Minimally invasive image-guided therapy for inoperable hepatocellular carcinoma: What is the evidence today?

Abstract

Hepatocellular carcinoma (HCC) is a primary malignant tumor of the liver that accounts for an important health problem worldwide. Only 10–15% of HCC patients are suitable candidates for hepatic resection and liver transplantation due to the advanced stage of the disease at time of diagnosis and shortage of donors. Therefore, several minimally invasive image-guided therapies for locoregional treatment have been developed. Tumor ablative techniques are either based on thermal tumor destruction, as in radiofrequency ablation, cryoablation, microwave ablation, laser ablation and high-intensity focused ultrasound, or chemical tumor destruction, as in percutaneous ethanol injection. Image-guided catheter-based techniques rely on intra-arterial delivery of embolic, chemoembolic or radioembolic agents. These minimally invasive image-guided therapies have revolutionized the management of inoperable HCC. This review provides a description of all minimally invasive image-guided therapies currently available, an up-to-date overview of the scientific evidence for their clinical use, and thoughts for future directions.

Introduction

Hepatocellular carcinoma (HCC) is a primary malignant tumor of the liver that accounts for an important health problem worldwide. Primary liver cancer is the sixth most common cancer worldwide with an incidence of 626,000 patients a year, and the third most common cause of cancer-related death [1]. There is a striking geographic variation in the incidence of HCC throughout the world [2]. The vast majority of HCC cases occur in developing countries, but incidence is on the rise in North America and Europe [3, 4].

HCC is a heterogeneous disease in terms of etiology and clinical behavior. It usually develops in the setting of chronic liver disease. Worldwide, the major risk factors for HCC are infection with the hepatitis B (HBV) and hepatitis C (HCV) viruses. In developing countries, HCC is mostly related to chronic HBV carrier state [5, 6]. Preventive vaccination against HBV infection has proven to effectively reduce the prevalence of HBV infection [7] and incidence of HCC [8]. In developed countries, HCC arises in cirrhotic livers related to hepatitis C virus infection or excessive alcohol intake [9–12].

Accurate staging of the disease helps to determine prognosis as well as potential therapy with the greatest survival benefit. Because conventional staging systems, like the TNM staging system, have shown important limitations for classifying patients, several new systems have recently been proposed [13]. Although there is no universally accepted HCC staging system, many have adopted the Barcelona Clinic Liver Cancer (BCLC) staging classification, which links the stage of the disease to a specific treatment strategy [14] (Fig. 1).

Fig. 1.

Barcelona Clinic Liver Cancer staging and treatment approach. PS = performance status. N1 = lymph node involvement. M1 = metastatic spread. CLT = cadaveric liver transplantation. LDLT = live-donor liver transplantation. PEI = percutaneous ethanol injection. RF = radiofrequency. TACE = transarterial chemoembolization. Adapted with permission from [15]

The development of effective therapeutic options for HCC is a major challenge and requires a multidisciplinary approach. Only 10–15% of HCC patients are suitable candidates for hepatic resection and liver transplantation due to the advanced stage of the disease at time of diagnosis and shortage of donors [16]. Surgical resection is restricted to patients with solitary asymptomatic HCC and preserved liver function who have no clinically significant portal hypertension or increased bilirubin [17–19]. Unfortunately, no systemic chemotherapy has proven to be effective in HCC patients [20], except from the oral multi-kinase inhibitor Sorafenib in advanced stage patients with Child-Pugh liver function class A [21]. In order to provide therapeutic options for patients with inoperable HCC, several minimally invasive image-guided therapies for locoregional treatment have been developed. HCC has a tendency to remain confined to the liver until the disease has advanced, making these treatments particularly attractive.

Minimally invasive image-guided therapies can be divided into the group of the tumor ablative techniques or the group of image-guided catheter-based techniques. Tumor ablative techniques are either based on thermal tumor destruction, as in radiofrequency ablation (RFA), cryoablation, microwave ablation, laser ablation and high-intensity focused ultrasound (HIFU), or chemical tumor destruction, as in percutaneous ethanol injection (PEI). These techniques are mostly used for early stage disease. Image-guided catheter-based techniques rely on intra-arterial delivery of embolic, chemoembolic, or radioembolic agents [22]. These techniques enable treatment of large lesions or whole liver treatment, and are as such used for intermediate stage HCC (Figure 1).

Minimally invasive image-guided ablation techniques and intra-arterial interventions may prolong survival, spare more functioning liver tissue in comparison to surgical resection (which can be very important in cirrhotic patients), allow retreatment if necessary, and may be an effective bridge to transplantation [23–27].

