Abstract
Biomarkers are one type of laboratory testing being developed in response to the therapeutic imperative for diseases that cause cognitive impairment and dementia. The role of biomarkers is already transforming the organization and conduct of clinical trials, and if successful will likely contribute in the future to the medical management of patients with these diseases. Despite the obvious utility of practicality of blood- or urine-based biomarkers, so far results from these fluid compartments have not been reproducible. In contrast, substantial progress has been made in cerebrospinal fluid biomarkers. Here we review the stages of cerebrospinal fluid biomarker development for several common and unusual diseases that cause cognitive impairment and dementia, stressing the distinction between diagnostic and mechanistic biomarkers. Future applications will likely focus on diagnosis of latent or early-stage disease, assessment of disease progression, mechanism of injury, and response to experimental therapeutics.
Keywords: Alzheimer’s disease, Parkinson’s disease, vascular brain injury, biomarkers, cerebrospinal fluid, neurodegenerative disorders, mild cognitive impairment
Introduction
Cognitive impairment and dementia already are major public health problems for older individuals and are poised to amplify tragically with our increasingly aged population. Epidemiologic studies estimate that prevalence rates of dementia double every 5 years after age 65, and the prevalence of cognitive impairment is even higher [1]. These facts compel a therapeutic imperative that is pursued currently by many laboratories around the world in search of etiologies, key pathogenic steps, and effective interventions that will at least treat and hopefully cure diseases causing cognitive impairment and dementia.
Community- and population-based studies of brain aging with autopsy end points from across the United States have repeatedly identified three disease processes that commonly contribute to cognitive impairment and dementia in the elderly: Alzheimer’s disease (AD), defined by moderate-tohigh levels of neuritic plaques and isocortical neurofibrillary tangles (NFTs); vascular brain injury (VBI), especially the form that results in microinfarcts (μVBI); and isocortical Lewy body disease (LBD). Other diseases that also can cause dementia include frontotemporal lobar degenerations (FTLDs) or prion disease, neither of which is well represented in community- and population-based studies of incident dementia. Part of this may be due to excluding individuals who developed dementia at a younger age from such studies, and part may be due to the lower incidence and prevalence of these diseases compared with AD, μVBI, and LBD. It is also worth considering the role of μVBI, seemingly caused by disease of small caliber cerebrovasculature, versus VBI from large caliber vessels. Large and small vessel cerebrovascular disease and their consequences to brain commonly occur together [2], most likely due to overlapping pathogenic mechanisms; for this reason they are difficult to separate completely. In individuals with cerebrovascular disease that results predominantly in large vessel VBI, the clinical consequences are more readily recognized as strokes rather than as the dementia syndrome. In contrast, individuals with progressive accumulation of μVBI are less likely to be recognized as having had a stroke but can—and commonly do—present with the dementia syndrome.
Although estimates of the burden of these diseases commonly contributing to dementia vary among different cohorts, results from the ACT (Adult Changes in Thought) study of men and women in the Seattle area represent typical values and point estimate the population-attributable risk for dementia as 45% from AD, 33% from μVBI, and 10% from isocortical LBD [3]. It is interesting to speculate why approximately 12% of the population-attributable risk of dementia remains unexplained in ACT. A similar degree of unexplained dementia also has been observed in other population-based studies [4]. It is important to realize that because these are autopsy-based data, it is unlikely that some other known disease process, such as FTLD or prion disease, is contributing significantly to these cases of unexplained dementia, since the tools exist for detecting these disease processes in autopsy specimens. It seems more likely that the cutoff values for “high” pathologic change sufficient to explain dementia do not capture all patients who actually had dementia. For example, in ACT we define Braak stage V or VI for NFTs as sufficient to explain dementia from AD, whereas it is entirely possible that some individuals are more vulnerable to clinical expression of dementia with stage IV (or lower) AD pathologic changes.
It is critical to realize that although populationattributable risk is a statistical estimate of the public health burden of disease, it does not reflect the common comorbidity among these three diseases. Cognitive impairment and dementia in the elderly are syndromes that derive most commonly from an idiosyncratic convergence of AD, μVBI, and LBD [3–5]. Because AD, μVBI, and LBD are chronic diseases, this means that each, or some combination, has a clinical stage of full expression that is called dementia; a prodromal stage with clinically detectable cognitive impairments that do not reach the diagnostic threshold for dementia and that go by several names, including mild cognitive impairment (MCI) or cognitive impairment not dementia; and latent stage, during which the disease has started but it is clinically undetectable. Individuals who were enrolled in ACT, who were examined within 1 year of death, and who at that time had normal cognitive function show a mix of AD, μVBI, and LBD at autopsy, similar to patients with dementia but with a lower burden of disease [6]. Recently, we and others have shown that this observation is widely replicated across many community- and population-based studies [7, 8]. From these cross-sectional data we infer that if these individuals with clinically silent AD, μVBI, and/or LBD had lived longer some may have progressed to MCI or even dementia; however, this is impossible to know from autopsy studies. Thus, although the autopsy record strongly suggests the existence of latent forms of AD, μVBI, and LBD, proof of this concept will require biomarkers, rather than autopsy data, to demonstrate the presence of latent disease in asymptomatic individuals who are then followed in longitudinal studies of clinical progression to prodrome or dementia stage.
Although we have pathologic tools to identify AD, μVBI, and LBD in autopsy studies, as well as less common causes of cognitive impairment and dementia, there is a clear need to develop validated methods to detect and quantify each in living patients. A key component of the response to the therapeutic imperative for neurodegenerative diseases that cause cognitive impairment and dementia is the development of different types of laboratory testing for these common diseases. The two major—and complementary— approaches are neuroimaging and biomarkers. In this review we focus on biomarkers: dynamic quantitative in vivo measures of ongoing disease, stress, injury, or response to injury (Table 1). Biomarkers stand in sharp distinction to risk assessment, commonly done in the laboratory setting by DNA sequencing, because genetic risk factors are immutable and are used to predict the likelihood of future disease.
