Abstract
The population of Han Chinese is ∼1.226 billion people. Genetic heterogeneity between northern Han Chinese (N-Han) and southern Han Chinese (S-Han) has been demonstrated by recent genome-wide studies. As an initial step toward health disparities and personalized medicine in Chinese population, this study developed a set of ancestry informative markers (AIM) for Han Chinese population.
Keywords: ancestry informative marker, Han Chinese, genetic association study, population structure
Han Chinese compose the largest ethnic group in the world, which accounts for 91.51% of the Chinese population, or ∼1.226 billion people, according to China’s 2010 census (http://www.chinadaily.com.cn/china/2011-04/28/content_12415449.htm). Chronic diseases including cancer, vascular disease, and infectious diseases, are the leading causes of death in this population (He et al. 2005). Genetic association study (GAS), a critical approach to understanding molecular mechanisms and population-specific genetic risk of these diseases, can lead to the development of effective interventions at an individual or population level. Currently, a major issue of GAS is the confounding effect of population stratification, which is a common source of false-positive or false-negative results in genetic association studies with case-control study design (Ziv and Burchard 2003). Our recent study identified obvious genetic heterogeneity between northern Han Chinese (N-Han) and southern Han Chinese (S-Han), historically divided by the natural barrier, the Yangtze River (Xu et al. 2009). This study highlighted the importance of the correction for population stratification in GAS of the Han Chinese population.
Population stratification is due to the presence of genetic subgroups with different allele frequencies within a population. When different population subgroups have different disease prevalence, the differences detected in allele frequencies between cases and controls might in fact be independent of disease etiology but actually related to different prevalence. They could result from the underlying sampling bias inherent in the unknown distribution of different genetic populations in the overall sample. This is a common reason for erroneous conclusions of disease associations (Cardon and Bell 2001). By correction for population stratification, a GAS will be able to eliminate spurious genetic associations and thus avoid further fruitless downstream efforts. In addition, a GAS may gain additional statistical power by correcting for population stratification, as shown by our previous study that showed that estimation of the genetic effect for candidate loci could be biased by population divergence (He et al. 2008). To correct for population stratification, structured association identifies subpopulations within the larger population and tests genetic associations conditioned by the inferred ancestral information (Pritchard and Donnelly 2001). This structured association approach represented by the Eigenstrat algorithm (Price et al. 2006) has been extensively demonstrated to be an effective approach for the correction of population stratification. To infer subpopulations, a number of DNA polymorphism markers are required with substantially different allele frequencies among the subpopulations, i.e. ancestry informative markers (AIM). The genotypes of a set of AIMs will enable the classification of subpopulations. To date, there is still no consensus standard to define the number of AIMs for correction of population stratification in each specific population. Genotyping cost is a major factor that determines the number of AIMs used in a study (Londin et al. 2010). We therefore developed a set of AIMs for genetic studies of Han Chinese populations. To minimize the genotyping cost of structured association studies, the classification performance of different number of AIMs were assessed.
MATERIALS AND METHODS
This study analyzed a sample of 308 Han Chinese individuals from different geographic regions in China. In this sample, 150,916 autosome SNPs were genotyped with call rate >95% (Xu et al. 2009). Principal component analysis (PCA) implemented in the Eigenstrat software (Patterson et al. 2006; Price et al. 2006) was used to identify ethnic outliers and genetically admixed individuals. For the PCA analysis, 18,000 tag SNPs without obvious linkage disequilibrium (LD; r2 < 0.2) were selected genome-wide. Two-hundred thirty-six individuals were unambiguously distinguishable as N-Han or S-Han, and thus were selected for defining the AIMs in Han Chinese. Geographic distribution of these 236 individuals is described in Table 1. In these 236 individuals, ancestry information content Ia of each autosome SNP was calculated using the infocalc program based on information-theoretic principles (Rosenberg et al. 2003). Across 22 autosomes, an initial set of AIMs including 5000 SNPs was selected by choosing one SNP marker with the largest Ia in each 500 kb window. Each SNP marker has frequency >0.05 in both N-Han and S-Han, and has low LD (r2 < 0.2) with distance of >100 kb from the preceding AIM.
Table 1 . Geographic distribution of the 236 Han Chinese individuals.
