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International Journal of Molecular Sciences logoLink to International Journal of Molecular Sciences
. 2011 Aug 11;12(8):5098–5134. doi: 10.3390/ijms12085098

Alert-QSAR. Implications for Electrophilic Theory of Chemical Carcinogenesis

Mihai V Putz 1,2,*, Cosmin Ionaşcu 2, Ana-Maria Putz 2,3,*, Vasile Ostafe 1,2
PMCID: PMC3179155  PMID: 21954348

Abstract

Given the modeling and predictive abilities of quantitative structure activity relationships (QSARs) for genotoxic carcinogens or mutagens that directly affect DNA, the present research investigates structural alert (SA) intermediate-predicted correlations ASA of electrophilic molecular structures with observed carcinogenic potencies in rats (observed activity, A = Log[1/TD50], i.e., ASA=f(X1SA,X2SA,)). The present method includes calculation of the recently developed residual correlation of the structural alert models, i.e., ARASA=f(AASA,X1SA,X2SA,). We propose a specific electrophilic ligand-receptor mechanism that combines electronegativity with chemical hardness-associated frontier principles, equality of ligand-reagent electronegativities and ligand maximum chemical hardness for highly diverse toxic molecules against specific receptors in rats. The observed carcinogenic activity is influenced by the induced SA-mutagenic intermediate effect, alongside Hansch indices such as hydrophobicity (LogP), polarizability (POL) and total energy (Etot), which account for molecular membrane diffusion, ionic deformation, and stericity, respectively. A possible QSAR mechanistic interpretation of mutagenicity as the first step in genotoxic carcinogenesis development is discussed using the structural alert chemoinformation and in full accordance with the Organization for Economic Co-operation and Development QSAR guidance principles.

Keywords: genotoxic carcinogenesis, structural alerts, OECD principles, residual-QSAR, electronegativity and chemical hardness reactivity principles

1. Introduction

Chemical carcinogenesis became an experimental science in 1918, when Yamagiwa and Lchihawa reproduced coal tar carcinogenicity in rabbit skin [1]. In 1930, Yoshida reported hepato-carcinogenicity of a pure aminoazo dye in rats [2], while in 1938, Hueper et al. induced urinary bladder cancer in dogs using 2-naphthylamine [3]. In the following decades, the carcinogenicity of a number of polycyclic hydrocarbons, and the strong dependence of their activities on structural features, was demonstrated [4].

Thereafter, Miller and Miller suggested that chemical carcinogens are converted in vivo to reactive electrophilic derivates that combine with nucleophilic groups such as nucleic acids and proteins. These conclusions were based on observations that changes in genetic information were caused by reaction with alkylating electrophiles and were the initial event in chemical carcinogenesis. In this framework, then, chemical carcinogens are simply strong electrophilic reactants [5,6].

The benchmark in vitro model of chemical carcinogenicity is a series of genetically-engineered Salmonella typhimurium bacterial strains created by Bruce Ames [7]. John Ashby contributed to the identification and compilation of a list of structural alerts (SAs), which are chemically reactive functional groups that induce mutations and cancer [8]. All of the four basic sets of SAs (generically identified as Ashby SAs, Bailey SAs, Kazius SAs and the Ames test) give similar results for Salmonella mutagenicity and rodent carcinogenicity [9].

Ames (1984) showed that a high percentage of known human carcinogens can be detected as mutagens (around 83%) [7]. Oxygen radicals are the most important class of mutagens contributing to aging and cancer, but they are not detected as mutagens by the standard Salmonella strains used in such assays. Hydroperoxides generated by lipid peroxidation may damage DNA through the generation of hydroxyl radicals, which are also the main agents in radiation damage to DNA.

“Mutagenicity” refers to a substance’s capacity to cause genetic mutations; it is of great public concern because it is closely related to carcinogenicity and, potentially, reproductive toxicity. Mutagenicity can be assessed experimentally with the Ames Salmonella test, which has an estimated reproducibility of 85%. This intrinsic limitation of the in vitro test, along with the need for faster and less expensive predictive alternatives, has led to interest in other assessment methods, such as in silico structure-activity (toxicity) relationship [QSA(T)R] models [10].

In one example, because nitro compounds were observed to induce mutations in the S. typhimurium TA98 strain, QSTR techniques were employed to develop models of nitroarene mutagenicity using a set of 197 nitro-aromatic and heteroaromatic molecules. These models employed QSAR techniques with 2D and 3D descriptors such as electron distribution, spatial disposition, molecular volume, hydrophobicity, steric features, solubility and ionization constants [11].

A recent study by Perez-Garrido et al. (2010) investigating the relationships between various bond types and mutagenicity suggested a correlation between mutagenicity and hydrophobicity and molecular volume. This led to a series of proposed structural alerts for mutagenicity. The reactivity of carbonyl groups in electrophilic addition processes was found to be influenced by the size and electronic effects of the substituents; molecular size was found to increase with the number of hydrogens attached to sp3 carbons, leading to a reduction in mutagenicity; and the presence of a terminal double bond was also correlated with mutagenicity. The models created have a concordance of 86% and correctly classify 95% of mutagenic substances [12].

Investigation of the biological property of carcinogenicity using computational and network interaction studies may help to explain the increasing incidence of cancer. A successful predictive model must be generally valid for compounds with diverse molecular structures, obtain similar results for substances with similar physico-chemical properties and correctly model the relationship between sensitivity and specificity [13].

Recently, CAESAR, a project developing models of chemical properties that affect human health, included prediction of carcinogenicity in its set of goals [14,15]. Recent logical-chemoinformatics studies, using methods such as Counter Propagation Artificial Neural Networks (CP ANN), found that high levels of sensitivity (75%) and specificity (69%) were related to electrotopological states and molecular connectivity [16].

These models provide predictions of biological activity and information about the structures, toxicities and solubilities of all compounds analyzed. Since the European Parliament adopted a legislative proposal for the REACH (registration, evaluation and authorization of chemicals) chemical management system in 2006, in vivo testing has diminished in importance because the similar information can be obtained in silico through quantitative structure-activity relationships (QSARs) [17]. Carcinogens can be separated into two classes based on their mechanisms of action: genotoxic carcinogens directly damage DNA (thus producing mutagenesis as the first step of chemical carcinogenesis) [9,13], while epigenetic carcinogens do not bind covalently to DNA.

A (Q)SAR model, according to Organization of Economic Cooperation and Development (OECD) guidelines, has the following characteristics: a defined endpoint, an unambiguous algorithm, a defined domain of applicability, statistical performance and predictive power, and a mechanistic interpretation [18,19]. In this sense, a valid model will be the simplest and most mechanistically transparent. Good statistical performance is not sufficient for selection of a model; it should be compatible with existing knowledge in the fields of QSAR, chemistry and biology [9]. In construction of the model, if the compounds considered are not sufficiently similar in chemical-biological space or do not have a predefined activity ordering (e.g., a Gaussian distribution), the model will have poor predictive value for smaller datasets. Construction of a QSAR requires experimental data, molecular representation and fitting algorithms. Different QSAR implementations have varying requirements due to resource constraints and legal considerations; any model must therefore be evaluated in the context of its intended use [9].

The present work makes two contributions for advanced residual-QSAR modeling of genotoxic carcinogenesis [20]. First, to gain mechanistic insight into mutagenesis, the influence of explicit reactivity and electrophilic parameters on the derived QSAR models of carcinogenesis was investigated. Second, the residual QSAR method is extended by considering molecular fragment information in structural alerts, which aids in elucidating the electrophilic theory of chemical carcinogenesis.

2. Alert-QSAR Method

It was recently shown [20] that direct and residual correlations should be combined; that is, for a given parameter set and an observed endpoint set, ({Xi}i=1,M¯,A), the direct QSAR can be written as

AM=a0+i=1Mb0iXi (1)

and residual analysis gives

ARAM=a1+b1(AAM) (2)

Here the superscript “M” refers to either the full molecule or the structural parameters for each molecule under study. Equations (1) and (2), with the assumption that the obtained residual-QSAR matches the observed activity,

A=ARAM (3)

provide the “asymptotic residual QSAR”,

ARAM=11b1[a1b1a0b1i=1Mb0iXi] (4)

Because Equation (4) is modulated by the parameters b1 → 1, it is invariantly obtained throughout this procedure regardless of the structural parameters or form of the direct QSAR. While such behavior is common in cancer modeling, it presents conceptual limitations in assessing the model of interest.

The present approach avoids such drawbacks by making use of the properties of the structural alerts. It specifically employs the physico-chemical properties of these alerts to build associated QSARs and residual QSAR counterparts to build a multi-regression model of the molecular mechanism.

The present alert-QSAR algorithm is shown qualitatively in Figure 1. This algorithm provides activity predictions either by considering the full molecular structures or the substructures of the structural alerts.

Figure 1.

Figure 1.

The alert-QSAR method uses structural alerts to assemble a molecular fragment QSAR model that has predictive power similar to that of full molecular modeling.

The algorithm assumes a structure–activity multi-linear correlation problem using the structural alert (SA) parameters and observed endpoint set: ({XiSA}i=1,M¯,A). The associated alert-QSARs corresponding to specific regressions over subsets of the structural parameters may be computed, for instance, for (1 = m1 < … < mi < mi + 1 < … < mj – 1 < mj < … < mM = M):

A(mi,mj)SA=a0(mi,mj)SA+k=mimjb0kSAXkSA (5)

The residuals associated with Equation (5) are

RA(mi,mj)SA=AA(mi,mj)SA (6)

Equations (5) and (6) give the formed residual-alert-QSAR equation

ARA{(mi,mj)}SA=a1{(mi,mj)}SA+mi=1mjmj1=mi+1mkMb1(mi,mj)SARA(mi,mj)SA (7)

Combining this expression with the activity matching condition of Equation (3), here rewritten in actual terms,

A=ARA{(mi,mj)}SA (8)

yields the structural alert residual correlation.

ARA{(mi,mj)}SA=11mi=1mjmj1=mi+1mkMb1(mi,mj)SA[a1{(mi,mj)}SAmi=1mjmj1=mi+1mkMb1(mi,mj)SA(a0(mi,mj)SA+k=mimjb0kSAXkSA)] (9)

Equation (9) improves upon Equation (4) by using structural alert information instead of molecular information, avoiding singularities in the denominator, i.e.,

1mi=1mjmj1=mi+1mkMb1(mi,mj)SA (10)

This gives a residual-alert QSAR, a self-consistent correlation equation for the observed activity based on structural alert-predicted activities and residuals thereof. The method is next illustrated by reanalyzing previous toxicological carcinogenic series and studies [20].

