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. Author manuscript; available in PMC: 2013 Feb 1.
Published in final edited form as: J Affect Disord. 2011 Dec 3;136(3):1088–1097. doi: 10.1016/j.jad.2011.10.042

Depression Prevalence and Associated Factors Among Alaska Native People: The Alaska Education and Research Towards Health (EARTH) Study

Denise A Dillard a,*, Julia J Smith a, Elizabeth D Ferucci b, Anne P Lanier b
PMCID: PMC3289282  NIHMSID: NIHMS342462  PMID: 22138285

Abstract

Background

Few studies have investigated depression among Alaska Native people (ANs). Depression prevalence and associated factors among EARTH Alaska study participants is described.

Methods

The nine-item Patient Health Questionnaire (PHQ-9) assessed depression among 3,771 ANs. Participants with PHQ-9 scores ≥ 10 out of 27 were classified as positive for depression. Logistic regression analyses evaluated odds of scoring positive versus negative for depression by demographic, cultural, then health and lifestyle factors.

Results

Twenty percent of women and thirteen percent of men scored positive for depression. Univariate and multivariate models were fit separately for men and women. Among demographic factors, below median income was associated with positive depression scores for both genders. Among men, odds of depression were higher if unmarried and/or if highest educational level was less than high school. Women 34 to 59 years of age had increased odds of scoring positive. Little or no identification with tribal tradition was associated with increased odds of depression in women and decreased odds in men. For both genders, chronic physical conditions and poorer self-reported health were associated with positive depression scores then binge alcohol drinking and current tobacco use increased odds of depression among women only.

Limitations

Factors analyzed were self-reported without clinician follow-up in a non-random convenience sample of adults.

Conclusions

Depression is common among ANs with rates comparable to other indigenous cross-sectional investigations. Depression is associated with lower income and poorer physical health. Prevention and intervention efforts should consider gender as other associated factors varied between men and women.

Keywords: Depressive Disorder, Alaska, North American Indians, Adult

1. Introduction

According to the Behavioral Risk Factor Surveillance Survey, clinically significant depression affects eight to nine percent of community-dwelling adults in the United States (Kroenke et al., 2009). Depression is associated with mortality through suicide as well as increased morbidity given higher rates of physical disorders among those with depression (Paykel, 2006). Obesity, physical inactivity, tobacco, and alcohol use are also strongly associated with depression (Graham et al., 2007; Marmorstein, 2009; Pedersen and von Soest, 2009; Rosemann et al., 2008). The economic impacts of depression are additionally noteworthy and include higher use of healthcare services, work absenteeism, and reduced work productivity (Donohue and Pincus, 2007).

Although widespread, depression affects some groups more than others. Depression is more likely to occur in women than men and among individuals who are single, divorced, or widowed versus currently married (Kessler et al., 2003). Increased odds of depression are associated with being unemployed or unable to work due to disability, having less than 12 years of education, and an income below the poverty level (Kessler et al., 2003; Pratt and Brody, 2008). Depression also varies according to race and ethnicity with higher rates among Hispanic and non-Hispanic African American people than non-Hispanic White people (Kessler et al., 2003).

A review of the literature identified few published studies about depression among American Indian (AI) or Alaska Native (AN) people,1 two of the indigenous populations of the United States. The limited numbers of studies in existence predominantly include AIs and have insufficient sample sizes (N < 150) to support investigation of associated factors to guide depression prevention and intervention efforts (Napholz, 1999; Somervell et al., 1993; Wilson et al., 1995). Other limitations include samples with limited generalizability given sole inclusion of women (e.g., (Duran et al., 2004; Napholz, 1999), individuals with diabetes (e.g., (Bell et al., 2005; Sahota et al., 2008), or AIs on or near home reservations (Beals et al., 2005).

Even more limited than studies with AIs are large studies with adequate representation of ANs. According to the 2008 Alaska Behavioral Risk Factor Surveillance Survey (BRFSS), ten percent of 349 adult ANs met criteria for moderate to severe depression as assessed with the Patient Health Questionnaire (PHQ-8) (Centers for Disease Control and Prevention, 2008). In another effort, 17% of ANs screened positive for depression at time of a primary care visit in Anchorage, Alaska. However, the full nine-items of the instrument (PHQ-9) were administered only if one of the first two items (depressed mood or anhedonia) were endorsed (Dillard and Christopher, 2007). Thus, depression may have been underreported.

Data from the enrollment visit of the Alaska Education and Research Towards Health (EARTH) study thus provides critical information. Funded by the National Cancer Institute, the aim of the Alaska EARTH study was to understand how diet, physical activity, body size, lifestyle, and cultural factors related to the development and progression of chronic disease including depression. The PHQ-9 was administered to 3,827 AN participants permitting robust and in-depth analysis. We report the prevalence of positive depression scores and the association of depression with demographic, cultural, and health and lifestyle factors.

2. Methods

The Alaska EARTH study population and methods are described in detail elsewhere (Slattery et al., 2007). Briefly, participants were recruited in 26 communities across three regions of Alaska. Using the 2000 United States Census definition, all communities were rural except the southcentral city of Anchorage (U.S. Census Bureau, 2000). Individuals were eligible to participate if aged 18 years of age or older, AI/AN and eligible for healthcare through the Indian Health Service, not pregnant, not undergoing chemotherapy, and physically and mentally capable of consenting, completing questionnaires, and providing select medical measurements including height and weight. Computer-assisted self-report instruments were available in English and Yupik. Alaska Area Institutional Review Board approval as well as approval from regional, local, and village health boards was obtained.