During the last 2 decades, minimally invasive image-guided therapies have revolutionized the management of inoperable HCC. This review provides an overview of the different interventional techniques that are currently available in clinical practice, the scientific evidence for their clinical use, and thoughts for future directions.

The value of image guidance

Accurate imaging is of great importance during minimally invasive locoregional therapies to efficiently guide and monitor the treatment. It enables proper placement of instruments, like the probe in case of ablation or the catheter in case of intra-arterial therapy, and accurate monitoring of the progression of the necrotic zone during ablation. Fluoroscopy, ultrasound (US), computed tomography (CT), and magnetic resonance imaging (MRI) can all be employed. In current clinical practice, placement of the catheter in intra-arterial procedures is usually performed under fluoroscopic guidance, while ablation may be guided by ultrasound, CT or MRI.

Ultrasound guidance allows probe insertion from every angle, offers real time visualization and correction for motion artifacts when targeting the tumor, and is low cost. However, the gas created during ablation (or ice in the case of cryoablation) hampers penetration of the ultrasound beams in tissue, causing acoustic shadowing and obscuring image details like the delineation between tumor borders and ablation zone.

CT is also frequently used to guide minimally invasive ablation therapy, and is a reliable modality to confirm treatment results. In comparison to US, it provides increased lesion discrimination, a more reliable depiction of ablated/non-ablated interfaces, and a better correlation to pathologic size [28]. However, due to its hypervascularity, small HCCs can only be clearly visualized in the arterial phase for a short period of time. Another disadvantage of CT is the exposure of the patient and physician to ionizing radiation. Combining US imaging for probe placement and CT for ablation monitoring reduces this exposure. At the moment, hybrid systems are being developed, enabling combination of imaging techniques, like ultrasound and CT imaging, thereby improving the registration accuracy during treatment [29].

The interest in MRI-guided ablation is growing, as it produces a high-quality image allowing high-sensitivity tumor detection and accurate identification of the target region with multiplanar imaging. MRI also enables real-time monitoring of the temperature evolution during treatment[30–35]. However, MRI is an expensive technique, and MRI-guided ablation is still limited in clinical practice.

Tumor ablation techniques

Percutaneous ethanol injection

Prior to the clinical introduction of thermal tumor ablation techniques, percutaneous ethanol injection (PEI) was widely used for treatment of HCC. PEI was introduced into clinical practice in the 1980s, being the first percutaneous treatment for HCC [36, 37]. With this technique, 95% ethanol is injected directly into the tumor, using ultrasound or CT guidance. Ethanol induces local tumor necrosis as a result of cellular dehydration, protein denaturation, and chemical occlusion of tumor vessels[38].

Best results are seen with small, uninodular tumors of 3 cm or less, with response rates approaching 100% [39, 40]. Repeated procedures are often needed to obtain complete tumor ablation, especially for larger lesions. Three-year survival rates of 79%, 63%, and 12% have been reported for patients with single HCC of 5 cm or smaller with Child-Pugh cirrhosis class A, B or C, respectively [41]. Complications of PEI consist of local pain, fever, and abscess formation [42].

While PEI proved to be a valuable treatment for preferably small HCC lesions, several randomized controlled trials indicate that its effectiveness in small HCCs is outrun by RFA [39, 43–46]. These studies indicate that RFA is superior to PEI with respect to overall survival, cancer-free survival rates, local recurrence, and tumor response[47]. Nowadays, PEI is used when thermal ablation such as RFA cannot be performed safely, for example, in cases in which the tumor is located in close proximity to bowel loops, bile ducts, or other sites in which thermal ablative techniques are risky.

Radiofrequency ablation

Currently, the most widely used ablation technique for percutaneous treatment of focal hepatic malignancies is radiofrequency ablation (RFA), which has been shown to be safe and effective for the treatment of early stage HCC [48–50]. During RFA, a small electrode is placed within the tumor, and a high-frequency alternating electric current (approximately 400 MHz) is generated, causing ionic agitation within the tissue. The movement of ions within the tissue then creates frictional heat as they try to follow this alternating current, resulting in high tissue temperatures inducing coagulative necrosis and cell death. RFA can be employed via laparotomy (potentially in combination with surgical resection), laparoscopy or percutaneously. Image guidance is used for proper electrode placement and to monitor the progression of the necrotic zone during ablation. Most frequently ultrasound is used for image guidance (Figs. 2, 3), but there are reports of groups who use CT, MRI, or fluoroscopic imaging.