3. Results on Genotoxic Carcinogenesis

This study targeted carcinogenic activity in rats (Rattus norvegicus), as measured by TD50 values (in mg/kg body wt/day) derived from the Carcinogenic Potency Database (CPD) [16]. Activity is expressed here as a function of the TD50 values, A = Log(1/TD50). The working series of molecules, were chosen to have a high diversity molecular structure and fulfilling the Topliss-Costello rule [21] according to which their cardinal should be at least 5-times larger the number of structural descriptors used. They are separately shown in Tables 1 and 2, as calibration/trial/trainin sets using Gaussian screening and as test set using quasi-Gaussian distribution screening (Figure 2), respectively. The parameters recommended by Hansch [22] (hydrophobicity, polarizability and total energy) and special reactivity indices (electronegativity and chemical hardness), all computed using the semiempirical PM3 method, were used for both full molecules and structural alerts for the molecules found in Tables 1 and 2.

Table 1.

Molecules from the Gaussian training set (Figure 2) and corresponding rat TD50 toxicities (in mg/kg body wt/day) [16] and activities A = Log(1/TD50) using semi-empirical PM3-computed (Hyperchem [30]) structural parameters: hydrophobicity (LogP), polarizability (POL) [Ǻ3], total optimized energy (Etot) [kcal/mol], electronegativity (χ = −0.5(ɛLUMO + ɛHOMO)) [eV], and chemical hardness (η = 0.5(ɛLUMO – ɛHOMO)) [eV].

No. Full Molecule:
Chemical Structure
Full Molecule:
Name
Formula
(CASRN)
Toxicity:
TD50
Activity:
A = Log[1/TD50]
Structural Alert (SA) LogP:
Full Molecules
Structural Alert
POL [Ǻ3]:
Full Molecules
Structural Alert
Etot [kcal/mol]:
Full Molecules
Structural Alert
χ[eV]:
Full Molecules
Structural Alert
η[eV]:
Full Molecules
Structural Alert
1. graphic file with name ijms-12-05098i1.jpg 3,3′-Dimethoxy-4,4′-biphenylene diisocyanate
(3,3′-Dimethoxybenzidine-4,4′-diisocyanate)
C16H12N2O4
(91-93-0)
1630
2.79
graphic file with name ijms-12-05098i2.jpg 2.07
−0.46
30.03
3.27
−82478.58594
−13584.68848
4.74077805
5.0497393
3.85074395
5.54064075
2. graphic file with name ijms-12-05098i3.jpg Chrysazin (Danthron)
C14H8O4
(117-10-2)
245
3.61
graphic file with name ijms-12-05098i4.jpg 1.87
1.52
24.44
10.8
−68162.28125
−31325.97266
5.4079765
6.3137325
3.9369375
4.6074975
3. graphic file with name ijms-12-05098i5.jpg Acetaldehyde
C2H4O
(75-07-0)
153
3.82
graphic file with name ijms-12-05098i6.jpg −0.58
+0.58
4.53
4.53
−13662.00781
−13662.00781
4.94880425
4.94880425
5.75505575
5.75505575
4. graphic file with name ijms-12-05098i7.jpg Allyl isothiocyanate
C4H5NS
(57-06-7)
96
4.02
graphic file with name ijms-12-05098i8.jpg 1.17
0.19
11.74
6.43
−20700.27344
−11094.80273
4.9388987
5.032356
4.2117593
4.346452
5. graphic file with name ijms-12-05098i9.jpg Isobutyl nitrite
C4H9NO2
(542-56-3)
54.1
4.27
graphic file with name ijms-12-05098i10.jpg 1.63
0.38
9.96
2.62
−31363
−17580.39258
5.294418075
5.4457523
5.263031925
5.3349777
6. graphic file with name ijms-12-05098i11.jpg Urethane
C3H7NO2
(51-79-6)
41.3
4.38
graphic file with name ijms-12-05098i12.jpg −0.06
−0.44
8.35
4.68
−27989.58203
−21103.80273
4.573154
4.474373
5.741656
5.576267
7. graphic file with name ijms-12-05098i13.jpg Ethylene oxide
C2H4O
(75-21-8)
21.3
4.67
graphic file with name ijms-12-05098i14.jpg −0.16
−0.16
4.31
4.31
−13626.54297
−13626.54297
4.4747555
4.4747555
6.8617045
6.8617045
8. graphic file with name ijms-12-05098i15.jpg Hexa(hydroxymethyl)mela mine
C9H18N6O6
(531-18-0)
10.2
4.99
graphic file with name ijms-12-05098i16.jpg 1.96
0.08
27.19
5.08
−108827.09
−14382.44336
4.05956015
3.782247
4.50969485
7.116263
9. graphic file with name ijms-12-05098i17.jpg 1,2-Dichloroethane
C2H4Cl2
(107-06-2)
8.04
5.09
graphic file with name ijms-12-05098i18.jpg 1.59
1.22
8.3
6.37
−21506.41406
−14559.67578
5.0714835
4.586889
5.6050665
5.823301
10. graphic file with name ijms-12-05098i19.jpg Tris(2,3-dibromopropyl) phosphate
C9H15Br6O4P
(126-72-7)
3.83
5.42
graphic file with name ijms-12-05098i20.jpg 5.37
3.73
35.91
25.15
−108827.09
−82903.73
5.6512295
5.3925243
4.5231705
4.63098575
11. graphic file with name ijms-12-05098i21.jpg Beta-Propiolactone
C3H4O2
(57-57-8)
1.46
5.84
graphic file with name ijms-12-05098i22.jpg −0.25
−0.25
6.23
6.23
−23148.73047
−23148.73047
5.2018966
5.2018966
6.0842834
6.0842834
12. graphic file with name ijms-12-05098i23.jpg Chlorambucil
C14H19Cl2NO2
(305-03-3)
0.896
6.048
graphic file with name ijms-12-05098i24.jpg 4.14
1.2
31.04
13.32
−76933.42969
−32495.47656
4.350258535
4.4258064
4.405313465
5.31470165
13. graphic file with name ijms-12-05098i25.jpg Azaserine
C5H7N3O4
(115-02-6)
0.793
6.10
graphic file with name ijms-12-05098i26.jpg −1.03
−0.04
14.25
4.11
−54439.625
−10877.61426
5.2656847
4.431137
4.7215543
4.794258
14. graphic file with name ijms-12-05098i27.jpg Dacarbazine
C6H10N6O
(4342-03-4)
0.71
6.15
graphic file with name ijms-12-05098i28.jpg −0.92
0.48
17.95
4.18
−49126.58594
−12249.66113
4.9880568
4.2572947
4.1820822
5.06465235
15. graphic file with name ijms-12-05098i29.jpg Thiotepa (Tris(aziridinyl)-phosphine sulfide)
C6H12N3PS
(52-24-4)
0.164
6.789
graphic file with name ijms-12-05098i30.jpg 0.54
−0.38
17.63
5.02
−38905.46484
10956.04395
5.2831755
3.5910075
3.8071835
6.3290665
16. graphic file with name ijms-12-05098i31.jpg Aflatoxin-B1
C17H12O6
(1162-65-8)
0.0032
8.49
graphic file with name ijms-12-05098i32.jpg 0.99
1.82
29.86
15.7
−91307.82331
−40247.55469
5.3273625
5.2410253
3.9567405
4.2472247
17. graphic file with name ijms-12-05098i33.jpg 2,3,7,8-Tetrachlorodibenzo-p-dioxin
C12H4Cl4O2
(1746-01-6)
0.0000457
10.34
graphic file with name ijms-12-05098i34.jpg 4.93
4.93
28.31
28.31
−76933.75
−76933.75
4.7914412
4.7914412
4.0075488
4.0075488
18. graphic file with name ijms-12-05098i35.jpg Aflatoxicol
C17H14O6
(29611-03-8)
0.00247
8.61
graphic file with name ijms-12-05098i36.jpg 0.46
1.82
30.41
15.7
−91979.58594
−40247.55469
5.140259
5.2410253
3.945276
4.2472247
19. graphic file with name ijms-12-05098i37.jpg 1-(2-Hydroxyethyl)-1-nitrosourea
C3H7N3O3
(13743-07-2)
0.244
6.61
graphic file with name ijms-12-05098i38.jpg −0.95
0.37
10.92
2.55
−42184.19141
−14202.18945
5.42904375
5.8565512
5.08170625
6.2971588
20. graphic file with name ijms-12-05098i39.jpg N'-Nitrosonornicotine-1-N-oxide
C9H11N3O2
(78246-24-9)
0.876
6.06
graphic file with name ijms-12-05098i40.jpg 0.25
0.12
19.48
10.35
−53174.95313
−25900.39453
5.04527
4.9295405
4.273811
4.3386305
21. graphic file with name ijms-12-05098i41.jpg Benzo(a)pyrene
C20H12
(50-32-8)
0.956
6.02
graphic file with name ijms-12-05098i42.jpg 5.37
5.37
36.04
36.04
−58881.02734
−58881.02734
4.631374
4.631374
3.410258
3.410258
22. graphic file with name ijms-12-05098i43.jpg 2-Acetylaminofluorene
C15H13NO
(53-96-3)
1.22
5.91
graphic file with name ijms-12-05098i44.jpg 2.61
2.61
26.26
26.26
−56110.60547
−56110.60547
4.38615285
4.38615285
4.02819215
4.02819215
23. graphic file with name ijms-12-05098i45.jpg 1,2-Dibromoethane
C2H4Br2
(106-93-4)
1.52
5.82
graphic file with name ijms-12-05098i46.jpg 1.71
1.29
9.7
7.07
−28203.0625
−15407.94336
6.1527065
5.5320367
5.0695035
5.37857335
24. graphic file with name ijms-12-05098i47.jpg Michler's ketone
C17H20N2O
(90-94-8)
5.64
5.25
graphic file with name ijms-12-05098i48.jpg 3.8
2.31
19.85
15.46
−67801.28125
29500.11719
4.3453716
3.6634669
4.1924714
4.2943161
25. graphic file with name ijms-12-05098i49.jpg Ethylene thiourea (ETU)
C3H6N2S
(96-45-7)
8.13
5.09
graphic file with name ijms-12-05098i50.jpg 0.33
0.33
11.45
11.45
−22095.42578
−22095.42578
4.40057075
4.40057075
4.20081425
4.20081425
26. graphic file with name ijms-12-05098i51.jpg Thioacetamide
C2H5NS
(62-55-5)
11.5
4.94
graphic file with name ijms-12-05098i52.jpg −0.21
−0.42
9.04
7.21
−15263.96289
−11813.05762
4.72959049
4.7550568
3.99513951
4.0219202
27. graphic file with name ijms-12-05098i53.jpg o-Nitroanisole
C7H7NO3
(91-23-6)
15.6
4.81
graphic file with name ijms-12-05098i54.jpg −0.18
0.07
14.75
12.28
−45613.03906
−35381.23828
5.5631575
5.8686355
4.3657605
4.7339745
28. graphic file with name ijms-12-05098i55.jpg 2-Aminodipyrido[1,2-a:3`,2`-d]imidazole (Glu-P-2)
C10H8N4
(67730-10-3)
42.3
4.37
graphic file with name ijms-12-05098i56.jpg 2.35
2.9
20.73
19.38
−45103.06641
−40998.30859
4.5267029
4.7452532
3.7506371
3.87575785
29. graphic file with name ijms-12-05098i57.jpg Dichlorodiphenyltrichloroet hane (DDT)
C14H9Cl5
(50-29-3)
84.7
4.07
graphic file with name ijms-12-05098i58.jpg 6.39
4.92
33.4
25.23
−77956.60156
−52871.28516
4.95182645
5.0230205
4.50488155
3.2895935
30. graphic file with name ijms-12-05098i59.jpg p-Cresidine
C8H11NO
(120-71-8)
98
4.01
graphic file with name ijms-12-05098i60.jpg 1.48
1.26
16.09
11.79
−36280.75391
−22612.99212
3.9300665
3.7259962
4.3473585
4.3413348
31. graphic file with name ijms-12-05098i61.jpg Ethyl 2-(4-chlorophenoxy)-2-methylpropionate (Clofibrate)
C12H15Cl O3
(637-07-0)
169
3.77
graphic file with name ijms-12-05098i62.jpg 2.97
2.56
24.73
12.36
−65740.6875
−25464.87109
4.49111609
4.6624658
4.53578491
4.72527225
32. graphic file with name ijms-12-05098i63.jpg Vinyl acetate
C4H6O2
(108-05-4)
341
3.47
graphic file with name ijms-12-05098i64.jpg −0.01
1.28
8.65
3.98
−26598.12305
−12920.42871
4.6849081
4.5472153
5.2657279
4.91445575
33. graphic file with name ijms-12-05098i65.jpg Salicylazosulfapyridine
C18H14N4O5S
(599-79-1)
1590
2.799
graphic file with name ijms-12-05098i66.jpg 4.54
4.35
36.79
22.15
−107222.1719
−43772.44922
5.209331
5.0515378
3.898064
4.2222632

