Abstract
During the last ice age, much of North America far south as 40°N was covered by glaciers (Hewitt 2000). About 20,000 years ago, as the glaciers retreated, the hydrologic landscape changed dramatically creating waterways for fish dispersal. The number of populations responsible for recolonization and the regions from which they recolonized are unknown for many freshwater fishes living in New England and southeastern Canada. The Blacknose Dace,Rhinichthys atratulus, is one of the freshwater fish species that recolonized this region. We hypothesize that the earliest deglaciated region, modern-day Connecticut, was recolonized byR. atratulusvia a single founding event by a single population. In this paper, we test this hypothesis phylogenetically with regard to the major drainage basins within Connecticut. The mitochondrial DNA exhibits low nucleotide diversity, high haplotype diversity, and a dominant haplotype found across the state. A small percentage of individuals in the Housatonic drainage basin, however, share a haplotype with populations in New York drainage basins, a haplotype not found elsewhere in Connecticut's drainage basins. We calculated a range for the rate of divergence for NADH dehydrogenase subunit 2 (nd2) and control region (ctr) of 4.43–6.76% and 3.84–8.48% per million years (my), respectively. While this range is higher than the commonly accepted rate of 2% for mitochondrial DNA, these results join a growing list of publications finding high rates of divergence for various taxa (Peterson and Masel 2009). The data support the conclusion that Connecticut as a whole was recolonized initially by a single founding event that came from a single refugium. Subsequently, the Housatonic basin alone experienced a secondary recolonization event.
Keywords: Connecticut, Blacknose Dace, phylogeography, rapid rates of divergence, recolonization, quarternary
Introduction
During the Wisconsinan Pleistocene glaciation, approximately 20,000 years BP (years before present), the majority of northern North America above 40°N was covered by glaciers (Dawson 1992; Hewitt 2000; Girard and Angers 2006). This glaciation had many influences on modern vertebrate phylogeography, including reorganizing the distributions of many organisms by forcing them out of their preglacial ranges (Avise and Walker 1998). That organisms are currently found in previously glaciated areas begs the question of how they recolonized these areas.
This study investigates a recolonization of freshwater fish into Connecticut drainage basins that were likely the gateway for fish into the previously glaciated New England region. Connecticut drainage basins were in the first area of New England to become fully deglaciated after the Wisconsinan glaciation (Fig. 1) and were, therefore, the first available for fish recolonization. As deglaciation continued, New York's drainage basins would have been the next available for recolonization by fish waiting in refuge at the glacier's edge. Fishes currently inhabiting waters in New England traveled from a refugium or multiple refugia to the newly formed rivers. There is trace fossil evidence suggesting that the recolonization following deglaciation was rapid, as soon as 75 years after the ice recession (Peteet et al. 1993; Benner et al. 2008, 2009; Knecht et al. 2009).
Figure 1.

The late Wisconsinan deglaciation varve chronology of the northeastern United States in calibrated (U-Th) ka BP. The numbers along the lines indicate how many thousand years Before Present (kyr BP) the edge of the glacier was there. Arrows indicate ice front positions that are the limits of glacial readvances. Original map from Ridge (2004) and updated on the North American Glacial Varve website.
Varve chronologies provide accurate time scales for the deglaciation of southern New England when used in conjunction with paleomagnetic data and atmospheric 14C and U-Th calibration (Stone and Borns 1986; Stone et al. 1998; Ridge 2004; Balco and Schaefer 2006; Balco et al. 2009). Based on these techniques, the edge of the ice margin at Connecticut's coastline is calculated to have existed 20,400 years BP (Fig. 1). The retreat of the glaciers uncovered southern Connecticut at the latest by 18,500 years BP (Boothroyd et al. 1998; Ridge 2004). During early stages of deglaciation (17–15.5 14C thousand years ago [ka]), the meltwater impounded in Long Island Sound forming a temporary freshwater lake, Glacial Lake Connecticut (Stone et al. 1985). When the lake was at lower levels, a drainage system flowed from west to east connecting the mouths of Connecticut's three major drainage basins: the Housatonic, Connecticut, and Thames (Sheet 1, Stone et al. 2005). Eventually, the easternmost edge of the lake impoundment eroded inundating this drainage system with saltwater, thereby isolating the drainage basins.
This study examines the genetic diversity of the eastern Blacknose Dace,Rhinichthys atratulus(Fig. 2), a small minnow that tends to live in large populations in most of eastern North America, primarily within the Atlantic slope drainage (we distinguish betweenR. obtususandR. atratulus; Nelson et al. 2004).Rhinichthys atratulusis an obligate freshwater fish, making it an appropriate candidate for determining recolonization routes as any marine-affected waterways can be eliminated as paths to current distributions. There have been a number of colonization and phylogeographic studies of fish in unglaciated regions of North America (reviewed by Soltis et al. 2006). Little work, however, has been done on fish recolonization within the previously glaciated area of New England. Additionally, there are no phylogeographic studies ofR. atratulusin the published literature. Our choice to study Blacknose Dace is influenced by this need for more studies on the molecular phylogeography of cyprinids in North America, the most specious group of freshwater fishes. Cyprinids are ubiquitously distributed, and can thus give us insight into the historical, evolutionary, and biogeographical processes of North American rivers (Schmidt et al. 1998; Pfrender et al. 2004). A greater understanding of how postglacial recolonization occurred in this species will provide information on the effect of historic events on modern distributions, gene flow, and conservation in other species (Gilhen and Hebda 2002).