2.1 Measures

2.1.1. Dependent Variable

The PHQ-9 (Kroenke et al., 2001) assessed symptoms of depression in the two weeks prior to study enrollment. Nine items corresponding to diagnostic criteria for a depressive disorder (American Psychiatric Association, 2000) were scored 0 to 3 according to both presence and duration (0=not at all, 1=several days, 2=more than half the days, 3=almost every day). A final score was computed by summing the nine items, with a possible range of 0 to 27. A binary variable was calculated using the most consistently reported cut point for a level of depression warranting clinical intervention, specifically 10 or above (Gilbody et al., 2007). We also calculated depression severity amongst those scoring positive (moderate 10 – 14, moderately severe 15 – 19, severe 20 – 27) and finally calculated the presence of a major depressive episode using a diagnostic algorithm. This algorithm requires the endorsement of 5 or more PHQ-9 items at 2 (“more than half the day”) or 3 (“almost every day”), at least one being depressed mood or anhedonia (Spitzer, 1999).

2.1.2. Independent variables

Demographic factors

Gender, categorical age, marital status, education level, employment status, and income were based on self-report. Individuals who were married or living together as married were combined into one category. Chronic unemployment was defined as being out of work for more than one year and also included individuals who were homemakers, students, or retired. A binary variable for income was developed based on value at or below the median versus above the median. Education level was also categorized as a binary variable: less than high school versus high school or greater education.

Cultural factors

Region of Alaska, identification with tribal tradition, identification with non-Native culture, participation in traditional events, and language spoken at the home were included. Degree of identification with Native culture was categorized according to response to “How much do you identify with your own tribal tradition?” Those who reported “not at all” and “a little” were combined into one category, and compared to those responding “some” or “a lot.” Degree of non-Native identification was similarly categorized according to responses to “How much do you identify yourself with non-Native culture.” Other binary variables were created based on responses to questions assessing participation in traditional events (“yes” or “no”) and AI/AN language spoken at home (“yes” or “no”).

Health and Lifestyle Factors

Number of chronic physical conditions, general health status, physical activity, tobacco use, and alcohol use were assessed via self-report. Participants indicated if they had ever been diagnosed by a doctor or healthcare provider with any of fifteen physical conditions ( high blood pressure, heart disease, high cholesterol, stroke, gallbladder disease, kidney disease, liver disease, thyroid disease, asthma, cataracts, glaucoma, arthritis, diabetes, cancer, chronic obstructive pulmonary disease). Number of conditions was summed for each participant and categorized into “none,” “1 or 2”, and “3 or more.” Participants also indicated if they had ever been told by a health care provider that they had depression requiring treatment with medication. The SF-12 was also administered and the physical component summary (PCS) and mental component summary (MCS scores) calculated using the standard algorithms for the 1998 United States population reference group (Ware et al., 1996). Responses to the SF-12 item assessing general health were grouped into two categories, those reporting “poor” or “fair” health versus those reporting “good”, “very good”, or “excellent” health. Number of hours per week of vigorous activity (6.0 metabolic equivalents or higher) were used to classify participants into three categories (none, 0 to 1.9 hours, 2 or more hours) (Ferucci et al., 2008). Participants were also classified into three mutually exclusive categories of tobacco use based upon smoking and use of smokeless tobacco: never smoked 100 cigarettes and never used smokeless tobacco at least 20 times, former smoker or smokeless tobacco user, and current smoker or smokeless tobacco user. The number of times a participant reported drinking 5 or more alcoholic drinks on an occasion in the past year formed three categories of binge drinking: none, 1 to 10 times, and more than 10 times.

Height and weight measured at time of enrollment was used to calculate body mass index (BMI) based on the standard formula. BMI was then categorized as normal (less than 24.9), overweight (25.0-29.9), or obese (≥ 30).

2.2 Analyses

Data were analyzed using SAS software, version 9.1 (SAS Institute Inc). Participants missing one or more of the PHQ-9 items were excluded. Mean scores and standard deviations for each PHQ-9 item were calculated then prevalence of depression estimated using the cutoff score of 10, by severity (moderate 10 -14, moderately severe 15 -19, and severe 20 – 27), and the diagnostic algorithm. The binary depression score using the cutoff score of 10 was the primary dependent variable.

Other measures of mood disturbance were then analyzed to assess whether the PHQ-9 was performing as expected. These measures included provider-diagnosed depression requiring medication, the MCS score, and individual SF-12 items. Demographic, cultural, and health and lifestyle factors were next compared in participants with positive and negative depression scores using row percents and chi-square analyses or anovas. Odds of a positive depression score for individuals with each chronic physical condition were compared to those with negative depression scores in univariate logistic regression models.

Finally, logistic regression analyses occurred in several steps. The univariate association of demographic, cultural, and health and lifestyle factors with depression was determined. Then factors significant in univariate models were included in multivariate models if the p value was 0.25 or less (Hosmer and Lemeshow, 1989). Logistic regression models also assessed associations of factors with depression severity (mild, moderate, and severe versus none).

3. Results

A total of 3,771 individuals were included. Fifty-six individuals were excluded due to one or more missing PHQ-9 items.

3.1. Prevalence

3.1.1 PHQ-items

Table 1 presents the percent of the 3,771 participants endorsing the nine symptoms of depression, mean scores (range 0 to 3), and standard deviations in order of presentation in the PHQ-9. The two items endorsed most frequently were sleep difficulties and low energy. Thoughts of death or suicide were infrequently endorsed.