Table 2.

Molecules from the quasi-Gaussian test set (Figure 2), withthe activities and structural parameters as in Table 1.

No. Full Molecule:
Chemical Structure
Full Molecule:
Name
Formula
(CASRN)
Toxicity:
TD50
Activity:
A = Log[1/TD50]
Structural Alert (SA) LogP:
Full Molecules
Structural Alert
POL [Ǻ3]:
Full Molecules
Structural Alert
Etot [kcal/mol]:
Full Molecules
Structural Alert
χ[eV]:
Full Molecules
Structural Alert
η[eV]:
Full Molecules
Structural Alert
34. graphic file with name ijms-12-05098i67.jpg Phenacetin
C10H13NO2
(62-44-2)
1250
2.90
graphic file with name ijms-12-05098i68.jpg 0.99
−0.03
19.85
15.73
−49230.08203
−36279.96484
4.063315
4.1985829
4.307675
4.3648181
35. graphic file with name ijms-12-05098i69.jpg Dimethylvinyl chloride (DMVC)
C4H7Cl
(513-37-1)
31.8
4.498
graphic file with name ijms-12-05098i70.jpg 1.51
0.45
9.85
4.05
−20725.60325
−13014.37793
4.32596855
5.6212095
4.98083445
4.2918295
36. graphic file with name ijms-12-05098i71.jpg Sulfallate
C8H14ClNS2
(95-06-7)
26.1
4.58
graphic file with name ijms-12-05098i72.jpg 2.73
0.62
24.79
10.21
−46435.69922
−16106.21777
4.8447835
5.093712
3.8753115
3.905288
37. graphic file with name ijms-12-05098i73.jpg beta-Butyrolactone
C4H6O2
(3068-88-0)
13.8
4.86
graphic file with name ijms-12-05098i74.jpg 0.17
−0.25
8.06
6.23
−26599.55273
−23148.73047
5.1344426
5.2020294
6.0826774
6.0841706
38. graphic file with name ijms-12-05098i75.jpg Vinyl Chloride
C2H3Cl
(75-01-4)
6.11
5.21
graphic file with name ijms-12-05098i76.jpg 1.01
1.01
6.18
6.18
−13820.70898
−13820.70898
4.56666095
4.56666095
5.27117005
5.27117005
39. graphic file with name ijms-12-05098i77.jpg Acrylamide
C3H5NO
(79-06-1)
3.75
5.43
graphic file with name ijms-12-05098i78.jpg −0.28
0.17
7.52
6.17
−20478.92578
−16372.65625
4.77457395
5.4404992
4.91861805
5.25305085
40. graphic file with name ijms-12-05098i79.jpg Mirex
C10Cl12
(2385-85-5)
1.77
5.75
graphic file with name ijms-12-05098i80.jpg 6.41
6.41
38.39
38.39
−114919.4688
−114919.4688
5.27780275
5.2778028
5.22349725
5.22349725
41. graphic file with name ijms-12-05098i81.jpg Dimethylnitramine
C2H6N2O2
(4164-28-7)
0.547
6.26
graphic file with name ijms-12-05098i82.jpg 0.97
1.32
7.64
3.18
−28551.91406
−20856.80078
5.288693895
7.5671675
5.374516105
4.9321725
42. graphic file with name ijms-12-05098i83.jpg N-Nitrosodimethylami ne
C2H6N2O
(62-75-9)
0.0959
7.02
graphic file with name ijms-12-05098i84.jpg 0.01
0.37
7.01
2.55
−21802.08203
−14202.18945
4.6046239
5.8565512
5.1639551
6.2971588
43. graphic file with name ijms-12-05098i85.jpg N-Methyl-N`-nitro-N-nitrosoguanidine (1-Methyl-3-nitro-1-nitroso-guanidine)
C2H5N5O3
(70-25-7)
0.803
6.1
graphic file with name ijms-12-05098i86.jpg 1.5
0.84
11.13
3.97
−46112.81641
−21661.2832
5.475207
5.8694368
4.654173
5.785463245
44. graphic file with name ijms-12-05098i87.jpg 1-Phenyl-3,3-dimethyltriazene
C8H11N3
(7227-91-0)
2.31
5.64
graphic file with name ijms-12-05098i88.jpg 2.53
0.48
17.51
4.18
−36944.65625
−12249.66113
4.65555575
4.2572947
4.28693125
5.06465235
45. graphic file with name ijms-12-05098i89.jpg Hydrazobenzene
C12H12N2
(122-66-7)
5.59
5.25
graphic file with name ijms-12-05098i90.jpg 3.4
−0.65
22.8
2.83
−44481.07422
−8164.909668
3.65518885
4.5593574
3.99645815
5.0568536
46. graphic file with name ijms-12-05098i91.jpg 1'-Acetoxysafrole
C12H12O4
(34627-78-6)
25
4.6
graphic file with name ijms-12-05098i92.jpg −0.11
1.28
22.47
3.98
−64108.48047
−12920.42871
4.516422835
4.5472153
4.517086165
4.91445575
47. graphic file with name ijms-12-05098i93.jpg o-Nitrosotoluene
C7H7NO
(611-23-4)
50.7
4.29
graphic file with name ijms-12-05098i94.jpg 2.29
1.82
13.48
11.65
−32074.53516
−28624.52734
5.20234765
5.2781928
4.40152935
4.43740625
48. graphic file with name ijms-12-05098i95.jpg p-Nitrosodiphenyl amine
C12H10N2O
(156-10-5)
201
3.7
graphic file with name ijms-12-05098i96.jpg 3.07
1.82
22.66
11.65
−50526.36328
−28624.52734
4.57337225
5.2781928
3.74357475
4.43740625
49. graphic file with name ijms-12-05098i97.jpg 1,4-Dichlorobenzene (p-dichlorobenzene)
C6H4Cl2
(106-46-7)
644
3.19
graphic file with name ijms-12-05098i98.jpg 3.08
3.08
14.29
14.29
−32415.54297
−32415.54297
4.73892295
4.73892295
4.49613405
4.49613405

Figure 2.

Figure 2.

Graphical representation of the working activities for molecules in Tables 1 and 2, classified under the “Gaussian” and “quasi-Gaussian” series for the training and testing QSARs, respectively.

However, as noted by Hansch, “there is no substitute for extensive experience…in physical organic chemistry and QSAR” [22]. Highly diverse molecular groups were employed in assessing the observed genotoxic carcinogenesis/mutagenicity. Several particular choices or “degrees of freedom” can be considered in to bring the analysis in line with the traditional QSAR dogma of “congeneric molecules”.

  • Physicochemical parameters: meaningful physicochemical parameters as hydrophobicity, polarizability, total energy, electronegativity, and chemical hardness should be considered in order to better interpret the derived models in terms of molecular mechanisms.

  • Universal hydrophobicity: when a full molecule is identical to its structural alert, the sign of the structural alert may be flipped relative to that of the molecule for the action-reaction solubility characteristics. For instance, this can be applied to the LogP of the reagent because it is the logarithm (base 10) of the partition coefficient (P), the ratio of the compound’s organic (oil)-to-aqueous phase concentrations. Therefore, the opposite and equal values of the molecule and its identical structural alert induce a kind of “universality” in the solvation ability of the concerned toxicant. This approach may be applied to molecules with a recognized high toxicological or carcinogenic potential, and should not be overestimated in the molecular series employed. For the present trial series (Table 1), this approach was employed for molecule no. 3, acetaldehyde (ethanal, C2H4O). Such an approach is justified, because this compound’s average global production is about 106 tons/year [23]; it is a common electrophile in organic synthesis [24] (in agreement with Miller’s electrophilic theory [5,6] of genotoxic carcinogenesis: “there is sufficient evidence for the carcinogenicity of acetaldehyde (the major metabolite of ethanol) in experimental animals”) [25]; it is a probable carcinogen in humans [26], but occurs naturally in coffee, bread and ripe fruit, and is produced by plants as part of their normal metabolism; and it can be spread through air, water, land or groundwater pathways and can be absorbed through inhalation, smoking or consumption [27].

