Abstract
Objectives. Few studies have considered the sociohistorical intersection of environmental injustice and gentrification; a gap addressed by this case study of Seattle, Washington. This study explored the advantages of integrating air toxic risk screening with gentrification research to enhance proximity and health equity analysis methodologies. It was hypothesized that Seattle's industrial air toxic exposure risk was unevenly dispersed, that gentrification stratified the city's neighborhoods, and that the inequities of both converged.
Methods. Spatial characterizations of air toxic pollution risk exposures from 1990 to 2007 were combined with longitudinal cluster analysis of census block groups in Seattle, Washington, from 1990 to 2000.
Results. A cluster of air toxic exposure inequality and socioeconomic inequity converged in 1 area of south central Seattle. Minority and working class residents were more concentrated in the same neighborhoods near Seattle's worst industrial pollution risks.
Conclusions. Not all pollution was distributed equally in a dynamic urban landscape. Using techniques to examine skewed riskscapes and socioeconomic urban geographies provided a foundation for future research on the connections among environmental health hazard sources, socially vulnerable neighborhoods, and health inequity.
Analysis of environmental injustice proliferated across the social sciences in recent decades, with many concluding that injustice and racism were major features of America's urban geographies. Numerous studies found spatial distributions of environmental hazards and socially vulnerable populations (including the poor and minorities) clustered together in metropolitan areas.1–8 National, state, and local responses to these conditions sought to achieve environmental justice, or
the fair treatment and meaningful involvement of all people regardless of race, color, national origin, or income with respect to the development, implementation, and enforcement of environmental laws, regulations, and policies.9(pvii)
However, effective efforts were impeded by several critical gaps in data and research on proximity to high risk facilities, the structure of socioeconomic inequity, and their spatial convergence in urban geographies.
Many social and health science publications engaged in the debate on whether the spatial proximity of environmental hazards and socially vulnerable neighborhoods demonstrated intentional patterns of environmental injustice.10–14 Much of this research relied on narrowly constructed empirical models of the average geographies where pollution and minorities coincided. Far fewer studies considered the historical production of environmental inequities. Because not all pollution was created, nor populations exposed equally, models of the average proximity between pollution and socially vulnerable populations informed public health and environmental agencies little about relative risk, where the worst pollution exposure inequity was and is, and how it impacted health in nearby communities.15
Environmental and health inequity analysis was also inhibited by an inadequate accounting of the emergence and growth of socially stratified communities. Numerous scholars examined the historical composition of neighborhoods when hazardous facilities first arrived.16–24 By questioning intentional discrimination, most found that industrial districts were historically mixed and became majority–minority over time. They also focused on associations between the proximity of hazardous facilities to poor and minority neighborhoods.
This study's empirical combination answered Metzler's25 call for developing the following to analyze health disparity: (1) researchers operationalized a modifiable determinant of health, (2) analysis included a way of categorizing people into social strata, and (3) researchers compared health determinants across social strata. The methods in this study attempted to provide techniques to meet all 3 while also putting environmental exposure inequality and social stratification in a historical context.
Numerous public health scholars also called for more attention to the underlying social or area level factors and their role in producing inequities.26–28 Therefore, the first part of this analysis focused on the spatial distribution of the highest hazard toxic air pollution producers in Seattle and their shifting proximity to socially vulnerable neighborhoods from 1990 to 2007. Proximity to these was commonly characterized as an important determinant of health hazard inequity.29,30 This study joined a small number of studies that enhanced the proximity approach by using relative risk characterizations to better illuminate where the most unequal pollution exposures occurred across urban landscapes.31–34
In the second part of the analysis, longitudinal census data was used to analyze the distribution of inequitable development among Seattle's socioeconomic strata. Inequitable development consisted of the emergence and growth of economically and socially divided communities with transition costs falling unfairly on lower income and non-White residents.35 The research contributed to a growing body of case studies examining the formation of environmental inequality.36–39 Moreover, as Corburn40 observed, too little research examined the overlap of the fields of urban planning and public health, and our methodological combination offered a bridging analytic strategy. The extensive literature on urban environmental injustices was corroborated, and this study offered an empirical application of the varied theoretical development around environmental and health inequity as a sociohistorical process.