Fig. 2.

Ultrasound guided RFA. a: HCC lesion in a non-surgical patient pre-treatment (pointed out by arrow). b: Just after start treatment, electrode placed centrally in the tumor. c: Gas formation during ablation causes acoustic shadowing

Fig. 3.

Contrast-enhanced CT pre- and post-RFA. Same patient as in Fig. 2. a: Hypervascular lesion (biopsy proven HCC) in right liver lobe (pointed out by arrow) before treatment. b: Ablated lesion directly post ablation, with reactive hyperemia around the RFA lesion

It is difficult to draw definite conclusions about the efficacy of RFA, as most published data consist of non-randomized uncontrolled cohort studies. The differences in outcome measures, techniques, approaches and RFA electrode designs in these studies add complexity to interpretation of these data.

Predictors of complete ablation (or complete response) are small size (≤3 cm) tumors and well-differentiated and non-infiltrative HCCs [51]. Several studies have reported complete ablation rates of 80–100% in HCCs ≤ 3 cm, 50–80% in HCCs 3–5 cm, and 25% in HCCs >5 cm[39, 43–45, 51, 52].

The survival of patients after treatment is another important indicator of treatment success. Several recent prospective cohort studies showed long-term survival results similar to those observed after surgical resection, i.e., 5-year survival rates 33–63% (Table 1).

Table 1.

Long-term survival data from follow-up studies of HCC patients treated with RFA

Study	Patients (n)	Type of RFA	Tumor size (cm)	5-year overall survival (%)
Buscarini et al. (2001)[53]	88	perc	≤3.5	33
Lencioni et al. (2005)[54]	187	perc	Mean, 2.8	48
Tateishi et al. (2005)[55]	319 (naive)	perc	Mean, 2.6	54 (naive)
	345 (pretreated)			38 (pretreated)
Raut et al. (2005)[56]	194	140 perc	Median	55
		54 open	Total 3.3
			Perc 3.0
			Open 4.0
Machi et al. (2005)[57]	84	49 perc	Mean	40
		20 lap	Total 3.2
		15 open	Perc 3.2
			Lap 3.0
			Open 3.1
Cabassa et al. (2006)[58]	59	perc	Mean, 3.1	43
Choi et al. (2006)[59]	570	perc	Mean, 2.59	58
Yan et al. (2007)[60]	266	perc	Mean, 3.9	43
Ueno et al. (2009)[61]	155	110 perc, 45	Mean, 2.0	63
		lap/open

Data of studies with ≥ 50 patients included

RFA = radiofrequency ablation, perc = percutaneous, lap = laparoscopic, open = open procedure

RFA is most effective against small tumors; technological limitations hinder ablation of tumors with a larger diameter. Developments in technology, like more powerful generators or bipolar multiprobe arrays, and technical maneuvers, like the application of selective vascular occlusion to reduce the ‘heat sink’ cooling effect of flowing blood, have allowed treatment of larger tumors [62–67]. Some authors have reported that RFA may be a safe and effective bridge to liver transplantation over a prolonged waiting period [23].

Percutaneous image-guided RFA of HCC is associated with a very low mortality and acceptable morbidity. Three separate multicenter studies have reported mortality rates ranging from 0.1% to 0.5%, major complication rates ranging from 2.2% to 3.1% and minor complication rate ranging from 5% to 8.9% [68].

One important issue with RFA is the problem of needle-track seeding, which was reported in one study at a rate of 12.5% [69], although more recent studies show less alarming rates, ranging from 0.9% to 4% [70–72]. Needle biopsy before treatment, poor differentiation degree of the tumor, subcapsular lesions, patients treated in multiple sessions, and lesions requiring more than one electrode placement were identified as risk factors. Viable tumor cells adherent to the needle applicators were found in 12.5% of patients after ablation without track ablation [73]. To prevent tumor seeding as well as to create hemostasis, ablation along the access track is recommended. Despite the risk of needle-track seeding, RFA is considered a curative treatment for small HCC lesions, and there is ongoing debate whether RFA could potentially be considered a first option for operable patients with very early stage HCC (BCLC stage 0) [74, 75]. In a prospective randomized controlled trial (RCT) comparing percutaneous RFA to surgical resection in 180 patients with solitary HCCs <5 cm in diameter, no differences in overall survival rates and cumulative recurrence-free survival rates were observed [76].

In the BCLC staging classification, patients with early stage asymptomatic HCC with a single nodule <5 cm or smaller or up to three nodules <3 cm and Child-Pugh class A or B cirrhosis are referred to RFA.