Figure 2.

Photograph of eastern Blacknose Dace,R. atratulus, from the Coginchaug River (CR; Table A1) in Durham, Connecticut. (A) Female, 62.90 mm SL. (B) Male, 61.35 mm SL. Fish collected by Michelle Tipton on 8 August, 2011 and photographed the same day by Barry Chernoff.
For the purposes of this paper, a recolonization event is the introduction of a species into an area that it had previously inhabited. A founding event is when individuals of a species first enter an area void of that species. The recolonization necessarily consists of multiple or a single founding event(s), which can be followed by other recolonization events. In the case of our study, upon deglaciation the initial recolonization is a founding event; subsequent immigration of populations constitute secondary recolonization, which is not a founding event.
We hypothesize that the recolonization of Connecticut's major drainage basins by Blacknose Dace occurred during a single founding event made up of individuals from one refugium. We test this hypothesis by sequencing the mitochondrial DNA in order to examine the genetic diversity within and between populations, as well as the number and distribution of haplotypes. We also compare Blacknose Dace in Connecticut's drainage basins to individuals in New York drainage basins. We utilize the sociopolitical terms, “Connecticut” and “New York”, because they correlate with the deglaciation patterns–the first and second areas of deglaciation, respectively. Another way to classify these comparisons is by dividing our drainages basins into two groups that correspond to the Hudson River and westward in New York (WH) and those to the east, the three major drainage basins that drain through Connecticut into Long Island Sound (EH). We postulate that EH was the gateway to the recolonization of the freshwaters of New England based on the varve chronology, postglacial hydrologic paths, and our genetic data, which we will further explain below.
The purpose of this study is threefold. First, we investigate whether the recolonization of New England was via a single or multiple recolonization event(s). Second, we examine whether the Blacknose Dace that recolonized Connecticut's major drainage basins came from a single refugium or from multiple refugia. Third, we estimate rates of sequence divergence specific to the mitochondrial gene NADH dehydrogenase subunit 2 (nd2) inR. atratulusutilizing fossil dated varve chronology as a calibration.
Methods
Collection
Dace were collected from 25 locations across Connecticut (Fig. 3) using a Smith Root backpack electroshocker (Model #: LR-24; scientific collecting permits SC-07014, SC-08022 CT Dept. Env. Protection, Nat. Res. Fish. Div.; IACUC 20110225ChernoffB). Approximately 10 individuals per location were obtained. Fin clips were taken from the caudal fin, and subsequently the fish were released. Scissors were cleaned with 95% ethanol and wiped clean with a Kimwipe. Fin clips were stored in 95% ethanol. An additional 121 samples from various basins across New York State (Fig. 3) were collected in the same way by staff biologists of the New York Department of Environmental Conservation.
Figure 3.

Map of New York and Connecticut with the major drainage basins sampled highlighted in gray and labeled. Sample locations are indicated by black squares in New York and black circles in Connecticut.
Molecular work
DNA was extracted using a QIAGEN DNeasy Blood and Tissue Kit: QIAGEN Sciences, Maryland, USA. The manufacturer's protocol “Purification of Total DNA from Animal Tissues” utilizing spin columns was followed in order to isolate and purify DNA. The last step of the provided protocol was changed so that 200 µl of buffer was added to the membrane and the samples were incubated at room temperature for 10 min before centrifugation to increase DNA concentration. Final DNA concentration was determined on a Thermo Scientific NanoDrop™ ND-2000 1-position spectrophotometer. This study utilized thend2gene because it is located in the mitochondrial genome, which can be highly variable within species (Avise 2000). Thend2gene was amplified by PCR using primers designed by LGL Genetics (Bryan, TX; provided by Phil Harris at the University of Alabama):nd2-H: 5′-TGCTTAGGGCTTTGAAGGCTC-3′ andnd2-L: 5′-TAAGCTATCGGGCCCATACC-3′. The first half of the mitochondrial control region (ctr)was amplified using primersctr-H: 5′-CCRGAAGTAGGAACCAGATG-3′ (Lee et al. 1995) andctr-L: 5′-AACTCTCACCCCTAGCTCCCAAAG-3′ (third nucleotide was changed to a T, Meyer et al. 1994), because it is the more rapidly evolving half (Lee et al. 1995; Broughton and Dowling 1997). We confirmed this for our species by sequencing the entirectrfor 12 individuals that had exhibited differences for the first half, and found that the second half was neither more variable nor more parsimony informative (M. L. Tipton, unpubl. ms.). For both regions amplified, the 50-µl reaction volume contained: 0.05 mM of each dNTP, 1.5 mM of MgCl2, 0.5 µM of primer, 5 µl of 10× buffer, 1.25 units of Taq (New England Biolabs, Ipswich, Massachusetts, USA), and approximately 250 ng of DNA. Doubly distilled H2O was added to reach the final volume. The following reaction conditions were carried out by Applied Biosystem's 2720 (Applied BioSystem, Carlsbad, California, USA) thermal cycler: Fornd2: an initial denaturation at 94°C for 1 min; followed by 24 cycles of 94°C for 30 sec, 55°C for 1 min, 72°C for 1.5 min; and a final extension period at 72°C for 5 min, lastly holding at 4°C. Forctr:an initial denaturation at 94°C for 1 min; followed by 29 cycles of 94°C for 30 sec, 50°C for 1 min, 72°C for 1.5 min; and a final extension period at 72°C for 5 min, lastly holding at 4°C.
