Abstract
Functional and structural imaging studies suggest that obsessive–compulsive disorder (OCD) symptoms arise from dysfunction in cortico-striato-thalamo-cortical circuits. It has therefore been hypothesized that neurophysiological tasks subserved by these circuits should be abnormal in OCD patients. One neurocognitive probe associated with this circuitry is prepulse inhibition (PPI) of the acoustic startle response. PPI deficits are thought to reflect abnormalities in processing and integration of sensory and motor information. Two prior studies found that OCD patients had PPI deficits at single prepulse (PP) intensities. However, most patients in these studies were taking psychotropic medications at the time of PPI testing, and preclinical studies have demonstrated effects of psychotropic medications on PPI. We examined PPI in 22 unmedicated OCD patients and 22 matched healthy controls at three different PP intensities (74, 78, and 86 dB). OCD patients had significantly less PPI across all three PP intensities compared with controls. Exploratory analyses indicated that OCD patients with a history of tics had lower levels of PPI. Our results demonstrate that unmedicated OCD patients have impaired sensorimotor gating as measured by PPI. This indicates that PPI deficits are present in OCD patients and are not the result of medication effects. Our findings also suggest that OCD patients with a history of tics may have greater impairment in sensorimotor gating than the general OCD population. Future studies should be designed to examine whether PPI deficits characterize tic-related OCD.
Keywords: obsessive–compulsive disorder, prepulse inhibition, sensorimotor gating, serotonin reuptake inhibitors, acoustic startle, tic disorder
INTRODUCTION
Obsessive–Compulsive Disorder (OCD) is a severe, chronic psychiatric disorder with 2–3% prevalence worldwide (Robins et al, 1984; Kessler et al, 2005). Despite the public health burden of OCD (Murray and Lopez, 1996), relatively little is known about its neurobiology. Functional and structural imaging studies suggest that OCD symptoms arise from dysfunction in brain circuits that include the orbitofrontal cortex, anterior cingulate cortex, striatum, and thalamus (Maia et al, 2008; Hammer et al, 2009). It is thus predicted that performance on neurophysiological tasks subserved by these circuits will be abnormal in people with OCD. Sensorimotor gating as measured by prepulse inhibition (PPI) is one well-established method for probing functional status of cortico-striato-pallidal circuitry in humans and rodents (Geyer and Dulawa, 2003). Our study is therefore aimed at determining whether PPI is abnormal in unmedicated OCD patients compared with healthy controls.
Sensorimotor gating refers to the process by which a neural system screens or ‘gates' extraneous external (sensory) and internal (cognitive, motor) information from higher order processing and subsequent responses, presumably to enable uninterrupted processing of the most salient aspects of the external and internal environment (Butler et al, 1990). Thus, sensorimotor gating mechanisms are thought to prevent information overload, and facilitate mental and behavioral integration. Reductions in sensorimotor gating are theorized to reflect deficient central inhibitory functioning and underlie symptoms of several neuropsychiatric disorders, including the obsessions and compulsions of OCD (Swerdlow et al, 1993; Hoenig et al, 2005). Specifically, obsessions are thought to arise from the inability to inhibit undesired thoughts and images, and compulsions from the inability to inhibit repetitive acts or reactions to uncontrollable obsessive thoughts.
One operational measure of sensorimotor gating that has been well validated in animal and human studies is PPI (Geyer et al, 2001). PPI is the reduction in startle reflex that occurs when a startling stimulus (‘pulse') is preceded by a barely detectable prepulse (PP) stimulus; the sensory PP thus inhibits or ‘gates' the motor startle reflex (Graham, 1975). Evidence from rodent studies has indicated that PPI is mediated at the level of the pons in the pedunculopontine nucleus (Fendt et al, 2001), and modulated by distributed forebrain circuits involving the prefrontal cortex, basal ganglia, thalamus, hippocampus, amygdala, and subpallidal efferents to the pedunculopontine nucleus (Koch and Schnitzler, 1997; Swerdlow and Geyer, 1998; Swerdlow et al, 2001; Geyer et al, 2001). Thus, brain pathways implicated in OCD overlap with those that modulate PPI, particularly at the level of fronto-striatal and striato-pallidal connectivity.
