Abstract
Animal models of chronic kidney disease (CKD) are important experimental tools that are used to investigate novel mechanistic pathways and to validate potential new therapeutic interventions prior to pre-clinical testing in humans. Over the past several years, mouse CKD models have been extensively used for these purposes. Despite significant limitations, the model of unilateral ureteral obstruction (UUO) has essentially become the high throughput in vivo model, as it recapitulates the fundamental pathogenetic mechanisms that typify all forms of CKD in a relatively short time span. In addition, several alternative mouse models are available that can be used to validate new mechanistic paradigms and/or novel therapies. Several models are reviewed – both genetic and experimentally induced – that provide investigators with an opportunity to include renal functional study end-points together with quantitative measures of fibrosis severity, something that is not possible with the UUO model.
Keywords: fibrosis, collagen, animal models, extracellular matrix, chronic kidney disease, unilateral ureteral obstruction
Introduction
The high prevalence of chronic kidney disease (CKD) underscores our failure to provide therapies to effectively halt, prevent and/or reverse renal fibrosis – the universal pathway that leads to permanent loss of normal renal parenchyma and the relentless decline in renal function. Basic science investigators are challenged to establish new partnerships that will facilitate the translation of their discoveries into improved healthcare outcomes for people. It is anticipated that recent advances in genetic, cellular, molecular and systems biology will eventually make it possible to custom-design human therapies for CKD based on individual “molecular signatures” that define the renal fibrogenic response for a given patient with CKD.
An essential step in the journey toward human clinical trials is pre-clinical testing in experimental models that often begin in vitro, followed by validation in relevant animal models. Over the past two decades, mice have provided extremely valuable model systems for the experimental nephrology field, given its known genome, the vast repertoire of commercially available experimental tools – such as antibodies and genetic probes – and the powerful tools of genetic engineering that make it possible to manipulate gene expression as a way to investigate biological function. However, there are some significant limitations to the use of mouse CKD models, especially because many strains fail to develop renal fibrosis when exposed to disease triggers that have worked in other species, such as puromycin-induced nephrotic syndrome, streptozotocin-induced diabetic nephropathy, anti-Thy-1 nephritis and 5/6 nephrectomy. The purpose of this review is to discuss current uses and limitations of mouse CKD models.
Renal Fibrosis: The Primary Outcome
Interstitial extracellular matrix expansion is the classical histological hallmark of chronic kidney injury and is usually the best structural correlate of the degree of renal functional loss and a strong predictor of progression risk [1]. Insufficient attention has been paid to the specific molecular composition of the extracellular matrix that constitutes the “scarred” renal interstitium. The primary matrix sub-class is the collagen family – especially the fibrillar collagens I and III, and basement membrane collagen IV – that accumulates within the interstitium as CKD advances. This information indicates that specific procollagen mRNA levels may be useful surrogate measures of fibrosis severity, as transcription is the rate-limiting step in collagen synthesis (Figure 1) [2, 3]. Quantitative analysis of kidney sections stained with specific anti-collagen antibodies is recommended as a confirmatory step, quantified in a blinded fashion, ideally using a computer-assisted image analysis program. Total kidney collagen content is commonly used as an outcome measure, calculated using the hydroxyproline assay (Figure 2). In this assay, collagen content is estimated based on the assumption that it contains approximately 12.7% hydroxyproline based on weight. Results are most commonly expressed as collagen content (μg) per kidney wet weight (mg). An alternative is to express the data as total collagen per kidney. Ideally, each study should also include a semi-quantitative histologic evaluation of fibrosis severity, using collagen chain-specific immunostains or a general collagen stain. For the latter, Sirius Red is preferred over Mason-trichrome, as there is less “noise” in the system – the interstitium is essentially negative in control mice and excessive interstitial collagen is readily visible by polarized light microscopy (Figure 2). Determining the optimal standard method to evaluate fibrosis in human renal biopsies, where sample sizes are even smaller, is another important topic under active discussion [4, 5].
