Abstract
The intervertebral disc experiences combinations of compression, torsion, and bending that subject the disc substructures, particularly the annulus fibrosus (AF), to multidirectional loads and deformations. Combined tensile and shear loading is a particularly important loading paradigm, as compressive loads place the AF in circumferential hoop tension, and spine torsion or bending induces AF shear. Yet the anisotropy of AF mechanical properties in shear, as well as important structure-function mechanisms governing this response, are not well understood. The objective of this study, therefore, was to investigate the effects of tissue orientation and enzymatic degradation of glycosaminoglycan (GAG) and elastin on AF shear mechanical properties. Significant anisotropy was found: the circumferential shear modulus, Gθz, was an order of magnitude greater than the radial shear modulus, Grθ. In the circumferential direction, prestrain significantly increased the shear modulus, suggesting an important role for collagen fiber stretch in shear properties for this orientation. While not significant and highly variable, ChABC treatment increased the circumferential shear modulus compared to PBS control (p=0.15). Together with the established literature for tensile loading of fiber-reinforced GAG-rich tissues, the trends for changes in shear modulus with ChABC treatment reflect complex, structure-function relationships between GAG and collagen that potentially occur over several hierarchical scales. Elastase treatment caused no difference in shear modulus with respect to PBS control for either radial or circumferential orientation. Elastase digestion did not significantly affect shear modulus; further contributing to the notion that circumferential shear modulus is dominated by collagen fiber stretch. The results of this study highlight the complexity of the structure-function relationships that govern the mechanical response of the AF in radial and circumferential shear, and provide new and more accurate data for the validation of material models and tissue-engineered disc replacements
Keywords: biomechanics, glycosaminoglycan, elastin, disc degeneration, intervertebral disc, anisotropy
1. INTRODUCTION
The function of the intervertebral disc is primarily mechanical, providing spinal stability while simultaneously permitting motion and energy dissipation. The disc experiences combinations of compression, torsion, and bending that subject its substructures, particularly the annulus fibrosus (AF), to multidirectional loads and deformations. The AF is a highly organized fibrocartilagenous ring of concentric lamellae reinforced by collagen fibers oriented at oblique angles to the disc's circumferential plane and whose orientation alternates with each consecutive lamella. AF composition and structure renders it capable of withstanding the loading environment experienced in vivo. Combined AF tensile and shear loading is a particularly important loading paradigm, as compressive disc loads place the AF in circumferential hoop tension, and torsion or bending induces AF shear. The anisotropy of AF mechanical properties in shear, however, as well as important structure-function relationships governing this response, are not well understood.
Torsion testing of intact vertebra-disc-vertebra segments, in combination with simple material models [1, 2], suggests that the AF shear modulus is 8-20 MPa [3, 4]. Fiber-reinforced constitutive models similarly predict the AF shear modulus to be on the order of 10 MPa and also indicate significant shear anisotropy, with the circumferential shear modulus (in the plane of the collagen fibers, Gθz, Figure 1) predicted to be 100 times greater than the radial modulus (transverse to the lamella, Grθ, Figure 1) [5]. In contrast, tissue-level shear studies using cubic and cylindrical samples have reported lower modulus and less anisotropy, with a circumferential shear modulus of 0.06 MPa [6, 7] and a radial modulus 0.03 MPa [6], only a 2 fold difference. Shear tests of planar AF strips with a 10% prestrain have a shear modulus of 0.4 MPa [6], higher than cubic and cylindrical samples, but still lower than the expected ~10 MPa. The higher planar AF shear modulus may be due to greater engagement of collagen fibers, which was not enforced by the boundary conditions applied in cubic and cylindrical tests. Radial shear modulus has not been measured using this same configuration, and structure-function relationships have not been investigated.
Figure 1.
Schematic of the annulus fibrosus showing radial (r) and circumferential (circ, θ) sample orientations, with applied boundary conditions (tensile prestrain and shear strain directions) indicated by arrows. Grθ = radial shear modulus and Gθz = circumferential shear modulus, z = spine axial direction.
