Evidence supporting the critical role of transforming growth factor β1 in the development of normal tissue injury after cancer therapy is reviewed and the results of recent research aimed at preventing normal tissue injury by targeting the transforming growth factor β1 pathway are presented.
Keywords: Transforming growth factor β, Complications, Fibrosis, Lung Cancer
Abstract
With >10,000,000 cancer survivors in the U.S. alone, the late effects of cancer treatment are a significant public health issue. Over the past 15 years, much work has been done that has led to an improvement in our understanding of the molecular mechanisms underlying the development of normal tissue injury after cancer therapy. In many cases, these injuries are characterized at the histologic level by loss of parenchymal cells, excessive fibrosis, and tissue atrophy. Among the many cytokines involved in this process, transforming growth factor (TGF)-β1 is thought to play a pivotal role. TGF-β1 has a multitude of functions, including both promoting the formation and inhibiting the breakdown of connective tissue. It also inhibits epithelial cell proliferation. TGF-β1 is overexpressed at sites of injury after radiation and chemotherapy. Thus, TGF-β1 represents a logical target for molecular therapies designed to prevent or reduce normal tissue injury after cancer therapy. Herein, the evidence supporting the critical role of TGF-ß1 in the development of normal tissue injury after cancer therapy is reviewed and the results of recent research aimed at preventing normal tissue injury by targeting the TGF-ß1 pathway are presented.
Introduction
The tolerance of normal tissues and organs limits the amount of chemotherapy and radiation therapy that can be administered to a patient undergoing cancer treatment [1, 2]. In many cases, these doses may be less than what one would give under ideal circumstances in an effort to control a tumor. Consequently, cure of the cancer might not be achievable as a result of limitations imposed by normal tissue tolerance. This is particularly true in circumstances requiring high doses of radiation for tumors located within or adjacent to sensitive organs, such as the lung.
Traditionally, radiation oncologists have been forced to deal with normal tissue tolerance by limiting the dose and/or volume of tissue receiving radiation [3, 4]. With recent advances in imaging technology, these dose–volume relationships have received additional attention in an attempt to more precisely correlate dose, volume, and the risk for normal tissue injury [2]. These dose–volume relationships, however, disregard the spatial distribution of dose within an organ and also do not account for biologic heterogeneity, genetic factors, and underlying comorbidities that could impact an individual patient's risk for treatment-related complications.
Research over the past 15 years has led to a better understanding of the underlying molecular events responsible for the development of normal tissue injury after cancer therapy [5–8]. Of the many cytokines and growth factors shown to contribute to the injury process, transforming growth factor TGF)-β1 is among the most important [9]. TGF-β1 belongs to a family of secreted polypeptide growth factors subcategorized by function, including its three mammalian isoforms (TGF-β1, TGF-β2, and TGF-β3), bone morphogenic proteins, activins, inhibins, and Mullerian inhibiting substance [10, 11]. These proteins have important functions in both normal and disease-related processes, such as cell growth, differentiation, migration, adhesion, angiogenesis, immunity, extracellular matrix synthesis, and epithelial–mesenchymal transition [12–15]. The TGF-β family signals through a complex interactome [16] involving multiple pathways. Disruption of the TGF-β signaling pathway has been implicated in the cellular acquisition of the hallmarks of malignancy [17], that is, failure to respond to growth inhibitory factors, proliferation in the absence of exogenous cues, invasion, metastasis, immortality, loss of apoptosis, stimulation of angiogenesis, and evasion of the immune system. Thus, under normal circumstances, a number of genes coding for proteins in the TGF-β signaling pathway would be considered tumor suppressor genes. In particular, most malignant cells are resistant to the growth inhibitory effects of TGF-β through a variety of different mechanisms [18–20], and, in fact, TGF-β has been shown to stimulate the growth of malignant cell lines [21]. Thus, overexpression of TGF-β within the tumor microenvironment could promote the local growth and metastatic potential of many solid tumors [22]. That TGF-β can function as both a tumor suppressor and a tumor promotor, depending on the environment in which it operates, points to the complexity of the processes in which these proteins participate.