METHODS
Relative risk exposure data for this study was taken from the US Environmental Protection Agency's (EPA) Risk Screening Environmental Indicators (RSEI) software (version 2.3) from the Office of Pollution Prevention and Toxics (OPPT). Using only air toxic releases, RSEI was used to derive a relative risk characterization of 90 toxic release inventory (TRI) facilities operating in Seattle from 1990 to 2007.41 These data were used to test the hypothesis that Seattle's industrial sources of air toxic exposure risk were unequal and unevenly dispersed across the city.
Demographic information on Seattle's census block groups included common measures used by urban geographers to characterize gentrification. Although it has many definitions,42–47 gentrification generally refers to the upward socioeconomic transformation of urban neighborhoods by income, housing values, education, and occupational levels. Gentrification became a fundamental process and widespread pattern of urbanization after the recession in the 1990s.48,49 Moreover, the downward shift of these same measures also became another operationalization of social vulnerability.50–52 Unfortunately, most research analyzed national and regional resolutions that were too coarse to contribute to localized environmental policy or public health practice.53,54 Instead, this study focused on the city of Seattle and trends in a subset of socioeconomic measures.
Census data were obtained from GeoLytics, a firm that partnered with the Urban Institute and the Rockefeller Foundation to produce the Neighborhood Change Database. It contained census data from 1990 remapped along 2000 spatial boundaries, allowing for the geographic comparison of urban demographic shifts.55 Census block group data was extracted to compare the longitudinal shifts in Seattle neighborhoods. Built from census blocks, census block groups are the second finest spatial unit available from the US Census and typically contain 600 to 3000 people.56 The Seattle dataset included 568 census block groups obtained from the compact disc titled CensusCD 1990 Long Form in 2000 Boundaries57 and US Census 2000.58 In the tradition of neostructural urban geography59 and following the work of Morrill60 with Seattle's census tracts, a finer resolution of data and the multivariate statistical methods of classic factorial social ecology61–65 were used to test the hypothesis that gentrification processes were widespread in Seattle and resulted in a shrinking landscape of affordable housing. It was also expected that Seattle's more socially vulnerable neighborhoods bore more of the burden of proximity to the city's riskiest industrial facilities.
Factorial social ecology is the geographic application of factor analysis to reduce a larger set of social, economic, and demographic measures into smaller groups of variables that describe salient characteristics of a city's census block groups. We compiled and factor analyzed 12 socioeconomic variables for each of the 568 census block groups in Seattle for the 1990 and 2000 census periods. Factor analysis in the form of principal components analysis (PCA) is an effective data reduction technique well suited for the exploratory purpose of the Seattle study.66–68
Cluster analysis was then used to group together block groups that shared similar component scores from each PCA analysis.69,70 This method differentiated areas that experienced gentrification from those that did not and identified where significant changes in socioeconomic character occurred. The most appropriate clustering method for this project was a minimum distance hierarchical technique, called Ward's method, which maximized between-group differences while minimizing within-group differences.70 This method resulted in small sized clusters (as few block groups as possible) with substantial homogeneity. Thus, block groups that experienced significant change due to gentrification were well-differentiated from those that experienced other trajectories.