Other points that need to be considered when designing an animal study where fibrosis severity is the primary outcome include:
More than one time-point should be investigated. The complex network of inter-related fibrogenic pathways has many built-in redundancies. It is doubtful that a significant difference observed during the first week of a disease process but absent thereafter is an observation that would engender much enthusiasm for a pre-clinical trial. Too many papers have been published using a single point of observation – for example, day seven after unilateral ureteral obstruction (UUO). There are situations where significant differences at day 7 are no longer present at later time-points, and perhaps more important, significant differences not present on day 7 that become increasingly different at days 14 and 21 [6, 7].
Determine whether the fibrogenic process is focal or diffuse. As in the evaluation of human disease, an important point to address during the study design is the minimum kidney tissue sample size required to provide adequate representation of events in the entire kidney. Even in the highly-predictable model of renal fibrosis induced by UUO we have found a 30% difference in regional collagen concentrations (Figure 3). Thus, for studies in this model, it is important that the same anatomical region of the kidney (upper pole for example) be used for each study animal. When the fibrogenic response is highly variable from one region of the kidney to another, larger sample sizes (potentially the entire kidney) will need to be analyzed. If the disease process differentially affects the cortex and medulla, this variable needs to be taken into consideration.
Remember that the renal capsule and pelvis contain collagen and should be excluded from the analysis.
Interstitial fibrosis is not just about collagen. Numerous other extracellular matrix molecules are co-deposited in the interstitium in CKD and this is an aspect of the fibrogenic process that has received little attention [8]. Like the collagens, these additional molecules are not simply building blocks that create an inert interstitial scaffold, but they may also serve more active roles by mediating biological effects through interactions with specific cellular receptors or via interactions with other extracellular molecules. Some of these extracellular matrix molecules are known to promote fibrosis (such as secreted protein acidic and rich in cysteine [9]); some (such as vitronectin) have numerous reported biological functions and accumulate along with collagen, yet genetic deficiency has no net effect on fibrosis [10]; while other matrix proteins attenuate fibrosis (such as decorin and biglycan [11]. It is possible that future studies will determine that quantitative measures of a different molecular component of the renal interstitial extracellular matrix better predicts long-term renal outcomes than collagen. In the meantime, focusing on collagen is the best that we have.
Renal Parenchymal Loss, Not Fibrosis Severity Per Se, is the Critical Outcome
A small amount of fibrosis is beneficial if it curtails acute injury before more serious kidney damage ensues (i.e., healthy wound repair). The fibrotic response becomes maladaptive when it occurs at the expense of nephron integrity. Thus, optimally designed studies should not only include quantitative measures of the extent of fibrosis but also functional end-point – glomerular filtration rates, high-performance liquid chromatography-determined serum creatinine levels [12], quantitative measures of tubular function or possibly surrogate measures such as proteinuria. Each of these poses technical challenges in the mouse. Furthermore, although the widely-used UUO model causes extensive parenchymal damage, the intact contralateral kidney compensates functionally. Several methods have been used to estimate tubular area and integrity as an alternative approach to evaluate the severity of renal parenchymal loss associated with fibrosis. However, none have undergone rigorous validation against a gold standard measure of renal function. Examples of tubular density surrogate measures include tubular area, levels of expression of tubular proteins such as E-cadherin and reactivity with tubule-specific lectins (Figure 4) [13–16]. Although studies have established significant negative correlations between the degree of interstitial fibrosis and tubular cell density [17], whether there is a tight correlation between the latter two remains to be determined.