Successful amplification ofnd2andctrwas verified by running the samples with 1-µl 6× gel loading dye (NEB) on a 1% agarose gel for 30 min at 100 V. Successful samples, defined by a clear band at ∼1045 base pairs (bp) and ∼450 bp fornd2andctrrespectively, were sent to Yale University's DNA Analysis Facility for sequencing (New Haven, CT). Forward and reverse sequences were then aligned for each individual using Bioedit–ClustalW Multiple alignment and a consensus sequence was generated.
Phylogenetic analyses
We used DnaSP v5.10 (Librado and Rozas 2009) to calculate nucleotide and haplotype diversity, π and Hd, respectively (Nei and Kumar 2000). We also performed multiple neutrality tests. Statistics from the following neutrality tests were obtained: Tajima'sD, Fu and Li'sD*, Fu and Li'sF*, and Fu'sFs.
An Analysis of Molecular Variance (AMOVA) was conducted on the Connecticut population using Arlequin 3.5 (Excoffier and Lischer 2010). The structure used separated populations by sampling site and groups by drainage basin. A statistical parsimony haplotype network with a connection limit set to 95% was generated using TCS (Clement et al. 2000).
Calculating rates of divergence
The rate of divergence, whereKis the divergence per million years (my), was calculated using the following equation:K = d(106)/t. K was then multiplied by 100 to create a percentage.trepresents the years since divergence. A range fortwas determined based on the varve chronology dates, which establish the earliest possible times that freshwater fish could enter New England river drainages. Two strategies were used in generating the input for this calculation; one in MEGA v4 (Tamura et al. 2007) and the other in BEAST v.1.6.1 (Drummond and Rambaut 2007). This method parallels the usage of biogeographic events as dates in time with which data can be calibrated, as has been done in many studies of the Isthmus of Panama (e.g., Hurt et al. 2009; Miura et al. 2010).
jModelTest 1.1 (Posada 2008) was used to determine the model of sequence evolution using the Akaike Information Criterion (AIC) (Posada and Buckley 2004) for bothnd2andctrseparately. The selected model (Tamura–Nei [TrN]) of sequence evolution was then used to determinedusing the TrN method in MEGA v4.0 (Tamura and Nei 1993).dis the number of base substitutions per site from averaging over all sequence pairs as determined in MEGA, or, it is the root height as determined in BEAST v.1.6.1. The standard error was taken into account for the determination ofdin MEGA. The range of K was calculated with the adjustedd. The upper and lower limits of the root height were used from BEAST to generate appropriate ranges ford. In the Bayesian analysis, we generated the xml input file using HKY parameters for BEAST v.1.6.1 in BEAUTi. BEAST v.1.6.1 was run sampling the Markov Chain Monte Carlo (MCMC) every 1000 generations. The output was analyzed in Tracer v1.5, which showed an adequate estimated sample size (>100) and the maximum credibility tree was chosen in TreeStat v1.6.1. Figtree v1.3 was then used to visualize the tree. Root height was chosen as a parameter and calculated by choosing export data in Tracerv1.5. Since we had a mutation rate of one, we transformed this plus root height into the mutation rate across our sequence to get a value of mutations/year/bp, plus the 95% credibility interval for that estimate.
Results
Genetic diversity within EH
Of the 1041 nucleotide positions that make up thend2gene, 47 positions were variable (polymorphic) and 18 were parsimony informative. There were a total of 38 haplotypes (GenBank #sJN569201-JN569238; One representative of each haplotype) (Table 1). Hd of the total population was higher than π (Table 2) and the 103 order of magnitude difference between Hd and π was consistent between populations (Table A1). There was one dominant haplotype (haplotype A) that appeared in each river drainage (Table 1). Of the 38 haplotypes, 35 were isolated to a single river drainage and the vast majority of haplotypes were found only in a single population (Table 1).
Table 1.
The number of individuals per site that represent each haplotype within Connecticut'sR. atratulus fornd2. The top row indicates the river drainage basin with abbreviations for each of the sites given in the row below (full names in Table A1)
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Table 2.