Table 1.
Predict | Risk | Determine likelihood of developing disease based on genetics, past events, etc. | |||
---|---|---|---|---|---|
Actual |
Clinical Data Degree & character of functional impairment |
Normal | Mild Impair | Dementia | |
Laboratory Data Disease type & burden |
None | + | ++ | +++ | |
Chronic Disease Model | No Disease | Latency | Prodrome | Full Expression |
Two major roles for biomarkers in neurodegenerative disease have the potential to be transformative. Disease-specific biomarkers have multiple applications. (1) Detect latent disease and thereby provide an opportunity for early intervention. An example is detection of hypercholesterolemia and intervention with statins prior to onset of angina or first myocardial infarction. (2) Aid in differential diagnosis, especially determining what disease or combination of diseases is contributing to a patient’s cognitive impairment or dementia syndrome. This disease-specific information will be enormously helpful in designing and assembling subjects for clinical trials to test disease-specific interventions and may also help harmonize cohorts, thereby yielding reduced variance and smaller required cohort size [9, 10]. (3) Provide robust quantitation of disease progression that may be used to reduce the time to primary outcome in clinical trials. Mechanism-specific biomarkers will have multiple complementary applications. (1) Once the disease diagnosis is made, biomarkers of a particular type of stress, injury, or response to injury may also be useful in following disease progression. (2) More importantly, biomarkers of specific mechanisms will help discern the biochemical or cellular actions by which experimental therapeutics actually achieve beneficial effects in people and thereby accelerate rational treatment development. Ultimately, once clinical investigations have yielded effective disease-modifying interventions, some ensemble of validated biomarkers will assist health care providers in the medical management of patients with these common diseases.
Before embarking on discussions of biomarkers for specific diseases or mechanisms of injury, it is important to stress that the level of scientific evidence in support of different biomarker candidates varies widely. Several schemes have been proposed to categorize the evidence in support of biomarker candidates. My colleagues and I have devised a simple and practical five-level ranking for the development of biomarkers [11] (Table 2).
Table 2.
Level of biomarker development | |
---|---|
Level I | Initial association in disease versus control |
Level II | Confirmation in separate cohorts with same assay |
Level III | Validation in separate cohorts with a different assay |
Level IV | Standardized application in multicenter clinical investigations |
Level V | Incorporation into best medical practice |
Alzheimer’s Disease
AD, the most prevalent cause of cognitive impairment and dementia, is characterized pathologically by the accumulation of modified proteins in two abnormal structures: plaques and tangles. In the first case amyloid β (Aβ) proteins, which are endoproteolytic products of the amyloid precursor protein (APP), accumulate in structures called “plaques” that may be senile, diffuse, or neuritic. C terminal cleavage of APP to generate the Aβ fragment is promiscuous and leads to the production of a number of closely related peptides, the two most common being 40 or 42 amino acids in length.
With respect to their usefulness as biomarkers, both types of Aβ peptides are generated in the brain but also by other organs. Aβ40 is more abundant in cerebrospinal fluid (CSF) and plasma than Aβ42. The relevance of plasma Aβ peptides to AD is yet to be fully clarified; this is an area of intense investigation. A lower concentration of CSF Aβ42 is correlated repeatedly with AD [12]. In the second case, the microtubule-associated protein tau accumulates in structures called NFTs. The tau in these structures is extensively post-translationally modified and described as paired helical filament (PHF) tau. One characteristic of PHF-tau is extensive phosphorylation. With respect to its usefulness as a biomarker, increased concentration of tau and some phosphorylated tau isoforms have been observed in AD, as well as several other neurodegenerative diseases and ischemic injury. Tau isoforms have yet to be detected in peripheral body fluids.
There is a large effort underway to develop biomarkers for all stages of AD, and there has been considerable progress for CSF biomarkers (Table 3). Three recent publications on consensus clinical criteria for the diagnosis or evaluation of different stages of AD have stressed the role of biomarkers [13–15]. Although several plasma- or urine-based assays have been proposed at Level I or Level II, we are unaware of any that have withstood validation.
Table 3.
Latent | Prodrome | AD dementia | |
---|---|---|---|
Level I | Several | Many | Many |
Level II | Several | Many | Many |
Level III | Aβ42 and tau species | F2-isoprostanes | F2-isoprostanes |
Level IV | None yet | Aβ42 and tau species | Aβ42 and tau species |
Level V | None yet | None yet | None yet |
AD: Alzheimer’s disease
Following the work of many laboratories, the AD Neuroimaging Initiative (ADNI) has taken the arduous step of moving to Level IV for reduced CSF Aβ42 plus elevated CSF tau concentrations in individuals with AD at dementia and prodromal stages, and likely soon in latency as well [16••]. Moreover, ADNI now provides an international platform on which to cross-compare a variety of laboratory and functional tests for the diagnosis of different stages of AD [17]. Although this may sound straightforward, it is a herculean and necessary step to move biomarkers from the research setting to general medical practice. Furthermore, elegant imaging studies, a few buttressed by subsequent postmortem examination, indicate that decreased CSF Aβ42 in individuals with AD is associated with increased Aβ42 accumulation in brain [18]. The basis for increased CSF tau concentration in AD is more speculative but appears in several degenerative and destructive diseases of brain and may be a consequence of neuronal injury. Although still speculative, one possibility is that reduced CSF Aβ42 will be an early diagnostic biomarker of AD and elevated CSF tau a biomarker of disease progression. The application of mechanism-specific biomarkers, including F2-isoprostanes, to AD diagnosis is discussed in the “Inflammation and Free Radical Injury” section below.