Three studies have examined whether OCD patients have sensorimotor gating deficits as measured by PPI of the acoustic startle response. In a preliminary study, Swerdlow et al (1993) found that PPI was impaired in 11 OCD patients compared with 13 controls at one PP intensity (74 dB). Hoenig et al (2005) replicated these findings in a larger sample (N=30 OCD, N=30 controls), although a different PP intensity was found to be affected (86 dB). Finally, de Leeuw et al (2010) did not identify PPI deficits at any of three PP intensities (74, 78, and 86 dB) in 25 OCD patients and 25 controls, although methodological differences between this study and the others (eg, methods for PPI measurement, length of medication-free period, and subject selection/ screening) may have had a role.
The studies conducted by Swerdlow et al (1993) and Hoenig et al (2005) suggest that PPI may be impaired in people with OCD. This fits with prior studies indicating that PPI is subserved by many of the same brain regions that have been hypothesized to be dysfunctional in OCD (Swerdlow et al, 2001; Geyer et al, 2001). However, in both studies, most patients were on medication at the time of testing. As there are known effects of psychotropic medications on PPI (Swerdlow et al, 1994; Quednow et al, 2004; Shanahan et al, 2009), these studies were unable to determine whether the observed PPI deficits were because of medication effects. Moreover, neither study examined whether PPI deficits are associated with key clinical features of OCD hypothesized to have different neurobiological substrates (eg, symptom dimensions, tic-related OCD, and obsessions vs compulsions).
To address this gap in the literature, we examined PPI at three different PP intensities in 22 unmedicated OCD patients and 22 matched healthy controls. We hypothesized that unmedicated OCD patients would have PPI deficits compared with controls. We also explored whether PPI levels in OCD patients were associated with clinical features of OCD. In particular, we examined associations between PPI levels and OCD severity (as greater deficits in sensorimotor gating might lead to more obsessions and compulsions), history of tics (as PPI deficits have been found in patients with Tourette's syndrome (Castellanos et al, 1996; Swerdlow et al, 2001)), age of OCD onset (as pathophysiology of early and late onset OCD may differ (Dickel et al, 2006; Huyser et al, 2009; Simpson et al, 2011), and OCD symptom dimensions (as different OCD dimensions have been associated with different neural substrates (Leckman et al, 2010)).
METHODS
Subjects
In all, 25 OCD subjects and 24 healthy controls were screened. A hearing test was performed with an audiometer (Welch Allyn) to ensure hearing was within normal limits. Testing was performed bilaterally with tones of 500, 1000, 3000, and 6000 Hz at 35 dB. Subjects who failed to hear any individual frequency in either ear were not studied further (two OCD subjects; one healthy control). Two additional subjects were excluded from the final analyses (one OCD subject; one healthy control) because they had no startle response (see ‘PPI Data Processing' for further details). Thus, the final study population consisted of 22 OCD subjects and 22 matched healthy controls (12 males/10 females per group). All participants provided written signed informed consent after explanation of study procedures. The study protocol was approved by the Internal Review Board of New York State Psychiatric Institute/Columbia University.
Screening Procedures and Clinical Assessment
Eligible subjects were between ages 18 and 55, had no significant medical problems (including hearing loss), were not pregnant or nursing, had no current or past neurological disorder (other than tic disorder), and were free of psychoactive medications. Because of known effects of hormonal state on PPI (Swerdlow et al, 1997; Jovanovic et al, 2004), we excluded women with uncertain hormonal state (ie, using hormonal contraceptives, pregnant, or postmenopausal), and measured PPI in the early follicular phase of the menstrual cycle (day 1–10). OCD subjects met OCD criteria from the Diagnostic and Statistical Manual of Mental Disorders (DSM-IV) for at least 1 year, and had clinically significant symptoms (Yale-Brown Obsessive–Compulsive Scale (Y-BOCS) score ⩾16). They had no other current Axis I psychiatric disorder apart from one subject with chronic tic disorder, one subject with social phobia, and one subject with panic disorder; and no lifetime diagnosis of psychotic disorder, bipolar disorder, eating disorder, mental retardation, or substance abuse/dependence. None were receiving OCD treatment at the time of study participation (either medication or cognitive-behavioral therapy (CBT)), and OCD subjects were also required to be free of all psychotropic medications for at least 4 months. One subject was in therapy (once-weekly psychodynamic psychotherapy). Healthy controls had no current or past DSM-IV Axis I or Axis II disorder, and had never taken psychotropic medication; in addition, none had a family history of OCD, psychotic disorders, Tourette's syndrome, or autism (all of which have been associated with PPI abnormalities) as assessed by Family History Screen (Weissman et al, 2000). Healthy controls were recruited to be matched to OCD subjects on age, gender, ethno-racial groups, verbal IQ (measured using the National Adult Reading Test (NART)), and smoking status (one healthy control and one OCD subject smoked, but did not meet criteria for nicotine dependence) (Nelson and O'Connell, 1978).