Table 1.

Patient Health Questionnaire Items (N =3771)

% Endorsementa Meanb SDc
Depressed mood 44 0.66 0.88
Anhedonia 35 0.56 0.89
Insomnia or hypersomnia 50 0.86 1.04
Decreased energy or tiredness 45 0.72 0.95
Change in appetite 28 0.45 0.83
Feelings of failure or inappropriate guilt 28 0.43 0.80
Trouble concentrating 30 0.47 0.84
Psychomotor retardation or agitation 35 0.54 0.86
Thoughts of hurting self 7 0.10 0.43
a

At any value greater than 0 (1 = “several days”, 2 = “more than half the days”, 3 = “almost every day”)

b

Range of 0 to 3

c

Standard deviation

3.1.2 Depression prevalence

The mean PHQ-9 score across all participants was 4.8 (sd 5.4) out of a possible score of 27. Eighty-three percent (N=3,126) of participants scored negative (N=1287 male, N=1839 female) and seventeen percent (N=645) scored positive using the PHQ-9 cutoff score of 10 (N=195 male, N=450 female). Of those with a positive score, ten percent (N=370) scored in the moderate severity category (N=117 male, N=253 female), five percent (N=191) in the moderately severe category (N=55 male, N=136 female), and two percent (N=84) in the severe category (N=23 male, N=61 female). When using the diagnostic algorithm, nine percent (N=323) met criteria for a major depressive episode (N=100 male, N=223 female).

3.2 Performance of the PHQ-9

Of those not reporting provider-diagnosed depression requiring medication, almost ninety percent scored negative for depression on the PHQ-9 (Table 2). Of those who “felt downhearted or blue” most or all the time, sixty-nine percent scored positive. In contrast, eight percent of those with “lots of energy” most or all of the time scored positive. Of those accomplishing less or doing work or daily activities less carefully due to feeling depressed or anxious, approximately half scored positive for depression. The mean MCS score was 10 points lower amongst those scoring positive versus negative (38.0 vs. 48.4).

Table 2.

Other mood disturbance measures by depression score category (N =3771)


Depression Score Category
Negativea
(N = 3126)
Positivea
(N = 645)

N Missing % %
Self-reported depressionb 97
 No 2856 89 11
 Yes 818 62 38
Time downhearted and bluec 4
 None or a little 2442 94 6
 Some or a good bit 1101 69 31
 Most or all 224 31 69
Time had lots of energyd 2
 None or a little 387 56 44
 Some or a good bit 1731 80 20
 Most or all 1651 92 8
Accomplished lesse 6
  No 2764 93 7
  Yes 1001 54 46
Activities less carefullyf 6
  No 3016 91 9
  Yes 749 51 49
Mean Mean
MCS98 scoreg 3754 17 48.4 38.0
a

Based on total score for nine-item version of Patient Health Questionnaire (PHQ-9): negative ≤ 9, positive ≥ 10.

b

Response to item “Did a doctor or other health care provider ever tell you that you had depression which required treatment with medication?”

c

Response to SF-12 item “How much of the time during the past 4 weeks have you felt downhearted and blue?”

d

Response to SF-12 item “How much of the time during the past 4 week did you have a lot of energy?”

e

Response to SF-12 item “During the past 4 weeks, have you accomplished less than you would like as a result of any emotional problems, such as feeling depressed or anxious?”

f

Response to SF-12 item “During the past 4 weeks, did you do work or other regular daily activities less carefully than usual as a result of any emotional problems, such as feeling depressed or anxious?”

g

Mental Composite Summary score of SF-12.

3.3 Descriptive statistics

The distribution of demographic, cultural, and health and lifestyle factors by depression score category is presented in Table 3.

Table 3.

Demographic, cultural, health and lifestyle factors by depression score category (N=3771)


Depression Score
Negativea
(N=3126)
Positivea
(N=645)
N Missing % %
Demographic factors:
Gender*** 0
 Male 1482 87 13
 Female 2289 80 20
Age* 0
 18 to 29 years 1072 85 15
 30 to 44 years 1279 83 17
 45 to 59 years 1004 80 20
 60+ years 416 84 16
Marital status 15
 Not married or living together 2144 82 18
 Married or living together 1612 84 16
Highest level of education*** 3
 Less than high school 866 78 22
 High school, GED, or greater 2902 84 16
Employment status*** 14
 Chronically Unemployed 1250 79 21
 Employed 2507 85 15
Income level*** 541
 $25,000 or less 1847 79 21
 $25,001 or more 1383 88 12
Cultural Factors:
Region of Alaska 0
 Southcentral 1377 81 19
 Southeast 880 84 16
 Southwest 1514 83 16
AN/AI language spoken at home 1
 No 2525 84 16
 Yes 1245 82 18
Traditional event participation 5
 No 2001 83 17
 Yes 1765 82 18
Identification with tribal traditionb 4
 Not at all or a little 1131 82 18
 Some or a lot 2636 83 17
Identification with non-Native culturec 10
 Not at all or a little 1244 82 18
 Some or a lot 2517 83 17
Health and Lifestyle Factors:
Number of chronic conditionsd*** 0
 None 1509 88 12
 1 or 2 1529 83 17
 3 or more 733 73 27
General healthe*** 0
 Fair or poor 939 68 32
 Good to excellent 2832 88 12
Body Mass Index 0
 <25.0 982 84 16
 ≥25.0 to <30.0 1194 84 16
 ≥30 1595 82 18
Vigorous physical activity** 65
 None 1365 80 20
 >0 to <1.9 hour/week 1340 85 15
 ≥1.0 hour/week 1001 85 15
Tobacco use*** 5
 Never a regular user 1032 86 14
 Former user 985 84 16
 Current user 1749 80 20
Times drank 5+ alcoholic drinks*** 26
 Never 1937 84 16
 1 to 10 times 1396 82 18
 More than 10 times 412 81 19
Mean
PCS scoref*** 3754 17 51.7 45.2
a