Parkinson’s Disease and Other “Synucleinopathies”
Given the potential for biomarkers and the successes achieved so far in AD, many investigators are pursuing biomarkers for other neurodegenerative diseases. An area of major focus is Parkinson’s disease (PD), evidenced by the Parkinson’s Progression Markers Initiative (PPMI) sponsored by the Michael J. Fox Foundation, and the Parkinson’s Disease Biomarkers Identification Network (PD-BIN) being established by the National Institute of Neurological Disorders and Stroke (Table 4).
Table 4.
Latent | Prodrome (cognitive) | PD, DLB, or MSA | |
---|---|---|---|
Level I | None yet | Several | Several |
Level II | None yet | Several | Decreased CSF DJ-1 |
Level III | None yet | Decreased CSF Aβ42 with no change in CSF tau | Decreased CSF SNCA |
Level IV | None yet | None yet | None yet |
Level V | None yet | None yet | None yet |
CSF: cerebrospinal fluid; DLB: dementia with Lewy bodies; MSA: multiple system atrophy; PD: Parkinson’s disease; SNCA: α-synuclein.
PD is one of a group of neurodegenerative diseases called “synucleinopathies” because all share the pathologic feature of α-synuclein (SNCA)-containing inclusions. In PD and dementia with Lewy bodies (DLB), SNCA inclusions are contained within a subset of neurons and are called Lewy bodies. For this reason, PD and DLB are sometimes grouped together as LBD. The regional distribution of LB in PD and DLB broadly overlaps, and as methods to detect SNCA-immunoreactive inclusions have become more sensitive, it has become more difficult to distinguish clearly between PD and DLB at autopsy. The clinical distinction between PD and DLB is somewhat arbitrary and related to the relative timing of onset of cognitive impairments versus motor impairments. This issue is further complicated by the recently recognized cognitive impairments that commonly occur in patients with PD, even at the time of initial diagnosis. Nevertheless, it is important to realize that with the current consensus criteria, DLB very commonly is associated with comorbid changes of AD; thus, one would expect that biomarkers of AD more commonly will be “positive” in patients with DLB than patients with PD. The other “synucleinopathy” that is commonly investigated along with PD is multiple system atrophy (MSA), which can be difficult to distinguish clinically from PD especially in early stages of disease, but is characteristically less responsive to dopamine replacement therapy. MSA is distinguished pathologically from PD and DLB because SNCA-immunoreactive inclusions occur prominently in glia rather than neurons.
Decreased CSF SNCA concentration in patients with PD relative to controls has been observed by several groups of investigators; however, not all groups have been able to reproduce this finding [19]. Two groups recently contributed excellent, large cross-sectional studies of CSF SNCA concentration in control individuals without neurologic disease, patients with AD, and patients with PD or other “synucleinopathies.” Using two different assays for CSF SNCA, they both concluded that CSF SNCA concentration is significantly reduced in all three “synucleinopathies” [20•, 21•] (highlighted in Nature Reviews Neurology [22]), solidly achieving Level III for decreased CSF SNCA as a biomarker for “synucleinopathies.” The performance of standardized CSF SNCA assay as a clinical laboratory assay for “synucleinopathy” (Level IV) awaits the outcome of large multicenter studies such as PPMI and PD-BIN.
In addition to CSF SNCA, some groups have investigated CSF DJ-1 as a biomarker of PD and related diseases. DJ-1 is a multifunctional redox-sensitive protein involved in mitochondrial function [23]. Importantly, loss-of-function mutations in the gene that encodes DJ-1 is a cause of inherited PD. The first group to investigate CSF DJ-1 in patients with sporadic (not caused by known mutations) PD used an immunoblotting approach, and concluded that CSF DJ-1 is increased in patients with PD, especially at an early symptomatic stage [24]. Subsequently, much larger cross-sectional studies using X-MAP–based quantification of CSF DJ-1 concluded that concentration of this protein was decreased in the CSF of patients with PD compared to controls and patients with AD, but did not correlate with PD severity [21•, 25•]. Critically, one of these studies highlighted the importance of controlling for both blood contamination of CSF and age when interpreting CSF concentration of DJ-1 and SNCA [25•]. DJ-1 and SNCA are detectable in plasma and serum; however, levels in these biofluids are not correlated with PD [25•, 26]. There is Level I evidence for salivary SNCA and DJ-1 in patients with PD [27].
It is interesting that results from these studies cited above have yet to identify abnormal CSF SNCA or DJ-1 concentrations in a subset of asymptomatic controls, as has been observed with CSF Aβ42 and tau in elderly controls, perhaps because of lower prevalence of latent “synucleinopathies.” Moreover, the results from these studies indicate that the performance characteristics of CSF SNCA or DJ-1 concentration as a clinical laboratory test are insufficient as a single measure, and that there is a clear need for improved laboratory testing for individuals with PD or related diseases [21•].
Although these results focused on diagnosing PD without considering cognitive status, cognitive impairment in patients with PD is an area that has received much recent attention. One hypothesis tested by several groups is that the biomarkers of AD, (e.g., CSF Aβ42 and tau) might be useful in evaluating at least a subset of patients with PD and cognitive impairment or PD and dementia (PD-D). Several groups of investigators have observed reproducibly reduced CSF Aβ42 levels, but not increasing concentrations of CSF tau species, in patients with PD-D [28–30] but no significant change in either CSF protein concentration in patients with PD without cognitive impairment [20•]. These intriguing observations suggest an incomplete overlap in the pathophysiologic processes of PD-D and AD, a relationship that requires further investigation by other modalities including neuroimaging approaches. One hypothesis arising from these data is that the dopaminergic neurodegeneration that occurs in PD may clinically unmask AD at an earlier stage, while Aβ42 is being deposited in parenchyma (and decreasing in CSF) but before the occurrence of large-scale neuron death resulting in elevated CSF tau concentration.