Cryoablation

Cryoablation is a technique in which a liquid nitrogen-cooled cryoprobe is placed into the tumor and an ice ball is created in the target tissue. The freezing of tissue with temperatures between −20°C and −60°C followed by rapid thawing results in cell membrane disruption and induces cell death [77]. Cryoablation can be carried out in an open procedure, by laparoscopy, and percutaneously. Ultrasound guidance assures proper placement of the cryoprobe and enables monitoring of the ablation area. An advantage of this technique is that it can be applied for larger tumors up to 8 cm, whereas in most tumor ablative techniques only small tumors can be successfully treated [78]. In most published studies, cryotherapy was conducted in unresectable HCC either alone or in combination with other treatment modalities, e.g., as a complement to resection to achieve total tumor eradication in otherwise unresectable patients, and long-term survival rates of 20–40% have been described [79, 80]. However, this technique has fallen out of favor for the treatment of HCC, primarily because of the complication rate described as high as 40.7% [81] and the risk of ‘cryoshock,’ a life-threatening condition resulting in multiorgan failure, severe coagulopathy and disseminated intravascular coagulation following cryoablation, which has been described at a rate of 1% [82]. There are currently no randomized trials that support the use of hepatic cryoablation for HCC treatment.

Microwave ablation

Microwave ablation (MWA) induces thermal tumor destruction by induction of an alternating electric field emitted by a bipolar antenna, which is placed centrally in the tumor. Several groups have successfully proven the safety and efficacy of MWA treatment, mostly in small HCCs [83, 84]. Dong et al. reported satisfactory long-term results in larger HCCs. They treated 234 patients with a mean tumor size of 4.1 ± 1.9 cm (range 1.2–8.0 cm) and reported a 5-year cumulative survival rate of 57%[85]. Liang et al. treated 288 HCC patients with a mean tumor size of 3.75 cm ±1.58 (range 1.2–8.0 cm) and reported a 5-year cumulative survival rate of 51%. Child-Pugh classification, tumor size, and number of tumors were identified as significant independent prognostic factors. They concluded that there is a significantly higher probability of long-term survival after MWA treatment for patients with a single tumor of 4.0 cm or less and Child-Pugh class A cirrhosis [86]. Reported complications of MWA are similar to those reported for RFA and are typically mild, including pain, fever, liver enzyme elevation, ascites, pleural effusion, and diaphragm injury.

MWA has been compared to other ablative techniques in several studies. Seki et al. retrospectively compared MWA to PEI for small HCCs (≤2 cm). They concluded that MWA may be superior to PEI for the local control of moderately or poorly differentiated small HCCs [87]. Ohmoto et al. compared MWA to RFA for small HCCs. They suggested that RFA is more useful for the treatment of small HCCs (≤2 cm) compared to MWA, since RFA resulted in a larger area of necrosis, needed fewer treatment sessions, and showed a lower recurrence rate and higher survival rate (4-year survival 70% versus 39%) [88–90]. However, Lu et al. performed a retrospective comparative study and concluded that MWA and RFA were both effective methods in treating HCC [mean tumor diameter respectively 2.5 cm ±1.2 (range 0.9–7.2 cm) and 2.6 cm ±1.2 (range 1.0–6.1 cm)]. Local tumor control, complications related to treatment, and long-term survival (4-year survival 37% for MWA versus 24% for RFA, P = 0.12) were equivalent for the two modalities [91]. It needs to be noted that the level of evidence of these studies is limited since they describe only a retrospective comparison of the two procedures. The only randomized study comparing MWA and RFA showed that both techniques had equivalent therapeutic effects, complication rates, and rates of residual foci of untreated disease. However, RFA offers the advantage of tumor ablation being achieved in fewer sessions (2.4 versus 1.1) [92].

In conclusion, experience with MWA of HCC is limited and still in its early stage. Preliminary work has shown that microwave ablation might be a viable alternative to other ablation techniques. Further prospective randomized studies evaluating local control, symptom palliation, and survival in a larger number of patients are necessary.

Laser ablation

In laser ablation, also frequently called laser-induced thermotherapy (LITT), a percutaneously placed optical fiber delivers laser beams into the target tumor [93]. The energy from the photons absorbed in the tissue converts into heat, inducing coagulative necrosis. The most commonly used device for laser ablation is the Nd-YAG laser (neodymium-yttrium-aluminum-garnet laser). Most frequently, near-infrared wavelength optical radiation is used, since this accomplishes the best tissue penetration [94]. The positioning of the fibers is guided by ultrasound, CT, or MRI. A single-probe insertion can only create a small volume of ablation, so often multiple optical fibers have to be placed for treatment of larger lesions (>5 cm), which may be technically cumbersome and result in long treatment times. Selection criteria for LITT are broadly similar to those of other ablative techniques. Ideal lesions are less than 3 cm in diameter and located deep within the liver parenchyma [95].