Based upon total score for nine-item version of Patient Health Questionnaire (PHQ-9): negative ≤ 9, positive ≥ = 10.

b

Based on responses to item “How much do you identify with your own tribal tradition?”

c

Based on response to item “How much do you identify yourself with non-Native culture?”

d

Includes high blood pressure, heart disease, high cholesterol, stroke, gallbladder disease, kidney failure, liver disease, thyroid disease, asthma, chronic obstructive pulmonary disease (COPD), glaucoma, cataracts, diabetes, and cancer.

e

Based on SF-12 item assessing general health.

f

Physical Composite Score from the SF-12.

*

p<0.05

**

p<0.01

***

p<0.001

Demographic factors

Twenty percent of women scored positive for depression versus thirteen percent of men (Χ2 = 26.8 (df = 1), p <0.0001). The percent within each age category scoring positive increased until age 60 when the percent dropped (Χ2 = 9.16 (df = 3), p = 0.03). Of those with less than a high school education (Χ2 = 15.9 (df = 1), p <0.0001), who experienced chronic unemployment (Χ2 = 21.0 (df = 1), p <0.0001), and with an income below the median (Χ2 = 44.8 (df = 1), p <0.0001), higher percentages of ANs scored positive for depression. Marital status was borderline significant (Χ2 = 3.7 (df = 1), p =0.05).

Cultural factors

Region (Χ2 = 4.1 (df = 2), p = 0.13), AI/AN language (Χ2 = 2.4 (df = 1), p = 0.12), and participation in traditional events (Χ2 = 0.3 (df = 1), p = 0.56) were not significantly associated with depression score. In addition, identification with tribal tradition (Χ2 = 1.1 (df = 1), p = 0.28) and non-Native culture (Χ2 = 0.8 (df = 1), p = 0.37) did not have significant associations.

Health and lifestyle factors

Of those with 3 or more chronic conditions, twenty-seven percent scored positive versus twelve percent with none of the assessed chronic physical conditions (Χ2 = 78.6 (df = 6), p < 0.0001). ANs who were current tobacco users were more likely than those who were never a regular tobacco user to score positive (Χ2 = 16.5 (df = 2), p = 0.003). General health (Χ2 = 188.8 (df = 1), p < 0.0001) and vigorous physical activity (Χ2 = 13.0 (df = 2), p = 0.002) were significantly associated with depression score. The mean PCS score decreased (indicating poorer physical functioning) between those scoring negative for depression and those scoring positive for depression (F = 259.3 (df = 1), p <0.0001). Neither BMI (Χ2 = 3.8 (df = 2), p = 0.15) nor alcohol use (Χ2 = 5.4 (df = 2), p = 0.07) were associated with depression score.

Table 4 shows odds of scoring positive versus negative for depression amongst those with the following chronic conditions: high blood pressure (Χ2 = 23.7 (df = 1), p < 0.0001), heart disease (Χ2 = 13.3 (df = 1), p < 0.0003), high cholesterol (Χ2 = 17.9 (df = 1), p < 0.0001), gallbladder disease (Χ2 = 13.9 (df = 1), p = 0.0002), liver disease (Χ2 = 7.2 (df = 1), p = 0.007), thyroid disease (Χ2 = 17.7 (df = 1), p < 0.0001), asthma (Χ2 = 36.6 (df = 1), p < 0.0001), cataracts (Χ2 = 7.5 (df = 1), p = 0.006), glaucoma (Χ2 = 17.9 (df = 1), p < 0.0001), arthritis (Χ2 = 73.0 (df = 1), p < 0.0001), and chronic obstructive pulmonary disease (Χ2 = 45.0 (df = 3), p < 0.0001). There was a borderline significant association for diabetes (Χ2 = 3.7 (df = 1), p = 0.053). No association was found between depression score and stroke (Χ2 = 2.1 (df = 1), p = 0.146), kidney disease (Χ2 = 0.5 (df = 1), p = 0.496), or cancer (Χ2 = 0.01 (df = 1), p = 0.939).

Table 4.

Odds of depression by self-reported chronic physical conditions (N=3771)

Chronic physical conditiona Missing N ORb 95% CIc
High blood pressure 214 1.6*** (1.3 – 1.9)
Heart disease 102 1.7*** (1.3 – 2.2)
High cholesterol 671 1.6*** (1.3 – 2.0)
Stroke 42 1.5 (0.9 – 2.5)
Gallbladder disease 63 1.6*** (1.3 – 2.1)
Kidney disease 61 1.3 (0.6 – 2.6)
Liver disease 85 1.5** (1.1 – 2.0)
Thyroid disease 119 2.2*** (1.5 – 3.2)
Asthma 87 1.9*** (1.6 – 2.4)
Cataracts 91 1.6** (1.1 – 2.2)
Glaucoma 110 2.6*** (1.7 – 4.0)
Arthritis 129 2.3*** (1.9 – 2.7)
Diabetes 299 1.4 (1.0 – 2.0)
Cancer 63 1.0 (0.6 – 1.6)
Chronic obstructive pulmonary disease 171 2.2*** (1.7 – 2.8)
a

Self-reported diagnosis of chronic physical condition by doctor or other health care provider.

b

Odds ratio comparing odds of scoring in the positive (PHQ-9 ≥10) versus negative (PHQ-9 ≤ 9) depression scoring category among those with self-reported chronic physical condition.

c

95% confidence interval of odds ratio.