Vascular Brain Injury
In addition to a very large scientific literature on risk factors for large vessel VBI, there also are many reports about CSF—and in some instances plasma or serum— biomarkers for VBI from large vessel disease [31, 32]. In contrast, although there is also a substantial literature on the risks for μVBI, prominently including diabetes mellitus and hypertension, there are no studies reporting CSF or blood-based biomarkers of cerebral μVBI beyond Level I. Several groups have explored the intersection of VBI and AD in clinical, pathologic, and even biomarker studies [33]; however, any interaction beyond functional remains enigmatic.
Other Neurodegenerative Diseases
Although the CSF 14-3-3 protein has been a valuable diagnostic aid for Creutzfeldt-Jakob disease (CJD) for a decade [34], its quantification can be problematic [35]. More recently, attention has focused on “extremely high” (at least 10-fold higher) tau levels in CSF as a biomarker of CJD. A recent meta-analysis concluded that the sensitivity and specificity for extreme elevations in CSF tau both exceeded 90% for CJD when compared with controls, AD, VBI, DLB, or VBI [36]. However, direct comparison of CSF 14-3-3 and CSF tau as biomarkers for sporadic CJD showed that each yielded similar results [34]. Although concentration of CSF tau and some of its phosphorylated isoforms have been reported to decrease in FTLD [37], this same meta-analysis concluded that the sensitivity and specificity for CSF concentration of total tau and tau phosphorylated at amino acid 181 were both approximately 80% [36]. Recently, others have reported the discovery of a panel of CSF biomarkers that discriminated between two different forms of FTLD [38].
Free Radical Injury and Inflammation
Unlike the investigations reviewed above that focused on specific diseases, other biomarkers are being developed that reflect specific mechanisms of stress, injury, or response to injury in the central nervous system. Because these mechanisms may be shared by multiple diseases, the emphasis is not on the diagnostic utility of these markers. Rather, they may prove very useful in estimating disease progression or pharmacologic action of therapeutics, or as additions to a panel of disease-specific diagnostic markers. Biomarkers have been tested most extensively for two mechanisms of injury or response to injury: free radical injury and inflammation.
Free radical stress refers to pathologic states in which free radical production is increased, whereas free radical injury occurs when this stress exceeds the system’s capacity to detoxify free radicals. It is important to realize that the free radical injury is an indiscriminate process in which a complex array of biochemical reactions occurs simultaneously. It is most typically quantified using chemical modification of nucleic acids, proteins, or lipids as end points. Because the range of biochemical reactions that occur under conditions of free radical stress and injury is large, so is the number of potential biomarker candidates. The National Institutes of Health-sponsored BOSS (Biomarker of Oxidative Stress Study) concluded that of the products of free radical injury, F2-isoprostanes (F2-IsoPs) and 8-hydroxy-2’-deoxyguanosine (8-OHdG) showed the best performance characteristics as quantitative in vivo biomarkers of free radical injury under experimental conditions [39]. 8-OHdG has been reported to be increased in CSF from AD patients compared with controls [40], and numerous studies have investigated CSF F2-IsoPs as potential biomarkers of neurodegenerative diseases [41].
Esterified F2-IsoPs have been measured in brain tissue of both mice and humans. In the cerebrum or hippocampus of some transgenic mouse models of AD that deposit Aβ in plaques, esterified F2-IsoPs are elevated early in the course of pathology and increase further as the mice age [42]. Esterified F2-IsoPs are also elevated in human brain tissue from individuals with MCI or AD [43]. Although esterified F2-IsoPs are not detectable in human CSF, free F2-IsoPs can be measured at levels of picogram per milliliter. CSF F2-IsoPs measured with stable isotope dilution assays (using either deuterated 8-iso-PGF2α or 8,12-iso-iPF2α-VI) are consistently elevated in patients with AD compared with controls [44–46]. Although initially reported also as elevated [47], it has since been shown that plasma F2-IsoPs are not reproducibly different between patients with AD and controls [48–50]. CSF F2-IsoPs levels do not correlate strongly with the severity of dementia, and the increase is observed early in the symptomatic course of AD [47, 51]. Elevated CSF F2-IsoP levels accompany reduced Aβ42 levels in presymptomatic carriers of familial AD mutations [52]. The concentration of CSF F2-IsoPs has also been shown to increase during AD progression in a longitudinal study using sequential lumbar punctures [51]. Two small studies have indicated that when combined with other CSF biomarkers such as Aβ42 and tau, measuring F2-IsoPs may improve diagnostic classification of AD relative to controls [46, 47].
The potential utility of CSF F2-IsoPs to assess antioxidant treatment effects has been the focus of several studies. In a naturalistic study analyzing antioxidant supplement use, CSF F2-IsoPs levels in patients with AD was measured at baseline and 12 months later [53]. Patients who did not take any supplements had increased F2-IsoPs after 12 months, whereas those who took vitamins E plus C showed no changes in CSF F2-IsoP levels after 12 months. In a recent clinical trial, patients with AD were randomized to receive vitamin C and α-lipoic acid, a combination of “cytosolic” antioxidants, α-tocopherol, coenzyme Q, or placebo, for 16 weeks. CSF was obtained at baseline and at the end of the 16-week treatment period. A significant decrease in CSF F2-IsoPs was observed in the group who received cytosolic antioxidants relative to the group who received placebo [12]. This finding suggests that F2-IsoPs may be useful in evaluating suppression of free radical injury to the central nervous system by drugs. Although encouraging, establishing the clinical significance of these findings would require long-term assessment with clinical end points.