Elucidation of structure-function relationships at the tissue level is important to understand the function of normal tissue, the impact of the degenerative process, and for the design of engineered constructs. Structure-function relationships in the AF are dependent not only on collagen fibers, but also on other matrix constituents, such as proteoglycans and elastin [8, 9]. The glycosaminoglycan (GAG) side chains associated with the proteoglycans carry a fixed negative charge and are considered to contribute to the compressive properties of musculoskeletal tissues by generating an osmotic swelling pressure [8, 9]. The nature of the contribution of GAG to the tensile and shear properties of fiber-reinforced tissues, however, is unclear. A tensile load-transfer mechanism has been proposed in which forces between adjacent collagen fibrils are transferred via interactions of GAG attached to the collagen fibrils [10-12]; however, multiple studies in both tendon and ligament have failed to demonstrate a significant mechanical contribution by GAG in tension [13-17] or shear [17]. GAG constitutes just 1% of dry weight for tendon and ligament, while in the AF it constitutes up to 20%, indicating it may play a more significant tensile role in this tissue, similar to other GAG-rich tissues such as cartilage [18, 19]. Indeed, enzymatic digestion studies of both native AF tissue and engineered AF constructs suggest GAGs play a role in the AF tensile mechanics, but that it may be more pronounced for the inner AF than the outer AF [20, 21]. To date, the contribution of GAG to AF shear mechanical properties has not been investigated.
Elastic fibers are found in abundance across multiple tissues that undergo large deformations. The extensibility and recoverability of heart and lung tissues, for example, are dependent on elastic fibers, and their enzymatic removal results in impaired mechanical properties [22-25]. Elastic fibers are found throughout the AF [26-29]. Elastic fiber density is highest in regions of the AF that experience large tensile deformations, such as the outer and posterolateral AF, and between concentric layers of lamellae, running perpendicular to the lamellar plane [30]. Although the quantity of elastin within the AF is small in comparison to other tissues (such as heart and lung), the highly organized architecture of the elastic fiber network is suggestive of an important functional role [26]. Indeed, elimination of elastic fibers via elastase digestion decreased the tensile modulus of human AF in the radial direction [31]. Additionally, elastase treatment of radially oriented samples has been observed to increase intralamellar shear strain, but in circumferentially oriented samples there was no apparent effect of elastase treatment on shear strain [32]. The potential roles of elastic fibers in contributing to the load response of the AF in shear are unknown.
The objective of this study was to investigate the effects of tissue orientation and enzymatic degradation of GAG and elastin on AF shear mechanical properties. It was hypothesized that the circumferential shear modulus would be an order of magnitude greater than the radial shear modulus, and that increasing tensile prestrain in the circumferential direction would increase the shear modulus. Further, we hypothesized that GAG and elastin degradation would significantly reduce the shear modulus for both orientations.
2. METHODS
The AF was removed from bovine caudal discs via sharp dissection and planar rectangular samples 3 × 15 × 1.5 mm (width × length × thickness) were prepared using a freezing stage microtome. Samples were prepared in two orientations: circumferential and radial (Figure 1). Circumferential samples were aligned in the plane of the collagen fibers, with length oriented along the circumferential (θ) axis, width along the axial (z) axis, and thickness along the radial (r) axis. Radial samples had length along the radial axis, width along the circumferential axis, and thickness along the axial axis. For each orientation, samples were assigned to one of 4 groups (n=6 per group): untreated, 0.15M phosphate buffered saline (PBS) control, chondroitinase-ABC treatment (ChABC), and elastase treatment (elastase). The PBS control was included to account for effects of the long buffer soak times associated with enzyme treatments and consisted of 1 ml 0.15M (1X) PBS with the following protease inhibitors: 10 mM N-ethylmaleimide (NEM), 5 mM benzamidine hydrochloride (Benz-HCl), 1 mM phenylmethylsulfonyl fluoride (PMSF). Pilot studies indicated that PBS had a similar effect on modulus in uniaxial tension as ChABC buffer (no enzyme), and we therefore chose PBS to be a simple control of both enzyme treatment groups. ChABC treatment consisted of 1 ml of 0.05 M Tris-HCl, 0.06 M sodium acetate buffer (pH 8.0) containing 1U ChABC and the same protease inhibitors as for PBS. Elastase treatment consisted of 1 ml of 0.2 M Tris-HCl buffer (pH 8.6) with 3U elastase, and protease inhibitors (NEM, Benz-HCl, 3 mg soybean trypsin inhibitor). Soybean trypsin inhibitor was included as it has been shown to inhibit degradation of collagen associated with elastase treatment [33]. All reagents were obtained from Sigma Aldrich (St Louis, USA). Treatment followed established protocols [31]: the sample was submersed in the appropriate treatment solution at 37° C for 36 hr under gentle agitation. Following treatment the sample was washed in PBS for 30 min at 4° C then frozen at −20° C until testing. Untreated samples were not placed in solution and were kept frozen until testing.