  • Equal steric properties: molecules with similar carcinogenic properties may be considered to have equal optimized stericities, i.e., total energies, when their true values are in the same domains. Thus, non-carcinogenic molecules may be considered to be similar in some of their physicochemical properties, including stericity (in this case, associated with total energy). For instance, in the trial series of compounds (Table 1) molecules 8 and 10, have energies of −94064.03906 [eV] and −108827.09 [eV], respectively (as calculated with PM3 and geometry optimization). These can be considered to have the same stericities in intra-cellular binding, due to their similar energies, similar activities in rats (as given by the CPD) [28], close positions in the Gaussian graph (Figure 2) and their identical carcinogenic characteristics [29] such as damage factors, disease-specific factors, and the same uncertainty factor for the combined damage and effect factors. Consequently, the common value was set from the more carcinogenic molecule (10). However, as is the case with the above “universal hydrophobicity” adjustment, the equal stericity principle should be applied with caution (as a rule, it should be applied to less than 10% of the molecules in a series) and only to mark non-congeneric series of molecules with similarity physicochemical properties.

The direct and residual-QSARs as applied to the full molecules and structural alerts shown in Tables 1 and 2 were applied as follows:

Step I: Structural alert QSARs for the trial compounds of Table 1 gave the structural alert activities ASA shown in Table 3. Full molecular QSARs for the trial molecules of Table 1 are reported in Table 4 as “M” computed/predicted models. Combined QSAR predictions based on the molecular descriptors from Table 1 and the structural alert activities of Table 3 are reported in Table 4 as “M∧SA”; these results showcase how consideration of the structural alerts allows systematic improvement of the predictions over the molecular indicators. Note that the structural alert parameters may be combined with the molecular ones only at the level of full molecules; in this way, full molecular parameters are combined with predicted activity at the molecular level as provided by structural alerts modeling.

Table 3.

QSAR models for the activities of the trial molecules with the physicochemical parameters of the SAs in Table 1.

Variable QSAR Model Pred. Activity R
χSA 5.62 − 0.07χSA AχSA 0.026
ηSA 6.016 − 0.149ηSA AηSA 0.086
POLSA 4.677 + 0.05POLSA APOLSA 0.27
LogPSA 5.066 + 0.159LogPSA ALogPSA 0.16
EtotSA 4.402 − 0.00031 EtotSA AEtotSA 0.35

χSA, ηSA 6.51 − 0.09χSA − 0.156ηSA Aχ,ηSA 0.093
χSA, POLSA 5.1 − 0.08χSA + 0.5POLSA Aχ,POLSA 0.27
χSA, LogPSA 5.54 − 0.1χSA + 0.16LogPSA Aχ,LogPSA 0.16
χSA, EtotSA 5.58 − 0.255χSA − 0.000032 EtotSA Aχ,EtotSA 0.371
ηSA, POLSA 2.43 + 0.38ηSA + 0.08POLSA Aη,POLSA 0.316
ηSA, LogPSA 4.75 + 0.05ηSA + 0.179LogPSA Aη,LogPSA 0.167
ηSA, EtotSA 2.6 + 0.314ηSA − 0.00004 EtotSA Aη,EtotSA 0.38
POLSA, LogPSA 4.36 + 0.12POLSA − 0.44LogPSA APOL,LogPSA 0.337
POLSA, EtotSA 4.38 − 0.0625POLSA − 0.00005 EtotSA APOL.EtotSA 0.382
EtotSA, LogPSA 4.09 − 0.412LogPSA − 0.00006 EtotSA AEtot,LogPSA 0.4305

χSA, ηSA, POLSA 2.62 − 0.035χSA + 0.382ηSA + 0.08POLSA Aχ,η,POLSA 0.31
χSA, ηSA, LogPSA 5.25 − 0.095χSA + 0.049ηSA + 0.179LogPSA Aχ,η,LogPSA 0.17
χSA, ηSA, EtotSA 3.78 − 0.254χSA + 0.3141ηSA − 0.00004 EtotSA Aχ,η,EtotSA 0.399
χSA, POLSA, LogPSA 4.52 − 0.0325χSA + 0.12POLSA − 0.439LogPSA Aχ,POL,LogPSA 0.337
χSA, POLSA, EtotSA 6.46 − 0.45χSA − 0.092POLSA − 0.0007 EtotSA Aχ,POL,EtotSA 0.4141
χSA, LogPSA, EtotSA 5.75 − 0.36χSA − 0.45LogPSA − 0.00006 EtotSA Aχ,LogP,EtotSA 0.451
ηSA, POLSA, LogPSA 2.05 + 0.39ηSA + 0.16POLSA − 0.449LogPSA Aη,POL,LogPSA 0.373
ηSA, POLSA, EtotSA 3.09 + 0.22ηSA − 0.034POLSA − 0.00005 EtotSA Aη,POL,EtotSA 0.392
ηSA, LogPSA, EtotSA 3.23 + 0.156ηSA − 0.368LogPSA − 0.0006 EtotSA Aη,LogP,EtotSA 0.436
POLSA, LogPSA, EtotSA 4.07 + 0.015POLSA − 0.45LogPSA − 0.000057 EtotSA APOL,LogP,EtotSA 0.4312

Table 4.

Multi-linear QSAR models for the trial molecular activities with the full molecular (M) physicochemical parameters of Table 1 and the corresponding activities of the structural alerts (ASA or ASA) from Table 3.

Variable QSAR Model Pred. Activity R
χM 2.18 + 0.63χM AχM 0.187
χM, AχSA − 65.66 + 12.1 AχSA + 1.41χM AχMASA 0.295
ηM 7.13 − 0.405 ηM AηM 0.192
ηM, AηSA 11.38 − 0731 AηSA − 0.49 ηM AηMASA 0.198
POLM 4.71 + 0.029POLM APOLM 0.18
POLM, APOLSA − 0.438 + 1.1 APOLSA − 0.006POLM APOLMASA 0.275
LogPM 5.29 − 0.0007LogPM APOLM 0.009
LogPM, ALogPSA − 13.64 + 3.71 ALogPSA − 0.421LogPM APOLMASA 0.325
EtotM 4.67 − 0.00001 ETOTM AEtotM 0.203
EtotM, AEtotSA − 0.05 + 1.01 AEtotSA + 0.000001 EtotM AEtotMASA 0.358

χM, ηM 3.92 + 0.68χM − 0.43ηM Aχ,ηM 0.278
χM, ηM, Aχ,ηSA 0.015 + 0.73χM − 0.35ηM + 0.62 Aχ,ηSA Aχ,ηMASA 0.28
χM, POLM 1.36 + 0.67χM + 0.031POLM Aχ,POLM 0.27
χM, POLM, Aχ,POLSA − 6.009 + 0.86χM − 0.012POLM + 1.38 Aχ,POLSA Aχ,POLMASA 0.373
χM, LogPM 2.12 + 0.639χM + 0.013LogPM Aχ,LogPM 0.188
χM, LogPM, Aχ,LogPSA − 19.46 + 0.81χM − 0.44LogPM + 4.05 Aχ,LogPSA Aχ,LogPMASA 0.409
χM, EtotM 1.64 + 0.62χM − 0.00001 EtotM Aχ,EtotM 0.27
χM, EtotM, Aχ,EtotSA − 4.81 + 0.83χM + 0.00003 EtotM + 1.16 Aχ,EtotSA Aχ,EtotMASA 0.443
ηM, POLM 6.18 − 0.264ηM + 0.015POLM Aη,POLM 0.204
ηM, POLM, Aη,POLSA 1.47 − 0.64ηM − 0.05POLM + 1.48 Aη,POLSA Aη,POLMASA 0.378
ηM, LogPM 7.66 − 0.49ηM − 0.08LogPM Aη,LogPM 0.213
ηM, LogPM, Aη,LogPSA −12.17 − 0.52ηM − 0.531LogPM + 3.919 Aη,LogPSA Aη,LogPMASA 0.403
ηM, EtotM 5.993 − 0.24ηM − 0.000008 EtotM Aη,EtotM 0.226
ηM, EtotM, Aη,EtotSA 1.585 − 0.442ηM + 0.00001 EtotM + 1.182 Aη,EtotSA Aη,EtotMASA 0.426
POLM, LogPM 4.339 + 0.72POLM − 0.279LogPM APOL,LogPM 0.29
POLM, LogPM, APOL,LogPSA − 0.81 + 0.04POLM − 0.31LogPM + 1.08 APOL,LogPSA APOL,LogPMASA 0.422
POLM, EtotM 4.67 − 0.00097POLM − 0.00001 EtotM APOL,EtotM 0.203
POLM, EtotM, APOL,EtotSA − 0.299 − 0.0304POLM − 0.00008 EtotM + 1.091 APOL,EtotSA APOL,EtotMASA 0.3907
EtotM, LogPM 4.578 − 0.162LogPM − 0.000018 EtotM AEtot,LogPM 0.26
EtotM, LogPM, AEtot,LogPSA − 0.603 − 0.2337LogPM − 0.00009 EtotM + 1.093 AEtot,LogPSA AEtot,LogPMASA 0.488