The most widely studied of this family of molecules is TGF-β1. A detailed discussion of its role in tumor promotion, progression, and metastasis is beyond the scope of this review. Rather, herein, the role of TGF-β1 in normal tissue injury, particularly the lung, is reviewed and strategies to target TGF-β1 to reduce the risk for normal tissue injury are discussed.
Evidence for a Role for TGF-β1 in Chronic Normal Tissue Injury After Cancer Therapy
Loss of parenchymal cells and an excess of fibrous tissue often characterize late injury after cancer therapy (Fig. 1A, 1B). TGF-β1 plays an important role in both normal and abnormal wound healing [23, 24]. This cytokine is produced in a biologically inert form, bound to a latency associate peptide to form the small latent TGF-β complex, which is secreted from cells and can be activated by several methods, including through exposure to proteases, integrins, and free radicals [25–30]. The small latent complex may also be covalently bound to one of several latent TGF-β binding proteins to form the large latent complex, which may be sequestered in the extracellular matrix [31]. TGF-β1 is found in many different cell types, but its highest concentration is in platelets. As a result, TGF-β1 is normally released in large quantities from platelets at the site of a wound. Among the wound-healing properties of this cytokine are recruitment of monocytes and macrophages to an injury site [32], inhibition of the proliferation of epithelial cells [33], enhancement of the maturation of fibroblasts into postmitotic fibrocytes that increase production of fibrous tissue [34], promotion of angiogenesis [35, 36], and inhibition of the breakdown of extracellular matrix [23, 37]. Despite its role in normal wound healing, increased expression of TGF-β1 has been demonstrated in a number of conditions characterized by excessive fibrosis, including chronic hepatitis and glomerulosclerosis [24, 38–41]. In addition, effective treatments for these conditions have been shown to reduce the development of fibrosis in the affected organ, with a corresponding decrease in the expression of TGF-β1 [42–53].
Following exposure to ionizing radiation, the expression of TGF-β1 increased in a dose-dependent manner in the rat liver [54]. Similarly, in a rat model of radiation-induced lung injury, fibrosis developed, which was accompanied by an increase in TGF-β1 expression and activation of the TGF-β1 signal transduction pathway [55, 56]. Furthermore, TGF-β1 activation by radiation has been shown to occur at doses <10 cGy and is roughly proportional to dose in the range of 10 cGy to 5 Gy [57, 58]. Although genetically engineered loss of TGF-β1 expression is a lethal mutation, knockout mice missing a component of the TGF-β1 signaling pathway (Smad3) are viable, and have been shown to be resistant to radiation-induced soft tissue fibrosis [59]. In contrast, humans expressing certain single nucleotide polymorphisms in the TGF-β1 gene have been found to be at a higher risk for normal tissue injury [60]. In animal models of pulmonary fibrosis induced by bleomycin [52] and in humans exposed to high doses of chemotherapy in preparation for bone marrow transplantation who develop pulmonary drug toxicity or hepatic veno-occlusive disease (Fig. 2), the associated fibrosis is accompanied by increased expression of TGF-β1 in affected tissues. Thus, there is substantial evidence on the importance of TGF-β1 in the development of excessive fibrosis following exposure to radiation and/or chemotherapy in both animals and humans.
TGF-β1 as a Predictor of Normal Tissue Injury Risk
Dosing of chemotherapy or radiation is generally based either on a prospectively determined maximum-tolerated dose or, more commonly, in the case of radiation, an empirically determined estimate of the risk for a particular injury developing in a certain percentage of patients within a defined period of time [1, 2]. In either case, the accepted tolerance dose of radiation or chemotherapy produces dose-limiting toxicity in a minority of patients, yet it is precisely these patients that dictate the dose of chemotherapy or radiation for an entire population, when in reality any given population of patients is likely to contain people who may be more or less likely to experience toxicity than the “average” population used to determine dosing guidelines (Fig. 3). Thus, the ability to determine the likelihood of toxicity for an individual patient, rather than rely on dosing based on the average sensitivity of a population, is a desirable goal that should improve the therapeutic ratio (i.e., reduce the likelihood of toxicity, increase the likelihood of cure, or both).