RESULTS
We first plotted the spatial location of 90 TRI facilities and characterized the relative risk of their simulated inhalation exposures with air emissions in 1990, 2000, and 2007 from all facilities reporting from 1990 to 2007 (Figures 1 and 2). Table 1 displays the relative risk indicator values for the 10 most hazardous air pollution sources in Seattle for 1990, 2000, and 2007, and then for all years. Air pollution volume dropped dramatically from over 2 million pounds in 1990 to 38 000 pounds in 2007. The relative risk scores also decreased from over 30 million to less than one million in 2000. However, the risk score increased to over 1 million in 2007. Six TRI facilities in 1990 and 7 in 2000 produced 99% of Seattle's relative air toxic risk exposure. Only 1 facility in 2007 accounted for 95% of the city's relative risk burden. Over the 18-year study period, 10 facilities were characterized as responsible for 96% of Seattle's toxic risk exposure simulated from air pollution releases. To map sites by their relative risk scores, the absolute values were divided by 1000 to create 5 classes of facilities. These results revealed Seattle's skewed exposure riskscape and confirmed the first hypothesis.
TABLE 1.
Facility Name | Cluster | Pounds | Risk Value $ | Total Risk, % | Cumulative Risk, % |
1990 | |||||
PSF Industries Inc. | 13 | 7205 | 14 958 861.86 | 49.12 | 49.12 |
American Tar Co. | 5 | 1255 | 11 670 515.74 | 38.33 | 87.45 |
Boeing Commercial Airplane Plant 2 | 15 | 1 070 553 | 1 739 932.70 | 5.71 | 93.16 |
Seattle Steel Inc. | 2 | 44 100 | 1 395 724.49 | 4.58 | 97.75 |
Precision Engineering Inc. | 15 | 250 | 211 857.68 | 0.70 | 98.44 |
Western Steel Casting Co. | 13 | 1500 | 171 021.64 | 0.56 | 99.00 |
North Star Casteel Products Inc. | 13 | 1000 | 67 406.67 | 0.22 | 99.23 |
Northwest Plating Co. | 13 | 37 970 | 48 096.28 | 0.16 | 99.38 |
Asko Processing Inc. | 5 | 18 134 | 36 669.09 | 0.12 | 99.50 |
Industrial Plating Corp. | 13 | 27 541 | 35 994.15 | 0.12 | 99.62 |
Top 10 facility totals | – | 1 209 508 | 30 336 080.32 | 99.62 | 99.62 |
All facility totals (n = 58) | – | 2 478 741 | 30 451 134.28 | 100.00 | 100.00 |
2000 | |||||
Sound Propeller Services Lake Union | 5 | 500 | 640 879.57 | 74.84 | 74.84 |
Alaskan Copper Works | 13 | 30 | 86 877.07 | 10.14 | 84.98 |
Wescor Graphics Corp. | 9 | 18 240 | 63 903.48 | 7.46 | 92.45 |
Asko Processing Inc. | 5 | 9925 | 24 117.29 | 2.82 | 95.26 |
Art Brass Plating Inc. | 15 | 17 820 | 22 120.05 | 2.58 | 97.84 |
Nucor Steel Seattle Inc. | 2 | 45 223 | 7457.97 | 0.87 | 98.72 |
Equilon Enterprises LLC | 16 | 3003 | 2981.70 | 0.35 | 99.06 |
Trim Systems | 15 | 7951 | 2322.51 | 0.27 | 99.33 |
BP West Coast Products | 16 | 4110 | 1447.96 | 0.17 | 99.50 |
Viox Corp. | 15 | 238 | 791.27 | 0.09 | 99.60 |
Top 10 facility totals | – | 107 040 | 852 898.87 | 99.60 | 99.60 |
All facility totals (n = 28) | – | 285 736 | 856 357.67 | 100.00 | 100.00 |
2007 | |||||
Sound Propeller Services South Park | 15 | 1000 | 1 416 190.68 | 95.07 | 95.07 |