**

p<0.01,

***

p<0.001

3.4 Univariate logistic regression models

Univariate models were fit separately by gender given different patterns of associations and significant changes in the likelihood ratio test when males or females were excluded as compared to a model with the full sample. Univariate results are presented in tables only for the sake of brevity. Models using the depression score categories of positive and negative with the PHQ-9 cutoff score of 10 did not significantly vary from models using depression severity categories so only the former are presented.

3.5 Multivariate logistic regression models

Factors were included in multivariate models if the univariate p value was 0.25 or less in separately fit male and female models. Language and BMI were excluded from all models. In addition, the PCS factor was excluded given overlap with the SF-12 general health item. Given the salience of age in other depression prevalence efforts, age was included regardless of univariate significance.

3.5.1 Males. (Table 5)

Table 5.

Logistic regression models examining odds of scoring in the positive versus negative depression score category among male ANs

Univariate Multivariate
OR (95% CI)a p OR (95% CI)a p
Age (ref. 60+
years)
0.276 0.457
 18 to 29 years 0.8 (0.4 – 1.3) 1.6 (0.7 – 3.3)
 30 to 44 years 0.8 (0.5 – 1.4) 1.8 (0.9 – 3.6)
 45 to 59 years 1.1 (0.6 – 1.8) 1.6(0.8 – 3.0)
Marital status (ref.
married)
1.7 (1.2 – 2.3) 0.004 1.9 (1.2 – 2.8) 0.003
Education status
(ref. high school or
greater)
1.6 (1.2 – 2.3) 0.003 1.5 (1.0 – 2.2) 0.049
Employment
status (ref.
employed)
1.5 (1.1 – 2.1) 0.011 1.0 (0.7 – 1.4) 0.879
Income (ref.
$25,001 or
greater)
2.1 (1.4 – 3.1) <0.001 1.6 (1.1 – 2.5) 0.020
Region of Alaska
(ref. Southwest)
0.628
 Southcentral 1.1 (0.8 – 1.6)
 Southeast 0.9 (0.6 – 1.4)
AN/AI language
spoken at home
(ref. yes)
0.8 (0.6 – 1.0) 0.070 0.8 (0.6 – 1.1) 0.212
Traditional event
participation (ref.
yes)
0.8 (0.6 – 1.1) 0.277
Identification with
tribal tradition (ref.
some or lot)
0.7 (0.5 – 1.0) 0.030 0.6 (0.4 -0.9) 0.020
Identification with
non-native culture
(ref. not at all or a
little)
1.0 (0.7 – 1.4) 0.908
Number of
physical conditions
(ref. none)
<0.001 0.002
1 to 2 1.3 (0.9 – 1.8) 1.1 (0.8 – 1.7)
3 or more 2.6 (1.8 – 3.9) 2.4 (1.4 – 3.9)***
General health
(ref. good to
excellent)
3.0 (2.2 – 4.0) <0.001 2.4 (1.7 – 3.5) <0.001
Body mass index
(ref. <25.0)
0.352
≥25.0 to <30.0 0.8 (0.5 -1.1)
≥30 0.8 (0.6 – 1.2)
Vigorous physical
activity (ref. ≥ 2.5
hour/week)
0.349
 0 hours/week 0.9 (0.6 – 1.3)
 >0 to <2.5
hours/week
0.8 (0.5 – 1.1)
Tobacco status
(ref. never)
0.451
Former tobacco
user
1.1 (0.7 – 1.8)
Current tobacco
user
1.3 (0.8 – 1.9)
Times drank 5+
drinks (ref. never)
0.637
1 to 10 times 0.9 (0.7 – 1.3)
10 or more times 1.2 (0.7 – 1.8)
a

Odds ratio and 95% confidence interval (CI) comparing odds of scoring in the positive depression score category (PHQ-9 ≥ 10) versus negative (PHQ-9 ≤ 9) in the non-reference versus reference group.

***

p<0.001

Demographic factors

Males who were not married or living together as married had odds of a positive depression score 1.9 times higher than those who were not married.(Χ2 = 9.1 2 (df = 1), p = 0.003). Men with less than a high school education (Χ = 3.9 (df = 1), p = 0.049) and with an income of $25,000 or less (Χ2 = 5.4 (df = 1), p = 0.020) respectively had 1.5 to 1.6 times higher odds of a positive score. Age and employment remained not significant in the multivariate model. (Χ2 = 2.6 2 (df = 3), p = 0.457) (Χ = 0.02 (df = 1), p = 0.879).

Cultural factors

The multivariate association between depression and language spoken in the home (Χ2 = 1.4 (df = 1), p = 0.243) was not significant. Males who self-reported “none” or “a little” tribal tradition at lower odds of positive versus negative depression scores (Χ2 = 5.4 (df = 1), p = 0.020).