Population statistics of Connecticut R. atratulus for nd2 by drainage basin. The numbers in parentheses are the standard deviation (SD) or standard error (SE) for that analysis. The TrN model was used to calculate d. The modification of the groups titled “Housatonic Modified” and “All CT Basins with Modified Housatonic,” refers to the removal of 11 samples that are Haplotype G or its derivatives. Similarly, the group titled “All NY Basins Modified” refers to the removal of five samples that were derivatives of CT's haplotype A
| Drainage Basin | n | No. of Sites | Haplotype diversity Hd (SD) | Nucleotide diversity π (SD) | Average no. of bp differences within group | d(SE) Calculated using TrN model |
|---|---|---|---|---|---|---|
| Housatonic | 45 | 6 | 0.865 (0.036) | 0.003 (0.000) | 3.125 | 0.00303 (0.00087) |
| Housatonic modified | 34 | 6 | 0.811 (0.060) | 0.001 (0.000) | 1.437 | 0.00138 (0.00045) |
| Connecticut | 100 | 12 | 0.640 (0.048) | 0.001 (0.000) | 0.991 | 0.00095 (0.00034) |
| Thames | 49 | 7 | 0.749 (0.050) | 0.001 (0.000) | 1.026 | 0.00100 (0.00050) |
| All CT Basins | 194 | 25 | 0.755 (0.032) | 0.002 (0.000) | 1.643 | 0.00159 (0.00038) |
| All CT Basins with modified Housatonic | 183 | 25 | 0.727 (0.035) | 0.001 (0.000) | 1.141 | 0.00110 (0.00028) |
| All NY basins | 91 | 9 | 0.669 (0.057) | 0.002 (0.000) | 1.668 | 0.00162 (0.00045) |
| All NY basins modified | 86 | 9 | 0.629 (0.061) | 0.001 (0.000) | 1.089 | 0.00105 (0.00033) |
Fornd2, all of the neutrality tests conducted were statistically significant when calculated using the entire set of samples from drainages east of the Hudson River (EH). Tajima'sDwas statistically significant at –2.36045 (P < 0.01). Fu and Li'sD* test statistic was –5.90391 (P < 0.02), Fu and Li'sF* test statistic was –5.24763 (P < 0.02), and Fu'sFs statistic was –41.048 (P < 0.00). The AMOVA results were significant (P < 0.001; ±0.000) for all categories when looking within and among drainage basins for all individuals (Table A2). However, when the haplotypes that were derivatives of or matching the Hudson River drainage basin and basins to the west (WH) haplotypes were removed from the Housatonic, the variance within populations was no longer significant (P = 0.119; ± 0.011; Table A2).
The average number of nucleotide differences for all basins was 1.643 and nucleotide diversity, π, was 0.002 (Table 2). Haplotype diversity within each site ranged from 0 to 1.00. Nucleotide diversity ranged from 0 to 0.003. Six different populations had both haplotype and nucleotide diversities of zero, indicating that all of the individuals at a site shared the same haplotype. The number of haplotypes at a site ranged from one to seven.
The highest haplotype diversity was found in the Housatonic drainage basin and the lowest in the Connecticut drainage basin (Table 2). Similarly, the Housatonic had the highest nucleotide diversity, while the Connecticut and the Thames drainage basins had appreciably lower nucleotide diversities (Table 2). The average number of nucleotide differences for the Connecticut and Thames drainage basins were similar. In the Housatonic, however, the average nucleotide difference and calculateddwere triple that of the other two drainage basins (Table 2).
We were able to sequence a 451-bp long portion of the first half of thectr. Only 11 of the 451 nucleotide positions were variable (polymorphic). Six sites were parsimony informative. Of the 199 individuals successfully sequenced forctr, only 12 haplotypes were found (GenBank #sJN569263-JN569274; One representative of each haplotype). Hd for EH was 0.369 and π was 0.001. There was a single haplotype that dominated the population, found for 79% of the individuals.
Forctr, two of the four neutrality tests were statistically significant. Tajima'sDwas not statistically significant at –1.66371 (0.10 >P> 0.05). Fu and Li'sD* test statistic was not statistically significant at –2.29375 (0.10 >P> 0.05). Fu and Li'sF* test statistic was statistically significant at –2.47015 (P < 0.05). Fu'sFs statistic was significant and negative with –9.211 (P = 0.000). The AMOVA results were significant (P < 0.001; ± 0.000) for all categories within and among drainage basins for all individuals (Table A3). The genetic diversity forctrdid not change when the individuals identified fornd2as WH haplotypes were removed.
Comparison of genetic diversity of (EH) to (WH)
Similar to EH, WH had a dominant haplotype, listed in Table 1 as haplotype G fornd2(Fig. 4). Haplotype G was found in each sampled WH drainage basin with the exception of the Allegheny where onlyR. obtusus, the western Blacknose Dace, was found. EH's dominant Haplotype A was not found in WH, but WH's dominant haplotype G was found in EH. Haplotypes characteristic of WH (haplotype G and its derivatives, Table 1; Genbank #s JN569239-JN569262; One representative per haplotype for all WH samples) were restricted to the Housatonic drainage basin, and they were found at every Housatonic site except one: the Naugatuck river tributary (NRTa; Table A1). The Housatonic drainage basin is the western major drainage basin and, therefore, closest to New York, but still east of the Hudson River (Fig. 3). Similar to EH's drainage basins, haplotype isolation by drainage occurred in WH.
Figure 4.

Frequency of eachR. atratulushaplotype in the respective state's population. The sample size of each population fornd2isn = 194 for Connecticut andn = 91 for New York. The pie charts display 38 and 24 haplotypes. The two dominant haplotypes for each state are labeled as Haplotype A and Haplotype G. Forctr n = 199 and displays 12 haplotypes within Connecticut andn = 93 and displays nine haplotypes for New York.