Prior to testing, each sample was equilibrated for 30 min in PBS at 4° C and cross-sectional area measured with a laser-based system [34]. The sample was speckle coated with black enamel paint using an airbrush to create texture patterns needed for optical surface strain measurements. Mechanical testing was performed using a custom-designed apparatus that enabled the application of combined tensile and shear strains (Figure 2A and 2B) [35]. The sample was placed in custom serrated grips installed in a PBS bath that was mounted on an x-y translation table (M426A, Newport, Irving, CA). Tensile prestrain was applied using Vernier micrometers (resolution 1.0 μm, Newport, Irving, CA) attached to the translation table and the tensile load was measured using a submersible 9.8 N load cell (model 31 submersible, Honeywell, Minneapolis, MN). The device was integrated with a mechanical testing system (Model 5848, Instron, Norwood, MA) which applied the shear displacement and measured shear force.
Figure 2.
A. Shear testing device, showing directions of applied strains B. Schematic illustration of boundary conditions, including shear angle γ and shear stress τij. By convention, the i-direction represents the long axis of the sample, while the j-direction represents the direction at which shear is applied. C. Schematic illustration of the shear deformation, γzθ, experienced by the AF when the intervertebral disc undergoes torsion.
Following placement in the testing system, shear testing protocol for the radial orientation included a 15 min unloaded equilibration, followed by 2% tensile prestrain to eliminate slack. Prestrain was chosen over a prestress as very little stress is generated for radially oriented AF samples until a large strain is induced, because these samples have no collagen fiber reinforcements in the radial direction. While preconditioning is used in fiber-reinforced tissues to create a uniform loading history, preconditioning was not used for radial samples. Preliminary studies showed that radial samples undergo irreversible deformation during preconditioning, similar to that observed in transverse tendon tensile testing [36]. Thus, a shear deformation ramp to +10° shear strain at 3°/min was immediately applied following prestrain. During this ramp, force and deformation were recorded for shear modulus calculation
The shear testing protocol for the circumferential orientation included a 15 min 2% tensile prestrain, followed by 20 shear preconditioning cycles to ±10° at 0.05 Hz, followed by a quasi-static 3°/min triangular ramp to ±10° shear strain, during which force and deformation were recorded for shear modulus calculation. The entire protocol was repeated at a 10% tensile prestrain. Thus, circumferential samples were tested with the collagen fibers initially in the toe-region (2% prestrain), and with the fibers engaged in the linear region of the stress-strain response (10% prestrain). For both radial and circumferential tests, images were acquired with a digital camera (Model A102f; Basler, Exton, PA) at 5 sec intervals throughout the shear ramp test for calculation of two-dimensional Lagrangian tissue strain.
Shear stress (τ) was calculated during the shear deformation by dividing the shear load (from the Instron's vertical axis) by the sample cross sectional area. Images acquired during the shear ramp were analyzed with VIC 2D (Correlated Solutions, Columbia, SC), using the extensometer feature. Ten tissue sub-regions spanning the central two thirds of each sample were tracked throughout the shear ramp and the x-y location at each 5 sec interval was exported to Matlab (MathWorks, Inc, Natick, MA), for calculation of Lagrangian strain (E) using a custom written program [37, 38]. Briefly, the deformation gradient:
where X represents the undeformed and x the deformed state, was calculated. The Lagrangian finite strain tensor was calculated from the deformation gradient as:
The shear modulus (circumferential: Gθz, radial: Grθ) was calculated from the shear stress-strain response using linear regression. For the circumferential orientation, shear modulus was calculated for both the positive and negative portions of the triangular shear ramp. The effect of tensile prestrain on circumferential modulus was determined using a two-tailed student's t-test for each treatment separately. The effect of orientation (circumferential vs. radial) was determined using a t-test to compare Gθz vs. Grθ for each test group separately. To evaluate the effect of enzymatic degradation on shear modulus, a one-way analysis of variance (levels: PBS control, ChABC, and elastase) with a Tukey post-hoc test was performed separately for the circumferential and radial orientation. Significance was set at p<0.05.