Health and lifestyle factors

Number of health conditions (Χ2 = 12.6 (df = 2), p = 0.001) and self-reported general health (Χ2 = 22.5 (df = 1), p < 0.0001) were significantly associated with depression score category. Men with 3 or more chronic physical conditions and of “poor” to “fair” general health had odds of a positive score 2.4 times higher than those with no physical conditions and with “good” to “excellent” health.

3.6.1 Females. (Table 6)

Table 6.

Logistic regression models examining odds of scoring in the positive versus negative depression score category among female ANs

Univariate Multivariate
OR (95% CI)a p OR (95% CI)a p
Age (ref. 60+
years)
0.072 0.020
 18 to 29 years 1.1 (0.8 – 1.6) 1.3 (0.8 – 2.3)
 30 to 44 years 1.3 (0.9 – 1.9) 1.9 (1.1 – 3.1)*
 45 to 59 years 1.5 (1.0 – 2.2) 1.7 (1.1 – 2.7)*
Marital status (ref.
married)
1.1 (0.9 – 1.4) 0.198 1.0 (0.8 – 1.3) 0.750
Education status
(ref. high school or
greater)
1.5 (1.1 – 1.8) 0.002 1.3 (0.9 – 1.8) 0.102
Employment
status (ref.
employed)
1.5 (1.2 – 1.8) 0.001 1.1 (0.9 – 1.5) 0.343
Income (ref.
$25,001 or
greater)
2.1 (1.7 – 2.7) <0.001 1.9 (1.5 – 2.5) <0.001
Region of Alaska
(ref. Southwest)
0.341
 Southcentral 1.1 (0.8 – 1.4)
 Southeast 0.9 (0.7 – 1.2)
AN/AI language
spoken at home
(ref. yes)
0.9 (0.7 – 1.1) 0.320
Traditional event
participation (ref.
yes)
1.1 (0.9 – 1.3) 0.642
Identification with
tribal tradition (ref.
some or lot)
1.4 (1.1 – 1.7) 0.006 1.5 (1.2 – 2.0) 0.001
Identification with
non-Native culture
(ref. not at all or a
little)
0.9 (0.7 – 1.1) 0.197 1.2 (0.9 – 1.5) 0.281
Number of
physical conditions
(ref. none)
<0.001 <0.001
1 to 2 1.6 (1.2 – 2.1) 1.5 (1.1 – 2.0)***
3 or more 2.6 (2.0 – 3.5) 2.4 (1.7 – 3.5)***
General health
(ref. good to
excellent)
3.5 (2.8 – 4.4) <0.001 3.4 (2.7 – 4.4) <0.001
Body mass index
(ref. <25.0)
0.206 0.625
≥25.0 to <30.0 1.2 (0.9 – 1.6) 1.2 (0.8 – 1.7)
≥30 1.3 (1.0 – 1.7) 1.1 (0.8 – 1.5)
Vigorous physical
activity (ref. ≥ 2.5
hour/week)
0.008 0.965
 0 hours/week 1.5 (1.1 – 2.0) 1.0 (0.7 – 1.5)
 >0 to <2.5
hours/week
1.1 (0.8 – 1.5) 1.0 (0.7 – 1.4)
Tobacco status
(ref. never)
<0.001 0.004
Former tobacco
user
1.2 (0.9 – 1.6) 1.1 (0.8 – 1.6)
Current tobacco
user
1.8 (1.4 – 2.3) 1.6 (1.2 – 2.2)**
Times drank 5+
drinks (ref. never)
<0.001 0.002
1 to 10 times 1.5 (1.2 – 1.9) 1.6 (1.2 – 2.1)***
10 or more times 1.5 (1.1 – 2.2) 1.6 (1.0 – 2.5)*
a

Odds ratio and 95% confidence interval (CI) comparing odds of scoring in positive depression score category (PHQ-9 ≥ 10) versus negative (PHQ-9 ≤ 9) in the non-reference versus reference group.

*

p<0.05

**

p<0.01

***

p<0.001

Demographic factors

As with male multivariate models, income (Χ2 = 22.8 (df = 1), p < 0.0001) remained significant and employment (Χ2 = 0.9 (df = 1), p = 0.343) was statistically insignificant when other factors were taken into account. Unlike males, marital status (Χ2 = 0.1 (df = 1), p = 0.750) and education (Χ2 = 2.7 (df = 1), p = 0.102) were statistically insignificant for females. Age was also associated with depression score only amongst women. Odds of scoring positive versus negative was significantly elevated among women aged 34 to 44 (OR 1.9, p = 0.012) and 45 to 59 years (OR 1.7, p = 0.031) versus 60+ years.

Cultural factors

The association between depression score and identification with non-Native culture was not significant (Χ2 = 1.2 (df = 1), p = 0.281) when adjusted for other factors. Identification with tribal tradition remained significant (Χ2 = 10.9 (df = 1), p = 0.001) but in the opposite direction of males. Women less strongly identified with tribal tradition had odds of positive score 1.5 times higher than women with stronger identification with tribal tradition.