Psychiatric diagnoses were made by clinical interview and confirmed with Structured Clinical Interview for DSM-IV, parts I and II (Ekselius et al, 1994; First and Spitzer, 1996). Medical health was confirmed in all subjects by physical exam, electrocardiogram, blood tests, and urinalysis. Urine pregnancy test and urine drug screen (Medical Disposables) were used to confirm that subjects were not pregnant or taking illicit substances, opiates, or benzodiazepines on the day of testing. The Yale Global Tic Severity Scale was used to assess tics (Leckman et al, 1989). YBOCS checklist and clinical evaluation were used to assess grooming behaviors. OCD and depressive severity were assessed by a trained rater using the Y-BOCS (scale range: 0–40; 16 and above is considered clinically significant OCD (Goodman et al, 1989a, 1989b)), and the Hamilton Depression Rating Scale (HAM-D, 17-item, scale range: 0–50 (Hamilton, 1960)). The Y-BOCS checklist was used to generate scores for each OCD patient along five different symptom dimensions (contamination and cleaning, taboo thoughts, doubt and checking, symmetry and ordering, and hoarding), using the procedure recommended by Pinto et al (2007, 2008, 2009).
PPI Measurement
Standard procedures for measuring PPI were used (Braff et al, 2001). Briefly, on the testing day, subjects were asked to refrain from smoking or drinking coffee for at least 1 h before testing. During testing, the eyeblink component of the acoustic startle response was assessed by recording orbicularis oculi electromyogram (EMG) after loud startling noises were presented using an EMG startle system (EMG-SR-LAB, San Diego Instruments, San Diego, CA, USA) for digitization and analysis. To record EMG, two miniature silver/silver chloride electrodes were positioned below and lateral to the right eye over the orbicularis oculi muscle of each subject, and a ground electrode was placed on the right mastoid; electrode resistances were kept <10 kΩ. After placement of EMG electrodes, subjects were seated comfortably in a chair in a well-lit acoustically isolated room, and asked to look straight ahead and keep their eyes open during testing (ie, blink if necessary, but not fall asleep). A fixation area was provided on the wall, and subjects were told to look at this area to minimize head and neck movements. Headphones were placed on their head. They were seated out of sight of recording equipment and the experimenter, who remained in the room to monitor subjects during the experiment. Before the test began, subjects were informed that they would hear white noise interrupted by loud bursts of noise through the headphones during the testing period. Acoustic startle stimuli were presented binaurally through headphones. Setup and testing lasted ∼35 min.
PPI session parameters were similar to those used by Hoenig et al (2005), with two exceptions: we added habituation trials (to determine if OCD subjects had different habituation responses than controls), and we excluded the 72 dB PP condition (which did not yield robust PPI in Hoenig et al, 2005). Thus, each session consisted of three PP trials, a pulse alone (PA) trial, and a no-stimulus trial (70 dB) pseudorandomly presented in five blocks of 12 trials, with a single additional PA trial at the beginning of the session, and with 5 PA trials to measure habituation at session beginning and end (71 trials total=5PA [Habituation1]+1PA+60[5 × 12] block trials+5PA [Habituation2]). Each session began with a 4-min acclimation period of 70dB white noise that continued as background noise throughout the session. PA trials were comprised of a 116dB 40 msec white noise burst over 70dB background. PP trials consisted of 20msec white noise bursts of 74, 78, or 86 dB, with a fixed onset 120 msec before PA presentation. As in Hoenig et al (2005), intertrial intervals were chosen to vary between 10–20 s, with an average of 15 s. The amplifier gain was kept constant for all subjects. EMG was recorded from the onset of the acoustic startle stimulus for 250 msec. Sampling rate was 1000 Hz.