To evaluate the effectiveness of each treatment, tissue GAG content was measured using the dimethylmethylene blue assay [39] following mechanical testing. GAG was normalized by tissue dry weight. Separate samples underwent the treatments described above and were evaluated histologically for the presence or absence of elastic fibers using Miller's stain [30] and for GAG using alcian blue.
3. RESULTS
The AF shear response exhibited nonlinearity and anisotropy. The stress-strain response for the AF in radial shear was linear, while in the circumferential direction, a range of stress-strain responses, from linear to nonlinear, was observed (Figure 3). The variability between linear and nonlinear samples was similar to the variability within each group (linear or nonlinear) in part due to the high inter-sample variability observed in AF shear. Therefore, a mean was taken across all samples. The standard deviation for this study is consistent with previous studies on annulus shear [6, 7]. For untreated samples, the circumferential shear modulus, Gθz, with 2% prestrain was 8 times higher than the radial shear modulus Grθ,and 44 times higher with 10% prestrain (Figure 4A). The effect of prestrain on circumferential modulus was significant: Gθz for untreated samples at 10% prestrain was 4 times greater than the 2% prestrain modulus (Figure 4A).
Figure 3.
Representative stress-strain plots for circumferential samples illustrating typical response the varied degree of nonlinearity in the responses. UT-L and UT-NL indicate untreated response for linear and nonlinear response patterns.
Figure 4.
Shear modulus mean and standard deviation. A) Untreated radial and circumferential (circ), *significantly different from radial, +significantly different from circ 2% B) Radial following treatment, *significantly different to untreated C) Circumferential untreated vs PBS treated, D) Circumferential following treatments. *significantly different to same group at 2% prestrain
The consequence of buffer soak was next determined through comparison of untreated and PBS treatment groups, followed by evaluation of the effect of selective matrix removal, which were compared to PBS treatment. Radial shear modulus, Grθ, significantly decreased from 15 kPa to 3 kPa with PBS treatment, five times lower than untreated (p<0.05). The radial shear moduli for ChABC and elastase treatments were not significantly different than for PBS treatment (Figure 4B). The shear circumferential modulus, Gθz, was not significantly affected by PBS treatment (Figure 4C). The shear circumferential modulus was not significantly altered by ChABC and elastase treatments compared to PBS, however, some interesting trends were observed (Figure 4D). The circumferential shear modulus with ChABC treatment was 1.34 MPa, four times greater than PBS control (Gθz 0.33), this effect was marginally insignificant (p=0.15). Further, the increase in shear modulus observed with higher tensile prestrain remained for the PBS and enzyme treatment groups (Figure 4D) as did the relationships between treatment groups at 2% and 10% prestrain.
To confirm enzymatic removal of tissue components, the total amount of GAG in the tissue was measured. Pooling samples from the two orientations, the PBS treatment group experienced a 51% decrease in GAG content compared to untreated (p<0.05). The ChABC treatment had 36% reduced GAG (p<0.05) and elastase treatment had 70% reduced GAG (p<0.05) compared to PBS treatment (Figure 5). Elastase treatment removed two times more GAG than PBS treatment compared to untreated. These values were consistent with histological evaluation: alcian blue staining indicated greater GAG content for untreated and a decrease in GAG levels from untreated to PBS, ChABC, and finally elastase treatment (Figure 6 A-D). GAG removal appeared to be uniform across the length and width of the samples. Miller's stain confirmed removal of elastic fibers with elastase treatment and preservation of elastic fibers for untreated (Figure 6E and F), and other treatment groups (not shown)
Figure 5.
GAG content with radial and circumferential samples pooled. *significantly different to untreated, and **significantly different to PBS treated
Figure 6.