A large observational and experimental literature supports a role for free radical injury in AD, PD, and VBI. Although several sources of increased free radical stress have been proposed in these diseases, one that is shared by all three is activation of inflammatory responses in brain. There are differences in the cellular components and ways in which inflammation is mediated in the brain (“neuroinflammation”) compared with the periphery. Very briefly, although all cells in brain can participate in neuroinflammatory responses, the major cellular player is microglia. As in peripheral organs, activation of neuroinflammation can have both beneficial and deleterious effects that depend upon the type, degree, and length of activation. Substantial experimental evidence shows that activation of neuroinflammatory mechanisms can damage neurons in a variety of models, including mouse models of AD, PD, and VBI [54]. The balance between the beneficial and deleterious effects of neuroinflammation in patients with these diseases is not yet clear; however, individual molecular components of neuroinflammation are being investigated.
Cytokines and chemokines have been measured in many observational studies of neurodegenerative diseases with mixed results. They occur at low concentrations and extremely sensitive assays are required for their detection in CSF or plasma. Findings have been inconsistent for many of the inflammatory biomarkers [12]. A few cytokines or chemokines have been found to be increased in CSF from individuals with MCI, suggesting that activation of those signaling pathways may occur relatively early in the clinical expression of AD. Examples include monocyte chemoattractant protein-1, interleukin (IL)-8, IL-1 receptor type II, and IL-18 [55, 56]; these observations require larger-scale replication and follow-up of patients to determine their predictive value.
Multiplex assays that allow the simultaneous measurement of panels of cytokines, chemokines, and other secreted molecules are becoming increasingly available. There are a few published studies to date of inflammatory biomarkers using multiplex analyses of CSF from AD versus controls [57–59] or AD versus PD versus MCI versus controls [60], providing Level I or in some instances Level II information for clinically symptomatic stage of disease. Studies are underway that will help to establish whether there is consistent alteration in a set of inflammatory proteins in latent or prodromal stage of AD or PD.
Therapeutic interventions that target inflammatory pathways also have been examined with biomarkers. In one recent study, patients with AD were randomized to either a high dietary intake of omega-3 fatty acids or to placebo. Subjects in both groups underwent lumbar punctures after completing 6 months of treatment. CSF levels of Aβ42 and tau were no different between groups, and there was no difference in IL-6, tumor necrosis factor-α (TNF-α), and soluble IL-1 receptor type II levels [61].
Plasma or serum inflammatory molecules as biomarkers of AD have failed to discriminate consistently patients with AD from controls. However, others have investigated whether levels of plasma inflammatory biomarkers may predict the future development of AD. For example, in the Framingham study, cytokine release by peripheral blood mononuclear cells (PBMCs) was analyzed in elderly community-dwelling subjects. Subjects with the highest extent of PBMC production of IL-1β and TNF-α had an increased risk of developing incident AD [62]. In the Rotterdam study, elderly subjects with higher α1-antichymotrypsin and IL-6 plasma levels had an increased risk of incident dementia, which remained significant for incident AD [63]. In a population-based study, levels of plasma CRP were increased in individuals with MCI relative to controls [64].
Conclusions
Biomarkers are one type of laboratory testing being developed in response to the therapeutic imperative for diseases that cause cognitive impairment and dementia. The role of biomarkers is already transforming the organization and conduct of clinical trials, and if successful will likely contribute in the future to the medical management of patients with these diseases. Despite the obvious utility of practicality of blood- or urine-based biomarkers, so far results from these fluid compartments have not been reproducible. In contrast, substantial progress has been made in CSF biomarkers.
In this paper, we reviewed the stages of CSF development for several common and unusual diseases that cause cognitive impairment and dementia. We outlined five stages of biomarker development: initial association, confirmation, validation, standardization, and finally clinical application. The most progress has been made in diagnostic CSF biomarkers for AD followed by PD. Furthermore, we highlighted biomarkers of mechanisms of injury or response to injury that included free radical injury and immune response. Future applications of diagnostic or mechanistic biomarkers will likely focus on diagnosis of latent or early-stage disease, assessment of disease progression, mechanism of injury, and response to experimental therapeutics.
Acknowledgments
This work was supported by grants from the National Institutes of Health (AG05136, NS62684, and ES07032) and the Nancy and Buster Alvord Endowment.
References
Papers of particular interest, published recently, have been highlighted as:
• Of importance
•• Of major importance
- 1.Montine TJ, Larson EB. Late-life dementias: does this unyielding global challenge require a broader view? Jama. 2009;302:2593–4. doi: 10.1001/jama.2009.1863. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 2.Longstreth WT, Jr, Sonnen JA, Koepsell TD, et al. Associations between microinfarcts and other macroscopic vascular findings on neuropathologic examination in 2 databases. Alzheimer Dis Assoc Disord. 2009;23:291–4. doi: 10.1097/WAD.0b013e318199fc7a. [DOI] [PMC free article] [PubMed] [Google Scholar]; Curr Neurol Neurosci Rep. 2011;11:455–463. 461. doi: 10.1007/s11910-011-0212-0. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 3.Sonnen JA, Larson EB, Crane PK, et al. Pathological correlates of dementia in a longitudinal, population-based sample of aging. Ann Neurol. 2007;62:406–13. doi: 10.1002/ana.21208. [DOI] [PubMed] [Google Scholar]
- 4.White L, Petrovitch H, Hardman J, et al. Cerebrovascular pathology and dementia in autopsied Honolulu-Asia aging study participants. Ann N YAcad Sci. 2002;977:9–23. doi: 10.1111/j.1749-6632.2002.tb04794.x. [DOI] [PubMed] [Google Scholar]
- 5.Schneider JA, Aggarwal NT, Barnes L, Boyle P, Bennett DA. The neuropathology of older persons with and without dementia from community versus clinic cohorts. J Alzheimers Dis. 2009;18:691–701. doi: 10.3233/JAD-2009-1227. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 6.Montine T, Sonnen J, Montine K, Crane P, Larson E. Adult changes in thought study: dementia is an individually varying convergent syndrome with prevalent clinically silent diseases that may be modified by some commonly used therapeutics. Curr Alzheimer Res. 2011 doi: 10.2174/156720512801322555. In press. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 7.Dowling NM, Tomaszewski Farias S, Reed BR, et al. Neuropathological associates of multiple cognitive functions in two communitybased cohorts of older adults. J Int Neuropsychol Soc. 2010:1–13. doi: 10.1017/S1355617710001426. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 8.Sonnen J, Santa Cruz K, Hemmy L, et al. Ecology of aging human brain. Arch Neurol. 2011 doi: 10.1001/archneurol.2011.157. In press. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 9.Lorenzi M, Donohue M, Paternico D, et al. Enrichment through biomarkers in clinical trials of Alzheimer’s drugs in patients with mild cognitive impairment. Neurobiol Aging. 2010;31:1443–51. doi: 10.1016/j.neurobiolaging.2010.04.036. [DOI] [PubMed] [Google Scholar]
- 10.Kohannim O, Hua X, Hibar DP, et al. Boosting power for clinical trials using classifiers based on multiple biomarkers. Neurobiol Aging. 2010;31:1429–42. doi: 10.1016/j.neurobiolaging.2010.04.022. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 11.Sonnen JA, Montine KS, Quinn JF, Breitner JC, Montine TJ. Cerebrospinal fluid biomarkers in mild cognitive impairment and dementia. J Alzheimers Dis. 2010;19:301–9. doi: 10.3233/JAD-2010-1236. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 12.Galasko D, Montine TJ. Biomarkers of oxidative damage and inflammation in Alzheimer’s disease. Biomark Med. 2010;4:27– 36. doi: 10.2217/bmm.09.89. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 13.McKhann GM, Knopman DS, Chertkow H, et al. The diagnosis of dementia due to Alzheimer’s disease: recommendations from the National Institute on Aging and the Alzheimer’s Association workgroup. Alzheimers Dement. 2011 doi: 10.1016/j.jalz.2011.03.005. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 14.Albert MS, Dekosky ST, Dickson D, et al. The diagnosis of mild cognitive impairment due to Alzheimer’s disease: recommendations from the National Institute on Aging and Alzheimer’s Association workgroup. Alzheimers Dement. 2011 doi: 10.1016/j.jalz.2011.03.008. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 15.Sperling RA, Aisen PS, Beckett LA, et al. Toward defining the preclinical stages of Alzheimer’s disease: recommendations from the National Institute on Aging and the Alzheimer’s Association workgroup. Alzheimers Dement. 2011 doi: 10.1016/j.jalz.2011.03.003. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 16••.Trojanowski JQ, Vandeerstichele H, Korecka M, et al. Update on the biomarker core of the Alzheimer’s Disease Neuroimaging Initiative subjects. Alzheimers Dement. 2010;6:230–8. doi: 10.1016/j.jalz.2010.03.008. Reviews progress in CSF biomarkers made in ADNI, a broadly collaborative study working to standardize application of selected CSF biomarkers. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 17.Weiner MW, Aisen PS, Jack CR, Jr, et al. The Alzheimer’s disease neuroimaging initiative: progress report and future plans. Alzheimers Dement. 2010;6:202–11. e7. doi: 10.1016/j.jalz.2010.03.007. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 18.Fagan AM, Mintun MA, Mach RH, et al. Inverse relation between in vivo amyloid imaging load and cerebrospinal fluid Abeta42 in humans. Ann Neurol. 2006;59:512–9. doi: 10.1002/ana.20730. [DOI] [PubMed] [Google Scholar]
- 19.Aerts MB, Esselink RA, Abdo WF, Bloem BR, Verbeek MM. CSF alpha-synuclein does not differentiate between parkinsonian disorders. Neurobiol Aging. 2011 doi: 10.1016/j.neurobiolaging.2010.12.001. epub ahead of print. [DOI] [PubMed] [Google Scholar]