| Geographic Location | Number of Individuals | Historic Classification |
|---|---|---|
| Beijing | 22 | Northern Han |
| Gansu | 13 | Northern Han |
| Non-specific northern Han | 9 | Northern Han |
| Hebei | 39 | Northern Han |
| Heilongjiang | 7 | Northern Han |
| Henan | 10 | Northern Han |
| Jilin | 3 | Northern Han |
| Liaoning | 4 | Northern Han |
| Neimeng | 7 | Northern Han |
| Ningxia | 2 | Northern Han |
| Shandong | 26 | Northern Han |
| Shannxi | 3 | Northern Han |
| Shanxi | 10 | Northern Han |
| Tianjin | 1 | Northern Han |
| Xinjiang | 6 | Northern Han |
| Anhui | 1 | Southern Han |
| Guangdong | 24 | Southern Han |
| Guangxi | 1 | Southern Han |
| Hubei | 2 | Southern Han |
| Hunan | 1 | Southern Han |
| Jiangsu | 11 | Southern Han |
| Jiangxi | 2 | Southern Han |
| Shanghai | 14 | Southern Han |
| Sichuan | 3 | Southern Han |
| Yunnan | 2 | Southern Han |
| Zhejiang | 13 | Southern Han |
RESULTS AND DISCUSSION
To enable the application of AIMs in genetic studies of Han Chinese, these 5000 AIMs are listed in supporting information, Table S1, ranked by Ia. Shown by the PCA using these 5000 AIMs, N-Han and S-Han individuals formed two obviously distinct clusters by the first principal component (PC1). This finding is concordant with a recent genome-wide SNP genotyping study that revealed a one-dimensional “north-south” population structure in Han Chinese population (Chen et al. 2009). For this initial set of AIMs of 5000 SNPs, Ia of each SNP is highly correlated with its eigenvector weight of PC1 (r = 0.936; Figure S1). This evidence is further support that the information content Ia is mainly determined by one-dimensional “north-south” population structure.
By a stepwise procedure, we decreased the number of AIMs and investigated the change of PCA clustering. In each step, we decreased the number of AIMs by removing AIMs with the smallest Ia. The classification effect of PCAs was assessed by the maximum Matthews correlation coefficient (MCC) of each set of AIMs (Matthews 1975). We observed that the clustering effect was compromised significantly when less than 30 AIMs were used (Figure 1; Figure S2). On the basis of this analysis, we recommend at least the top 30 SNPs in the AIM list in Table S1 should be used in any structured association study on the Han-Chinese population. More robust correction for population stratification is expected when the top 140 AIMs in Table S1 are used, which differentiated N-Han and S-Han unambiguously in our study (Table 2). We further validated the performance of sets of AIMs by k-fold cross-validation. A threefold cross-validation achieved highly similar MCCs as the original model.
Figure 1 .
Maximum Matthews correlation coefficient (MCC) of principal component analysis (PCA) clustering using different number of ancestry informative markers (AIM). The clustering performance is compromised obviously when the number of AIMs decreases to 30. Horizontal axis: the number of SNPs with robust Ia. Vertical axis: maximum MCC of each set of AIMs.
Table 2 . Classification performance of different number of AIMs.
| Number of AIMs | PC1 Cutoff | MCC | Specificity | Sensitivity |
|---|---|---|---|---|
| 15 | −0.04 | 0.810 | 0.966 | 0.901 |
| 20 | −0.03 | 0.871 | 0.930 | 0.952 |
| 25 | −0.03 | 0.901 | 0.971 | 0.952 |
| 30 | −0.02 | 0.902 | 0.932 | 0.969 |
| 35 | −0.03 | 0.951 | 0.986 | 0.976 |
| 40 | −0.03 | 0.961 | 0.986 | 0.982 |
| 45 | −0.04 | 0.951 | 1.000 | 0.970 |
| 50 | −0.03 | 0.961 | 1.000 | 0.976 |
| 60 | −0.03 | 0.971 | 1.000 | 0.982 |
| 70 | −0.03 | 0.990 | 1.000 | 0.994 |
| 80 | −0.03 | 0.990 | 1.000 | 0.994 |
| 90 | −0.02 | 0.990 | 0.987 | 1.000 |
| 100 | −0.03 | 1.000 | 1.000 | 1.000 |
| 110 | −0.04 | 0.990 | 1.000 | 0.994 |
| 120 | −0.04 | 0.990 | 1.000 | 0.994 |
| 130 | −0.03 | 1.000 | 1.000 | 1.000 |
| 140 | −0.04 | 1.000 | 1.000 | 1.000 |
| 150 | −0.03 | 1.000 | 1.000 | 1.000 |
AIM, ancestry informative marker; MCC, Matthews correlation coefficient; PC1, first principal component.
Difference in some common phenotypic traits, e.g. body height, facial features, and daily food compositions, are obvious between N-Han and S-Han Chinese. The population structure by genome-wide studies (Xu et al. 2009; Chen et al. 2009) highlighted the importance of correction for population stratification in genetic association study of Han Chinese. A large number of genetic studies are being performed in Han Chinese population, the majority being case-control studies. By providing a set of AIMs, our study aims to help to address the potential population stratification in genetic association studies. However, it is worth emphasizing that correction for population stratification may not always be addressed sufficiently using AIMs (Seldin and Price 2008). Replication of genetic association in an independent study is always important. Besides correction for population stratification, ancestry information inferred using the AIMs in Han Chinese may be used to assess genetic components underlying common traits, as differences in risk for some diseases have been observed between N-Han and S-Han Chinese (Rao et al. 2000; Zhao et al. 2004). Understanding subpopulation-specific risk factors for common diseases using the AIMs can be an initial step toward personalized medicine in the era of post-human genome projects (Barnes 2010).
Supplementary Material
ACKNOWLEDGMENTS
H.Q.Q. is supported by intramural funding from the University of Texas School of Public Health. S.X. was supported by the National Science Foundation of China (30971577; 31171218) and Shanghai Rising-Star Program (11QA1407600).
Footnotes
Communicating editor: V. Vieland
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