LITT has been proven safe and feasible for the treatment of HCCs in multiple cohort studies[96–102]. Pacella et al. performed three studies in which they reported 3- and 5-year survival rates ranging from 52% to 68% and 15% to 34%, respectively [96, 98, 99]. They included patients with a single nodule ≤4 cm or three nodules ≤3 cm each. Tumor size, tumor location, and the achievement of complete response were important factors that affected survival after treatment. They stated that the ideal candidates for LITT are those with normal bilirubin levels and a small tumor size (≤2 cm) [97–99]. According to Arienti et al., who performed a multicenter study with 353 patients to investigate complications, LITT is a safe treatment with a major complication rate of 1.5% (0.8% deaths) and a minor complication rate of 6.2%. They also stated that complete response was achieved in 60%, regardless of tumor size, and in 81% in lesions ≤3 cm HCCs [102]. Tumor seeding after treatment has not been reported. LITT has also been proven safe and effective for the treatment of cirrhotic patients awaiting liver transplantation[103]. There is one randomized trial in which LITT is compared to RFA for treatment of early stage HCC (nodule ≤4 cm or three nodules ≤3 cm each). They found LITT and RFA to be equally effective; however, in the case of RFA fewer treatment sessions were needed to achieve complete response [104]. More randomized controlled trials should be carried out to compare LITT to other ablative techniques and to investigate the role of LITT in combination therapy.

High-intensity focused ultrasound

In high-intensity focused ultrasound (HIFU), an extracorporeal transducer produces high-energy ultrasound (US) beams that propagate harmlessly through the intact skin and are brought into a tight focus (1–3 mm) within the tumor. The rapid deposition of acoustic energy leads to an instantaneous temperature increase of >55°C within the tissue, inducing coagulation necrosis [105]. HIFU offers the first completely non-invasive approach to HCC and is therefore a promising technology. In current practice, both conventional ultrasound and MRI are used to guide and monitor HIFU treatment. MRI offers one important advantage over US guidance, as it enables accurate monitoring of the temperature during treatment [30].

There are only a few clinical reports on the application of HIFU for HCC treatment. The majority of work is published by two groups [106, 107], who both use real-time US-guidance during treatment. Wu et al. report that HIFU treatment is effective, safe, and feasible in patients with large HCCs [106]. They treated 55 patients with a mean tumor diameter of 8.14 cm ± 3.37 (range 4-14 cm) . Overall survival rates at 6, 12, and 18 months were respectively 86.1%, 61.5%, and 35.3%. The survival rates were higher in patients with less advanced disease according to the TNM classification. It has to be noted however that pre-procedural TACE was carried out in half of the patients and that rib resection was performed in 14 patients, taking away the non-invasive character of the procedure. In another study by Zhu et al., ribs were removed in all patients to create a better acoustic pathway. Sixteen HCC patients were treated with US-guided HIFU with a mean tumor diameter of 7.0 cm ± 2.1 (range 5–10 cm). The 3- and 5-year survival rates were 69.3% and 55.6%, respectively [107]. As the results of these studies indicate, there are some difficulties that need to be overcome before HIFU can be used in everyday clinical practice for non-invasive treatment of HCC. The presence of the rib cage presents a problem, since the high attenuation of the ribs results in a loss of power at the focus, and reflection of the beams may induce injury to the overlying soft tissues and the skin, which may also happen when US encounters an air-filled bowel loop. However, technical solutions are underway. Civale et al. reported that this problem can be avoided by the use of a segmented transducer [108]. Liu et al. proposed to reduce the rib-overheating problem by using an independent array-element activation scheme, which switches off the transducer elements obstructed by the ribs based on feedback anatomical medical imaging [109]. Another challenge in HIFU for HCC treatment is the difficulty in targeting and monitoring since the liver is subject to respiratory movements. The main limitation to clinical use of HIFU is the fact that ablation of large volumes of the liver is still very time consuming. Next-generation phased-array transducers and advanced MRI methods are being developed to overcome these difficulties.