- 20•.Mollenhauer B, Locascio JJ, Schulz-Schaeffer W, et al. alpha-Synuclein and tau concentrations in cerebrospinal fluid of patients presenting with parkinsonism: a cohort study. Lancet Neurol. 2011;10:230–40. doi: 10.1016/S1474-4422(11)70014-X. Reflects emerging consensus for some CSF biomarkers in PD. [DOI] [PubMed] [Google Scholar]
- 21•.Shi M, Bradner J, Hancock AM, et al. Cerebrospinal fluid biomarkers for Parkinson disease diagnosis and progression. Ann Neurol. 2011;69:570–80. doi: 10.1002/ana.22311. Reflects emerging consensus for some CSF biomarkers in PD. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 22.Yates D. New developments in CSF biomarkers for early detection and monitoring of Parkinson disease. Nat Rev Neurol. 2011;7:1. doi: 10.1038/nrneurol.2010.184. [DOI] [PubMed] [Google Scholar]
- 23.Gasser T. Molecular pathogenesis of Parkinson disease: insights from genetic studies. Expert Rev Mol Med. 2009;11:e22. doi: 10.1017/S1462399409001148. [DOI] [PubMed] [Google Scholar]
- 24.Waragai M, Wei J, Fujita M, et al. Increased level of DJ-1 in the cerebrospinal fluids of sporadic Parkinson’s disease. Biochem Biophys Res Commun. 2006;345:967–72. doi: 10.1016/j.bbrc.2006.05.011. [DOI] [PubMed] [Google Scholar]
- 25•.Hong Z, Shi M, Chung KA, et al. DJ-1 and alpha-synuclein in human cerebrospinal fluid as biomarkers of Parkinson’s disease. Brain. 2010;133:713–26. doi: 10.1093/brain/awq008. Reflects emerging consensus for some CSF biomarkers in PD. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 26.Maita C, Tsuji S, Yabe I, et al. Secretion of DJ-1 into the serum of patients with Parkinson’s disease. Neurosci Lett. 2008;431:86–9. doi: 10.1016/j.neulet.2007.11.027. [DOI] [PubMed] [Google Scholar]
- 27.Devic I, Hwang H, Edgar JS, et al. Salivary α-synuclein and DJ-1: potential biomarkers for Parkinson’s disease. Brain. 2011 doi: 10.1093/brain/awr015. epub ahead of print. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 28.Alves G, Bronnick K, Aarsland D, et al. CSF amyloid-beta and tau proteins, and cognitive performance, in early and untreated Parkinson’s disease: the Norwegian ParkWest study. J Neurol Neurosurg Psychiatr. 2010;81:1080–6. doi: 10.1136/jnnp.2009.199950. [DOI] [PubMed] [Google Scholar]
- 29.Siderowf A, Xie SX, Hurtig H, et al. CSF amyloid beta 1–42 predicts cognitive decline in Parkinson disease. Neurology. 2010;75:1055–61. doi: 10.1212/WNL.0b013e3181f39a78. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 30.Montine TJ, Shi M, Quinn JF, et al. CSF Abeta(42) and tau in Parkinson’s disease with cognitive impairment. Mov Disord. 2010;25:2682–5. doi: 10.1002/mds.23287. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 31.Brouns R, De Vil B, Cras P, et al. Neurobiochemical markers of brain damage in cerebrospinal fluid of acute ischemic stroke patients. Clin Chem. 2010;56:451–8. doi: 10.1373/clinchem.2009.134122. [DOI] [PubMed] [Google Scholar]
- 32.Al-Tamimi M, Gardiner EE, Thom JY, et al. Soluble glycoprotein VI is raised in the plasma of patients with acute ischemic stroke. Stroke. 2011;42:498–500. doi: 10.1161/STROKEAHA.110.602532. [DOI] [PubMed] [Google Scholar]
- 33.Ewers M, Mielke MM, Hampel H. Blood-based biomarkers of microvascular pathology in Alzheimer’s disease. Exp Gerontol. 2010;45:75–9. doi: 10.1016/j.exger.2009.09.005. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 34.Chohan G, Pennington C, Mackenzie JM, et al. The role of cerebrospinal fluid 14-3-3 and other proteins in the diagnosis of sporadic Creutzfeldt-Jakob disease in the UK: a 10-year review. J Neurol Neurosurg Psychiatr. 2010;81:1243–8. doi: 10.1136/jnnp.2009.197962. [DOI] [PubMed] [Google Scholar]
- 35.Satoh K, Tobiume M, Matsui Y, et al. Establishment of a standard 14-3-3 protein assay of cerebrospinal fluid as a diagnostic tool for Creutzfeldt-Jakob disease. Lab Investig. 2010;90:1637–44. doi: 10.1038/labinvest.2009.68. [DOI] [PubMed] [Google Scholar]
- 36.van Harten AC, Kester MI, Visser PJ, et al. Tau and p-tau as CSF biomarkers in dementia: a meta-analysis. Clin Chem Lab Med. 2011;49:353–66. doi: 10.1515/CCLM.2011.086. [DOI] [PubMed] [Google Scholar]
- 37.Bian H, Van Swieten JC, Leight S, et al. CSF biomarkers in frontotemporal lobar degeneration with known pathology. Neurology. 2008;70:1827–35. doi: 10.1212/01.wnl.0000311445.21321.fc. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 38.Hu WT, Chen-Plotkin A, Grossman M, et al. Novel CSF biomarkers for frontotemporal lobar degenerations. Neurology. 2010;75:2079–86. doi: 10.1212/WNL.0b013e318200d78d. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 39.Kadiiska MB, Gladen BC, Baird DD, et al. Biomarkers of oxidative stress study II: are oxidation products of lipids, proteins, and DNA markers of CCl4 poisoning? Free Radic Biol Med. 2005;38:698–710. doi: 10.1016/j.freeradbiomed.2004.09.017. [DOI] [PubMed] [Google Scholar]
- 40.Abe T, Tohgi H, Isobe C, Murata T, Sato C. Remarkable increase in the concentration of 8-hydroxyguanosine in cerebrospinal fluid from patients with Alzheimer’s disease. J Neurosci Res. 2002;70:447– 50. doi: 10.1002/jnr.10349. [DOI] [PubMed] [Google Scholar]