Forctr, the dominant haplotype for WH and EH were one and the same: haplotype A. Of the 93 fish sequenced forctrin NY drainage basins, 73 were haplotype A. This 78.5% dominance of haplotype A in WH's population is very similar to EH's 79% dominance. The combination of the two populations raised the number of haplotypes from 12 to 18 (Genbank #sJN569275-JN569280; One representative per haplotype), increasing the Hd to 0.3725.
The haplotype network fornd2with both WH and EH samples show that WH's dominant haplotype G connects through multiple pathways to EH's dominant haplotype A (Fig. 5). Only three of the 40 individuals that stem from haplotype G are from EH sites (Fig. 5). The haplotype network also shows the relatively even distribution of haplotypes among the EH as well as the overall low nucleotide and high haplotype diversities. Another haplotype network (not shown) including the outgroups,R. obtususandR. cataractae, reveals that they connect to EH's dominant haplotype A prior to the connection with WH's dominant haplotype G. This rooted result shows EH's haplotype A to be basal to WH's haplotype G.
Figure 5.

Ninety-five percent statistical parsimony haplotype network (created in TCS) showing the relationship of New York and Connecticut haplotypes fornd2, R. atratulusonly. Each circle represents a single haplotype (defined by one nucleotide difference). Every hash mark represents one additional nucleotide difference. Each haplotype is color coded according to how many individuals displaying that haplotype were found in the Housatonic, Connecticut, or Thames drainage basins or in the state of New York. The size of the circle corresponds to the frequency of individuals found with that haplotype. The large circle on the left is Connecticut's haplotype A and the largest circle of the cluster on the right is New York's haplotype G.
Calculation of rate of divergence
jModelTest determined, using the AIC, that the appropriate model of sequence evolution fornd2andctr(run separately) in the EH population was TrN model. In order to assess the mutation rate of the founding population of EH, samples that were haplotypes E, G, H, and AA were omitted because they were genetically distinct and thus deemed not part of the founding population in EH. With MEGA4, we calculated fornd2thatd = 0.0011 (SE = 0.00028) (Table 2) for the EH samples when excluding the 11 samples that contained WH's haplotype G or its derivatives as indicated above. Similarly,ctr'sd = 0.0012 (SE = 0.00051) (the same 11 samples were excluded for consistency). Given the earliest approximate time (t) that the dace could have recolonized the area, 18,500–20,400 years BP, we calculate the rate of divergence (K) as a range of 4.43–6.76% per my fornd2. Similarly in MEGA, we calculatedKforctrto be 3.84–8.48% per my. The root height calculated in Tracer v.1.5 from the BEAST v.1.6 file at 95% HPD was 0.00265 with a standard deviation of 0.00001. The generated Bayesian tree with 95% credibility intervals is in Appendix A (Fig. A1). The 95% HPD lower limit was 0.00142 and the 95% HPD upper limit was 0.004175. When these upper and lower limits are used for the root height and then used asd, we calculate that the range forKis 7.68–20.47% per my.
Figure A1.

Maximum credibility tree from BEAST output of all CT samples chosen in TreeStat v1.6.1. Tree was visualized in Figtree v1.3.
We calculatedd = 0.00052 for individuals in the Housatonic drainage basin that havend2's haplotype G or derivatives of haplotype G. Using this value fordand the more conservativeKof 4.43–6.76% per my, we calculate that haplotype G has been in the Housatonic drainage for 4,738–12,206 years. Using the same method (d = 0.00105; SE = 0.00033, All NY Basins Modified, Table 2), we calculated that haplotype G has existed in WH twice as long as it has existed in the Housatonic: 16,244–20,294 years. Additionally, we divide the number of nucleotide differences between haplotype A and G by the length of the sequence to determine thatd = 0.0038. Given thatK = 4.43–6.76% per my, we then use these values to determine the length of time (t) since divergence of haplotypes A and G—between 71,260 and 86,690 years BP. Since this amount of time is a conservative estimate, we also calculatedtusing the BEAST's root height, resulting in a range of 49,145–59,787 years BP. In either case, the time range places their divergence during the Wisconsinan glaciation.
Discussion
In this paper, we investigated the number of refugia, the number of recolonization events, and rates of divergence in postglacial eastern Blacknose Dace populations in Connecticut's major drainage basins, the gateway to New England. We hypothesized that the most parsimonious scenario of recolonization of Connecticut's major drainage basins (EH) by the Blacknose Dace is a single founding event from a single refugium. We identified dominant haplotypes, haplotype A and G. According to our calculated ranges, using both MEGA and BEAST, haplotypes A and G's most recent common ancestor occurred between 49,145–86,690 years BP, which predates the deglaciation time period. This supports the idea that these two haplotypes would have arisen in separate refugia. The difference in haplotype and nucleotide diversities between the Housatonic and the other two drainage basins implies that EH as a whole contains fish from multiple refugia. That the elevated diversities are isolated within the Housatonic drainage basin and are driven by 11 individuals that match or are derivatives of haplotypes found in WH, however, indicates that these individuals were from a second refugium not involved in the initial recolonization event of EH. Assuming that these elevated diversities are due to a subsequent recolonization event, omitting the Housatonic samples from some of our analyses allows for characterization of the population involved in the founding event only. This modified population exhibits a dominant haplotype and low nucleotide diversity across EH indicating that it experienced recolonization by a single founding event involving a single refugium. The data fail to refute the null hypothesis and the details will be discussed in more detail below.