Intra-arterial interventions

Transcatheter arterial chemoembolization

Transcatheter arterial chemoembolization (TACE) is a technique that exploits the dual blood supply to the liver. HCC derives its blood supply almost entirely from the hepatic artery, while normal liver parenchyma derives >75% of its blood supply from the portal vein [110]. This anatomical fact provides the basis for the development of arterial therapies for the treatment of HCC, with the potential to selectively induce tumor necrosis while surrounding liver parenchyma is spared.

In TACE, a catheter is advanced into the branches of the hepatic artery directly supplying the tumor, and a highly concentrated dose of chemotherapy is delivered intra-arterially in close proximity to the tumor so that systemic toxicity is minimized. The most commonly used single chemotherapeutic agent is doxorubicin. The combination of cisplatin, doxorubicin, and mitomycin C is the most common combination drug regimen. However, to date there is no evidence of the superiority of any chemotherapeutic agent alone or of monotherapy versus combination therapy in TACE [111, 112]. The chemotherapeutic agent is usually mixed with an embolic agent such as lipiodol, an oily contrast medium used as a carrier for the chemotherapeutic agent and known to be selectively retained inside the tumor, thereby prolonging contact time between the drugs and the tumor cells [113, 114]. The administration of the lipiodolized chemotherapeutic agent is followed by injection of an occluding agent. The purpose of the embolization is to reduce arterial inflow, resulting in ischemic tumor necrosis, and to diminish washout of the chemotherapeutic agent thereby prolonging contact time between cancer cells and the chemotherapeutic agent [115]. Multiple TACE protocols are used throughout the world, and the optimal method is yet to be established.

Assessing the efficacy of TACE is difficult due to its lack of standardization, and outcomes of different centers are not easily compared. As in other ablative techniques, the best measure of success is patient survival. Two RCTs [116, 117] and a systematic review [118] showed that TACE improves survival when compared to conservative treatment, provided there is a restrictive selection of candidates (Table 2). Ideal candidates for TACE are patients with multinodular asymptomatic tumors without vascular invasion or extrahepatic spread and well-preserved liver function (Child-Pugh class A).

Table 2.

Survival data from randomized controlled trials investigating TACE in HCC patients

Study	Patients (n)	Therapy	1-year overall survival (%)	2-year overall survival (%)	3-year overall survival (%)
Lin et al. (1988)[119]	63	21 TAE	42	25	NR
		21 TAE + 5-FU iv	20	20	NR
		21 5-FU iv	13	13	NR
Pelletier et al. (1990)[120]	42	21 TACE	24	NR	NR
		21 Conservative	31	NR	NR
Groupe d’Etude (1995)[121]	96	50 TACE	62	38	NR
		46 Conservative	43	26	NR
Pelletier et al. (1998)[122]	73	37 TACE	51	24	NR
		36 Tamoxifen	55	26	NR
Lo et al. (2002)[117]	79	40 TACE	57	31	26
		39 Conservative	32	11	3
Llovet et al. (2002)[116]	112	40 TACE	82	63	29
		37 TAE	75	50	29
		35 Conservative	63	27	17

TACE = transcatheter arterial chemoembolization, TAE = transcatheter arterial (bland) embolization, NR = not reported

TACE is typically well tolerated. The major side effect of TACE is the so-called postembolization syndrome, consisting of transient abdominal pain, ileus, and fever, probably due to damage of hepatocytes. It effects 40%–85% of patients and is usually self-limited within 48 h [123]. A serious complication of TACE is acute liver failure. The potential risk for this condition, which increases with larger tumors, underlying liver dysfunction and presence of portal vein thrombosis, limits the use of TACE. Other more serious treatment-related complications (hepatic abcess, ischemic cholecystitis, biliary strictures) appear in less than 10% of treatment sessions [124]. The side effects of the chemotherapeutic agents in TACE are mild and have a low rate, compared with those caused by systemic chemotherapy, and can be managed conservatively. They include nausea, vomiting, bone marrow depression, alopecia, and renal dysfunction [125, 126].

To conclude, TACE is currently the treatment of choice for multinodular, intermediate stage HCC (Fig. 1, BCLC stage B) and to be preferred over best supportive care.

Transcatheter arterial (bland) embolization

Transcatheter arterial embolization (TAE or bland embolization) consists of embolizing the artery feeding the tumor, without the use of a chemotherapeutic agent. The exact benefit of administering chemotherapy during the embolization procedure is uncertain, since HCC is known to be chemoresistant. However, hypoxia is known to be a potent stimulator of angiogenesis, and since angiogenesis is vital for tumor growth, hypoxia induced by embolization might inadvertently promote tumor growth [127]. Adding a chemotherapeutic agent may counteract this effect. No comparative clinical study to date has proven evidence of survival favoring TACE over TAE [112]. However, in recent years, TACE has replaced TAE as the most widely used and studied treatment modality for intermediate stage HCC [128].