χM, ηM, POLM 2.89 + 0.686χM − 0.28ηM + 0.016POLM Aχ,η,POLM 0.288
χM, ηM, POLM, Aχ,η,POLSA − 3.19 + 0.86χM − 0.696ηM − 0.06POLM + 1.62 Aχ,η,POLSA Aχ,η,POLMASA 0.452
χM, ηM, LogPM 4.458 + 0.65χM − 0.5ηM − 0.06LogPM Aχ,η,LogPM 0.287
χM, ηM, LogPM, Aχ,η,LogPSA − 16.899 + 0.794χM − 0.49ηM − 0.52LogPM + 4.054 Aχ,η,LogPSA Aχ,η,LogPMASA 0.462
χM, ηM, EtotM 3.016 + 0.65χM − 0.293ηM − 0.00007 EtotM Aχ,η,EtotM 0.298
χM, ηM, EtotM, Aχ,η,EtotSA − 2.689 + 0.841χM − 0.473ηM + 0.00001 EtotM + 1.256 Aχ,η,EtotSA Aχ,η,EtotMASA 0.497
χM, POLM, LogPM 1.481 + 0.58 χM + 0.07POLM − 0.2512LogPM Aχ,POL,LogPM 0.338
χM, POLM, LogPM, Aχ,POL,LogPSA − 5.593 + 0.81χM + 0.037POLM − 0.281LogPM + 1.254 Aχ,POL,LogPSA Aχ,POL,LogPMASA 0.483
χM, POLM, EtotM 1.503 + 0.64χM + 0.012POLM − 0.000007 EtotM Aχ,POL,EtotM 0.276
χM, POLM, EtotM, Aχ,POL,EtotSA − 4.009 + 0.725χM −0.008POLM + 0.00001 EtotM + 1.123 Aχ,POL,EtotSA Aχ,POL,EtotMASA 0.469
χM, LogPM, EtotM 1.961 + 0.538χM − 0.134LogPM − 0.000017 EtotM Aχ,LogP,EtotM 0.304
χM, LogPM, EtotM, Aχ,LogP,EtotSA − 4.251 + 0.68χM − 0.219LogPM − 0.00007 EtotM + 1.166 Aχ,LogP,EtotSA Aχ,LogP,EtotMASA 0.552
ηM, POLM, LogPM 4.87 − 0.093ηM + 0.066POLM − 0.269LogPM Aη,POL,LogPM 0.294
ηM, POLM, LogPM, Aη,POL,LogPSA − 0.253 − 0.153ηM + 0.033POLM − 0.321LogPM + 1.156 Aη,POL.LogPSA Aη,POL,LogPMASA 0.466
ηM, POLM, EtotM 6.84 − 0.39 ηM − 0.368POLM − 0.00018 EtotM Aη,POL,EtotM 0.239
ηM, POLM, EtotM, Aη,POL,EtotSA 3.415 − 1.08ηM − 0.13POLM − 0.00002 EtotM + 1.598 Aη,POL,EtotSA Aη,POL,EtotMASA 0.507
ηM, LogPM, EtotM 6.176 − 0.303ηM − 0.177LogPM − 0.000015 EtotM Aη,LogP,EtotM 0.287
ηM, LogPM, EtotM, Aη,LogP,EtotSA 1.433 − 0.449ηM − 0.261LogPM − 0.00003 EtotM + 1.172 Aη,LogP,EtotSA Aη,LogP,EtotMASA 0.525
POLM, LogPM, EtotM 4.341 + 0.06POLM − 0.273LogPM − 0.000002 EtotM APOL,LogP,EtotM 0.298
POLM, LogPM, EtotM, APOL,LogP,EtotSA − 0.598 + 0.031POLM − 0.288LogPM − 0.000002 EtotM + 1.065 APOL,LogP,EtotSA APOL,LogP,EtotMASA 0.495

Step II: Residual QSARs for the structural alert models derived in Step I are computed, considering the predicted activities in Table 3; the results are presented in Table 5. Considerable correlation was found, indicating the indirect influence of structural alerts on mutagenicity and carcinogenesis.

Table 5.

Residual-QSARs for the structural alert models of Table 3.

Variable QSAR Model Pred. Activity R
RAχSA 5.2856 + RAχSA ARAχSA 0.999
RAηSA 5.2856 + RAηSA ARAηSA 0.996
RAPOLSA 5.2856 + RAPOLSA ARAPOLSA 0.961
RALogPSA 5.2856 + RALogPSA ARALogPSA 0.986
RAEtotSA 5.2856 + RAEtotSA ARAEtotSA 0.933

RAχSA, RAηSA 5.2856 + 0.886 RAχSA + 0.114 RAηSA ARAχ,ηSA 0.999
RAχSA, RAPOLSA 5.2856 + 0.987 RAχSA + 0.013 RAPOLSA ARAχ,POLSA 0.999
RAχSA, RALogPSA 5.2856 + 0.963 RAχSA + 0.037 RALogPSA ARAχ,LogPSA 0.999
RAχSA, RAEtotSA 5.2856 + 0.98 RAχSA + 0.022 RAEtotSA ARAχ,EtotSA 0.999
RAηSA, RAPOLSA 5.2856 + 1.194 RAηSA − 0.206 RAPOLSA ARAη,POLSA 0.997
RAηSA, RALogPSA 5.2856 + 1.101 RAηSA − 0.103 RALogPSA ARAη,LogPSA 0.996
RAηSA, RAEtotSA 5.2856 + 1.105 RAηSA − 0.118 RAEtotSA ARAη,EtotSA 0.996
RAPOLSA, RALogPSA 5.2856 − 0.709 RAPOLSA + 1.684 RALogPSA ARAPOL,LogPSA 0.991
RAPOLSA, RAEtotSA 5.2856 + 1.642 RAPOLSA − 0.670 RAEtotSA ARAPOL,EtotSA 0.966
RALogPSA, RAEtotSA 5.2856 + 1.395 RALogPSA − 0.430 RAEtotSA ARALogP,EtotSA 0.991

RAχSA, RAηSA, RAPOLSA 5.2856 + 0.852 RAχSA + 0.176 RAηSA − 0.030 RAPOLSA ARAχ,η,POLSA 0.999
RAχSA, RAηSA, RALogPSA 5.2856 + 0.884 RAχSA + 0.123 RAηSA − 0.007 RALogPSA ARAχ,η,LogPSA 0.999
RAχSA, RAηSA, RAEtotSA 5.2856 + 0.892 RAχSA + 0.104 RAηSA + 0.004 RAEtotSA ARAχ,η,EtotSA 0.999
RAχSA, RAPOLSA, RALogPSA 5.2856 + 0.941 RAχSA − 0.045 RAPOLSA + 0.102 RALogPSA ARAχ,POL,LogPSA 0.999
RAχSA, RAPOLSA, RAEtotSA 5.2856 + 1.005 RAχSA − 0.081 RAPOLSA + 0.080 RAEtotSA ARAχ,POL,EtotSA 0.999
RAχSA, RALogPSA, RAEtotSA 5.2856 + 0.983 RAχSA − 0.003 RALogPSA + 0.023 RAEtotSA ARAχ,LogP,EtotSA 0.999
RAηSA, RAPOLSA, RALogPSA 5.2856 + 0.951 RAηSA − 0.418 RAPOLSA + 0.450 RALogPSA ARAη,POL,LogPSA 0.997
RAηSA, RAPOLSA, RAEtotSA 5.2856 + 1.212 RAηSA − 0.290 RAPOLSA + 0.067 RAEtotSA ARAη,POL,EtotSA 0.997
RAηSA, RALogPSA, RAEtotSA 5.2856 + 0.955 RAηSA + 0.213 RALogPSA − 0.185 RAEtotSA ARAη,LogP,EtotSA 0.997
RAPOLSA, RALogPSA, RAEtotSA 5.2856 − 0.423 RAPOLSA + 1.617 RALogPSA − 0.227 RAEtotSA ARAPOL,LogP,EtotSA 0.991
RAχSA, RAηSA, RAPOLSA, RALogPSA 5.2856 + 0.815 RAχSA + 0.170 RAηSA − 0.082 RAPOLSA + 0.093 RALogPSA ARAχ,η,POL,LogPSA 0.999
RAχSA, RAPOLSA, RALogPSA, RAEtotSA 5.2856 + 0.966 RAχSA − 0.121 RAPOLSA + 0.083 RALogPSA + 0.074 RAEtotSA ARAχ,POL,LogP,EtotSA 0.999
RAηSA, RAPOLSA, RALogPSA, RAEtotSA 5.2856 + 0.966 RAηSA − 0.461 RAPOLSA + 0.422 RALogPSA + 0.038 RAEtotSA ARAη,POL,LogP,EtotSA 0.999
RAχSA, RAηSA, RALogPSA, RAEtotSA 5.2856 + 0.902 RAχSA + 0.117 RAηSA − 0.034 RALogPSA + 0.016 RAEtotSA ARAχ,η,LogP,EtotSA 0.999
RAχSA, RAηSA, RAPOLSA, RAEtotSA 5.2856 + 0.858 RAχSA + 0.193 RAηSA − 0.138 RAPOLSA + 0.088 RAEtotSA ARAχ,η,POL,EtotSA 0.999
RAχSA, RAηSA, RAPOLSA, RALogPSA, RAEtotSA 5.2856 + 0.830 RAχSA + 0.188 RAηSA − 0.171 RAPOLSA + 0.070 RALogPSA + 0.083 RAEtotSA ARAχ,η,POL,LogP,EtotSA 0.999

RA(χ,η)SA 5.2856 + RA(χ,η)SA ARA(χ,η)SA 0.99
RA(χ,POL)SA 5.2856 + RA(χ,POL)SA ARA(χ,POL)SA 0.96
RA(χ,LogP)SA 5.2856 + RA(χ,LogP)SA ARA(χ,LogP)SA 0.985
RA(χ,Etot)SA 5.2856 + RA(χ,Etot)SA ARA(χ,Etot)SA 0.928
RA(η,POL)SA 5.2856 + RA(η,POL)SA ARA(η,POL)SA 0.985
RA(η,LogP)SA 5.2856 + RA(η,LogP)SA ARA(η,LogP)SA 0.985
RA(η,Etot)SA 5.2856 + RA(η,Etot)SA ARA(η,Etot)SA 0.92
RA(POL,LogP)SA 5.2856 + RA(POL,LogP)SA ARA(POL,LogP)SA 0.93
RA(POL,Etot)SA 5.2856 + RA(POL,Etot)SA ARA(POL,Etot)SA 0.923
RA(Etot,LogP)SA 5.2856 + RA(Etot,LogP)SA ARA(Etot,LogP)SA 0.902

