Abstract
Posttraumatic stress disorder (PTSD) is associated with increased rates of smoking although little is known regarding the mechanisms underlying this relationship. The current study examined expectations about smoking outcomes among smokers with and without PTSD. The sample included 96 Veterans (mean age of 34 years) and included 17% women and 50% racial minorities. Smoking expectancies were measured with the Smoking Consequences Questionnaire-Adult (Copeland, Brandon, & Quinn, 1995). Consistent with previous work suggesting that smokers with PTSD smoke in an effort to reduce negative affect, unadjusted analyses indicated that smokers with PTSD (n = 38) had higher expectations that smoking reduces negative affect than smokers without PTSD (d = 0.61). Smokers with PTSD also had increased expectancies associated with boredom reduction (d = 0.48), stimulation (d = 0.61), taste/sensorimotor manipulation aspects of smoking (d = 0.73), and social facilitation (d = 0.61). Results of hierarchical linear regression analyses, indicated that PTSD symptom severity was uniquely associated with these expectancies beyond the effects of gender and nicotine dependence. More positive beliefs about the consequences of smoking may increase risk of continued smoking among those with PTSD who smoke. Further understanding of smoking expectancies in this group may help in developing interventions tailored for this vulnerable population.
Exposure to trauma and the development of posttraumatic stress disorder (PTSD) are associated with smoking (Fu et al., 2007). Population based estimates suggest that 45% of persons with PTSD smoke compared to only 25% of those in the general population (Lasser et al., 2000). Surprisingly, little is known regarding the mechanisms that may underlie the association between PTSD and smoking.
Increasing evidence suggests that persons with PTSD smoke to reduce negative affect to a greater extent than those without the disorder (Feldner, Babson, & Zvolensky, 2007). It is thought that in the absence of more adaptive coping strategies, PTSD smokers are motivated to smoke in order to cope with high levels of distress (Beckham et al., 2008). Questionnaire studies examining motives to smoke among those with PTSD have suggested that PTSD smokers are indeed more likely to smoke to reduce negative affect than those without PTSD (Beckham et al., 1997; Feldner, Babson, Zvolensky, Vujanovic, et al., 2007).
Although there is evidence for the association between PTSD and motivation to smoke in order to reduce negative affect, there is extremely little work that has examined the relationship between PTSD and smoking outcome expectancies. Smoking outcome expectancies are related but distinct from motivations and reflect the anticipated consequences of smoking (Cohen, McCarthy, Brown & Myers, 2002). Expectancies are thought to either promote or to inhibit behavioral responses and a growing body of work has demonstrated a relationship between smoking outcome expectancies and smoking behavior (Cohen et al., 2002; Wetter et al., 1994).
To date, there has been only one study that has examined smoking expectancies among persons with PTSD. Marshall and colleagues (2008) examined expectancies among a sample of 47 community volunteers with PTSD in comparison to a control group of smokers without any Axis I psychopathology using the four-factor version of the Smoking Consequences Questionnaire (Brandon & Baker, 1991). Results indicated that persons with PTSD had greater expectations for negative reinforcement (e.g., “Smoking helps me calm down when I feel nervous”) but also for expectations of appetite control and negative consequences of smoking. More work is needed to examine the association between PTSD and smoking expectancies including (a) a broader examination of various smoking expectancies and (b) examination of the PTSD-expectancy relationship after accounting for the effects of gender and nicotine dependence, both of which have been associated with other cognitive constructs related to smoking (e.g., smoking motives) in previous studies (Feldner, Babson, & Zvolensky, 2007; Pulvers et al, 2004).
The current study was designed to further examine the association between PTSD and smoking expectancies. As an extension of previous work, smoking expectancies among military veterans rather than community volunteers were examined and analyses accounted for potential confounds of nicotine dependence and gender. The present study employed the Smoking Consequences Questionnaire-Adult (Copeland et al., 1995), a broader, standardized measure of smoking expectancies that includes 10 subscales that are thought to reflect the more refined expectancies found in experienced smokers. The measure allows for a direct examination of expectancies related to reduction of negative affect. It was hypothesized that PTSD would be significantly associated with increased negative affect reduction expectations. Exploratory analyses examined associations between PTSD and other smoking related expectancies.
