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. Author manuscript; available in PMC: 2012 Nov 1.
Published in final edited form as: J Allergy Clin Immunol. 2011 Sep 23;128(5):937–938. doi: 10.1016/j.jaci.2011.09.004

Is it time to revise the asthma guidelines?

Stanley J Szefler 1
PMCID: PMC3205258  NIHMSID: NIHMS324393  PMID: 21943941

Introduction

In the United States, the National Asthma Education and Prevention Program (NAEPP) was formed by the National Heart, Lung and Blood Institute and released the first set of United States Expert Panel Report Guidelines for the Diagnosis and Management of Asthma in 1991. Since that time, there have been periodic revisions of the asthma guidelines, most recently in 2007 (1, 2). On average, the NAEPP asthma guidelines are revised every 5 years, so it is about that time to consider an update.

In last month's issue of the Journal, we introduced a series of articles to review the current status of asthma and future directions. The first article in this series is an article entitled “Advancing asthma care: the glass is half full!!!” (3). The major point of that review was to highlight significant accomplishments in reducing asthma mortality and asthma morbidity based on hospitalizations and also to indicate ways to further reduce the burden of asthma. The key figure for this article (3) is included on the cover of this month's Journal.

Usually the guidelines are revised when there is a major new direction or a new concept that results in a paradigm shift of asthma management along with a significant body of knowledge that impacts asthma care. For example, the most recent NAEPP Expert Panel Report-3 (EPR-3) emphasized the importance of asthma control, a stepwise approach to asthma management, and early diagnosis and intervention (1, 2). This version of the asthma guidelines introduced several new terms that apply to asthma management, specifically assessment of severity, control, responsiveness, impairment and risk (1, 2). Severity is defined as the intrinsic intensity of the disease process. Control is the degree to which the manifestations of asthma are minimized and the goals of therapy are achieved. Responsiveness is the ease with which control is achieved by therapy.

New information that could prompt a guideline revision

Due to the ongoing research and the development of new medications, a fresh set of guidelines can become outdated shortly after publication. It is now time to ask if the 2007 EPR-3 guidelines are due for revision. Several questions accompany that consideration: How should that be done? Is there a need for updating certain areas with new information or is there a need for a total revision?

Indeed, as summarized in the recent review on advancing asthma care (3), there is new information available that could be incorporated into a revision of the asthma guidelines. For example, we now have information on the use of tiotropium as add on therapy to inhaled corticosteroids (ICS) (4), the role of omalizumab in managing asthma in inner city children (5), and the association of low levels of vitamin D with inadequate asthma control (6). We also have new information on managing asthma in children including the use of biomarkers to select long-term controller therapy (7), stepping down ICS in children with asthma who are well controlled on low-dose ICS (8), and stepping up treatment in children who are not controlled on low-dose ICS (9). Information is now available on classifying severe asthma based on descriptive terms and on groupings that may be relevant to selecting treatment (10, 11).

In a recent JACI publication, a World Health Organization panel proposed a uniform definition of severe asthma (10). They recommended that a common international approach is needed to define severe asthma, uncontrolled asthma, and when the two coincide. They proposed that severe asthma should include three groups, each carrying different public health messages and challenges: (1) untreated severe asthma, (2) difficult-to-treat severe asthma, and (3) treatment resistant severe asthma. In addition, we have more information developing about the use of ICS in young children with an evolving pattern of asthma.

In this issue of the Journal, Thomas et al (12) review current knowledge regarding step up and step down care in asthma management. They introduce three new concepts of approach including (1) step-up long-term, (2) step-up short-term, and (3) step-up intermittent, in an attempt to provide terminology for the various ways that we can adjust asthma therapy. They also identify areas where more studies are needed to assist clinicians in making decisions around medication adjustment in order to achieve asthma control. Robin Taylor provides a review on the use of biomarkers in the assessment of airways disease (13). He makes the point that the successful application of a biomarker result is critically dependent on the specific question being addressed and the performance characteristics of the biomarker in relation to that question in the context of pretest probabilities (13). This is an evolving area of knowledge that will change as we have more opportunities to explore the application of biomarkers for disease management including diagnosis, assessment of disease activity, prediction of treatment response and monitoring treatment response.