RA(χ,η),(POL,LogP)SA 5.2856 + 1.200 RA(χ,η)SA − 0.212 RA(POL,LogP)SA ARA(χ,η),(POL,LogP)SA 0.996
RA(χ,η),(POL,Etot)SA 5.2856 + 1.0003 RA(χ,η)SA − 0.0003 RA(POL,Etot)SA ARA(χ,η)(POL,Etot)SA 0.995
RA(χ,η),(Etot,LogP)SA 5.2856 + 0.9991 RAχ,ηSA + 0.0009 RAEtot,LogPSA ARA(χ,η),(Etot,LogP)SA 0.995
RA(χ,POL),(η,LogP)SA 5.2856 − 0.490 RA(χ,POL)SA + 1.471 RA(η,LogP)SA ARA(χ,POL),(η,LogP)SA 0.988
RA(χ,POL),(η,Etot)SA 5.2856 + 1.033 RA(χ,POL)SA − 0.036 RA(η,Etot)SA ARA(χ,POL),(η,Etot)SA 0.96
RA(χ,POL),(Etot,LogP)SA 5.2856 + 0.945 RA(χ,POL)SA + 0.062 RA(Etot,Log)PSA ARA(χ,POL),(Etot,LogP)SA 0.961
RA(χ,LogP),(η,POL)SA 5.2856 + 1.319 RA(χ,LogP)SA − 0.339 RA(η,POL)SA ARA(χ,LogP),(η,POL)SA 0.987
RA(χ,LogP),(η,Etot)SA 5.2856 + 1.148 RA(χ,LogP)SA − 0.167 RA(η,Etot)SA ARA(χ,LogP),(η,Etot)SA 0.986
RA(χ,LogP),(POL,Etot)SA 5.2856 + 1.086 RA(χ,LogP)SA − 0.097 RA(POL,Etot)SA ARA(χ,LogP),(POL,Etot)SA 0.985
RA(χ,Etot),(η,POL)SA 5.2856 − 0.084 RA(χ,Etot)SA + 1.081 RA(η,POL)SA ARA(χ,Etot),(η,POL)SA 0.948
RA(χ,Etot),(η,LogP)SA 5.2856 − 0.388 RA(χ,Eto)tSA + 1.353 RA(η,LogP)SA ARA(χ,Etot),(η,LogP)SA 0.99
RA(χ,Etot),(η,LogP)SA 5.2856 + 0.308 RA(χ,Etot)SA + 0.706 RA(POL,LogP)SA ARA(χ,Etot),(η,LogP)SA 0.944
RA(η,POL),(Etot,LogP)SA 5.2856 + 0.870 RA(η,POL)SA + 0.145 RA(Etot,LogP)SA ARA(η,POL),(Etot,LogP)SA 0.949
RA(η,LogP),(POL,Etot)SA 5.2856 + 1.155 RA(η,LogP)SA − 0.173 RA(POL,Etot)SA ARA(η,LogP),(POL,Etot)SA 0.987
RA(η,Etot),(POL,LogP)SA 5.2856 + 0.342 RA(η,Etot)SA + 0.685 RA(POL,LogP)SA ARA(η,Etot),(POL,LogP)SA 0.947

RA(χ,η,POL)SA 5.2856 + RA(χ,η,POL)SA ARA(χ,η,POL)SA 0.948
RA(χ,η,LogP)SA 5.2856 + RA(χ,η,LogP)SA ARA(χ,η,LogP)SA 0.985
RA(χ,η,Etot)SA 5.2856 + RA(χ,η,Etot)SA ARA(χ,η,Etot)SA 0.916
RA(χ,POL,LogP)SA 5.2856 + RA(χ,POL,LogP)SA ARA(χ,POL,LogP)SA 0.941
RA(χ,POL,Etot)SA 5.2856 + RA(χ,POL,Etot)SA ARA(χ,POL,Etot)SA 0.91
RA(χ,LogP,Etot)SA 5.2856 + RA(χ,LogP,Etot)SA ARA(χ,LogP,Etot)SA 0.89
RA(η,POL,LogP)SA 5.2856 + RA(η,POL,LogP)SA ARA(η,POL,LogP)SA 0.927
RA(η,POL,Etot)SA 5.2856 + RA(η,POL,Etot)SA ARA(η,POL,Etot)SA 0.919
RA(η,LogP,Etot)SA 5.2856 + RA(η,LogP,Etot)SA ARA(η,LogP,Etot)SA 0.899
RA(POL,LogP,Etot)SA 5.2856 + RA(POL,LogP,Etot)SA ARA(POL,LogP,Etot)SA 0.902

Step III: Structural residual alert QSARs were obtained by selecting models from Step II that reproduce the structural alerts’ parameter correlations (10) as given in Equation (9). The residual-alert methodology may lead to new equations besides those presented in Table 3. The results are displayed in Table 6, with correlation performances reported for the trial molecules of Table 1 and the test compounds of Table 2.

Table 6.

Residual-alert QSARs for the models of Table 5 that fulfill Equation (10) with highest trial correlation factors. These are compared with the respective direct structural alert models of Table 3 using their correlation performances for the trial and test molecules in Tables 1 and 2, respectively.

No. Crt. Variabile QSAR Model Rtrial Rtest
Ia χSA, EtotSA ARASA = 158.7 − 34χSA − 0.003 EtotSA 0.368 0.168
ASA = 5.58 − 0.255χSA − 0.000032 EtotSA 0.371 0.127

Ib ηSA, POLSA ARASA = −77.866 + 14.75ηSA + 0.833POLSA 0.078 0.505
ASA = 2.43 + 0.38ηSA + 0.08POLSA 0.316 0.043

Ic ηSA, LogPSA ARASA = −408.2 + 82ηSA + 8LogPSA 0.063 0.725
ASA = 4.75 + 0.05ηSA + 0.179LogPSA 0.167 0.052

Id ηSA, EtotSA ARASA = −64.769 + 12.615ηSA − 0.0023 EtotSA 0.384 0.087
ASA = 2.6 + 0.314ηSA − 0.00004 EtotSA 0.38 0.131

Ie POLSA, LogPSA ARASA = 2.76 + 1.4POLSA − 10.68LogPSA 0.040 0.222
ASA = 4.36 + 0.12POLSA−0.44LogPSA 0.337 0.357

If POLSA, EtotSA ARASA = 19.821 − 2.928POLSA − 0.0071 EtotSA 0.369 0.015
ASA = 4.38 − 0.0625POLSA − 0.00005 EtotSA 0.382 0.132

Ig LogPSA, EtotSA ARASA = 3.142 − 6.314LogPSA − 0.0028 EtotSA 0.386 0.016
ASA = 4.09 − 0.412LogPSA − 0.00006 EtotSA 0.430 0.007

IIa1=IIf1 χSA, POLSA, EtotSA ARASA = 84 − 17.5χSAPOLSA − 0.005 EtotSA 0.373 0.056
ASA = 6.46 − 0.45χSA − 0.092POLSA − 0.0007 EtotSA 0.414 0.018

IIa2 χSA, LogPSA, EtotSA ARASA = 108 − 22.66χSA − 0.133LogPSA − 0.0023 EtotSA 0.371 0.149
ASA = 5.75 − 0.36χSA − 0.45LogPSA − 0.00006 EtotSA 0.451 0.136

IIb1 χSA, ηSA, POLSA ARASA = −210 + 29.5χSA + 13ηSA + 0.5POLSA 0.018 0.592
ASA = 2.62 − 0.035χSA + 0.382ηSA + 0.08POLSA 0.31 0.027

IIb2=IIe2 ηSA, POLSA, LogPSA ARASA = −44.705 + 8.294ηSA + 1.176POLSA − 4.467LogPSA 0.122 0.286
ASA = 2.05 + 0.39ηSA + 0.16POLSA − 0.449LogPSA 0.373 0.112

IIb3=IId1=IIf2 ηSA, POLSA, EtotSA ARASA = −85.72 + 16.363ηSA + 1.272POLSA + 0.0018 EtotSA 0.304 0.178
ASA = 3.09 + 0.22ηSA − 0.034POLSA − 0.00005 EtotSA 0.392 0.152

IIc=IId2 ηSA, LogPSA, EtotSA ARASA = −42.58 + 8.352ηSA − 1.941LogPSA − 0.0029 EtotSA 0.382 0.039
ASA = 3.23 + 0.156ηSA − 0.368LogPSA − 0.0006 EtotSA 0.436 0.012

IIe1 χSA, POLSA, LogPSA ARASA = −154 + 32.5χSA + POLSA − 8LogPSA 0.019 0.399
ASA = 4.52 − 0.0325χSA + 0.12POLSA − 0.439LogPSA 0.337 0.370

IIe3=IIf3 POLSA, LogPSA, EtotSA ARASA = 2.151 + 0.636POLSA − 7.787LogP − 0.0021 EtotSA 0.394 0.038
ASA = 4.07 + 0.015POLSA − 0.45LogPSA − 0.000057 EtotSA 0.431 0.034

III1 χSA, ηSA, POLSA, LogPSA ARASA = 42 − 2.052χSA − 3.842ηSA + 12.894POLSA − 13.842LogPSA 0.289 0.277
ASA = 1.921 + 0.24χSA + 0.4ηSA + 0.16POLSA − 0.45LogPSA 0.373 0.007

III2 χSA, POLSA, LogPSA, EtotSA ARASA = −34.928 − 5.571χSA + 6POLSA − 22.142LogPSA − 0.0006 EtotSA 0.372 0.296
ASA = 5.894 − 0.39χSA − 0.016POLSA − 0.41LogPSA − 0.00007 EtotSA 0.452 0.106

III3 ηSA, POLSA, LogPSA, EtotSA ARASA = −19.228 + 4.085ηSA + 0.657POLSA − 1.914LogPSA + 0.0002 EtotSA 0.21 0.184
ASA = 2.72 + 0.23ηSA + 0.04POLSA − 0.45LogPSA − 0.00005 EtotSA 0.441 0.033

III4 χSA, ηSA, LogPSA, EtotSA ARASA = 384 − 63χSA − 17ηSA − 5LogPSA − 0.004 EtotSA 0.348 0.300
ASA = 4.94 − 0.35χSA + 0.13ηSA − 0.41LogPSA 0.00006 EtotSA 0.455 0.066

III5 χSA, ηSA, POLSA, EtotSA ARASA = 36.66 + 27.33χSA + 3.666ηSA − 172POLSA − 0.0003 EtotSA 0.274 0.225
ASA = 5.587 − 0.41χSA + 0.12ηSA − 0.07POLSA − 0.00006 EtotSA 0.416 0.021

Step IV: Euclidean paths for residual-alert QSARs for the trial molecules of Table 1 and the test compounds of Table 2 were constructed from the models of Step III. The models were arranged so that each model emerges from the previous one on the basis of their common descriptors; the results are reported in Table 7 by employing the Euclidean path between two successive QSAR models (computed endpoints),

[QSAR[a],QSAR[b]]=(R[a]R[b])2 (11)

Table 7.

Trial-test averages of the correlations’ connected paths between the endpoint models of Table 6, computed using the Euler Equation (11).