PPI Data Processing
Standard methods for processing PPI data were used (Braff et al, 2001). Voluntary and spontaneous blinks were excluded using registration parameters and exclusion criteria described by Braff et al (2001). Baseline to peak startle magnitude and peak latency were calculated using commercially available software (SRRED, San Diego Instruments). As mentioned above, one OCD subject and one healthy control were classified as ‘non-startlers' (mean PA amplitude of the first block was <3 times the average amplitude of no-stimulus trials; see Braff et al (2001) for details), and were therefore excluded from further analysis. Viable PPI data were therefore collected from 22 OCD subjects and 22 matched healthy controls.
Latency to response onset was defined as a shift of six digital units from baseline occurring 18–100 msec after presentation of the startle stimulus, and latency to response peak as the point of maximal amplitude that occurred within 150 msec after presentation of the startle stimulus. A computer algorithm was used to determine maximal amplitude. Trials were rejected if onset-to-peak latency was >95 msec (indicating that the response was not temporally linked to the stimulus such as might occur with voluntary or spontaneous eyeblinks), or if there were baseline shifts >90 units (indicating background noise in signal typically due to subject movement).
Outcome Measures
The main outcome measure was percent PPI, calculated by relating mean startle magnitude of each PP condition to mean PA magnitude [(PA−PP)/PA] × 100. Mean startle reactivity across all PA trials was also assessed. Habituation was assessed by comparing mean PA magnitude in the first five trials to mean PA magnitude in the last five trials. A consolidated PPI measure was calculated by averaging percent PPI for each individual subject across all three PP intensities: [%PPI74dB + %PPI78dB +%PPI86dB]/3. This consolidated measure was used to minimize within-subject variance for correlational analyses. Percent habituation was calculated as follows: [(mean startle amplitude pretest–mean startle amplitude posttest)/mean startle amplitude pretest] × 100.
Statistical Analysis
Groups were compared on demographics and clinical characteristics using independent t-tests for continuous variables and Fisher's exact test for categorical variables. PPI group differences were assessed with two-way repeated measures ANOVA, which included between-subjects factors of group (control vs OCD) and gender; and within-subjects repeated measures on percent PPI at each individual PP intensity. Smoking status was not used as an independent factor, as OCD subjects and controls were matched for this variable, and the sample contained only two smokers (one OCD subject, one control). Post-hoc independent sample t-tests without corrections for multiple comparisons were performed. Group differences in habituation were assessed with an independent t-test.
Exploratory analyses examined the association between PPI findings (using the consolidated PPI measure) and clinical features of the OCD subjects. Within the OCD group, Spearman correlations were computed between the consolidated PPI measure and continuous clinical variables (OCD severity as measured by YBOCS; age of onset at which OCD subjects met criteria for diagnosis; current symptom dimensions). Mann–Whitney U was used to compare PPI in OCD patients with and without history of tics.
RESULTS
Demographics
Demographics of the 22 OCD and 22 healthy control subjects are shown in Table 1. Because of the a priori matching of the two groups, OCD subjects and healthy controls were not significantly different in gender, ethnicity, smoking status (all p's>0.999), or age (p>0.563). There also were no group differences in years of education (p>0.278) or verbal IQ (estimated using the NART) (p>0.993).
Table 1. Demographics of OCD Subjects and Healthy Controls.
Demographic variables | Healthy controls | OCD subjects |
---|---|---|
N | 22 | 22 |
Age (SD) | 31 (8.9) | 31 (9.1) |
Cigarette smokers | 1 | 1 |
Sex | ||
Male | 12 | 12 |
Female | 10 | 10 |
Ethnicity | ||
Asian | 3 | 3 |
Hispanic | 3 | 3 |
Caucasian | 16 | 16 |
In all, 22 OCD subjects were individually matched with healthy controls on variables of age, sex, ethnicity, and smoking status.
Clinical Characteristics
Clinical characteristics of the 22 OCD and 22 healthy control subjects are shown in Table 2. OCD subjects had clinically significant OCD symptoms, with mean YBOCS of 27 and range from 16 (ie, moderate OCD) to 37 (ie, extreme OCD). All five OCD symptom dimensions were represented (ie, contamination and cleaning, taboo thoughts, doubt and checking, symmetry and ordering, and hoarding), and most patients had symptoms in more than one domain. Only four OCD subjects had symptoms restricted primarily to one domain (contamination and cleaning symptoms, n=1; taboo thoughts, n=2; symmetry and ordering, n=1). None of the OCD subjects had pathological grooming behaviors (eg, trichotillomania, skin-picking). Healthy controls had no evidence of OCD symptoms or depression on Y-BOCS or HAM-D, respectively. Three OCD patients had a history of tics: one had a history of transient tic disorder in adolescence; one currently met criteria for chronic tic disorder; and one met criteria for tic disorder NOS (ie, infrequent bouts of eye blinking).