Health and lifestyle factors

Like males, number of physical conditions (Χ2 = 21.0 (df = 2), p < 0.0001) and general health (Χ2 = 89.9 (df = 1), p < 0.0001) remained significant in multivariate models. Compared to those with no physical conditions, women with 1 to 2 conditions then with 3 or more conditions had odds of positive score 1.5 and 2.4 times higher (p < 0.001). Women with poorer self-reported general health had odds of a positive score 3.4 times higher. Unlike males, binge alcohol use was significant. (Χ2 = 12.5 (df = 2), p = 0.002). More specifically, drinking 5 or more alcoholic drinks on an occasion one or more times versus never was significant among women (ORs 1.3, p < 0.0001 and < 0.05 respectively). Also unlike males, tobacco use was significant (Χ2 = 11.0 (df = 2), p = 0.004) with women who were current tobacco users at elevated odds of scoring positive compared to women classified as never users. The association of depression with BMI (Χ2 = 0.9 (df = 2), p = 0.625) and vigorous physical activity (Χ2 = 0.1 (df = 2), p = 0.965) was not statistically significant.

4. Discussion

This effort involves the largest number of ANs to date in an investigation of depression across 3 regions of varying size. In brief, we found that seventeen percent of ANs had depression scores at a level typically considered to warrant clinical intervention. Patterns of scores on other measures of emotional distress according to positive (≥ 10) and negative (≤ 9) PHQ-9 score categories were as expected. Demographic factors were strongly associated with increased odds of positive depression scores. More women than men scored positive and depression was associated with income below the median. Then age affected odds amongst women with marital status and education level affecting odds in men. Amongst the cultural variables, only stronger identification with tribal tradition affected likelihood of depression (higher odds amongst women, lower amongst men). General health factors affected odds in both genders with tobacco use and binge drinking associated with depression only amongst women.

Direct comparison of the prevalence of depression to other published studies is complicated given measurement and sampling differences. We present comparisons, however, to place our findings in context of other literature. According to national BRFSS estimates, eight to nine percent of community-dwelling adults in the United States score positive for depression using the PHQ-9 cutoff score of 10 (Kroenke et al., 2009). In Alaska, the 2008 BRFSS depression estimate using the PHQ-8 was eleven percent among ANs and eight percent among non-Native Alaskans, a non-statistically significant difference (Centers for Disease Control and Prevention, 2008). BRFSS rates among ANs by gender are not available. However, of all female Alaskans, eleven percent scored positive versus five percent of Alaskan males or a female to male ratio of 2.2 to 1 (Centers for Disease Control and Prevention, 2008). Our overall estimated prevalence of seventeen percent amongst ANs is clearly higher than the 2008 Alaska BRFSS estimate. Our gender ratio of 1.5:1 (20% female to 13% male) is slightly lower. Like other states, Alaska BRFSS uses a stratified random sampling design and telephonic data collection. Thus, ANs may have been underrepresented in BRFSS given lower socioeconomic status among ANs and potentially lower probabilities of having a telephone. Our estimate may also be higher given the non-random sampling design. Higher estimates of depression are typically found in primary care samples, for instance, than community-based samples given comorbidity between depression and physical conditions (Coyne et al., 1994). In fact, our estimated prevalence of depression of seventeen percent matches the percent of ANs scoring positive on the PHQ-9 in a local primary care setting (Dillard and Christopher, 2007). To our knowledge, there are no studies which have compared rates of depression between ANs and non-Native peoples in primary care. Remaining studies with AIs or other indigenous populations produced similar prevalence rates (Beals et al., 2005; Froese et al., 2008; Parker et al., 1997) with one exception of a higher rate in a primary care study with urban AI women (Duran et al., 2004). In sum, our estimated prevalence is equal to or higher than other AI or AN community-based estimates then equal to or lower than AI or AN primary care samples. We cannot definitively comment on the presence or absence of a disparity. However, depression appears to impact the AN population at least to the same degree as other populations and is therefore an important public health issue.

This study is one of very few AI or AN studies which possess sufficient sample size to enable investigation of associated factors. Many of the demographic factors associated with depression have been documented in studies amongst other populations. For instance, women are affected by depression than males across many studies (Kessler et al., 2003; Linzer et al., 1996; Maier et al., 1999). The association of more limited economic resources and depression has been found in many other efforts (Kessler et al., 2003; Pratt and Brody, 2008). Marriage is additionally associated in other efforts with reduced risk of onset of depression only among men (Scott et al., 2009) then men also appear to be more sensitive to the depressogenic effects of divorce or separation (Kendler et al., 2001). Increasing rates of depression among women until onset of menopause have also been documented (Accortt et al., 2008; Noble, 2005). There was no association for employment for either gender in our study. However, less than a high school education increased odds of depression among men as a similar but not directly comparable indicator of socioeconomic status.

Studies specific to ANs have also found that male and female ANs differ in terms of coping and stress according to cultural identity. More specifically, stronger acculturation to Western culture (more predominant among AN males than females) has been associated with greater perceived stress and more use of alcohol and drugs as a coping mechanism. Stronger enculturation or Yupik identity (more predominant among AN women) has been associated with more happiness and use of religion and spirituality to cope. Authors postulated aversive consequences of acculturation, namely loss of cultural meaning and viable socioeconomic opportunities, “suggest that this identity shift may be more problematic for men than women (Wolsko et al., 2007)”. Once again, our results are not directly comparable given different measurement instruments and different regions of Alaska sampled. We found no association between non-Native identification and depression for either gender. Then little to no identification with tribal tradition was protective for men only. At this point, the scientific basis for a nuanced understanding of how cultural identification impacts health and other domains of functioning are limited. It does appear, however, that cultural identification is another domain where gender differences warrant additional exploration given potential effects on health.