A founding event and subsequent recolonization event
When looking at the more parsimony informativend2gene, the Housatonic drainage basin exhibited three times higher haplotype and nucleotide diversities when compared to EH's other two drainage basins (Table 2). This indicates that there was one founding event for all of EH followed by a subsequent recolonization isolated to the Housatonic drainage basin. In order to investigate this anomaly of high diversity, we incorporated populations from WH into our analyses. We found that the Housatonic and WH had one haplotype in common: WH's dominant haplotype G. Haplotype G is not found in EH besides the Housatonic. The isolation of haplotype G to Connecticut's western most drainage basin, as well as its dominance in WH, implies that it was introduced into Connecticut's Housatonic drainage basin during a subsequent, more recent recolonization event. We calculated that haplotype G has existed in WH (16,244–20,294 years) twice as long as in EH (4,738–12,206 years), further indicating that it was introduced into EH much later than the founding event.
The neutrality tests further support a single founding event. Since Fu'sFs is particularly sensitive to recent genetic expansions (Fu 1997), our data with a highly significantFs for both genes indicate that the EH population was founded by individuals from a low-diversity founding population or bottleneck event, which they have subsequently expanded from. A single founding event was logistically possible due to the existence of a temporary freshwater river in Long Island Sound that connected the major drainage basins in EH during deglaciation (Stone et al. 2005).
Founding event from single refugium
We removed haplotype G and its derivatives from the Housatonic drainage basin population, lowering nucleotide and haplotype diversity to that of the other drainage basins. By excluding haplotype G and its derivatives from the analysis of EH populations, we are able to determine the number of refugia involved in the founding event. Fornd2, the single dominant haplotype A is found in similar frequency across EH. There are two other haplotypes that are found across two of the three major drainage basins, but are in a much lower frequency. We also know that haplotype A is basal to haplotype G. Thus, we infer that haplotype A was present in the founding population at a high frequency, as well as the other two haplotypes, but at a lower frequency. The remainder of the haplotypes that are found in EH arose from haplotype A after recolonization due to isolation by distance (Wright 1943; Avise 2000). This is based on the facts that: one, they are isolated by basin and often by site (Table 1); two, the haplotype network shows that they all radiate off of haplotype A, often differing by only a single nucleotide and exhibit low nucleotide diversity (Fig. 5). The AMOVAs for both genes determined that the drainage basins are significantly different (P < 0.001;P < 0.05;nd2andctr, respectively), corroborating the isolation of the 35 derivative haplotypes within drainage basins (Table 1). The AMOVA results and haplotype isolation by drainage indicate that these derivative haplotypes had to have arisen following their establishment in each basin. This distribution of haplotypes supports our parsimony hypothesis of a single founding event.
The genetic diversity of Blacknose Dace in EH consists of a dominant haplotype found in every drainage basin and nearly every site, with regard to both genes (Table 1 and Table A3). This prevalence of a dominant haplotype signals a single ancestral source (Gugerli et al. 2009). Additionally, low nucleotide diversity and high haplotype diversity indicates a single refugium (Peters et al. 2005). This ratio results in shallow mtDNA lineages lacking distinct clades in a population. In contrast, high nucleotide diversity and high haplotype diversity would cause deeply divergent lineages with multiple distinct clades, indicating multiple refugia (Peters et al. 2005). Our haplotype network lacked distinct clades (Fig. 5), supporting a single refugium hypothesis (Templeton 1998).
The neutrality tests further support the hypothesis that recolonization came from a single refugium. The significant negative values for Fu and Li'sD* andF*, as well as Tajima'sDindicate an excess of rare alleles with few intermediate haplotypes. This suggests that Blacknose Dace populations in EH have undergone a recent expansion (Venkatesan et al. 2007). The low genetic diversity and single dominant haplotype of the presumptive founding population point to recolonization of Blacknose Dace into EH from a single refugium. Previous studies have shown postglacial dispersal to have originated from multiple refugia (e.g., Rowe et al. 2004; Steele and Storfer 2006; Hoarau et al. 2007; Aldenhoven et al. 2010; Tang et al. 2010), as well as single refugium scenarios (e.g., Gaudeul 2006; Gugerli et al. 2009; Moncrief et al. 2010). A low-diversity founding population is most parsimoniously derived from a single refugium, and that there was a simultaneous recolonization from multiple refugia containing the same genetic signature and low genetic diversity seems highly unlikely.