Table 2. Clinical Characteristics of OCD Subjects and Healthy Controls.
Clinical characteristics | Healthy controls, n=22 | OCD subjects, n=22 |
---|---|---|
Y-BOCS | 0 | 27 (5.0) |
HAM-D | 0 (0.7) | 5 (4.2) |
Lifetime history of tics | 0 | 3 |
Age of initial OCD diagnosis | N/A | 16.1 (6.9) |
DSM-IV Axis I psychiatric comorbidity | ||
No-current or past comorbidity | 22 | 16 |
Current/past MDD | 0/0 | 0/5 |
Current social phobia | 0 | 1 |
Current panic disorder | 0 | 1 |
Current tic disorder | 0 | 1 |
Family history of OCD | 0 | 6 |
Abbreviations: ASI, anxiety sensitivity index; HAM-D, Hamilton Depression Rating Scale; OCI-R, obsessive compulsive inventory; OCPD, obsessive compulsive personality disorder; Y-BOCS, Yale-Brown Obsessive Compulsive Score.
Clinical measures were performed in both OCD subjects and healthy controls. No OCD symptoms were noted in healthy controls as measured by the Y-BOCS. SDs are indicated in parentheses.
Treatment History
No patients were taking psychotropic medications at the time of PPI testing. All patients were free of psychotropic medication for at least 4 months. Many patients (14/22; 64%) had never taken any psychotropic medications; their mean age at study initiation was 30 (±10.2 SD). Two patients had only taken benzodiazepines or atypical antipsychotics as needed for acute anxiety. Thus, most OCD patients (16/22; 73%) had never been treated with serotonin reuptake inhibitors. Only one OCD patient had ever received CBT consisting of exposure and response prevention.
PPI of the Acoustic Startle Response
There were no significant differences in mean startle reactivity between OCD subjects (337.7±57.2 SEM) and controls (348.9±57.2 SEM) (p>0.89) in PA trials in non-habituation blocks.
Percent PPI was calculated across all PP intensities. In the initial two-way repeated measures ANOVA, there was a significant main effect for group (OCD vs control: F (1,40)=6.395; p<0.016), and a significant main effect for PP intensity (F (2,80)=70.532; p<0.0001). However, there was no main effect for gender, no group by gender interaction, and no group by PP intensity interaction (all p-values NS). Consistent with previous studies, when gender and the interactions were removed, the final model showed a significant main effect for PP intensity (ie, PPI increased as PP intensity increased) (F(2,84)=67.61; p<0.0001)), as has been shown in prior studies (Braff et al, 2001). There was also a main effect for group, with OCD patients having lower PPI than controls (F(1,42)=6.48; p<0.015) (Figure 1). Previous studies reported PPI reductions in OCD patients only at certain PP intensities. To compare the present data with these previous findings, we performed post-hoc comparisons at each PP intensity. Post-hoc tests revealed that OCD subjects had significantly lower percent PPI than healthy controls at all PP intensities: 74 dB (t(42)=2.43; p<0.019); 78 dB (t(42)=2.15; p<0.038); 86 dB (t(42)=2.17; p<0.036)). The consolidated PPI measure also demonstrated that OCD patients had significantly lower PPI than healthy controls (mean±SEM: healthy controls=45.4±4.2; OCD=30.1±4.3; t(42)=6.48; p<0.015).
Percent PPI values for each individual subject across all PP intensities are presented in Figure 2, illustrating the inter-subject variability. Although on average, OCD subjects have decreased percent PPI compared with healthy controls at all PP intensities, there is overlap between the two groups.
Habituation
Five PA trials were presented at the beginning and end of the PPI session to measure habituation to the startling stimulus. Repeated measures ANOVA of the acoustic startle response demonstrated no significant interaction between group and block (F(1,42)<1; NS). Though there was a significant main effect for block (beginning vs end of session: F(1,42)=84.86; p<0.0001, indicating significant habituation over the course of the testing period in both groups), there was no significant main effect for group (OCD vs control: F(1,42)<1; NS). When percent habituation was examined (ie, the percentage decrease in the startle response from the beginning to the end of the session), there was no significant difference between OCD subjects and healthy controls (t(42)=7.8E-6; NS).