TACE-DEB

Although conventional TACE has been shown to improve survival, the magnitude of this benefit is relatively small, so the search for more effective drug delivery systems continues. A novel development in the treatment for HCC is the drug-eluting bead (DEB), a polyvinyl alcohol-based microsphere loaded with a chemotherapeutic agent, usually doxorubicin. These microspheres are available in diameters ranging from 40 to 1,200 µm. The DEB is delivered intra-arterially in a manner similar to that of conventional TACE and acts as both an occluding agent as well as a drug-loaded carrier (Fig. 4). Local ischemia and toxic death of the tumor are achieved with one device, enabling standardization. DEBs have favorable kinetics achieving higher tumor concentrations with lower plasma levels of the chemotherapic agent compared to conventional TACE [129, 130]. In DEBs, drug elution is dependent on ion exchange with the surrounding environment. This results in a controlled and sustained gradual release of the drug—unlike the more rapid separation of the drug from lipiodol—prolonging the exposure of tumor cells [131].

Fig. 4.

Angiogram during TACE-DEB procedure. a: Hypervascular HCC caudal right lobe (segment 6) prior to treatment (arrow). NB: Patient has multifocal lesions and was previously treated with Y90 radioembolization; workup involved coiling of the gastroduodenal artery. b: Precision TACE with DEB shows embolization of the tumor microvasculature

Recently performed clinical trials reported the efficacy of DEBs in the treatment of intermediate stage HCC [130, 132–135], with good objective response (complete plus partial response) rates ranging 60%–85.5% (according to the EASL response criteria). The complication rates in these clinical trials ranged between 3 and 11.4%, and post-embolisation syndrome was observed in various severities in 18% [135], 37% [130] and 100% [133, 134]. Most important, there are no reports of systemic toxicity, despite the high doses of doxorubicin loaded on the DEBs. Information on survival rates is still limited up to today, but midterm survival rates seem promising with 2-year survival up to 91% [134]. RCTs comparing conventional TACE to TACE-DEB are currently underway.

Yttrium-90 radioembolization

The use of traditional external beam radiation for the treatment of HCC has been limited because of the inability to deliver an effective dose without damaging the adjacent hepatic parenchyma, resulting in radiation-induced liver disease (RILD), previously called radiation-induced hepatitis [136–138]. Radioembolization (RE) implements intra-arterial administration of microspheres coated with yttrium-90 (⁹⁰Y), a ß-emitting isotope, delivering selective internal radiation to the tumor. Exposure to surrounding healthy tissue is limited, avoiding injury to the normal liver parenchyma [139]. This technique was first described in 1965[140], and in recent years clinical investigation has intensified. The procedure is compromised by two components: embolization, with a micro-or macro-embolic effect, depending on the size of the microsphere, and brachytherapy [139, 141] (Figs. 5, 6). Two types of Y90 microspheres are in clinical use at present: glass microspheres (TheraSphere^®, MDS Nordion Inc., Kanata, Canada) and resin-based microspheres (SIR-Spheres^®, SIRTeX Medical Ltd., Sydney, Australia).

Fig. 5.

Angiogram during Yttrium-90 radioembolization. a: Replaced right hepatic artery (normal variant branch from superior mesenteric artery) vascularizing a large unifocal HCC lesion in the right liver lobe. b: Selective injection of ⁹⁰Y microspheres through a microcatheter into the right hepatic artery

Fig. 6.

Pre- and post-Yttrium-90 radioembolization. a: Fusion image of liver MRI and 99mTc-MAA scintigram showing large HCC lesion in right liver lobe. b: Contrast-enhanced MRI 3 months post-treatment shows necrotic zone centrally in HCC

The safety and efficacy of ⁹⁰Y-RE treatment for unresectable HCC has been documented, although there are no long-term survival data from randomized controlled trials to date. Table 3 summarizes the experience published on HCC treatment with ⁹⁰Y-RE.

Table 3.