Unilateral Ureteral Obstruction (UUO): The High Throughput Screening Model
The UUO model recapitulates all of the key features of the typical fibrogenic response (Figure 5) which include: 1) increased interstitial capillary permeability [18] and the influx of inflammatory mononuclear cells, especially macrophages; 2) up-regulated synthesis of pro-fibrotic molecules including TGF-β and several others [19]; 3) the de novo appearance within the interstitium of a population of matrix-producing myofibroblasts; 4) increased matrix protein synthesis while endogenous matrix turnover pathways fail to keep pace with the increased demand that would prevent matrix accumulation [20]; 5) progressive tubular loss due to apoptosis and perhaps autophagy that is no longer balanced by tubular epithelial cell proliferation [14, 21] (Figure 6); 6) progressive interstitial capillary rarefaction, hypoxia and oxidant stress (Figure 5) [22, 23]. Other advantages of this model include the fact that each of these events is highly predictable and reproducible and leads to significant fibrosis and nephron loss in a relatively short period (7–14 days). Although the tempo may vary depending on the background strain (slower in Balb/c mice for example) [24], disease occurs in all mouse strains that have been reported, including the C57BL/6 strain that is widely used as the background for genetically engineered mice. The primary limitations of this model include the need for survival animal surgery, the aggressive pace of the disease (leading some to question its relevance as a model of human CKD), compensation by the normal contralateral kidney that precludes meaningful renal functional measures and absence of urine from the damaged kidney as a potential fluid for biomarker discovery studies. Another limitation pertains to the fact that renal vascular resistance increases after the surgery, leading to significantly reduced renal blood flow [25]. As a result, experiments based on the use of exogenous therapeutic agents need to take differences in renal delivery rates into consideration. Despite these limitations, the UUO model has become a benchmark that has been intensively investigated. Given the highly-reproducible fibrotic response, it should be possible to generate a catalogue of relative outcomes for the numerous molecular and cellular variations that have already been tested and to establish relative rankings of the fibrogenic potency of candidate molecules of interest. It is recommended that all UUO studies test an early time-point (≈7 days) and a later time-point when parenchymal damage is evident (14 days and possibly later). However, due to the limitations discussed above, investigation of any potentially new pathogenic mechanism should ideally be validated in a second CKD model.
Alternative Mouse CKD Models
Genetic Models
Genetic deletion of the gene encoding the α3 chain of collagen IV (Col4α3 −/−) in mice results in an autosomal recessive form of chronic kidney disease that mimics human hereditary nephritis (Figure 7) [26]. The timing of death due to renal failure is variable depending upon the background strain: around 8 months for the commonly used C57BL/6 strain. Renal fibrosis severity can be accelerated by unilateral nephrectomy (personal observations). Recent studies using Col4α3 −/− mice have provided significant insights into several fibrosis regulatory pathways – such as αvβ6 and α1β1 integrins, metalloproteinases, the collagen receptor DDR1, the bone morphogenic protein antagonist USAG-1 and the renin-angiotensin system [27–32]. Lamb2 knockout mice, a model of human Pierson syndrome, harbor a genetic deletion in the basement membrane protein laminin beta2 but this mutation causes an aggressive form of renal disease that is lethal in the early postnatal period [33].
Mouse models of autosomal dominant and autosomal recessive polycystic kidney disease and nephronophthisis are available [34]. However, some develop early renal failure and death which limits their utility for investigating CKD mechanistic pathways. Although mechanisms of cystogenesis and ciliary function are of great interest, it is clear that the accompanying inflammatory and fibrogenic changes in the renal interstitium are critical mechanisms of CKD progression, just as they are in non-cystic forms of CKD [35]. Thus greater use could be made of mouse cystic kidney disease models for validating new mechanistic paradigms.
Studies in mouse models of lupus nephritis have provided many valuable insights into the primary pathogenesis of autoimmune kidney disease. Death due to renal failure has been a valuable end-point for several of these studies. However, a new level of complexity is introduced if these models are used to investigate secondary pathways of CKD progression: it is always possible that the experimental manipulation will modify the severity of the primary immune response that initiates glomerular injury and downstream differences in the severity of the chronic tubulointerstitial disease may be an indirect consequence [36, 37].
As the genetic basis of human kidney disease continues to unfold, new mouse models will undoubtedly become available that could serve as additional experimental CKD models. Current challenges include the need for models with practical time courses – early death (as occurs in the nephrin−/− mice [38]), or disease that develops over long periods of time are not practical for CKD progression studies. Some mouse genetic mutations fail to recapitulate the severe renal phenotype that is observed in humans, such as a mutation in the cystinosin gene that causes human cystinosis, although chronic disease is evident after one year of age when the mutation is expressed on the C57BL/6 background [39, 40]. In this era of explosion in the field of podocyte biology, several interesting mouse models have been created, including many with mutations that are restricted to the podocyte [41], Data on the presence and severity of secondary tubulointerstitial fibrosis and renal insufficiency are not yet available for many of these mice, though it is reasonable to anticipate that useful new CKD models will become available. Integrin-linked kinase and phosphoinositide3-kinase C2alpha knockout mice have been reported to develop chronic renal insufficiency [42, 43]. Other mice with abnormal podocyte function that may prove useful for CKD studies include knockout mice (CD2-associated protein, podocin, α-actinin-4, dicer, VEGF-A, semiphorin A), gain-of-function mice (NFAT, sidekick-1, VEGF-A, Notch-1, angiopoietin-2, angiopoietin-like-4, transient receptor potential cation 6) and podocyte-depleted mice [44].