Ash Grove Cement Co. | 13 | 224 | 66 214.38 | 4.45 | 99.52 |
Equilon Enterprises LLC | 16 | 3755 | 3197.78 | 0.21 | 99.73 |
BP West Coast Products | 16 | 3506 | 1275.13 | 0.09 | 99.82 |
Saint-Gobain Containers Inc. | 15 | 411 | 858.71 | 0.06 | 99.87 |
Nucor Steel Seattle Inc. | 2 | 1908 | 667.14 | 0.04 | 99.92 |
Rudd Co. Inc. | 2 | 9824 | 362.88 | 0.02 | 99.94 |
Boeing Commercial Airplane Boeing Field | 15 | 3490 | 329.36 | 0.02 | 99.96 |
Ballard Brass & Aluminum | 2 | 250 | 119.64 | 0.01 | 99.97 |
Lafarge North America | 15 | 85 | 112.33 | 0.01 | 99.98 |
Top Ten Facility Totals | – | 24 453 | 1 489 328.02 | 99.98 | 99.98 |
All Facility Totals (n = 22) | – | 38 039 | 1 489 595.94 | 100.00 | 100.00 |
1990–2007 | |||||
PSF Industries Inc. | 13 | 15 864 | 35 725 552.16 | 51.15 | 51.15 |
American Tar Co. | 5 | 1255 | 11 670 515.74 | 16.71 | 67.86 |
Alaskan Copper Works | 13 | 1570 | 6 521 082.06 | 9.34 | 77.20 |
Sound Propeller Services Lake Union | 5 | 5792 | 4 951 338.11 | 7.09 | 84.29 |
Boeing Commercial Airplane Plant 2 | 15 | 2 160 764 | 2 966 704.02 | 4.25 | 88.54 |
Sound Propeller Services South Park | 15 | 1255 | 2 191 256.74 | 3.14 | 91.68 |
Seattle Steel Inc. | 2 | 44 100 | 1 395 724.49 | 2.00 | 93.68 |
Western Steel Casting Co. | 13 | 17 170 | 1 062 167.62 | 1.52 | 95.20 |
Wescor Graphics Corp. | 9 | 175 830 | 624 489.76 | 0.89 | 96.09 |
Asko Processing Inc. | 5 | 212 094 | 508 356.23 | 0.73 | 96.82 |
Top 10 facility totals | – | 2 635 694 | 67 617 186.94 | 96.82 | 96.82 |
All facility totals(n = 90) | – | 8 793 903 | 69 838 908.46 | 100.00 | 100.00 |
Source: US Environmental Protection Agency Risk Screening Environmental Indicators (RSEI) Version 2.3.41.
Factorial Social Ecology
Figure 1 displays a 16 cluster characterization of Seattle's shifting socioeconomic strata, whereas Figure 2 simplifies the city's socioeconomic structure into areas of gentrifying and nongentrifying neighborhoods. Principal components analysis on Seattle's 1990 census block group data yielded a 3-factor solution reminiscent of applied factorial social ecology studies.71–75 Its 3 factors included socioeconomic status, race/ethnicity, and household structure, which explained about 73% of the variance in Seattle census block groups. The socioeconomic factor produced high loadings on percentage of college graduates, percentage of professional occupations, median household income, median contract rent, and median house value. With strong positive loadings, this factor was indicative of a structural divide between the creative and working classes in Seattle. In the second factor, racial divides manifested with the percentage of Whites alone inversely related to Blacks or Asians alone, and the percentage at or below the poverty level. The third factor highlighted a divide between traditional home-owning families and younger, unrelated residents who valued urban living and amenities. The percentage of population aged 25–34 years was loaded together with nonfamily households, whereas both were inversely correlated to median household income and homeownership rates.