Endpoint Paths ΔRARASA ΔRASA

Trial Test Average Trial Test Average
IaIIa1=IIf1III2 0.005099 0.264847 0.134973 0.057384 0.140089 0.098736
IaIIa2III2 0.003162 0.148222 0.075692α 0.080006 0.031320 0.055663β
IaIIa2III4 0.023194 0.152190 0.087692 0.080099 0.070576 0.075337

IbIIb2=IIe2III3 0.098386 0.241588 0.169987 0.088729 0.104890 0.09681
IbIIb3=IId1=IIf2III3 0.244769 0.327055 0.285912 0.090426 0.161375 0.125901

IcIIb2=IIe2III3 0.105948 0.450693 0.278321 0.216933 0.099201 0.158067
IcIIb2=IIe2III1 0.177115 0.439092 0.308104 0.206000 0.120933 0.163467
IcIIc=IId2III3 0.362415 0.701156 0.531786 0.269046 0.045177 0.157112
IcIIc=IId2III4 0.320806 0.733973 0.52739 0.269670 0.067201 0.168436

IdIIb3=IId1III3 0.123434 0.091197 0.107316 0.050447 0.120838 0.085643
IdIIb3=IId1III5 0.085440 0.102420 0.09393β 0.026832 0.132672 0.079752γ
IdIIc=IId2III3 0.172011 0.152738 0.162375 0.056222 0.120838 0.08853
IdIIc=IId2III4 0.034058 0.265377 0.149718 0.059135 0.130678 0.094907

IeIIb2=IIe2III3 0.120282 0.120415 0.120349γ 0.077369 0.257421 0.167395
IeIIe3=IIf3III3 0.431226 0.187882 0.309554 0.094530 0.323154 0.208842

IfIIb3=IId1=IIf2III3 0.114284 0.163110 0.138697 0.050009 0.120668 0.085339
IfIIe3=IIf3III3 0.185690 0.147800 0.166745 0.050009 0.098005 0.074007

IgIIa2=IIg1III4 0.027459 0.201221 0.11434 0.021377 0.146768 0.084073
IgIIc=IId2III3 0.172046 0.146812 0.159429 0.007810 0.021587 0.014699α
IgIIc=IId2III4 0.034234 0.262011 0.148123 0.019924 0.054230 0.037077
IgIIe3=IIf3III3 0.184173 0.147648 0.165911 0.010049 0.027018 0.018534

Step V: Optimum paths for residual-alert QSARs were derived from the results of Step IV by searching the minimum paths and the associated hierarchy according to the formal constraint [3135]

δ[QSAR[1],QSAR[k],QSAR[m],]=0 (12)

where QSAR[1],...QSAR[k],...,QSAR[m] represent the endpoint residual-QSAR regression models computed with 1, …, k, …, mM structural parameters, respectively. These paths were computed for both trial and test compounds, and their average values (Table 7) for the residual-alert and direct-alert models (Table 6) are reported. The average column of Table 7 shows two sets of first (alpha), second (beta) and third (gamma) pathways in the ergodic pathways [36], i.e., those uniquely contained QSAR models across all possible combinations, namely:

  • those based on residual-alert QSARs:
    α:IaIIa2III2χSA,EtotSAχSA,LogPSA,EtotSAχSA,POLSA,LogPSA,EtotSA (13a)
    β:IdIIb3=IId1III5ηSA,EtotSAηSA,POLSA,EtotSAχSA,ηSA,POLSA,EtotSA (13b)
    γ:IeIIb2=IIe2III3POLSA,LogPSAηSA,POLSA,LogPSAηSA,POLSA,LogPSA,EtotSA (13c)
  • and those based on direct-alert QSARs:
    α:IgIIc=IId2III3LogPSA,EtotSAηSA,LogPSA,EtotSAηSA,POLSA,LogPSA,EtotSA (14a)
    β:IaIIa2III2χSA,EtotSAχSA,LogPSA,EtotSAχSA,POLSA,LogPSA,EtotSA (14b)
    γ:IdIIb3=IId1III5ηSA,EtotSAηSA,POLSA,EtotSAχSA,ηSA,POLSA,EtotSA (14c)

The remaining issue is to decide among these two pathways, while noting, for instance, the α- and v-residual-alert-QSARs are reproduced as β- and γ-direct-alert-QSARs, respectively. These and the resulting molecular mechanisms for the actual genotoxic effects on rats are clarified within the OECD-QSAR principles, as discussed below.

4. OECD-QSAR Principles Discussion

Generally, risk assessment comprises hazard identification (a qualitative risk assessment dealing with the inherent toxicity of a chemical substance), qualitative mutagenicity assessment (how likely an agent is to be a human mutagen), quantitative mutagenicity risk assessment (how much mutational damage is likely under particular exposure scenarios), dose-response assessment (relationship between the dose of a chemical and adverse effects) and exposure assessment (populations exposed to toxic chemicals).

Chemicals that have exhibited mutagenic activities in various test systems have been found in foods, tobacco, drugs, food additives, cosmetics, industrial compounds, pesticides and consumer products [37]. In this context, the OECD-QSAR principles can be used to guide any quantitative risk assessment of the carcinogenic potential under study through the provided QSAR models. They will be reviewed and illustrated using the present case study while emphasizing the specific advancements elucidated in this work.

4.1. Principle 1: A Defined Endpoint

According to OECD guidance, “the intent of QSAR Principle 1 (defined endpoint) is to ensure clarity in the endpoint being predicted by a given model, since a given endpoint could be determined by different experimental protocols and under different experimental conditions. It is therefore important to identify the experimental system that is being modeled by the (Q)SAR”. Note that the actual endpoint, the genotoxic carcinogenesis with mutagenesis as the first step of organism cells’ apoptosis [9,13], arises in principle with the same binding mechanism as binding/breaking DNA, through a group with high diverse structures, giving rise to the following updating QSAR end-point approaches:

  • (Eco-) toxicological studies, having various end-points (such as inhibition, activation, death, sterility, irritations, etc.) yet produced by a group of similar molecules, i.e., the case of congeneric studies;

  • and carcinogenic studies, having essentially the same end-point as the exacerbated apoptosis that in principle diffuses in the organism no matter what the initial point of triggering is, may be initiated by highly structurally diverse molecule, being therefore classified as non-congeneric studies.

While the first case above is usually treated by ordinary (or direct) QSAR approaches, the second category is less frequently treated with the central QSAR dogma of congenericity. It therefore requires special approaches, such as the recent study [20] and actual residual-QSAR modeling. This relies on the fact that if no direct high correlation can be found, then there is a high probability that the action is residual, complementary or indirect.

4.2. Principle 2: An Unambiguous Algorithm

According to the OECD guidance, the intent of QSAR-Principle 2 (unambiguous algorithm) is to ensure transparency in the predictive algorithm. The actual alert-QSAR method is outlined in Section 2, and Hansch physico-chemical parameters were used in the implementation:

  • hydrophobicity (LogP), corresponding to trans-cellular membrane diffusion and with translation motion of the molecules;

  • polarizability (POL), accounts for the dipole perturbation and ionic interaction, and is associated with the vibrational motion of the molecules in organism; it further accounts for potentially electrophilic effects that triggers cancer, according with the Millers’ theory [5,6], and sustained by the recent research [20]; and

  • optimal total energy (Etot), which contains steric information about the molecule’s 3D structure since it is given by the equilibrium conformation [30]; it may serve therefore as a potential for the rotational motion of the molecules when triggered by interaction with organism’s receptor.

These three structural parameters that encode information about the basic classical molecular are based on the quantum structural computation. However, for the present QSAR for chemical carcinogenicity, additional reactivity indices such as electronegativity (χ) and chemical hardness (η) were considered. These indices, by definition, relate to the first and second derivatives (or changes/variations) of the total energy respecting the total number of electrons, and describe the effects of donating (through ionization potential IP and HOMO levels) and accepting electrons (through electronic affinity EA and LUMO levels), within the frozen core approximation of Koopmans’ theorem [38].

χ=(ENN)V(r)(EN01EN0)+(EN0EN0+1)2IP+EA2ɛLUMO+ɛHOMO2 (15)

and

η=12(2ENN2)V(r)EN0+12EN0+EN012=IPEA2ɛLUMOɛHOMO2 (16)

This enables a qualitative understanding of the basic phenomena within the so-called chemical orthogonal space–COS (χ ⊥ η); the first quantity Equation (15) is associated with the mid-level between the HOMO and LUMO energies, while the second quantity in Equation (16) gives the HOMO-LUMO interval/gap [39]. This idea combines the orthogonality of χ and η (necessary for QSAR analysis) with the associated reactivity principles described below [40].

  • The electronegativity equalization (EE) principle relies on the equivalence of the negative electronegativity from Equation (15) with a system’s chemical potential [41], fulfilling the Gibbs rule of phases between two molecular states. The EE principle was originally stated by Sanderson as “the molecules in their fundamental state, the electronegativities of different electronic regions in molecule–are equal” [42]. This principle was further generalized and applied to many-electron systems [43]. In this work, the principle is applied at the level of ligand-receptor binding (Figure 3). The molecular electronegativity is first equalized with that of the receptor, leading to the selection of the molecular fragment (structural alert) with electronegativity complementary to that of the receptor or adjustment of the receptor’s pocket that to fit with the ligand electronegativity. This stage corresponds to a sort of electronegativity based docking based on the fundamental quantum EE principle. The induced interaction is then stabilized through chemical hardness.

  • The maximum hardness principle derives from Pearson’s observation that “there seems to be a rule of nature that molecules (or the many-electronic systems in general, n.a.) arrange themselves (in their ground or valence states, n.a.) to be as hard as possible” [44]. This principle, which has been quantitatively justified [4548], stipulates that a maximum HOMO-LUMO gap is associated with a stabilized interaction for a molecular sample.

Figure 3.

Figure 3.

The electrophilic docking structure-reactivity algorithm correlating electronegativity and chemical hardness with chemical carcinogenesis. The algorithm starts with electronegativity docking (equalization) between the ligand and the receptor (the middle dashed line). Next, intra-molecular (in connection with specific structural alerts) maximization of the HOMO-LUMO gap (i.e., of chemical hardness) is accomplished by exo-electrophilic transfer of an electron from ligand to receptor.