Tumor response and median survival after ⁹⁰Y-RE in HCC patients

Study	Patients (n)	Tumor response on CTa				Median survival (months)	Microspheres
		CR (%)	PR (%)	SD (%)	PD (%)
Lau et al. (1998)[142]	71	0	27	65	8	9.4	Resin
Dancey et al. (2000) [143]	20 (19 evaluated for response)	5	16	58	21	12.5	Glass
Carr et al. (2004)[144]	65	NR	38	NR	NR	Okuda I: 21.3, Okuda II: 9.9	Glass
Geschwind et al. (2004)[145]	80	NR	NR	NR	NR	Okuda I: 20.6, Okuda II: 12.6	Glass
Goin (2005)[146]	121	NR	NR	NR	NR	Low risk: 15.3, high risk: 3.5	Glass
Salem (2005)[147]	43	NR	47 (79b)	NR	NR	Okuda I: 24.4, Okuda II: 12.5	Glass
Sangro (2006)[148]	24 (21 evaluated for response)	NR	88c (PR + SD)		NR	7	Resin
Young (2007)[149]	41	NR	NR	NR	NR	Okuda I: 21.7, Okuda II: 14.2	Glass
Kulik (2008)[150]	108	NR	42.2 (70b)	34.7	23.1	No PVT: 15.4, branch PVT: 10.0, main PVT: 4.4	Glass

Data of studies including ≥20 patients

CR = complete response, PR = partial response, SD = stable disease, PD = progressive disease

PVT = portal vein thrombosis, NR = not reported

^aWHO criteria unless otherwise explained

^bEASL modified WHO criteria[151]

^cRECIST criteria[152]

⁹⁰Y-RE has a low toxicity profile and can be performed on an outpatient basis, with low incidence of a mild post-embolization syndrome [147, 153]. Due to the minimally embolic effect of ⁹⁰Y-RE glass microspheres, this offers a safe treatment with favorable tumor response rates for patients with portal vein thrombosis [150].

Absolute contraindications for ⁹⁰Y-RE treatment are significant hepatopulmonary shunting or flow to the gastrointestinal tract that cannot be corrected by catheter manipulation, demonstrated by a pre-treatment ^99mTc macro-aggregated albumin (MAA) examination [154]. Inadvertent deposition of ⁹⁰Y microspheres to the lungs or gastrointestinal tract can result in serious complications like radiation pneumonitis, cholecystitis, gastric ulceration, or pancreatitis pneumonitis[154–157]. The antitumor effect of ⁹⁰Y-RE allows for the downstaging of unresectable HCC to potentially curative treatments, like surgical resection, percutaneous ablation, and bridging to liver transplantation[158–160]. Although several studies have provided useful data, there is a need for further investigation of this therapy and randomized trials comparing the efficacy of ⁹⁰Y-RE to other minimally invasive locoregional therapies.

Conclusion

HCC is a heterogeneous cancer with an increasing incidence and poor prognosis. Curative therapy is only applicable to patients diagnosed at early stages of disease, emphasizing the importance of screening programs for at-risk patients. Minimally invasive image-guided ablation techniques and intra-arterial interventions offer promising potential for patients with HCC not suitable for surgical resection or transplantation.

According to the BCLC criteria, RFA is currently considered the treatment of choice for patients with unresectable small HCCs (early stage, stage A). TACE is the treatment of choice for the management of multinodular HCC (intermediate stage, stage B), preferably in asymptomatic patients with well-preserved liver function (Child-Pugh class A). Sorafenib, an oral multitargeted tyrosine kinase inhibitor, has become the standard of care in advanced stage patients (stage C) with vascular involvement, extrahepatic spread or physical impairment (Child-Pugh A, ECOG performance status test score 1–2). Targeted molecular therapies like Sorafenib represent the beginning of a new era in the treatment of HCC. Finally, patients at a terminal stage (stage D) who have very impaired physical status (performance status test score >2) or tumor burden (stage D) should receive symptomatic treatment.

For most tumor ablative techniques, increasing tumor diameter decreases the likelihood of complete ablation. The combination of local ablation and intra-arterial therapies may help overcome shortcomings of monotherapy treatment for larger tumors, and diverse studies have shown promising potential.

A randomized controlled study showed that concomitant RFA-PEI facilitated better local tumor control and long-term survival compared to RFA alone, with 5-year overall survival rates of 49.3% versus 35.9% [161]. A meta-analysis of four randomized controlled trials [162–165] that investigated the combination of TACE or TAE plus percutaneous ablation (PEI or RFA) for the treatment of HCC showed a significant decrease in mortality favoring combination treatment compared to monotherapy (TAE, TACE, or percutaneous ablation only)[166]. In addition, there is high interest in combining local therapies with targeted molecular therapies like Sorafenib.

With ongoing research, existing image-guided local therapies will be further optimized, and promising new therapies will emerge. Combination of treatments, new technologies in imaging, and targeted drug delivery will ultimately improve the quality of life and survival of patients with HCC.