In the 2000 PCA, the results were consistent with more recent literature that identified just 2 factors reflecting an urban structure shaped mostly by socioeconomic status and household structure. Accounting for 65% of the variance in the arrangement of Seattle's urban landscape, the first factor represents a convergence of socioeconomic status and ethnicity. Factor 1 produced positive loadings for the percentage of college graduates, percentage of professional employment, median household income, median contract rent, median house value, and percentage of Whites. Items with negative loadings on factor 1 included percentage of Blacks alone, Asians alone, and residents at or below the poverty line. This structure reflected a continuing divide between the labor forces, yet the individual importance of median household income, median contract rent, and median house value was superseded by college graduates and professional occupation. Therefore, the more important driver of Seattle's spatial arrangement in 2000 shifted to its creative class.76 Factor 2 was identical to factor 3 from 1990 and indicated that urban amenities continued to be significant in the city's structural form. The combination of 1990 and 2000 factors was used in a hierarchical cluster analysis of Seattle's census block groups.
Cluster Analysis
The results of the cluster analysis yielded census block groups with similar values on the 5 factors derived from the PCA analyses. Like Morrill,56 multiple cluster solutions were explored, and a 15-cluster solution was found to be the most coherent ordering of Seattle's urban structure considering quantitative relationships as well as historical geographies of locally recognized neighborhoods. Figures 1 and 2 show these 16 clusters layered with the TRI facilities reporting in 1990 and 2000. Cluster 16 was excluded from statistical estimations because it encompassed the industrial district of Harbor Island at the mouth of the Duwamish River and contained no residences. Clusters 1 and 2 were dispersed throughout the city and represented predominately upper middle class family households. Clusters 3, 4, and 7 captured some of the most affluent neighborhoods and their coveted viewsheds. Clusters 5 and 6 were neighborhoods dominated by young urban professionals. Cluster 8 was the most concentrated and compact neighborhood, encompassing the city's largest higher educational institution, the University of Washington. Clusters 9 and 10 encompassed the Central Business District. The second most concentrated and compact cluster was 11, representing a historically African American neighborhood regionally known as the Central District. Cluster 12 was another viewshed grouping containing upper class residential homes. Cluster 13 was the most diverse and dominated by lower middle class residents. The least affluent residents were found in cluster 14, whereas cluster 15 was mostly a working class neighborhood intertwined with Seattle's industrial district.
Using an earlier typology devised by Morrill,56 15 of 16 clusters were assigned to 1 of 3 gentrification patterns in Seattle (redevelopment, replacement, and displacement) and 2 other trajectories (transition and consolidation; see box on page S251). The redevelopment form was described as traditional downtown resurgence through a combination of public and private efforts to (re)create upscale housing conditions and retail activities in or near the downtown core of the city. Replacement was driven by the lifestyle concerns of young, college-educated, and professional class residents who were generally unmarried. Displacement was considered the traditional form of gentrification, where Whites displaced non-White households, or wealthier classes overtook poorer classes. Transition clusters experienced little change in socioeconomic status but encountered population turnover and the mixing of Whites, Blacks, and Asians. Consolidation clusters contained the wealthiest and most affluent residents in both 1990 and 2000 without significant population turnover or mixing. Figure 2 shows a backdrop of Seattle's clusters simplified into gentrified and nongentrified areas.
Seven of Seattle's 15 clusters experienced gentrification, which confirmed the second hypothesis. The city's spaces of affordable housing decreased between 1990 and 2000. One observer described how,
the ever-increasing concentration of wealth could mean Seattle will become more and more the gilded city of the upper middle and upper classes.77(p236)
However, a closer look at cluster 15 in Table 2 revealed an opposite trend, as the area became one of Seattle's outliers. Although the number of residents below poverty did not increase, this working class neighborhood transformed into a majority of non-Whites, increasing from 37.5% to 53.4% between 1990 and 2000. The cluster also had an increase in Black residents, whereas most clusters in the city lost African Americans. Asians increased at a faster rate in cluster 15. This area also had other notable contrasts with the rest of the city.