In this study, these two fundamental reactivity principles involve intra-electrophilic (intramolecular) electron transfer from the HOMO and LUMO of the ligand molecule (or SA), such that, after donating one HOMO electron to the molecular or SA-LUMO, exo-electrophilic (intermolecular) electron transfer between the new molecule or SA-HOMO* and receptor LUMO occurs. This leaves a larger SA-HOMO–LUMO gap through ligand HOMO* relaxation (which is formally removed, so the gap between LUMO* and the second order ligand’s HOMO is increased). This produces an overall electrophilic docking effect (Figure 3). Note that other electrophilic mechanisms involving molecular or SA HOMO and LUMO frontier transformations and relaxations may be possible, but the two stages of electronegativity equalization and chemical hardness maximization should be equally satisfied.

Together, the electronegativity and chemical hardness indices unambiguously describe a ligand-receptor docking mechanism via intra- and exo-electrophilic stages, generalizing the Millers’ theory of direct electronic transfer between the molecular or SA HOMO and receptor LUMO [6].

4.3. Principle 3: A Defined Domain of Applicability

OECD guidance justifies the need to define an applicability domain (Principle 3) by the fact that (Q)SARs are reductionist models with inevitable limitations. These include limitations in terms of the types of chemical structures, physicochemical properties and mechanisms of action for which the models can generate reliable predictions. This principle is inherently linked with the first OECD-QSAR endpoint criterion. However, in the present carcinogenicity study, it acquires a further degree of freedom because no particular molecular structure is required, though the same mechanism and endpoint should be eventually provided.

As such, the molecules in Tables 1 and 2 span many organic classes and derivatives, including amides, amines, aromatic systems, lactones, nitrites, quinines, cyanides, urethanes, ketones and cycloalkanes. From a given pool of molecules, the trial and testing series may be selected through Gaussian or quasi-Gaussian screening (Figure 2). Such a procedure may eventually generalize the previous central dogma of QSAR [9] because it may be applied either to congeneric and non-similar structural molecules while focusing on ordering their observed activities in a naturally or normal statistical series, while they are associated with essentially the same interaction mechanism towards the receptor [20].

About 10% of the trial pool of molecules may be transformed in their hydrophobicities and total optimized energies to acquire universal or equal properties depending on their uses or evident similarly recorded activity effects, respectively (see Section 3).

4.4. Principle 4: Appropriate Measures of Goodness-of-Fit, Robustness and Predictivity

OECD QSAR principle 4 (appropriate measures of goodness-of–fit, robustness and predictivity) makes a distinction between the internal performance of a model (as represented by goodness-of-fit and robustness or the correlation within the trial set of molecules) and the predictivity of a model (as determined by external validation on a test set of molecules).

The external test set of molecules is the preferred option in QSAR validation because it assures the reliability of a given derived model. This type of validation also includes situations in which the test sets provide better statistics than the calibration series, generalizing the analytical course [49]. In Step V of the alert-QSARs of Table 7, both the trial and test Euclidean paths were considered; they were thereafter averaged in order to employ information from the statistical performances and predictions of both the trial and test sets.

Note that the Euclidean distance may be further enriched with other statistical outputs and factors, although all directly or indirectly depend on the correlation factor; we are considering such enrichment [50].

4.5. Principle 5: A Mechanistic Interpretation

The intent of OECD QSAR Principle 5 is not to reject models that have no apparent mechanistic basis but to ensure that some consideration is given to the possibility of a mechanistic association between the descriptors used in a model and the endpoint being predicted and to ensure that this association is documented. Since the physico-chemical QSAR parameters were chosen in this study, a mechanistic interpretation of the models is possible. This nevertheless follows specific steps, some of them integrated in the previously discussed OECD-QSAR principles.

  • With the alert-QSAR models, in either residual or direct forms, (Table 6), Euclidean measures between all computed models that successively that fall along the pathways of Table 7 are constructed (see also the Step IV of Section 3).

  • The first optimum paths are selected on the ergodic basis, as described in Step V of Section 3 above, by applying Equations (11) and (12) for the residual and direct alert-QSARs, respectively.

  • The two classes of paths (Equations (13) and (14)) are compared on the basis of their electrophilic-docking (sub)-mechanisms identified within the unambiguous algorithm stage of the second OECD-QSAR principle. Comparison of the alpha-paths of the two alert-QSAR routes reveals that only residual-alert-QSAR correctly displays the involvement of the electronegativity in docking. As a consequence, the electrophilic-docking mechanistic interpretation of genotoxic carcinogenesis will be based only on the residual-alert-QSARs; this confirms the recent assessment of residual-QSAR as the in silico modeling technique best suited for treating chemical carcinogenesis [20]. The present approach generalizes this in two ways: by detailing the mechanistic scenario with the electronegativity-to-chemical hardness reactivity-stability influence, and by considering the structural alert information in QSAR modeling rather than working with the entire molecular structural information.

  • The explicit mechanistic scenario is based on the information contained within Equations (13a)(13c), which gives rise to a natural sequence that makes a closed loop over all three main interactions paths, given by
    αStericmovementEtotSAαElectronegativityDockingχSAαCellulardiffusionLogPSAαPolarizabilitymovementPOLSAβElectrophilicdockingηSAβPolarizabilitymovementPOLSAβElectronegativityDockingχSAγcellulardiffusionLogPSAγElectrophilicdockingηSAγStericmovementEtotSA (17)
    which is formally represented in Figure 4.

Figure 4.

Figure 4.

Illustration on a ligand-receptor cyclic interaction coordinate of the molecular mechanism of genotoxic carcinogenesis as given by the residual-alert-QSAR correlation-path hierarchy of Equations (13a)(13c) then summarized in Equation (17). The mechanism is superimposed over an immunohistochemical analysis of paraffin-embedded sections of rat intestinal cancer using the Caspase-2 antibody [51]. In these evolving molecular graphs (the SA region is circumvented), steric movement is represented by mirroring, electronegativity docking by changing SA colors, diffusion by translation arrows; polarizability by vibration arrows, and electrophilic docking (the final stage including the maximum hardness principle) by positive charging.

The cycle of Equation (17) provides insight into the residual looping mechanism of the molecule or structural alert; receptor interaction, especially for electrophilic docking, here was related to electronegativity and chemical action, as compared with the previous global molecular studies which were limited to Hansch parameters only [20]. During one such interaction loop, the SA-molecule acquires a charge of +2, thus entering the next electrophile-nucleophile interaction loop with even more reactivity; this eventually leads to amplified biological activity manifested by exacerbated apoptosis due to breaking newly formed bonds in DNA. This is in close agreement with Millers’ observation (see Introduction) [6].

One can go further by choosing the first five instead of the first three interaction paths from the data of Table 7, because this number is the cardinal of the employed correlation parameters in actual residual-alert-QSARs. However, though electronegativity and chemical hardness are closely related to the total energy (Equations (15) and (16)), using only the first three interacting residual-alert pathways seems appropriate for the present purpose. For future studies, the extra index of electrophilicity [52] can be also explicitly incorporated to test its conceptual value in the electrophilic theory of chemical carcinogenesis [53].

5. Conclusions

The carcinogenesis process is divided into three operational stages: initiation, promotion and progression, with own unique mechanisms and QSAR characteristics that lead to an integrated approach with all the important elements to be considered. Consequently, the key to successful and meaningful QSAR formulation is the selection of appropriate molecular descriptors. It is critical to minimize the appearance of false negative results to increase regulatory acceptance of the developed models [9].

For carcinogenicity, it is important to address the mechanism of action and a negative (Q)SAR prediction for genotoxicity as well as negative results of an in vitro test with the conditions that mechanisms are sufficiently defined. QSAR models focus on the relationship between molecular structure and biological activity based on a comparison between the activities and structures of a series of chemicals. Nevertheless, until recently, the central dogma of QSAR asserted that the more local (specific, or a con-generic series) a model is in chemical-biological space, the higher the accuracy of its predictions [9]. As such, alongside the logical computational methods used for the QSAR modeling, i.e., genetic algorithms (optimization and search problems), artificial neural networks (non-parametric adaptive models), self organizing maps, support vector machines (classification and regression), partial least squares, decision forests, multiple linear regressions, k-mean clustering and TSAR [54], conceptual-QSAR has been developed to produce the meaningful physico-chemical models and paths to interpret ecotoxicological effects [3136]. This approach ultimately ends in modeling of the carcinogenesis of highly diverse chemical structures [20], while considering the outliers’a analysis will lead with essential non-linear correlations [55].

The present work continues these efforts with the aim of clarifying the electrophilic mechanism of genotoxic carcinogenesis by modeling intermediate steps using structural alerts of the involved toxicants. We draw several main conclusions, as follows:

  • mutagenicity may be regarded as an electrophilic ligand-receptor interaction mechanism of covalent binding between the ligand molecule or SA and receptor;

  • electronegativity and chemical hardness are crucial parameters in modeling the ligand-receptor interaction due to the electronegativity equalization and maximum chemical hardness principles, respectively;

  • residual-QSAR is again shown to be reliable [20] in its treatment of genotoxic carcinogenesis, as it better incorporates electronegativity and chemical hardness principles across the optimally selected pathways of organism cells’ apoptosis;

  • structural alert or molecular fragment analysis improves the residual-QSAR analysis with an enriched class of QSAR models that may be associated with molecular mechanisms of interaction in complex media;

  • in general, the test performances are lower than the calibration models, but also models with considerably better behavior for test molecules compared with trials are found, especially when hydrophobicity and sometimes polarizability and/or reactivity parameters of chemical hardness and electronegativity are involved; this is not surprising since they fully support the cellular transduction process (LogP) jointly with electrophilic effects (stated by reactivity principles and polarizability).

  • the mechanism of carcinogenesis, being activated by non-congeneric compounds, allows consideration of similar parameters at molecular level, by advancing the universal hydrophobicity and equal stericity transformations of about 10% of the trial compounds, but only in the situations in which the molecules display identical observed carcinogenic activities.

The present study may be extended to assess the best molecular/structural alerts for residual-QSARs from a given pool of compounds. As well, it can be extended to include more statistical factors, such as standard error of estimation, Fisher and Student tests, to generalize the actual Euclidean measure to more elaborated statistical paths [56]. It may be also combined with 3D docking protocols to further validate the present residual-alert quantum-mechanical structural-reactivity analysis.

Acknowledgments

This work was supported by Romanian CNCS-UEFISCDI (former CNCSIS-UEFISCSU) project TE16/2010-2011 within the PN II-RU-TE-2009-1 framework, and partly by the grant POSDRU /21/1.5/G/38347.

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