Histology results. Representative alcian blue staining for A. untreated, B. PBS treated C. ChABC treated, and D. elastase treated samples showing. Scale bars for A-D = 100 μm E-F) Millers stain of E. untreated and F. elastase treated samples (arrows = examples of elastic fibres). Scale bar for E-D = 20 μm
4. DISCUSSION
This study used planar shear testing to quantify the effects of testing orientation and selective matrix degradation on AF shear modulus. Consistent with the study hypothesis, shear modulus was found to be highly anisotropic: the circumferential shear modulus, Gθz, was an order of magnitude greater than the radial shear modulus, Grθ. In the radial direction, shear loads are supported by interactions between the extrafibrillar matrix and collagen fibers [5], interconnections between adjacent collagen fibers [40], and interconnections between lamellae [41]. In the circumferential direction, prestrain significantly increased the shear modulus, suggesting an important role for collagen fiber stretch in shear properties for this orientation. The circumferential shear modulus with a 10% tensile preload (Gθz=0.66 MPa) was an order of magnitude higher than previous tissue experiments with cubic or cylindrical samples (0.06-0.4 MPa) [6, 7], was similar to planar shear with preload [6] (Figure 4C), but was much lower than expected based on disc torsion experiments and constitutive models (~10 MPa) [2, 5]. Axial torsion tests of bone-disc-bone segments quantify shear modulus in the zθ direction [2]. However the current study measured the shear modulus in the θz direction due to disc height limitations that prevented testing in the zθ direction (Figure 2B, C). For an orthotropic material, Gzθ = Gθz, due to symmetry, however the discontinuities caused by the AF multi-lamellar structure and tissue nonlinearities may have affected that assumption. Non-symmetric shear moduli and artifacts due to sample aspect ratio have also been observed in shear mechanics of ligament and tissue engineering scaffolds, and have been confirmed using finite element models [35, 42-44]. Aspect ratio for the current study was chosen to limit sample size related artifacts, based upon finite element studies of human ligament mechanics [44], and our own finite element studies of annulus and tissue-engineered constructs [42].
To further investigate the disparity between AF tissue and expected shear modulus from disc torsion and modeling studies, we evaluated the tissue strain and the amount of fiber stretch during the shear experiment. While the applied shear strain at the grips for 10° shear deformation applied in this experiment was Eθz=0.088, the measured tissue surface strain in the central two-thirds of the sample was approximately half the applied amount, Eθz=0.043. Assuming affine deformations and a 45° fiber angle (fiber angle for bovine annulus), the collagen fiber stretch during 0 to 10° shear deformation was estimated to be 1.03. After a 10% tensile prestrain that theoretically places the collagen fibers in the linear-region, additional fiber stretch (λ = 1.03) during shearing should have resulted in much higher forces than measured. Non-affine behavior has been observed in AF tensile loading in the axial (z) direction [45] and in supraspinatus tendon loading in the transverse direction [46, 47]. In these studies the fibers likely rotated within the deforming matrix rather than straining identically as required for the affine assumption [5, 45-47]. This phenomenon would have reduced the measured circumferential shear modulus from its true value. In situ the AF fibers are constrained by the vertebral bone and affine deformations are more likely to occur. These experimental limitations may explain the large variability observed in the stress-strain response and the lower than expected measured shear moduli.
The second objective was to use targeted enzymatic degradation to evaluate the contribution of GAG and elastic fibers to AF shear modulus. Contrary to our hypothesis, there was no significant difference between PBS and enzyme treatments (ChABC or elastase) for either orientation (Figure 4B, 4D). This negative finding is likely related to the study limitation where a decrease in shear modulus was observed for PBS treatment compared to untreated tissue (only significant for radial shear). This may be in part due to diffusive GAG loss (Figure 5, 6). Reduced shear modulus and GAG loss following extended PBS immersion is consistent with previously observed reduced tension and compression modulus across a spectrum of GAG-rich fibrous tissues [15, 48, 49], although such findings are not universal [16, 17]. Additionally, it is difficult to account for the effects of swelling and transmission of charged ions during the enzymatic digestion. The PBS and untreated samples were observed to have similar cross-sectional area (data now shown), indicating that similar volumetric swelling occurred for untreated samples during the 30 min equilibrium soak and PBS samples during the 36 hr treatment. The cause for the disparity between untreated and PBS samples is unknown, and may be related to the treatment process, including being heated to 37 deg and placed on a rocker for 36 hr, and to internal fibril changes as previously shown in uniaxial tensile tests [21]. Freezing the samples does not have an effect on disc subfailure mechanics [50] and as all samples, even the untreated group, underwent at least one freeze-thaw cycle, any minor effect would be encountered by all samples. However, to account for the effects of the treatment as observed by the difference between the untreated and PBS groups, all digestion groups were compared to the PBS group, which underwent the same treatment procedure. A full understanding of each of these effects warrants additional study.