In addition to being widely produced throughout the body, TGF-β1 can also be measured in the blood [61]. Increased circulating levels of TGF-β1 have been found in patients with many diseases, including various types of cancer [62, 63]. Because of the fact that TGF-β1 expression in tissue also increases in response to radiation or chemotherapy exposure, several researchers have sought to measure circulating TGF-β1 levels in an attempt to predict which patients might be at an increased or a decreased risk for normal tissue injury after exposure to chemotherapy or radiation. The first reported study using circulating TGF-β1 levels to predict the risk for normal tissue injury was by Anscher et al. [61]. Those researchers found, in a group of patients treated with induction chemotherapy, high-dose chemotherapy, autologous bone marrow transplant, and involved field radiation for high-risk breast cancer, that plasma TGF-β1 measured after induction chemotherapy but before high-dose chemotherapy, radiation, or marrow transplant was strongly correlated with the risk of developing either pulmonary drug toxicity or hepatic veno-occlusive disease (Fig. 4). Subsequent studies by Anscher and colleagues, as well as others, have focused on determining whether TGF-β1 could be used in a similar manner to predict the risk of developing pulmonary injury after radiation therapy. The results of these studies have been mixed, with some, but not all, authors finding that TGF-β1 levels could be used to predict the risk for lung injury [64–68]. However, most of these studies contained small numbers of patients with relatively few events, thus having little power to detect differences between study groups [9]. Also, toxicity endpoints differed (e.g., some considered only symptomatic lung injury, whereas others included asymptomatic radiographic changes), as did techniques for measuring TGF-β1 in the blood. A more recent larger pooled analysis supports the contention that plasma TGF-β1 levels can be used to predict the risk for radiation-induced lung injury [69]. Additional work is needed to confirm this finding.
In reality, however, because radiation oncologists are skilled at limiting the volume of normal lung receiving a high dose, the incidence of significant symptomatic lung injury (grade ≥2) in most series is low, and plasma TGF-β1 measurements may actually be better suited to determine patients at low risk for lung injury rather than identifying those at very high risk [70]. This observation suggests that plasma TGF-β1 measurements might be useful to identify patients with lung cancer who might be candidates for radiation dose escalation. Anscher et al. [71] tested this hypothesis in a small clinical trial designed to assess the maximum-tolerated dose of radiation that could be delivered to the lung using TGF-β1 to estimate the risk for dose-limiting lung toxicity. Patients with locally advanced or medically inoperable non-small cell lung cancer were treated with the institutional standard high-dose radiation approach at the time (1.6 Gy twice daily using a concurrent boost technique) to a dose of 73.6 Gy. Concurrent chemotherapy was not allowed, and the technique included elective nodal irradiation. TGF-β1 was measured at baseline and after 73.6 Gy. If the TGF-β1 level normalized by 73.6 Gy, then the dose was escalated in increments of 6.4 Gy to successive patients until a dose-limiting toxicity was reached. In total, 38 patients were enrolled. In 24, the dose could not be escalated beyond 73.6 Gy based on TGF-β1 criteria. In the remaining patients, eight received 80 Gy and six received 86.4 Gy. The latter dose was determined to be the maximally tolerated dose. Thus, this study determined that it was feasible to use TGF-β1 to guide radiation dose selection for patients with lung cancer. Given the changes in the treatment approach to lung cancer since that study was conducted (i.e., ubiquitous use of combined chemoradiotherapy and increased use of stereotactic radiation therapy for smaller tumors), the study needs to be repeated using a more current treatment regimen. In a follow-up report, the authors noted that serious long-term toxicity (grade 3–5) occurred only in the control arm, further supporting the potential of this approach to treatment individualization [72]. It should be noted, however, that these higher doses of radiation did not translate into longer survival. The study was not designed to test this endpoint, and further work is needed before any conclusions can be drawn in this regard.
