independent of our algorithms for calculating HypSox. Pixel-to-pixel correlation of spectral intensity between Figure 7A and 7C revealed an excellent correlation with Bland-Altman analysis (Fig. 7E; Intraclass correlation coefficient 0.992) further supporting the lack of large spectral variations due to random spectral noise.
In order to further assess the variability in our HypSox measurements in more a rigorous way, we devised a spectral noise index (SNI) to quantitate the amount of spectral variation from each pixel in our data set. The SNI quantitates the difference between optical density measurements made directly from the raw images and the optical density that is calculated by using the least-squares model described in the Materials and Methods section under “Hyperspectral Hemoglobin Oxygen Saturation Calculation (HypSox).” Therefore, this measure should be zero if there is no scattering or diffraction of light by optical media, erythrocytes, pigmentation etc (i.e. no spectral noise). Since there are multiple sources of spectral noise that are not individually quantifiable in an in vivo system such as ours, the SNI is always a positive number and serves as an approximation of the “B(λ)” error term in our model of optical density. This is an empiric measure of the spectral noise that previous investigators have also quantified in different ways [7], [11], [14], [15], [16]. Unlike previous methods however, the large bandwidth of our hyperspectral device allows us to quantitate this term for every pixel in each image in a wavelength dependent manner without the need for repeated or multiple separate calibrations. Although this is a simple method of quantifying all the sources of spectral noise collectively (rather than attempting to quantify the contribution of spectral noise from every possible source such as pigmentation, media opacity, scatter etc), it is very practical for in vivo measurements since all the possible sources of spectral noise can vary dramatically. SNI measurements are displayed as a separate pseudocolored map of noise intensity for representative images (Figs. 7B and 7D). In general, the SNI was <5% for our images suggesting that the spectral noise contribution to HypSox measurements at any given pixel is about 5% of the displayed value.
Discussion
We demonstrate proof-of-principal application of a rapid, completely non-invasive, and feasible method of hyperspectral tissue analysis. This method provides an excellent spectral, spatial and temporal coregistration in vivo compared to devices that rely on spectral or spatial scanning. This hyperspectral system is mounted on a commercially available fundus camera and demonstrates reliable and reproducible high resolution measurements of hemoglobin oxygen saturation (HypSox) within retinal microvasculature in vivo. Using the hyperspectral data set, we develop and validate spectroscopic measurements of hemoglobin oxygen saturation and a spectral noise index (SNI). These measurements are resolved over a few milliseconds of time (standard flash photography) and within vessels as small as ∼50 microns wide. Using this tool, we show that rabbit retinal vessels can have a very low AV gradient under a range of inspired oxygen concentrations with standard anesthesia (75–100%). This is an important consideration for any investigator who choses the rabbit as a model system and may apply to other systems. We also observe gradients of hemoglobin oxygen saturation within individual vessels that have not been directly demonstrated previously due to limitations in the spectral, spatial and temporal resolution and coregistration. The strong correlation of our HypSox measurements with systemic measurements of oxygen saturation (ABG) shows that our unsupervised algorithms are accurate (Figure 3).
We demonstrate prominent intravascular retinal oxygen gradients that have not been previously reported in vivo. These intravascular gradients may represent physiological fluctuations in moment-to-moment hemoglobin saturation that result from mixing of blood within vessels. Similar findings have been observed during intravital microscopy of mucosal microvasculature in rodents [7], [8]. In some vessel segments, these gradients take on the appearance of laminar patterns consistent with laminar flow in vessels. The presence of these gradients is often coincident with the confluence of small and large vessel segments suggesting that vessels feeding or draining different tissues likely carry hemoglobin with substantially different saturation. The presence of gradients in apparently random locations may correlate with feeding vessels that merge from below the plane of the image and are not visible. Anatomical studies have demonstrated deep penetrating vessels within the thick nerve fiber layer of the rabbit [34]–[38]. The intravascular gradients may be a reflection of variations in local metabolic activity and represent a novel method of studying microvascular oxygen transport completely non-invasively.
We had to consider the possibility that the hemoglobin oxygen gradients may be an artifact of spectral noise from many potential sources including pigmentation, ocular media, blood flow, tissue scatter etc. This is unlikely for a number of reasons. First, within the same animal, these intravascular gradients are largely dampened under conditions of vascular stasis (ischemia), cardiopulmonary arrest or systemic hyperoxygenation (Figure 2,4,5,6). Furthermore, the largest gradients are often seen at the confluence of vessels where large differences in hemoglobin oxygen saturation could naturally occur. All these conditions are known to affect hemoglobin oxygen saturation in a logical and predictable way and our findings support those predictions. Second, pixel-to-pixel correlation of spectral intensity demonstrates an excellent correlation between two images of the same scene (Figure 7). Third, our independent measure of spectral noise (SNI) suggests an average spectral variability on the order of 5% of measured spectral intensity (Figure 7). It is important to keep in mind that our measurements are based on the representation of hemoglobin spectra over a few milliseconds and therefore represent a snapshot of the local oxygen saturation, not an average.