Method
Participants
Participants were 96 smokers who had participated in the Mid-Atlantic Mental Illness Research, Education and Clinical Center Recruitment Database for the Study of Post-Deployment Mental Health (Registry). Procedures and recruitment methods for the Registry are detailed elsewhere (see, Calhoun et al., 2010). Inclusion criteria for the current study included smokers recruited between November 2005 and April 2009 who had completed measures described below. The sample included 17% females, 50% racial minorities, and had an average age of 34 years (SD = 9.5).
Measures
PTSD diagnosis was based on the Structured Clinical Interview for The Diagnostic and Statistical Manual of Mental Disorders (DSM-IV) Axis I Disorders (SCID; First, Spitzer, Gibbon, & Williams, 1997). Fleiss’ (1971) kappa was calculated across 17 clinical interviewers for 7 SCID training videos with reliability for the PTSD diagnosis of 1.0. PTSD symptom severity was assessed with the Davidson Trauma Scale (Davidson et al., 1997) which has demonstrated reliability (α = .98) and validity among recent veterans (McDonald, Beckham, Morey, & Calhoun, 2009).
The Fagerström Test of Nicotine Dependence (Heatherton, Kozlowski, Frecker, & Fagerström, 1991) is a well-established, reliable (α = .68 in this sample), 6-item measure with scores ranging from 0–10 used to assess nicotine dependence. Smoking expectancies were assessed with the Smoking Consequences Questionnaire-Adult (Copeland et al., 1995), a 55-item measure designed to assess smoking outcome expectancies which is valid and reliable (α = .96 in this sample) among smokers with psychiatric conditions (Buckley et al., 2005).
Analyses
ANOVA was used to examine bivariate associations between PTSD and smoking expectancies. Hierarchical linear regression procedures were used to examine whether PTSD symptoms contributed to unique variance in expectations beyond nicotine dependence and gender for any expectancy related to PTSD in unadjusted analyses. The use of a continuous measure of PTSD symptoms in the linear regression model increases power and avoids problems associated with analysis of covariance when non-randomized groups differ on baseline characteristics (for a discussion, see Miller & Chapman, 2001). For each model, gender and nicotine dependence were entered in Step 1 followed by PTSD symptoms in Step 2.
Results
The rate of PTSD was 39% in this sample. There were no differences in age, gender, or race, between those with and without PTSD. A larger proportion of smokers with PTSD (92%) had been deployed to Iraq/Afghanistan than non-PTSD smokers 48%, χ2(1, N = 96) = 18.96, p < .001. As well, those with PTSD had higher Davidson Trauma Scale scores, 94.97 (SD = 26.42), than those without--28.22 (SD = 29.71), F(1,94) = 125.50, p < .001. Table 1 presents bivariate associations between PTSD and smoking related variables including subscale scores from the Smoking Consequences Questionnaire. PTSD was related to negative affect reduction expectancies as well as increased stimulation/state enhancement, taste/sensorimotor, social facilitation, and boredom reduction expectancies.
Table 1.
Smoking Related Variables and Mean Smoking Expectancies by Group
| Variable | PTSD (n = 38) | No PTSD (n = 58) | Effect Size d | ||
|---|---|---|---|---|---|
| M | SD | M | SD | ||
| Age first smoked | 17.76 | 5.35 | 17.46 | 3.84 | 0.06 |
| Mean daily cigarettes | 14.13 | 10.16 | 10.03 | 7.61 | 0.46* |
| Fagerström test of nicotine dependence | 4.21 | 2.74 | 3.14 | 2.51 | 0.41* |
| SCQ-A scales | |||||
| Negative affect reduction | 55.00 | 25.77 | 39.55 | 24.99 | 0.61** |
| Stimulation/state enhancement | 22.08 | 18.40 | 12.10 | 13.85 | 0.61** |
| Health risk | 29.82 | 9.89 | 30.72 | 9.32 | −0.09 |
| Taste/sensorimotor manipulation | 36.97 | 24.50 | 21.90 | 15.61 | 0.73*** |
| Social facilitation | 20.68 | 13.64 | 12.74 | 12.29 | 0.61** |
| Weight control | 15.42 | 16.29 | 10.06 | 12.03 | 0.37 |
| Craving/addiction | 36.34 | 15.83 | 30.79 | 15.44 | 0.35 |
| Negative physical feelings | 8.82 | 7.87 | 8.02 | 7.61 | 0.10 |
| Boredom reduction | 22.53 | 11.95 | 16.64 | 12.45 | 0.48* |
| Negative social impressions | 14.00 | 8.87 | 12.50 | 9.50 | 0.16 |
Note. SCQ-A = Smoking Consequences Questionnaire-Adult. Effects examining SCQ-A scales significant at p < .05 remained statistically significant after adjusting significance levels through the application of the Benjamini-Hochberg (1995) correction for multiple comparisons.