Median household income remained below city averages in 1990 and 2000. Median house values increased at nearly the same rate as the rest of the city (38.39% and 39.68%), but cluster 15 homes were $100 000 below the median value of a Seattle home. This cluster's lack of college graduates and professional workers compared with the rest of the city increased from 23.6% to 26.6% and 20.4% to 21.9%, respectively. Cluster 13 displayed a similar class contrast with the rest of the city while hosting a much larger share of Asian alone residents and a slightly higher average home value than cluster 15. Both clusters had slightly higher poverty rates than the rest of the city. Table 1 also provides an accounting of the environmental inequality experienced in these areas. Cluster 13 had 50% of the air toxic exposure risk in 1990, whereas cluster 15 contained the 1 facility responsible for 95% of the city's pollution risk production in 2007. Finally, these 2 clusters had 68% of Seattle's cumulative air toxic pollution exposure risks between 1990 and 2007. The third hypothesis that pollution risk and inequitable development converged in the same place was supported.
TABLE 2.
Seattle | Cluster 13 | Cluster 15 | |||||||
Variables | 1990 | 2000 | Change | 1990 | 2000 | Change | 1990 | 2000 | Change |
White alone, % | 75.93 | 71.78 | −4.15 | 24.90 | 21.93 | −2.97 | 62.51 | 46.56 | −15.95 |
Black alone, % | 10.21 | 8.14 | −2.07 | 28.61 | 20.96 | −7.65 | 12.51 | 14.49 | 1.98 |
Asian alone, % | 11.19 | 12.55 | 1.36 | 43.37 | 45.61 | 2.24 | 18.97 | 22.14 | 3.17 |
College graduates, % | 37.91 | 47.19 | 9.28 | 15.98 | 22.35 | 6.37 | 14.29 | 20.58 | 6.29 |
Professional/managerial, % | 36.27 | 48.41 | 12.14 | 18.08 | 27.20 | 9.12 | 15.91 | 26.51 | 10.60 |
Age 25–34 y, % | 21.73 | 21.71 | −0.02 | 18.29 | 16.83 | −1.46 | 19.75 | 17.40 | −2.35 |
Median household income, $ | 43 872 | 45 736 | 4.25 | 35 904 | 42 051 | 17.12 | 38 898 | 42 427 | 9.07 |
Median contract rent, $ | 633 | 721 | 13.90 | 508 | 594 | 16.93 | 560 | 687 | 22.68 |
Median house value, $ | 185 857 | 259 600 | 39.68 | 114 687 | 179 782 | 56.76 | 109 210 | 151 131 | 38.39 |
Nonfamily households, % | 12.20 | 14.58 | 2.38 | 6.24 | 9.12 | 2.88 | 9.16 | 10.53 | 1.37 |
At or below poverty, % | 12.38 | 11.79 | −0.59 | 16.66 | 14.14 | −2.52 | 13.11 | 12.47 | −0.64 |
Owner-occupied, % | 48.87 | 48.41 | −0.46 | 57.25 | 58.34 | 1.09 | 58.80 | 59.24 | 0.44 |
Cluster Descriptions |
1: Gentrification “replacement”–increased social status; above average incomes; above average ownership |
2: Transition–increasing social status; young, nonfamilies; increasing minorities; middle income |
3: Consolidation–high social status; high income; high house value |
4: Consolidation–high social status; high income; high house values; mild displacement |
5: Gentrification “replacement”–above average social status; increased young nonfamilies; increased incomes; renters |
6: Gentrification “replacement”–above average social status; increased young nonfamilies; increased incomes; owners |
7: Consolidation–highest social status; highest house values; notable displacement |
8: Transition–University district; numerous college-educated professionals and young nonfamilies in poverty |
9: Gentrification “core redevelopment”–increasing social status; increased young population; increasing incomes; housing inflation |
10: Gentrification “core redevelopment”–increased social status; increased young nonfamilies; increased income |
11: Gentrification “displacement”–increasing social status; increased young nonfamilies; high displacement and housing inflation |
12: Gentrification “displacement”–increased social status; increased incomes; high displacement and housing inflation |
13: Transition–Asian influx; little change in status (working class); above average ownership |
14: Transition–Asian influx; little change in status (least affluent); concentrated poverty; negative income growth |
15: Transition–minority mixing; little change in status (working class); above average ownership |
Gentrification also seemed to influence the locations of new or relocating industrial facilities during the 18-year study period. Figure 2 labels new or relocating facilities after 1990 with a triangle symbol. In 2007, 11 new facilities reported to the TRI and none of them were in a gentrifying area. In particular, the historically industrial north central part of the city known locally as Ballard had 11 TRI facilities in 1990. The area had only 3 new facilities during the 18 years of this study. Conversely, 14 new or relocated facilities operated in clusters 13 and 15 after 1990, whereas only 2 appeared around Lake Union's “replacement” cluster 5, 2 in the downtown “redevelopment” clusters 9 and 10, and 2 on Harbor Island.