Gender also played a role with respect to how lifestyle factors were associated with depression. In other studies, depression has also been related to drinking larger quantities per occasion with stronger effects noted for women versus men (Graham et al., 2007). Women with nicotine dependence have also been found to be more likely than men to have significant depressive symptoms in other studies (Brown et al., 2000). Gender did not play a role in the relationship between depression, total number of chronic physical conditions, and poorer health in our study. This is consistent with many other investigations (Bruce, 2008; Chun et al., 2008; Ferucci et al., 2008; Freeman et al., 2009; Jackson, 1998; Lippi et al., 2009; Noel et al., 2004; Putman-Casdorph and McCrone, 2009; Van Lieshout et al., 2009). Depression may affect health habits such as diet which in turn increase risk of developing illnesses (Ohayon, 2007; Pedersen and von Soest, 2009). Depression also affects adherence to regimens and coping with symptoms of other illnesses thus posing additive functional impairment (Katon et al., 2007; Lin et al., 2004). We did not find some of the positive associations between depression and individual conditions we expected, namely the associations with stroke, kidney disease, and cancer found in other efforts (Egede, 2007; Hedayati et al., 2009; Jolly et al., 2009). However, the exclusion of individuals undergoing chemotherapy or those physically or mentally unable to complete the self-report instrumentation could have contributed to lack of the associations. We also found a positive association with glaucoma for which there is contradictory evidence (Mabuchi et al., 2008; Wilson et al., 2002).

Our effort has several other limitations which should be noted. Factors with the exception of BMI were assessed via self-report. The impact of non-random sampling of ANs on prevalence estimates and the association of factors with depression cannot be definitively determined. Additionally, not all regions of Alaska participated and significant variation in culture and lifestyle exists between Alaskan regions. Potential biases due to the exclusion of ANs undergoing chemotherapy and those not physically able to complete instruments have already been described. In addition, although cultural identification is widely theorized to impact adjustment and health among indigenous and other groups, measurement science lags behind. It is also important to note depressive symptoms were assessed via self-report with an instrument not formally validated amongst ANs. We also used a cutoff that has not specifically been validated amongst ANs. Finally, the cross-sectional nature of our study does not permit elucidation of which factors pose risk for or protection against depression.

Despite these limitations, this study informs ongoing work about potential ethnic and racial differences in depression. Studying depression within racially and ethnically diverse groups like AN/AIs is important for several reasons. First, the United States is becoming increasingly diverse (United States Census Bureau, 2004), so projecting the potential future burdens on health is important. There is also evidence that racially and ethnically diverse populations are less likely to engage in some types of depression treatment (e.g., medication) (Miranda and Cooper, 2004; Ward, 2007) and have worse outcomes when they do participate (Miranda et al., 2003). Therefore, existing health disparities could increase. This is of particular concern among the AI/AN population given persistent and pronounced disparities in suicide mortality (Indian Health Service, 2006) and other chronic diseases potentially made worse by depression. Assessing the universality of depression across cultures also helps inform the potential contribution of biological versus environmental factors in mood disorders with important treatment implications. Other reviews have concluded depression occurs across all cultures and nations while recognizing differences in symptom presentation and prevalence estimates (Ballenger et al., 2001). Although this effort was not intended to study instrument performance, a gross assessment of PHQ-9 performance seemed prudent to support results. Although the two-component PRIME-MD has been validated in the AI population (Parker et al., 1997), the PHQ-9 alone has not been. We found the overall mean PHQ-9 score of our sample was comparable to other PHQ-9 studies (Huang et al., 2006; Martin et al., 2006) and patterns of scores on other emotional distress measures were as expected. Many studies have demonstrated the PHQ-9 total score functioned similarly across racially and ethnically diverse populations even when completed in a language other than English (Chen et al., 2006; Gilbody et al., 2007; Huang et al., 2006). For instance, in a meta-analysis of 17 validation studies, sensitivity was good (92%) and specificity adequate (80%).

In summary, we found depression to be common among AN people and to be associated with demographic, cultural, and health and lifestyle factors with noted variability by gender. Depression prevention and intervention efforts with ANs should consider these factors as potential areas of focus. Additional study is needed to validate measures of depression as well as measures of cultural identity and to prospectively evaluate risk and protective factors for depression.

Acknowledgements

We acknowledge the contributions and support of the Indian Health Service, the Alaska Native Tribal Health Consortium, Southcentral Foundation, the Southeast Alaska Regional Health Consortium, and the Yukon-Kuskokwim Health Corporation.

Funding Source: Funding for this study was provided by National Cancer Institute grants CA88958 and CA96095. The National Cancer Institute had no further role in study design, in the collection, analysis, and interpretation of data, in the writing of the report, and in the decision to submit the paper for publication. The contents of this manuscript are solely the responsibility of the authors.

Footnotes

1

“AI” is used throughout this paper to denote indigenous people residing in the contiguous United States. “AN” denotes indigenous people residing in Alaska which may include people of AI descent.

Conflict of Interest: All authors have no conflict of interest.

Contributors: Author Dillard managed the literature searches, undertook analyses, wrote the first draft of the manuscript, and incorporated feedback and contributions by other authors. Author Smith assisted with design and analyses and provided feedback on all versions of the manuscript. Author Ferucci assisted with design, analyses, and discussion sections and provided feedback on all versions of the manuscript.

Author Lanier was the Principal Investigator of the Alaska EARTH study, assisted with the introduction, design, analyses, and discussion sections of the manuscript, and provided overall guidance through manuscript development.

Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final citable form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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