Why Is TGF-β1 Elevated in Cancer Patients Even Before Treatment Begins?
As hinted at above, circulating TGF-β1 levels in many cancer patients are elevated at the time of diagnosis, before treatment, as compared with people without cancer, and the tumor is thought to be the source of TGF-β1 [63, 73]. In addition to contributing to the risk for normal tissue injury from cancer treatment, TGF-β1 also promotes metastasis [74] and suppresses the immune system [75], so that the presence of high levels of TGF-β1 in cancer patients may have an adverse impact on prognosis [76–78]. Animal studies support this conclusion. For example, in transgenic mouse models, induction of active TGF-β increased the incidence of lung metastases from breast cancer [79], whereas blocking TGF-β activity reduced the metastatic potential [80]. Recent evidence has also suggested that receptor tyrosine kinase inhibitors that block the binding of TGF-β to its transmembrane receptors prevent the activation of the TGF-β signaling pathway and reduce the incidence of metastases in a breast cancer model [81]. Also, tumors that express TGF-β1 are more resistant to chemotherapy, and sensitivity to cisplatin can be restored with TGF-β1 inhibition [82, 83]. These studies support the rationale for targeting the TGF-β pathway as a potential anticancer therapy.
The reason for the presence of higher levels of TGF-β1 in these cancer patients appears to be related to both greater production and altered bioavailability of this cytokine [84–86]. Kong et al. [62] studied a group of women suspected to have breast cancer on the basis of an abnormal mammogram. In these patients, blood was obtained for cytokine measurements before and after removal of the tumors by lumpectomy. Following surgery, there was a significant reduction in plasma TGF-β1 levels in these patients, suggesting that the tumor was the source of the TGF-β1 production. Those authors also studied the tumor specimens using immunohistochemistry to stain for TGF-β1 expression and in situ hybridization to look for the message to produce the TGF-β1 protein. In comparison with regions of normal breast tissue in the biopsy specimens, there was significantly greater expression of both messenger RNA and TGF-β1 in the tumor stroma, but not in epithelial cells. As noted above, many malignant epithelial cells lose the ability to respond to the growth inhibitory effects of TGF-β1, and it appears that the loss of this growth inhibitory feedback loop leads to increased production of TGF-β1 in a futile attempt to stop the proliferation of these malignant epithelial cells [33, 47, 74, 87, 88]. In terms of bioavailability, the mannose-6-phosphate/insulin-like growth factor receptor type II (M6P/IGF2R) plays a critical role in this process [89]. The gene coding for this receptor has been shown to be a tumor suppressor gene [90]. Binding of latent TGF-β1 to M6P/IGF2R facilitates its activation [85], but it also enables the molecule to be presented to lysosomes for degradation [91]. Thus, loss of function of this tumor suppressor gene could lead to a decreased ability to dispose of latent TGF-β1, which could be activated by other mechanisms (e.g., free radicals) and lead to an increased risk for normal tissue injury. Kong et al. [92] studied a group of lung cancer patients to test this hypothesis. They found that if the patients had loss of heterozygosity in M6P/IGF2R, and consequently a nonfunctioning receptor, they were significantly more likely to have higher plasma TGF-β1 levels and to develop radiation-induced lung injury than those without loss of heterozygosity in the receptor [93]. Thus, it appears that bioavailability of TGF-β1 plays an important role in the risk for normal tissue injury in at least a subset of cancer patients.