DISCUSSION
Seattle's urban geography underwent a significant transformation from 1990 to 2007. The city continued its post-industrial shift as Seattle lost two thirds of its 1990 industrial footprint. Consequently, industrial air pollution volume decreased 99% and the simulated relative exposure risk of Seattle's TRI air emitters also decreased by 96%. One dimension of the city's environmental condition was convincingly cleaner and greener. However, this overall summary, which was similar to portrayal of average environmental inequities, overlooked the extreme pollution cases. A closer analysis of high exposure risk facilities and their proximity to socially vulnerable neighborhoods shed a different light onto Seattle's riskscape.
In 1990, 7 of the city's 10 riskiest air polluters were located in the same clusters where minority populations increased and economic development lagged behind the rest of the city. In the next decade, Seattle's riskscape decreased and the highest relative exposure risk sources were more dispersed across the city. This trend reversed by 2007, however, and industry's relative exposure risk increased when the pollution volume was a quarter of the city's 2000 level. Moreover, 95% of industry's relative air toxics exposure risks were attributed to just 1 facility. As noted by Bouwes et al.,
… a single pound of the most toxic chemicals … [can be] toxicologically equivalent to one hundred million pounds of the least toxic of these substances.78(p4)
The science of environmental health disparities should account for these extremes of pollution exposure risk.
Likewise, and as advocated by participants in a recent land-use and public health workshop, research must incorporate methods to examine how built environments change over time.79 Seattle's postindustrial ascendance became evident in the increasing levels of college graduates and professional/managerial employment from 1990 to 2000. On average, the former increased from 37.9% to 47.2% and the latter from 36.3% to 48.4%. Conversely, clusters 13 and 15 were home to half as many White collar professionals and college graduates. Although the income differences in clusters 13 and 15 were only slightly lower, there was a substantial gap in accumulated wealth as measured in median household income. Homes in cluster 13 were only 70% as valuable as the average Seattle home, and cluster 15 homes only 58% the value of the city's average owner-occupied dwelling. In summary, gentrification transformed the city into a more divided geography of class, and to a lesser extent, by race. The geographic and historical analysis of Seattle's socioeconomic strata revealed another overlooked dimension that health disparity and environmental justice research should consider.
Finally, the riskiest industrial facilities and the lowest socioeconomic strata in this longitudinal study converged early and late in the same places. The analysis illuminated how Seattle de-industrialized, but also saw the burdens of its remaining industrial facilities fall disproportionately on some of the city's most socially vulnerable populations. The riskiest and most new TRI facility sitings were in clusters 13 and 15 during the 18 years covered by this study. The proximity of Seattle's riskiest air toxic emission sources to socially vulnerable clusters represented an overlooked environmental health disparity. The combined application of the environmental science of relative risk screening and geographic social science in a longitudinal framework revealed Seattle's complicated yet intersecting trajectories of environmental inequality and socioeconomic stratification. Such historical considerations will be crucial input in the needed and much larger research task integrating the determinants of environmental, socioeconomic, and health inequity.