p < .05;
p < .01,
p < .001.
Table 2 provides a summary of regression analyses examining smoking expectancies that differed by group. PTSD severity was significantly related to increased negative affect reduction expectancies even after accounting for the potential confounding effects of gender and nicotine dependence. Similar results were found for expectations associated with smoking for stimulation/state enhancement, sensorimotor manipulation, social facilitation, and boredom reduction.
Table 2.
Association of Gender, Nicotine Dependence, and PTSD Symptom Severity with Smoking Expectancies
| FΔ | R2 (adj) | t | β | sr2 | |
|---|---|---|---|---|---|
| Dependent variable: smoking to reduce negative affect | |||||
| Step 1 | 4.76* | .07 | |||
| Gender | 1.72 | 0.17 | .03 | ||
| Nicotine dependence | 2.49* | 0.24 | .06 | ||
| Step 2 | 13.19*** | .18 | |||
| Gender | 1.48* | 0.14 | .02 | ||
| Nicotine dependence | 1.82 | 0.17 | .03 | ||
| PTSD severity | 3.63*** | 0.35 | .11 | ||
| Dependent variable: smoking for stimulation/state enhancement | |||||
| Step 1 | 4.39* | .07 | |||
| Gender | 0.14 | 0.01 | .00 | ||
| Nicotine dependence | 2.95** | 0.29 | .09 | ||
| Step 2 | 8.87** | .14 | |||
| Gender | −0.14 | −0.01 | .00 | ||
| Nicotine dependence | 2.38* | 0.23 | .05 | ||
| PTSD severity | 2.98** | 0.29 | .08 | ||
| Dependent variable: smoking for sensorimotor manipulation | |||||
| Step 1 | 8.81*** | .14 | |||
| Gender | −1.35 | −0.13 | .02 | ||
| Nicotine dependence | 4.02*** | 0.38 | .15 | ||
| Step 2 | 21.07*** | .30 | |||
| Gender | −1.91 | −0.17 | .03 | ||
| Nicotine dependence | 3.37*** | 0.30 | .09 | ||
| PTSD severity | 4.59*** | 0.41 | .16 | ||
| Dependent variable: smoking for social facilitation | |||||
| Step 1 | 7.57*** | .12 | |||
| Gender | −0.78 | −0.08 | .01 | ||
| Nicotine dependence | 3.84*** | 0.37 | .14 | ||
| Step 2 | 13.43*** | .23 | |||
| Gender | −1.18 | −0.11 | .01 | ||
| Nicotine dependence | 3.22** | 0.30 | .09 | ||
| PTSD severity | 3.66*** | 0.34 | .11 | ||
| Dependent variable: smoking for boredom reduction | |||||
| Step 1 | 5.18** | .08 | |||
| Gender | −1.21 | −0.12 | .01 | ||
| Nicotine dependence | 3.03** | 0.30 | .09 | ||
| Step 2 | 12.87*** | .19 | |||
| Gender | −1.62 | −0.15 | .02 | ||
| Nicotine dependence | 2.39* | 0.23 | .05 | ||
| PTSD severity | 3.59*** | 0.34 | .11 | ||
Note. N = 96; denominator degrees of freedom for F tests = 91; sr2 = squared semi-partial correlation.
p < .05;
p < .01,
p < .001
Discussion
PTSD was related to negative affect reduction expectancies beyond both gender and nicotine dependence. These data extend previous studies examining PTSD and smoking expectancies (e.g., Marshall et al., 2008) and are consistent with previous findings suggesting that individuals with PTSD may smoke to manage aversive feeling states (Beckham et al., 2005; Beckham et al., 2008).