Sustaining the Phenotype of Normal Tissue Injury After Treatment Is Completed
The development of normal tissue injury results from a complex interplay of contributions to risk from the treatment, the tumor, and the patient (Figure 5). Radiation contributes numerous insults beyond merely dose and volume, although these two factors no doubt impact the risk for injury. For example, radiation produces free radicals, damages vasculature, creates a cascade of local and systemic cytokine and chemokine expression, elicits an inflammatory response, and causes loss of parenchymal cells. Chemotherapy may increase radiosensitization through various mechanisms, lead to parenchymal cell loss, affect DNA repair, suppress the immune system, or cause inflammation. The tumor itself may lead to architectural destruction, release its own cytokines, affect the immune system, and alter vascular permeability. The patient may have underlying medical conditions predisposing to injury (e.g., diabetes, poor underlying pulmonary function, or certain collagen vascular diseases) or have an unknown genetic susceptibility. All these factors may contribute to a varying degree in any given patient, and their relative importance cannot as yet be reliably determined. Nonetheless, it is becoming clear that abnormal microenvironmental conditions exist that are sustained long after the beam is turned off, the drugs are discontinued, and the tumor is eradicated, which appear to be responsible for the perpetuation of the tissue atrophy, loss of parenchymal cells, and excessive fibrosis characteristic of late normal tissue injury after cancer therapy.
There is increasing evidence that chronic normal tissue hypoxia develops after exposure to radiation therapy, and that this phenomenon may be, in part, responsible for sustaining the normal tissue injury phenotype [94–96]. Hypoxia has been shown to promote the production of profibrotic cytokines and stimulate collagen deposition through the action of TGF-β1 [97, 98]. Hypoxia has been demonstrated after radiation in the lung, central nervous system, and kidney. It is thought that hypoxia develops as a result of decreased oxygen delivery resulting from vascular injury plus greater consumption by activated macrophages recruited to the site of injury in response to reactive oxygen species–mediated tissue damage. In the lung, evidence of sustained oxidative stress and tissue hypoxia have been demonstrated 6 months after radiation in a rat model, and this finding was correlated with greater expression and activation of TGF-β1 and its signaling pathway [95]. Westbury et al. [99] evaluated a group of patients undergoing salvage mastectomy for recurrent breast cancer following radiation therapy. The patients received an injection of the hypoxic marker pimonidazole prior to surgery. Following surgery, the normal breast tissue in the specimens was evaluated for the presence of pimonidazole staining, and for the presence of the hypoxic marker carbonic anhydrase IX (CA IX). The authors also looked for the presence of radiation damage histologically. In the only breast sample (of 12) that showed marked histologic changes consistent with a radiation effect, there was greater staining for pimonidazole, but not CA IX, suggesting an oxygen tension of <10 mmHg in this tissue. This is the first in vivo evidence demonstrating hypoxia in normal irradiated human tissue using this approach. Given the relationship noted above between hypoxia and TGF-β1, these data further support the central role of TGF-β1 in the development of chronic radiation injury.
The Impact of TGF-β1 Blockade on Normal Tissue Injury
The TGF-β1 interactome is extremely complex in that many proteins interact with its transmembrane receptors and signaling proteins (Smads) within the cytoplasm and the nucleus, affecting signaling crosstalk and protein transcription [16]. In addition, there is increasing evidence that some forms of radiation injury may develop via Smad-independent TGF-β1 signaling [100, 101]. The dominant pathway at this time seems to involve the binding of TGF-β1 to its type II transmembrane receptor. This interaction recruits the type I transmembrane receptor to form a complex with the type II receptor. This complex is phosphorylated and activates the signaling proteins Smad2 and Smad3. These activated Smads bind with Smad4 and are translocated to the nucleus, where they bind to promoters and modulate transcription [74]. Given the vast number of potential targets in this pathway, most work has focused on interfering with the binding of TGF-β1 to its receptors, thus preventing initiation of the multitude of potential downstream interactions. Several approaches have been taken to prevent the binding of TGF-β1 to its receptor, including the use of anti-TGF-β1 antibodies, small molecule receptor tyrosine kinase inhibitors, and gene therapy approaches designed to induce production of a soluble TGF-β1 type II receptor. Anscher et al. [96] administered a single dose of anti-TGF-β1 antibody immediately after delivering the final fraction of right hemithorax irradiation (40 Gy in five fractions over 5 days) to Fischer rats. Compared with animals receiving radiation without antibody, there was significantly less fibrosis, TGF-β1 expression, and TGF-β1-induced signaling in the animals treated with the antibody. A higher dose of antibody (1 mg/kg) afforded better protection than did a lower dose (0.1 mg/kg). The same group also tested daily administration of a type I receptor tyrosine kinase inhibitor administered daily to a group of Sprague-Dawley rats irradiated to the right lung [102]. The drug was administered beginning 7 days prior to irradiation and continued either for 3 weeks or until sacrifice. Compared with irradiated animals not receiving the drug, there was significantly less fibrosis, TGF-β1 expression and signaling, and chronic oxidative stress in the treated groups, with a better response seen in the high-dose group (0.15 g/kg versus 0.07 g/kg) and in those treated with a long course versus a short course of therapy. Neither compound has been tested in the clinic for this purpose.