Limitations
This research had several limitations. First, the RSEI risk characterizations were based on TRI data. The information was self-reported, and the EPA lacked sufficient resources to extensively audit industry numbers. The EPA also acknowledged that the use of release estimates instead of monitored data were widespread. Facility estimates might be more or less than actual release amounts. However, no other reliable and historical database of localized pollution exposure existed. Second, the RSEI risk characterizations were model simulations instead of actual monitored air toxics concentrations. Only 23 federal air toxic monitoring stations and 300 state sites existed in 2005 according to the EPA's Office of Inspector General.80 Moreover, the only 4 ambient air toxic monitors located in the 50 census tracts were in areas with the highest estimated cancer risk in the United States; therefore, urban air toxics riskscapes like Seattle's were poorly characterized.
Second, the approach to gentrification was informed more by urban geography than by public health or the growing field of social vulnerability. Therefore, the components did not include socioeconomic status measures more common in the determinants of health literature. For instance, the modified Darden-Kamel Socioeconomic Status (SES) composite index included a measure of vehicle ownership and the Krieger Socioeconomic Position Composite indexed percentages of working class, unemployment, low education, and expensive homes.81,82 However, this study agreed with Darden et al., who observed that
… not only are health disparities related to the SES and race of population groups but that such disparities are also place based…83(p155)
While the strata used here were a compilation of different variables, the clustering methods in this study could better localize different indices.
Conclusions
Literature on environmental injustice and health disparities found that spatial distributions of pollution hazards and socially vulnerable populations were clustered together in metropolitan areas. Far fewer studies examined how skewed these exposure riskscapes could be as well as how environmental inequalities were formed. Seattle has been heralded for its leadership in sustainability, but this analysis questioned this reputation. Parts of the city fared poorly in all 3 dimensions of sustainability—environment, equity, and economy. Environmental and socioeconomic inequality has always been a feature of Seattle's geography,84 and these methods revealed how the city's pollution exposure risks changed between 1990 and 2007. This study also found that the city's neighborhoods were divided more sharply along socioeconomic lines. Finally, this study found that pollution exposure risk and lower socioeconomic clusters converged in the same place. According to a Seattle Times analysis,
the only area in Seattle where median-income folks could afford the median-priced house was the residential/industrial/commercial swath south of downtown that includes Georgetown and South Park.85(pB1)
Seattle's pollution riskscape and urban development burdens were skewed toward the city's most socially vulnerable residents.
Not all pollution is created, nor is exposure to it uniformly equal in a dynamic urban landscape. The methodological combinations we used informed the future science of environmental health disparities and provided the methods to examine the convergence of skewed exposure risks and gentrified inequities. The study also provided a way to bridge the fields of urban geography and public health. Understanding the geography of environmental exposure disparities and socioeconomic cleavages has implications for zoning, affordable housing, environmental, and public health policies. Utilizing these methods could better inform public health researchers and practitioners where to assist industry with pollution prevention, where to perform cumulative health assessments, and where to initiate larger and more integrated investigations into the complex intersections of environmental inequality, socioeconomic divisions, and health disparities.
Acknowledgments
This research was supported by Western Washington University's Research and Sponsored Programs and Huxley College of the Environment's Institute for Spatial Information and Analysis.
Earlier versions of this article were presented at the 2009 annual meetings of the Association of American Geographers and the Association of Pacific Coast Geographers.
We thank Stefan Freelan, Debnath Mookherjee, Debra Salazar, Andrew Bodman, Daniel Kostek, Ben Kane, Michelle Munn, and Lynne Blake-Hedges, participants in the US Environmental Protection Agency's conference “Strengthening Environmental Justice Research and Decision Making: A Symposium on the Science of Disproportionate Environmental Health Impacts”; this supplement's editors, Devon Payne-Sturges, Onyemaechi Nweke, and Irene Dankwa-Mullen; and 2 anonymous reviewers for their helpful support and suggestions.
Human Participant Protection
This research involved no human subjects.
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