Correlations Between PPI Levels and Clinical Ratings
Exploratory analyses examined the association between PPI findings and clinical features of the 22 OCD patients. Using Spearman rank correlation, there was no significant association (all p-values >0.19) between the consolidated PPI measure and any of the following: OCD severity, age of OCD onset, or any of the five symptom dimensions (ie, hoarding, contamination and cleaning, taboo thoughts, doubt and checking, or symmetry and ordering). However, OCD patients with any history of tics (n=3) had a trend towards lower percent PPI than OCD patients without a history of tics (Mann–Whitney U; p<0.077).
DISCUSSION
Our data demonstrate that unmedicated OCD patients have PPI deficits across three PP intensities compared with matched healthy controls. No differences were seen in either habituation or baseline startle response between the two groups. Exploratory analyses of clinical correlations within the OCD group suggested that OCD subjects with a history of tics were those most likely to have PPI deficits.
Our results confirm the findings of Swerdlow et al (1993) and Hoenig et al (2005), and extend their work in several ways. First, we demonstrate that unmedicated OCD patients have PPI deficits. This result is consistent with Hoenig et al (2005), who found in a post-hoc analysis that those OCD patients who were free of medication (n=4) had lower PPI (ie, larger PPI deficits) than the group mean (n=30); the rest of the group was taking medications (n=26: 12 SSRIs; 4 TCAs; 2 TCA+SSRI; 8 antipsychotics+SSRI). Prior clinical and preclinical studies have suggested that psychotropic medications used to treat OCD have effects on PPI, including both SSRIs (Quednow et al, 2004; Shanahan et al, 2009) and antipsychotics (Swerdlow et al, 1994). Our study eliminated this confound. Second, we observed PPI deficits across all PP intensities (74, 78, and 86 dB), whereas deficits were observed previously only at 74 dB (Swerdlow et al, 1993) or at 86 dB (Hoenig et al, 2005). It is possible that eliminating the confound of medication may have helped to reveal group differences at all PP intensities. Third, we also reduced the potential confound of hormonal status in females by only measuring PPI in early follicular phase of the menstrual cycle, and excluding subjects who used hormonal methods of birth control. This approach was used because prior studies have shown that PPI levels fluctuate across the menstrual cycle (Swerdlow et al, 1997; Jovanovic et al, 2004). Finally, in our study, OCD subjects were individually paired with healthy controls, who were matched on age, ethnicity, and gender; and only one subject in each group smoked cigarettes. This careful matching may have allowed us to minimize variability in our sample, thereby increasing our power to detect group differences.
de Leeuw et al (2010) also examined PPI in unmedicated OCD subjects and did not find PPI deficits at any PP intensity. Methodological differences between our study and theirs might explain this difference in findings. First, our subjects had their eyes open during PPI measurement, whereas subjects in de Leeuw et al (2010) had their eyes closed. In our experience, measuring PPI in subjects with closed eyes can lead to significant variability in startle measurements because of subjects falling asleep. Second, we had a 4-month medication-free period for OCD patients, whereas de Leeuw et al (2010) had a 4-week medication-free period for fluoxetine, and 2 weeks for all other medications. Moreover, we confirmed that OCD and healthy control subjects all had negative urine toxicology screens on the day of testing. This was important as we found that self-report of illicit substance use was unreliable in those we screened; several potential healthy control subjects were excluded because of positive tests for benzodiazepines, amphetamine, and marijuana, all of which can impact PPI (Geyer et al, 2001). Finally, other clinical characteristics of the samples may have differed. Our healthy controls had never taken any psychiatric medications and had no family history of OCD (of importance because PPI deficits could constitute an endophenotype); only 6 of our 22 OCD patients had a history of any Axis I psychiatric illness other than OCD. These clinical characteristics were not described in de Leeuw et al (2010).
PPI deficits are thought to reflect abnormal processing and integration of sensory and motor information (Butler et al, 1990; Geyer et al, 2001). Animal studies indicate that the brain circuit modulating PPI involves the cortico-striatal-pallido-pontine (CSPP) loop (Swerdlow et al, 1999, 2001; Geyer et al, 2001; Baldan Ramsey et al, 2011). Our findings thus support the idea that OCD patients with PPI deficits may have difficulty gating sensory information or inhibiting subsequent responses, which may manifest as a deficiency in ‘filtering out' obsessive thoughts or compulsive urges. The presence of PPI deficits also suggests that OCD patients have CSPP circuit abnormalities, which is further supported by imaging studies (Maia et al, 2008).