- 41.Montine TJ, Peskind ER, Quinn JF, et al. Increased cerebrospinal fluid F2-isoprostanes are associated with aging and latent Alzheimer’s disease as identified by biomarkers. Neuromolecular Med. 2011;13:37–43. doi: 10.1007/s12017-010-8126-6. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 42.Pratico D, Uryu K, Leight S, Trojanoswki JQ, Lee VM. Increased lipid peroxidation precedes amyloid plaque formation in an animal model of Alzheimer amyloidosis. J Neurosci. 2001;21:4183–7. doi: 10.1523/JNEUROSCI.21-12-04183.2001. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 43.Yao Y, Zhukareva V, Sung S, et al. Enhanced brain levels of 8,12-iso-iPF2alpha-VI differentiate AD from frontotemporal dementia. Neurology. 2003;61:475–8. doi: 10.1212/01.wnl.0000070185.02546.5d. [DOI] [PubMed] [Google Scholar]
- 44.Montine TJ, Beal MF, Cudkowicz ME, et al. Increased CSF F2-isoprostane concentration in probableAD. Neurology. 1999;52:562–5. doi: 10.1212/wnl.52.3.562. [DOI] [PubMed] [Google Scholar]
- 45.Pratico D, Clark CM, Lee VM, et al. Increased 8,12-isoiPF2alpha-VI in Alzheimer’s disease: correlation of a noninvasive index of lipid peroxidation with disease severity. Ann Neurol. 2000;48:809–12. [PubMed] [Google Scholar]
- 46.Montine TJ, Kaye JA, Montine KS, et al. Cerebrospinal fluid abeta42, tau, and F2-isoprostane concentrations in patients with Alzheimer disease, other dementias, and in age-matched controls. Arch Pathol Lab Med. 2001;125:510–2. doi: 10.5858/2001-125-0510-CFATAF. [DOI] [PubMed] [Google Scholar]
- 47.Pratico D, Clark CM, Liun F, et al. Increase of brain oxidative stress in mild cognitive impairment: a possible predictor of Alzheimer disease. Arch Neurol. 2002;59:972–6. doi: 10.1001/archneur.59.6.972. [DOI] [PubMed] [Google Scholar]
- 48.Montine TJ, Quinn JF, Milatovic D, et al. Peripheral F2-isoprostanes and F4-neuroprostanes are not increased in Alzheimer’s disease. Ann Neurol. 2002;52:175–9. doi: 10.1002/ana.10272. [DOI] [PubMed] [Google Scholar]
- 49.Irizarry MC, Yao Y, Hyman BT, Growdon JH, Pratico D. Plasma F2A isoprostane levels in Alzheimer’s and Parkinson’s disease. Neurodegener Dis. 2007;4:403–5. doi: 10.1159/000107699. [DOI] [PubMed] [Google Scholar]
- 50.Mufson EJ, Leurgans S. Inability of plasma and urine F2Aisoprostane levels to differentiate mild cognitive impairment from Alzheimer’s disease. Neurodegener Dis. 2010;7:139–42. doi: 10.1159/000289224. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 51.de Leon MJ, Mosconi L, Li J, et al. Longitudinal CSF isoprostane and MRI atrophy in the progression to AD. J Neurol. 2007;254:1666–75. doi: 10.1007/s00415-007-0610-z. [DOI] [PubMed] [Google Scholar]
- 52.Ringman JM, Younkin SG, Pratico D, et al. Biochemical markers in persons with preclinical familial Alzheimer disease. Neurology. 2008;71:85–92. doi: 10.1212/01.wnl.0000303973.71803.81. [DOI] [PubMed] [Google Scholar]
- 53.Quinn JF, Montine KS, Moore M, et al. Suppression of longitudinal increase in CSF F2-isoprostanes in Alzheimer’s disease. J Alzheimers Dis. 2004;6:93–7. doi: 10.3233/jad-2004-6110. [DOI] [PubMed] [Google Scholar]
- 54.Wee Yong V. Inflammation in neurological disorders: a help or a hindrance? Neuroscientist. 2010;16:408–20. doi: 10.1177/1073858410371379. [DOI] [PubMed] [Google Scholar]
- 55.Lindberg C, Chromek M, Ahrengart L, et al. Soluble interleukin-1 receptor type II, IL-18 and caspase-1 in mild cognitive impairment and severe Alzheimer’s disease. Neurochem Int. 2005;46:551–7. doi: 10.1016/j.neuint.2005.01.004. [DOI] [PubMed] [Google Scholar]
- 56.Popp J, Bacher M, Kolsch H, et al. Macrophage migration inhibitory factor in mild cognitive impairment and Alzheimer’s disease. J Psychiatr Res. 2009;43:749–53. doi: 10.1016/j.jpsychires.2008.10.006. [DOI] [PubMed] [Google Scholar]
- 57.Sun YX, Minthon L, Wallmark A, et al. Inflammatory markers in matched plasma and cerebrospinal fluid from patients with Alzheimer’s disease. Dement Geriatr Cogn Disord. 2003;16:136–44. doi: 10.1159/000071001. [DOI] [PubMed] [Google Scholar]
- 58.Galimberti D, Schoonenboom N, Scheltens P, et al. Intrathecal chemokine synthesis in mild cognitive impairment and Alzheimer disease. Arch Neurol. 2006;63:538–43. doi: 10.1001/archneur.63.4.538. [DOI] [PubMed] [Google Scholar]
- 59.Choi C, Jeong JH, Jang JS, et al. Multiplex analysis of cytokines in the serum and cerebrospinal fluid of patients with Alzheimer’s disease by color-coded bead technology. J Clin Neurol. 2008;4:84–8. doi: 10.3988/jcn.2008.4.2.84. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 60.Wang Y, Hancock AM, Bradner J, et al. Complement 3 and factor h in human cerebrospinal fluid in Parkinson’s disease, Alzheimer’s disease, and multiple-system atrophy. Am J Pathol. 2011;178:1509–16. doi: 10.1016/j.ajpath.2011.01.006. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 61.Freund-Levi Y, Hjorth E, Lindberg C, et al. Effects of omega-3 fatty acids on inflammatory markers in cerebrospinal fluid and plasma in Alzheimer’s disease: the OmegAD study. Dement Geriatr Cogn Disord. 2009;27:481–90. doi: 10.1159/000218081. [DOI] [PubMed] [Google Scholar]
- 62.Tan ZS, Beiser AS, Vasan RS, et al. Inflammatory markers and the risk of Alzheimer disease: the Framingham study. Neurology. 2007;68:1902–8. doi: 10.1212/01.wnl.0000263217.36439.da. [DOI] [PubMed] [Google Scholar]
- 63.Engelhart MJ, Geerlings MI, Meijer J, et al. Inflammatory proteins in plasma and the risk of dementia: the Rotterdam study. Arch Neurol. 2004;61:668–72. doi: 10.1001/archneur.61.5.668. [DOI] [PubMed] [Google Scholar]
- 64.Roberts RO, Geda YE, Knopman DS, et al. Association of Creactive protein with mild cognitive impairment. Alzheimers Dement. 2009;5:398–405. doi: 10.1016/j.jalz.2009.01.025. [DOI] [PMC free article] [PubMed] [Google Scholar]