Also in this issue, Lodge et al (14) reported on their study to determine whether skin prick tests to individual allergens up to 2 years of age could predict wheeze in children aged 12 years. They concluded that house dust mite sensitization at ages 1 or 2 years in wheezing and eczematous children at increased familial allergy risk may predict asthma and inform management of these high risk groups. In an accompanying editorial, Guy Marks states that improved understanding of exposure response relationships may be a good starting point, however, we do not quite understand the heterogeneity of this disease presentation (15). Furthermore, he indicates that latent class analysis and other statistical techniques, together with more comprehensive phenotyping and genotyping information may help to unravel this heterogeneity and identify particular types of asthma that can be prevented by allergen avoidance interventions.

In regards to asthma surveillance systems, there is also a stronger effort being made to monitor asthma outcomes within provider systems with techniques that could be applied to individual practice centers as well as large health plans (16). We will soon have a report from the NIH Asthma Outcomes Task Force that will seek to define outcome measures that can be incorporated into all asthma research funded by the NIH. These Task Force recommendations will be immediately applied to the conduct of NIH asthma research but some of these Task Force recommendations could also be considered for application to clinical care.

There is also the high likelihood that more information will evolve in the coming years on genetics and epigenetics in asthma, the role of the microbiome, early intervention to prevent asthma, new immunodultators, and methods to reduce the risk of asthma exacerbations (17-24), to name just a few topics.

Making the decision to move ahead

A decision to move ahead will be determined by the National Heart, Lung and Blood Institute and the NAEPP in regards to the time and the approach to a revision. If the decision is to revise the current guidelines, the Expert Panel would be reassembled and asked to review the current guidelines. A decision would then be made on whether there is need for a total revision or an update of key areas. At one time there was a consideration that the guidelines could become a “living document” with ongoing updates as information developed; however, that would require a plan for continuous literature review and ongoing dialogue with the Expert Panel.

EPR-3 was a full revision with some major changes in the paradigm for disease assessment, namely the emphasis on control with the measured domains of impairment and risk. Periodic reviews are probably the best way to go and every 5 years seems to be an appropriate interval to assess the impact of recent publications and re-examine current approaches to management. While awaiting these decisions, clinicians and providers should submit feedback on whether changes should be made to the basic concept of asthma diagnosis and assessment. This information can be conveyed to the NAEPP or to the current members of the Expert Panel. Meanwhile, the Journal will play its role in publishing key original reports as well as timely reviews and commentaries on major topics impacting asthma management.

Acknowledgement

Dr. Szefler would like to thank Gretchen Hugen for assistance with this manuscript preparation.

Supported in part by Public Health Services Research Grants HL-64288, HL-51834, AI-90052, HL-75416, HL-87811, ES-18181, HL-98075 and the Colorado Cancer, Cardiovascular and Pulmonary Disease Program. Supported in part by Colorado CTSA grant 1 UL1 RR025780 from the National Institutes of Health (NIH) and National Center for Research Resources (NCRR).

Abbreviations

EPR-3

Expert Panel-3

ICS

inhaled corticosteroid

NAEPP

National Asthma Education and Prevention Program

Footnotes

Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final citable form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

Disclosure of potential conflict of interest: S.J. Szefler has consulted for Boehringer-Ingelheim, Glaxo Smith Kline, Genentech, Merck, Novartis and has received research support from the National Institutes of Health, the National Heart, Lung and Blood Institute, the National Institute for Allergy and Infectious Diseases, the National Institute for Environmental and Health Sciences and the Environmental Protection Agency, Caring for Colorado Foundation, the Colorado Cancer, Cardiovascular and Pulmonary Disease Program and Glaxo Smith Kline.

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