Spontaneous mutations in inbred strains of mice have occasionally been developed as models of CKD. Two good examples are the kd/kd mice that develop chronic tubulointerstitial disease (reported to have mutation in a mitochondrial gene) [45, 46] and ICGN mice with nephrotic syndrome and progressive renal insufficiency (genetic defect localized to the tensin2 gene) [47]. Spontaneous and genetically engineered models of hydronephrosis and/or renal dysplasia are emerging that may also prove useful for CKD studies [48–51].
A significant limitation of the use of the genetic CKD models is the time and expense of breeding strategies to generate mice that also express a second genetic defect, one that is in a pathway of potential interest to CKD progression mechanisms. These mice may also require extensive back-crossing (10 generations) to create two genetic mutations on a single background strain. This is an especially important pre-requisite in mouse kidney disease models, as background strain may greatly affect disease severity. There is also a large body of experimental and human data documenting gender-specific differences in kidney disease severity, which makes it critical that outcomes in males and females be analyzed separately [52].
Other Mouse CKD Models
1) 5/6 Nephrectomy
The rat remnant kidney model has been one of the most valuable and extensively investigated experimental CKD models. It was especially informative in studies that established the important role of the renin-angiotensin system in proteinuria and kidney disease progression. However, this model poses significant challenges in mice. Mouse background strain exerts a strong influence on disease severity. Although there are some conflicting data, the widely-used C57BL/6 strain appears to be relatively fibrosis-resistant following 5/6 nephrectomy [53]. Susceptible strains include CD-1, 129Sv, and Swiss-Webster [54, 55]. A second challenge is the small amount of kidney tissue that is available after 5/6 nephrectomy, which makes it difficult to do little more than measure fibrosis severity (typical weight of a normal kidney is ~90–120 mg in a 25 g mouse).
2) Adriamycin nephropathy
The mouse adriamycin nephropathy CKD model offers the advantage of two kidneys and the presence of proteinuria (Figure 8) [56]. Its main challenge is that reliable CKD has only been reported in the Balb/c strain (resistance has been mapped to the Prkdc gene [57]); thus, studies in genetically engineered mice require time-consuming back-crossing before these studies begin. We have found that the Balb/c Jackson strains develop acute renal failure that can lead to early death; the Charles River Balb/c is better for longer term studies (6–8 weeks when fibrosis is the primary end-point). The adriamycin model has been widely used for studies focusing on the role of mononuclear cells in the pathogenesis of chronic kidney disease [58].
3) Nephrotoxic serum nephritis
One of the classical experimental models of acute glomerulonephritis that has been extensively investigated in rabbits and rats, the nephrotoxic serum nephritis (NTS) model is more challenging to work with in mice. The severity of the initial glomerular disease is highly variable, depending upon the particular antiserum that is used – ranging from intense deposition of the IgG along the glomerular basement membrane but absolutely no evidence of glomerular injury, to severe crescentic glomerulonephritis. Not available commercially, the mouse NTS model requires that investigators either generate, purify and characterize their own antiserum or collaborate with investigators who have already done this. Most published studies have focused on the phase of acute glomerular injury (which may be associated with impaired renal function in association with crescentic disease), while data on long-term follow-up to determine if the mice develop progressive tubulointerstitial fibrosis, tubular atrophy and renal insufficiency are sparse. Some studies have reported interstitial inflammation [59–61] and elevated serum creatinine levels but the latter are likely a consequence of severe glomerular damage [62, 63]. Our preliminary studies with NTS generated by the Shankland laboratory suggest that progressive tubulointerstitial disease requires repeated NTS injections [64].