Although we observe a significant group difference across PP intensities, individual data demonstrate substantial overlap in individual PPI values, illustrating that not all OCD patients had PPI deficits. PPI deficits are therefore not a characteristic that unifies all OCD subjects. Many neurophysiological measures associated with neuropsychiatric disease also show substantial overlap between individual patients and controls despite mean group differences (Kanai and Rees, 2011). Through exploratory analyses, we thus attempted to identify clinical factors shared by the patients with lower percent PPI. The only clinical factor that demonstrated an association with PPI deficits was the presence of a history of tics. If replicated, this finding would be consistent with the fact that PPI deficits have been demonstrated in Tourette's syndrome (Castellanos et al, 1996; Swerdlow et al, 2001). In addition, some have advocated for a tic-related subtype of OCD categorized by presence of tics either in the OCD proband or in a first-degree relative (Leckman et al, 2010). This tic-related subtype has been found to have increased familial transmission, a different clinical course, and potentially different underlying genetic factors (Leckman et al, 2010). In addition, there is evidence that pediatric OCD patients with a history of tics have higher baseline prolactin levels than those without tics (Hanna et al, 1991). We speculate that PPI deficits might characterize tic-related OCD. If so, further investigation of the brain mechanisms underlying PPI deficits in OCD may shed light on the neurobiology underlying this subtype.
Our findings should be considered in light of two limitations. First, we did not directly measure hormonal status in female subjects, and thus relied on self-report. Second, our sample size provided limited power to detect small correlations between PPI deficits and clinical measures. Thus, the finding of lower PPI in OCD patients with a history of tics should be considered preliminary.
In summary, our study demonstrated significant PPI deficits in unmedicated OCD patients. This result suggests that PPI deficits arise from circuit abnormalities inherent to OCD pathology, and not from medication effects. At the same time, PPI deficits are a general biomarker of cortico-striatal-pallidal circuit pathology. This likely explains the presence of PPI deficits in disorders that are often comorbid with OCD and also have cortico-striatal-pallidal circuit pathology (eg, schizophrenia, autism, and Tourette's syndrome). In combination with translatable tasks that probe other relevant circuitry (eg, fear circuitry), PPI can therefore now be used to validate animal models of OCD. In addition, our results provide the foundation for examining the effects of OCD treatment (medications or therapy) on PPI. Such studies would allow a determination of whether PPI is (a) an endophenotype or (b) a state-dependent measure that can be used to track changes in neural circuitry related to treatment response. Finally, our findings suggest that OCD patients with a history of tics may have greater impairment in sensorimotor gating than the general OCD population. Future studies thus need to determine whether PPI deficits are a reliable feature of tic-related OCD.
Acknowledgments
We would like to thank Dr James Bender, Rena Staub, and Liane Hunter for performing patient recruitment and screening; Page van Meter and Andrew Schmidt for database management; Kimberly Glazier for assistance with data processing; Dr Donna Vermes, Dr Rafael Campeas, Dr Anthony Pinto, and Dr Carolyn Rodriguez for assistance with clinical ratings; and Dr Tobias Teichert for statistical consultation. This work was supported by an NIH T32 research fellowship, NIH K08 MH087718-01A1, and a Louis V Gerstner, Jr Scholars Grant to S.E.A.; by NIH R24 MH080022 and NIH K24 MH091555 to H.B.S.; and by the New York State Office of Mental Health.
In the last 3 years, Dr Simpson has received medication at no-cost from Janssen Pharmaceuticals for an NIMH-funded study, consulting fees from Pfizer for advice regarding the medication Lyrica, and research funds from Neuropharm and from Transcept Pharmaceuticals to conduct clinical trials of novel medications for OCD. Dr Geyer has received consulting compensation from Acadia, Addex, Cerca, Medivation, Merck, Omeros, Takeda, and Teva, and holds an equity interest in San Diego Instruments. Dr Risbrough has received consulting fees from Arena, Cenomed, and Ferring Pharmaceuticals. Dr Geyer has research grant support from Intracellular Therapeutics, Johnson & Johnson, NIDA, NIMH, and the US Veteran's Administration VISN 22 Mental Illness Research, Education, and Clinical Center. The remaining authors declared no conflict of interest.
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