Rates of divergence
Here, we utilize the varve chronology dates and the following rationale to derive the calculations of rates of divergence. There is precedent in the work done in Central America to use biogeographic features as a calibration point when fossils for the species are lacking. The closing of the Isthmus of Panama has been used in many studies as a calibration point for determining rates of divergence (e.g., Hurt et al. 2009; Miura et al. 2010), but no studies to this date have used varve chronology that is established with paleontological and geological data. Benner et al. (2009) suggest that varve chronology and trace fossils may be used as a calibration for methods of determining rates of divergence and the migration pathways for some modern coldwater fish species. Due to the small number of freshwater fish skeletons and trace fossils found in the Northeast region, we employed the calibrated and dated varve chronology record. Given that recolonization of EH was likely rapid (Peteet et al. 1993; Benner et al. 2008, 2009; Knecht et al. 2009), we assumed that approximately 20,000 years BP, during the beginning of glacial retreat, marks the earliest possible arrival of primary freshwater fishes to the area (Ridge 2004). The mouths of the rivers were connected 17–15.5 C14 ka (Stone et al. 2005). Based on the isolation of haplotypes by basin, the drainage basins being a few million years old and the earliest possible recency of when the fish could have entered Connecticut's rivers, we postulate that all haplotypes isolated with a basin have arisen since deglaciation. This is supported by results from the AMOVAs of both genes that were significant within drainages at the site level, which means that there is significant structure of contemporary genetic isolation due to river barriers.
It is a common mistake for rates of divergence to be given as an absolute value. Because of the amount of error that is inherent in the calculation, this value is better represented as a range (Ho 2007). The calculations presented in this paper utilize the range of earliest possible dates of entry by the fish into EH so as to account for error. Additionally, our calculated range of 4.43–6.76% per my and 3.84–8.48% per my,nd2andctr, respectively, differs from conventional rates of divergence for mitochondrial genes. Generally, a standard rate of 2% per my is assumed for all mitochondrial genes across species (Paxinos et al. 2002; Ho 2007). In the sister species ofR. atratulus, R. cataractae, andR. obtusus, Smith and Dowling (2008) used fossils to determine a single-lineage divergence rate of 1.8% per my forCyt b, another mitochondrial gene. Our calculated 4.43–6.76% and 3.84– 8.48% rates, therefore, indicate thatnd2and the first half ofctrmutate at a faster rate thanCyt bin this group of fishes. There have been similar findings for avian species (Johnson and Lanyon 1999). While our calculated rates are faster, it is not entirely surprising given that this is an intraspecific comparison, for which other empirical studies have found high rates (Lambert et al. 2002; Howell et al. 2003; Ho et al. 2005; Mao et al. 2006, 2007a, b). We suggest that it is not prudent to assume equal mutation rates across protein-coding mitochondrial genes for all species.
The Bayesian analysis produced a rate of divergence of 7.68–20.47% per my fornd2, more than double the other calculated estimates for the upper limit. It suggests that our use of the TrN model produced conservative estimates. However, 7.68–20.47% per my may not be an overestimate of the rate, as Bayesian analyses are often considered to be robust. There have been recent studies showing elevated rates of divergence are possible and likely because there may be an acceleration of the molecular clock on short time scales (Peterson and Masel 2009). Nonetheless, we have preferred to use the conservative rates in the interpretations.
Conclusion
The data show that EH contain Blacknose Dace from two genetically distinct refugia. We conclude thatR. atratulusrecolonized EH during a single founding event from a single refugium. The original founding population spread into EH during the early stages of deglaciation via the temporary river connecting these three major drainage basins. And as the data suggest, a parallel situation of a single refugium recolonization was likely occurring in WH, but from a different refugium. This founding event was followed, approximately 9,000 years later, by a recolonization event introducing haplotype G to the Housatonic basin approximately 4,738–12,206 years BP. Further analysis of populations nearby Connecticut and New York drainage basins, for example, drainages in northern New Jersey and eastern Pennsylvania, will elucidate the location of their respective source of glacial refugium.
This study provides a baseline for a more extensive study of genetic diversity of fishes within New England. Now that we have concluded that the population ofR. atratulusthat recolonized Connecticut's drainage basins came from one refugium, we can begin to explore the possibilities of where this refugium might have been located. Our rate of mutation fornd2will further help this exploration. Knowledge of the process of freshwater fish recolonization of previously glaciated areas will fill gaps in our understanding of fish evolution, and our use of varve chronology to calculate divergence sets the stage for future work to create an accurate portrait of the postglacial recolonization of the northeast. This data suggest a very likely pathway for other freshwater fishes to have taken during the recolonization process, as the temporary glacial river connection to these three major drainage basins appear to have been the gateway to New England. We plan to continue to characterize the genetic diversity of Blacknose Dace throughout its modern range in order to draw further conclusions about the phylogeography of this species as a whole.
Acknowledgments
We would like to thank Doug Carlson from the New York Department of Environmental Conservation for collecting numerous fish for and with us. We also thank Janet Stone (USGS) for providing geological information on early phases of deglaciation in Connecticut. Many thanks to those who commented on drafts of this paper: Fred Cohan, Phil Harris, John Kirn, Sarah Kopac, and an anonymous reviewer. Sampling in Connecticut was done by many volunteers and various fishing crews. In particular, we would like to thank the Neil Hagstrom at Connecticut's Department of Environmental Protection Inland Fisheries Division Eastern District for assistance with collection locations in the eastern half of the state and supplying personnel to assist us for a day. We thank the following for funding: Schumman funds to Environmental Studies, Rauch student internship, Mellon Foundation, Howard Hughes Foundation, Wesleyan University project grant to Barry Chernoff.