Chondroitinase ABC treatment was used to investigate the contribution of GAG to AF shear modulus. While not significant and highly variable, ChABC treatment tended to increase the circumferential shear modulus compared to PBS treatment (p=0.15) (Fig 4D), but showed no such trend in the radial direction. While ChABC removed more GAG than PBS, degradation was not complete, likely due in part to the inability of ChABC to degrade keratin sulfate. Were ChABC able to more fully degrade annulus GAG, the increase in modulus with respect to PBS treatment may have been greater. These findings suggest a potential role for interactions between GAG and collagen that, contrary to expectations, increases overall stiffness when the GAG is selectively digested. While these shear modulus observations are limited by high variability, they are supported by enzymatic degradation studies in uniaxial tension for AF tissue-engineered constructs [20] and for both inner and outer AF in uniaxial tension [20, 21], where ChABC treatment increased the tensile modulus compared to PBS treatment. These effects were highly dependent on tissue harvest location (outer AF was not significant, inner AF was significant, Figure 7A). This further supports the notion that the tensile role of GAG is, in part, a function of the quantity of GAG in the tissue, yet the complexity of this relationship exceeds composition alone, and depends also on tissue type, location, and maturity [14, 18]. In contrast, the effect of ChABC induced GAG depletion in reducing compressive modulus is widely documented and is explained by the associated loss of osmotic pressure [51-55]. Overall there is a growing evidence for structural interactions between GAG and collagen that affects tissue function, likely at different hierarchical levels, but as the results of this and other studies demonstrate, this is not a simple mechanism and warrants further investigation.
Figure 7.
Previously reported results for uniaxial tension [20, 21] A. Tensile modulus. B. GAG content of outer and inner AF for PBS and ChABC treated samples. Mean±SD
Elastase treatment was used to investigate the contribution of elastic fibers to the AF shear modulus. Elastase treatment caused no difference in shear modulus with respect to PBS treatment for either radial or circumferential orientation. The radial modulus of elastase treated samples, however, was significantly lower than the untreated group, consistent with studies of human AF in radial tension, where elastase treatment reduced the uniaxial modulus compared to both untreated and ChABC groups [31]. Although we hypothesized that circumferential shear modulus would be reduced by elastase treatment due to expected disruption of collagen-elastic fiber interconnections, no difference was observed for Gθz between the PBS and elastase groups. Microstructural studies have shown that elastase treatment has no effect on normalized stretch and rotation of collagen fibers for bovine AF in circumferential shear [32]. Thus, in circumferential shear, collagen fibers in both PBS and elastase treated samples are likely to contribute equally, explaining the unchanged circumferential modulus. Elastase treatment removed more GAG than either PBS or ChABC treatment. Despite this, and in contrast to the trend for ChABC to increase shear modulus, elastase samples were unchanged. This may indicate that elastic fibers provide a subtle but noticeable mechanical support to AF in shear, however, the predominate mechanism appears to be collagen fiber stretch.
5. CONCLUSIONS
This study demonstrated that AF shear modulus is highly anisotropic and that fiber stretch contributes significantly to the circumferential shear modulus. The circumferential shear modulus was larger than for previous studies with cubic and cylindrical samples, confirming a role for fiber stretch, but still lower than expected compared with torsion testing and constitutive modeling, suggesting non-affine deformations may be occurring for these boundary conditions. Together with the established literature for tensile loading of fiber-reinforced GAG-rich tissues, the trends for changes in shear modulus with ChABC treatment reflect complex structure-function relationships between GAG and collagen that potentially occur over several hierarchical scales. Elastase digestion did not significantly affect circumferential shear modulus; supporting the notion that circumferential shear modulus is dominated by collagen fiber stretch. The results of this study highlight the complexity of the structure-function relationships that govern the mechanical response of the AF in radial and circumferential shear, and provide new and more accurate data for the validation of material models and tissue-engineered disc replacements.
Acknowledgements
This study supported by the National Institute of Health (NIH AR50052, EB00245), and by the Penn Center for Musculoskeletal Disorders (AR50950). The authors gratefully acknowledge Dr. Jeffrey Weiss (University of Utah) for provision of shear testing device design.
Footnotes
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