As stated previously, there is increasing evidence that TGF-β1 signaling through Smad-independent pathways may stimulate overproduction of fibrous tissue in response to radiation or chemotherapy. One such pathway signals through cAbl. The drug imatinib, an inhibitor of the cAbl pathway in use in the clinic for the treatment of gastrointestinal stromal tumors, was shown to reduce the development of pulmonary fibrosis in response to bleomycin in an animal model [53]. TGF-β1 was also recently shown to signal through the Rho/Rock pathway, independently of the Smad signal transduction cascade [100, 101]. This pathway has been implicated in the development of radiation-induced small intestinal injury. Inhibition of this signaling pathway has been shown to protect against radiation enteritis.
Other potential approaches target TGF-β1 more indirectly, for example, by reducing the stimulus for TGF-β1 activation (Fig. 5). Following exposure to radiation, reactive oxygen species are produced [103], and these have been shown to be capable of activating latent TGF-β1 [30]. Mice engineered to overexpress one of the isoforms of superoxide dismutase, an endogenous free radical scavenger, have been demonstrated to be resistant to radiation-induced lung injury [104]. Similarly, administration of superoxide dismutase mimetics has been shown to reduce the severity of lung injury in an animal model [105]. Both approaches result in lower expression and activation of TGF-β1 as well as lower activiation of the Smad-dependent TGF-β1 signaling pathway.
As is the case with radiation therapy, targeting the TGF-β1 pathway may be an effective means to prevent or ameliorate chemotherapy-induced lung injury. Bleomycin-induced lung injury (Fig. 2) is the classic example of this toxicity, although newer agents, such as gefitinib, may be associated with the development of lung injury and fibrosis [106]. Susceptibility to both radiation- and bleomycin-induced lung injury in mice may have a common genetic basis [107]. Bleomycin-induced lung injury in the acute phases is mediated through the epidermal growth factor receptor (EGFR) family, most likely human epidermal growth factor receptor (HER)-2/HER-3 [108]. Blockade of HER-2/HER-3 signaling ameliorates the development of pulmonary fibrosis from bleomycin [109]. Because TGF-β may upregulate profibrotic protein expression, in part, through an EGFR-mediated mechanism [110], it should not be surprising that inhibiting the TGF-β pathway also ameliorates the development of this toxicity in animals [50, 111, 112].
In summary, TGF-β1 is a critical cytokine responsible for the development of late normal tissue injury after cancer therapy. Monitoring TGF-β1 in the plasma and/or screening for TGF-β1 polymorphisms may help to identify patients at greater or lesser risk for normal tissue injury, but more work is needed to determine the optimal situations in which to apply this molecular and genetic information in the clinic. Strategies to target TGF-β1 clearly reduce the severity of normal tissue injury in animal models. This approach needs to be tested prospectively in the clinic to determine if inhibiting the TGF-β1 pathway is safe and effective in humans.
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