Appendix A
Table A1.
This table contains the information by sampling site for the Connecticut specimens
| Locations | Latitude | Longitude | n | No. of haplotypes | Drainage basin | Haplotype diversity (Hd) | Nucleotide diversity (π) | Average no. of bp differences within group | |
|---|---|---|---|---|---|---|---|---|---|
| Total population | - | - | - | 194 | 38 | - | 0.755 (0.032) | 0.00158 (0.00016) | 1.64 |
| BR | Blackberry River | 42.000819 | –73.219711 | 8 | 6 | Housatonic | 0.893 (0.111) | 0.00353 (0.00071) | 3.68 |
| DB | Deep Brook | 41.392333 | –73.332042 | 8 | 5 | Housatonic | 0.857 (0.108) | 0.00237 (0.00081) | 2.46 |
| NRTa | Tributary to Naugatuck River | 41.456153 | –73.061944 | 10 | 2 | Housatonic | 0.200 (0.154) | 0.00038 (0.00030) | 0.40 |
| PB | Pond Brook | 41.458603 | –73.326647 | 7 | 5 | Housatonic | 0.905 (0.103) | 0.00430 (0.00069) | 4.48 |
| PgR | Pomperaug River | 41.470939 | –73.254992 | 7 | 4 | Housatonic | 0.810 (0.130) | 0.00403 (0.00074) | 4.19 |
| PtR | Pootatuck River | 41.406717 | –73.272286 | 5 | 5 | Housatonic | 1.00 (0.126) | 0.00384 (0.00099) | 4.00 |
| 8ME | Eightmile River East Branch | 41.442883 | –72.305058 | 8 | 3 | Connecticut | 0.607 (0.164) | 0.00065 (0.00021) | 0.68 |
| 8MW | Eightmile River West Branch | 41.441706 | –72.332586 | 2 | 1 | Connecticut | 0 | 0 | 0 |
| BB | Bunnel (Burlington) Brook | 41.782447 | –72.921856 | 5 | 1 | Connecticut | 0 | 0 | 0 |
| BM | Beaver Meadow Brook | 41.45795 | –72.525672 | 2 | 1 | Connecticut | 0 | 0 | 0 |
| CR | Coginchog River @ Creamry Road | 41.443531 | –72.687956 | 14 | 3 | Connecticut | 0.275 (0.148) | 0.00064 (0.00035) | 0.67 |
| CR-M | Coginchog River @ Merriam Farm | 41.540072 | –72.684722 | 6 | 5 | Connecticut | 0.933 (0.122) | 0.00282 (0.00073) | 2.93 |
| CR-W | Coginchog River @ Wadsworth | 41.535731 | –72.687042 | 6 | 3 | Connecticut | 0.733 (0.155) | 0.00122 (0.00044) | 1.27 |
| MR | Mattabesset River | 41.619325 | –72.794481 | 16 | 2 | Connecticut | 0.233 (0.126) | 0.00022 (0.00015) | 0.23 |
| SA | Salmon River | 41.552794 | –72.448908 | 16 | 5 | Connecticut | 0.808 (0.053) | 0.00111 (0.00015) | 1.16 |
| SB | Salmon Brook | 41.943817 | –72.796069 | 9 | 3 | Connecticut | 0.417 (0.191) | 0.00064 (0.00034) | 0.67 |
| SC | Scantic River | 41.917022 | –72.556003 | 6 | 1 | Connecticut | 0 | 0 | 0 |
| StR | Still River | 41.920125 | –73.063658 | 10 | 3 | Connecticut | 0.378 (0.181) | 0.00058 (0.00032) | 0.60 |
| HOP | Hop River trib-Bear Swamp Brook | 41.741331 | –72.341622 | 1 | 1 | Thames | 0 | 0 | n/c |
| JB | Jordan Brook | 41.987547 | –72.017106 | 9 | 1 | Thames | 0 | 0 | 0 |
| MB | Mason Brook | 41.833236 | –72.243056 | 12 | 2 | Thames | 0.545 (0.062) | 0.00052 (0.00006) | 0.54 |
| MsR | Moosup River | 41.718719 | –71.898758 | 5 | 2 | Thames | 0.600 (0.175) | 0.00058 (0.00017) | 0.60 |
| OB | Obwebtuck Brook | 41.689561 | –72.177931 | 9 | 2 | Thames | 0.222 (0.166) | 0.00021 (0.00016) | 0.22 |
| WtB | Wheatons Brook | 41.924281 | –71.917205 | 8 | 3 | Thames | 0.607 (0.164) | 0.00065 (0.00021) | 0.68 |
| YR | Yantic River | 41.558594 | –72.121397 | 5 | 3 | Thames | 0.700 (0.218) | 0.00077 (0.00029) | 0.80 |
| R. cataractae | Coginchog River @ Merriam Farm | 41.540072 | –72.684722 | 6 | 1 | Connecticut | 0 | 0 | 0 |
Table A2.
Summary of AMOVA statistics
![]() |
Table A3.
The number of individuals per site that represent each haplotype within Connecticut'sR. atratulusforctr. The top row indicates the river drainage basin with abbreviations for each of the sites given in the row below (full names in Table A1)
![]() |
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