4) Diabetic nephropathy
Generating reliable mouse models of chronic and progressive diabetic nephropathy has been particularly challenging, and a limitation in the field given the high prevalence of CKD due to diabetic nephropathy in humans. The pancreatic B cell toxin streptozocin reliably causes hyperglycemia in most mouse strains, yet the degree of renal fibrosis is modest [65]. This has led to studies in a vast array of mutant mice (spontaneous mutations as well as those that are genetically engineered) [66]. It has recently been reported that CD1 and eNOS−/− C57BL/6 mice develop more severe nephropathy after STZ treatment, though studies often need to be continued for several months before significant renal fibrosis can be detected [67, 68]. BTBR mice with the ob/ob leptin-deficiency mutation develop type 2 diabetes and more aggressive nephropathy than most mouse models (focal interstitial fibrosis by 22 weeks) [69].
5) Other proteinuria models
The model of overload proteinuria, that was modified from the rat model of repeated intraperitoneal injections to induce interstitial fibrosis, is not as aggressive in mice [70]. Due to high mouse acute mortality rates with less purified forms of bovine serum albumin, we have limited our studies to highly-purified, endotoxin-free preparation and use several days to reach the final daily dose of 1g/100gm body weight. Uninephrectomy typically accentuates fibrosis, but even after 6–8 weeks, interstitial fibrosis is focal and does not appear to progress significantly with an additional month of injections (unpublished observations). The influence of mouse strain on disease susceptibility is unknown. In contrast, it appears that virtually all strains of mice fail to develop significant proteinuria and interstitial fibrosis with puromycin aminonucleoside – a nephropathy model that has been especially valuable in rat studies. It has also been difficult to achieve significant nephropathy in mice using anti-Thy-1 antiserum (a rat model of mesangial proliferative glomerulonephritis) and anti-Fx1A antiserum (a rat model of membranous nephropathy): repeated injections of these antisera have been reported to produce interstitial inflammation and fibrosis in rats. Mouse models of renal vasculitis have recently been developed, based on the induction of immune responses to myeloperoxidase [71–73], and glomerular thrombotic microangiopathy using complement factor H-deficient mice [74, 75]. Whether these mice develop significant CKD is not yet clear.
6) Chronic Nephrotoxicity
Given the great interest in the drugs, environmental toxins, heavy metals and alternative medicines as potential causes of CKD in humans, a limited number of studies have attempted to induce nephrotoxic renal disease in mice. Studies have primarily focused on the acute injury phase and the extent of chronic tubulointerstitial disease has not been carefully evaluated. Two of the most promising as CKD models are folic acid nephropathy [76–79] (Figure 9) and aristolochic acid (the active ingredient implicated in Chinese herb nephropathy). Both cause acute kidney injury that may progress to interstitial fibrosis [80]. Cisplatin has been a popular acute kidney injury mouse model that should be evaluated for long-term sequelae [81].
7) CKD as a Sequel to Acute Kidney Injury
A topic of great current interest is the relative risk of CKD after a severe episode of ischemic acute kidney injury. Recent human studies indicate the recovery is often not complete and that long-term interstitial fibrosis and progressive renal insufficiency may ensue [82–85]. The ischemia-reperfusion model of acute kidney injury has been extensively investigated in rats and, more recently, in mice; renal fibrosis has been demonstrated as an outcome [86, 87] (Figure 10). Given the clinical significance of this issue, it is likely that future studies will refine methods to achieve reliable fibrotic outcomes in mouse models of acute kidney injury and to determine if such lesions progress over time.
Reversible Models of Renal Fibrosis
Several studies in animal models have documented that regions within the kidney affected by abnormal extracellular matrix expansion can undergo a remodeling process such that normal renal architecture is restored. Perhaps the most compelling examples are the rat model of anti-Thy-1 nephritis [88] and early human diabetic nephropathy treated successfully by pancreatic transplantation [89]. In both of these examples, intraglomerular regions of expanded mesangial matrix re-model with time. Similarly, experimental models of acute tubulointerstitial injury induced by reversible nephrotic syndrome, reversible obstruction or reversible ischemia have been characterized by areas of “interstitial fibrosis” during the acute phase of the disease that are less prevalent several weeks after recovery [90]. Such data provide convincing evidence that renal extracellular matrix undergoes active remodeling. Further evidence is based on measures of significant kidney matrix protein synthesis rates (mRNA levels, in vivo collagen labeling studies with heavy water) in normal kidneys that do not manifest pathological fibrosis. These observations have significant clinical implications, highlighting the importance of diagnosis and treatment during the early stages when fibrosis is potentially reversible. It also underscores how little is currently known about the differential molecular composition and the potential for reversal of the processes of glomerular matrix expansion, acute interstitial “edema”, glomerulosclerosis and interstitial fibrosis. By analogy to chronic liver disease, the point at which chronic kidney damage and fibrosis transition to irreversible “cirrhosis phase”, is a critical question to be answered.