The links between smoking expectancies and smoking behavior in veterans with PTSD are likely complex. Exploratory analyses indicated that PTSD severity was associated with expectations for increased stimulation/state enhancement, taste/sensorimotor manipulation, and social facilitation expectancies. Veterans with PTSD appear to expect that nicotine will enhance baseline functioning. Individuals with PTSD often complain of cognitive disturbances, and accumulating evidence suggests that PTSD is associated with mild deficits in attention and memory (Vasterling et al., 2002).
PTSD smokers seemed to view smoking as more pleasurable than smokers without PTSD. These findings are in contrast to one previous study that compared non-psychiatric and psychiatric smokers which found no difference in sensorimotor expectancies using the Smoking Consequences Questionnaire (Buckley et al., 2005). There was no evidence that those with PTSD were less concerned about the negative health effects of smoking than those without the disorder, so it is unlikely that veterans with PTSD perceive smoking as more pleasurable because they lack concern regarding the negative health or negative social consequences of smoking. These findings might be related to a desire to experience pleasure or reduce anhedonic aspects of PTSD numbing symptoms.
In contrast to previous findings (Pulvers et al., 2004), gender was unrelated to smoking expectancies. Findings that PTSD was related to increased expectancies associated with social facilitation were also unexpected. Group differences could be attributable to social impairment associated with PTSD. To the extent that those with PTSD become increasingly uncomfortable around others, they may experience and come to expect a greater degree of social facilitation while smoking in comparison to non-PTSD smokers.
An increased understanding of smoking expectancies may help to develop tailored interventions for smokers with PTSD. For example, affect regulation strategies may be particularly important for smokers with PTSD given that they hold strong beliefs that smoking is an effective way to reduce negative affect. Similarly, cognitive interventions that challenge the overly positive expectancies about the consequences of smoking (e.g., stimulation/state enhancement, taste/sensorimotor manipulation, social facilitation) may be particularly important in helping PTSD smokers quit smoking.
This is the first study of which we are aware to examine smoking expectancies among Operation Enduring Freedom/Operation Iraqi Freedom veteran smokers. Strengths of the current investigation also include the use of structured interviews to diagnose PTSD, standardized assessment of smoking expectancies, and analyses that controlled for nicotine dependence and gender. Results are limited by the use of a small sample size and self-reported smoking status. As data are cross-sectional, causation cannot be determined and effects may be bi-directional. Longitudinal studies are needed to examine the development and maintenance of smoking expectancies following exposure to traumatic events including deployment to warzones. Despite these limitations the current study adds to a growing evidence base that persons with PTSD view smoking as a way to cope with negative affective states. Further, results suggest that smokers with PTSD have more positive expectations about the consequences of smoking which may increase risk for continued smoking. Targeted interventions to reduce smoking in this vulnerable population are needed.
Acknowledgments
This work was supported by the VA Mid-Atlantic Research, Education and Clinical Center and also the Office of Research and Development Clinical Science, Department of Veterans Affairs, and by K24DA016388, 2R01CA081595, R21DA019704 and 1R21CA128965. The authors have no competing interests to report. The views expressed in this presentation are those of the authors and do not necessarily represent the views of the Department of Veterans Affairs or the National Institutes of Health.
Contributor Information
Patrick S. Calhoun, VA Mid-Atlantic Region Mental Illness Research, Education, and Clinical Center, VA Center for Health Services Research in Primary Care, Durham Veterans Affairs Medical Center, and Department of Psychiatry and Behavioral Sciences, Duke University Medical Center
Holly F. Levin, Department of Psychiatry and Behavioral Sciences, Duke University Medical Center
Eric A. Dedert, Durham Veterans Affairs Medical Center and Department of Psychiatry and Behavioral Sciences, Duke University Medical Center
Yashika Johnson, Department of Psychiatry and Behavioral Sciences, Duke University Medical Center.
Jean C. Beckham, VA Mid-Atlantic Region Mental Illness Research, Education, and Clinical Center, Durham Veterans Affairs Medical Center, and Department of Psychiatry and Behavioral Sciences, Duke University Medical Center
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