The intravascular gradients we have described may have not been recognized or demonstrated previously for multiple reasons. First, our study is in rabbits and other studies have been performed in different species. The only other study of rabbit retinal oximetry was conducted in 1975 using photographic emulsions and does not have sufficient spatial or spectral resolution to identify such gradients [14]. It is possible that intravascular gradients are specific to rabbit vessels or, at least, more prominent in rabbit retinal vessels. Second, dual-wavelength oximetry, fixed multi-wavelength oximetry, fixed-wavelength laser confocal scanning ophthalmoscopes, or hyperspectral slit-imagers are likely to underestimate such gradients due to limited spectral bandwidth, limited field-of-view and vessel segment averaging. We did not perform vessel segment averaging in our pseudocolored oximetry images. A previous hyperspectral study based on a slit-scanner suggests prominent intravascular oxygen gradients across the width of human retinal arteries and veins using second order polynomial approximation of vascular oxygen content [40]. Similarly, large longitudinal and transmural gradients of oxygen partial pressure have been demonstrated by microelectrode recordings along and within mucosal vessels [41]. Better understanding of these gradients using methods that allow their visualization over a large field is likely to provide more useful information about local tissue metabolism and is applicable to any tissue.
We performed multiple analyses to evaluate the contribution of spectral noise to our data. In vitro reflectance spectroscopy of whole blood and Monte Carlo simulations have suggested that scattered light originating from areas outside the vessel may contaminate vessel oxygen saturation measurements [42]–[44]. Therefore, use of dual-wavelength oximetry has required calibration for vessel size, fundus pigmentation and other unknown factors using linear calibration parameters [11], [15], [18]–[20]. Using our hyperspectral data set, we have adopted a different approach. We have empirically defined the collective spectral noise contribution for each pixel in every image by comparing the difference between the least-squares approximation of vessel optical density and the raw optical density measurements. This spectral noise index represents an average percent error for the reflectance measurements over all wavelengths. Where the error was higher than 5% suggests that wavelength data may be disproportionately confounded due to scatter or other illumination variability. These pixels constituted a very small fraction of all the pixels from a given scene (see Figure 7). In addition, the size and distribution of intravascular hemoglobin oxygen gradients does not uniquely correspond to areas of higher SNI, suggesting no correlation between the two. The validity of our algorithms is also supported by the experimental finding that HypSox measurements in pigmented and albino rabbits were similar and reproducible (Table 1).
In conclusion, hyperspectral computed tomographic imaging spectroscopy can overcome some of the limitations in spectral, spatial and temporal coregistration and resolution that have confounded spectroscopy in vivo. This system can be adopted to any imaging system and relies on standard image acquisition software and CCD cameras. While we have demonstrated proof-of-principal using hemoglobin oxygen saturation, investigators can study any biological target with spectral properties in vivo or in vitro using this method adapted to the appropriate imaging system. The results of our current experiments suggest that application of this method to other vascular tissues may reveal novel patterns of tissue oxygenation and vascular physiology.
Footnotes
Competing Interests: Dr. Gabriel Martin is an employee of Reichert Technologies and is primarily responsible for the algorithms and software used to analyze the animal data. However, Dr. Martin did not play a role in the data analysis other than reviewing the final manuscript as per the guideline of PLoS authorship and submission. Dr. Amir Kashani and Dr. Mark Humayun have a patent application pending relating to the subject of this paper. This does not alter the authors' adherence to all the PLoS ONE policies on sharing data.
Funding: The authors would like to acknowledge funding support from the National Science Foundation (NSF) Engineering Research Center for Biomimetic and Microelectronic Systems at the University of Southern California (NSF EEC-0310723), National Institutes of Health (NIH) Core Biostatistics Module at the Doheny Eye Institute (NIH Core Grant 5P30EY003040-30), the Jean Perkins Foundation and Reichert Technologies. Reichert Technologies has provided some research funding for development of the hardware and software for this project and has a role in the data analysis but not in the conception, design or execution of the experimental methods. The other funders had no role in study design, data collection and data analysis, decision to publish, or preparation of the manuscript.
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