Since the specific proteolytic pathways responsible for matrix remodeling in the kidney are unknown (many “candidate” matrix metalloproteinases and serine proteases have been ruled out [20, 91–93]), the availability of reliable mouse models of interstitial fibrosis progression and regression are needed but not yet well-characterized. Long-term follow-up studies using the models of acute reversible glomerulonephropathy and tubular injury models should prove useful. The potential to reverse surgically-induced UUO appears promising but remains technically challenging with a high failure rate and thus the need to ensure that the degree of reversal is similar in all of the study animals [94, 95]. Promising methods include the use of removable vascular clamps (but the tenuous blood supply to the ureter limits the duration that occlusion that is tolerated) and surgical ureteral re-implantation. Background strain may influence the degree of recovery, as shown for C57BL/6 mice that develop worse fibrosis and less recovery after UUO reversal compared to Balb/c mice [24].
It remains unclear whether it is the quality (especially post-translational modifications), specific molecular composition (that is, which specific matrix proteins are present) and/or overall quantity of extracellular matrix in the renal “scars” that determines their susceptibility or resistance to proteolytic remodeling. This is a question that can be addressed using creative mouse models. For example, Thornhill et al [96] reported significant nephron recovery after the relief of partial UUO in neonatal mice. It is critical to appreciate that renal fibrosis regression will only have clinical benefit if the surrounding renal parenchyma regenerate to leave nephrons intact and/or further loss is prevented as a consequence of fibrosis regression. These are the necessary outcomes to prevent ongoing renal functional decline.
Additional Considerations in Mouse CKD Models
In addition to the call for futures studies to do a better job of including measures of nephron structural integrity and renal function together with quantitative assessment of kidney fibrosis severity, studies based on mouse models should measure blood pressure (which can be performed reliably and non-invasively using automated tail cuffs) and protein excretion rates (best reported as urinary protein/creatinine ratios due to the challenge of collecting accurately-timed urine collections and fasting the animals during the collection to avoid contamination from dietary proteins). Given the widely-recognized importance of proteinuria and hypertension as accelerators of human CKD, the opportunity to collect these data in the mouse studies should not be overlooked.
Summary
As powerful tools to decipher the genetic basis of human kidney disease are available and growing at an incredible pace, it will be ever more important to determine the biological function of the encoded proteins. The complexities of in vivo biological systems underscore the need for good animal models of human diseases to address these important questions. CKD studies in mice offer many advantages despite the limitations discussed in this review. We would like to advocate for establishing standard metrics to quantify fibrosis severity and renal functional loss to enable outcomes to be compared between studies performed at different institutions, analogous to the standards that we strive to achieve for human clinical trails. The UUO model offers many advantages and can be considered the in vivo high throughput screening tool; important findings should be validated in a second CKD model, analogous to the standards that are expected for human genetics studies.
Acknowledgments
The authors would like to acknowledge the research grants that have supported some of their own work that was cited: National Institutes of Health RO1DK54500 and P50DK44757 (AAE), K08DK073497 and RO3DK083648 (DO), K08DK080926 (IY), R03DK58925 (J L-G), the National Kidney Foundation Young Investigator Award (DO), the American Society of Nephrology Young Investigator Award (IY), Seattle Children’s Research Institute and the Robert O. Hickman Endowed Chair in Pediatric Nephrology. Several people contributed to our own studies that were cited in this review, including two talented research technicians (Xiaohe Cia and Sarah Collins) and several research fellows/visiting scientists (Drs. Takashi Oda, Heungsoo Kim, Guoqiang Zhang, Shunya Matsuo, and Masateru Yamada). We would like to acknowledge Dr. Shelia Violette and Dr. Kent Doi who provided high resolution digital photomicrographs.
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