Abstract
Recovery from stroke engages mechanisms of neural plasticity. Here we examine a role for MHC Class I (MHCI) H2-Kb and H2-Db, and PirB receptor. These molecules restrict synaptic plasticity and motor learning in the healthy brain. Stroke elevates not only neuronal expression of H2-Kb and H2-Db, but also PirB and downstream signaling. KbDb KO or PirB KO mice have smaller infarcts and enhanced motor recovery. KO hippocampal organotypic slices, which lack an intact peripheral immune response, have less cell death after in vitro ischemia. In PirB KO mice, corticospinal projections from motor cortex are enhanced and the reactive astrocytic response is dampened following MCAO. Thus molecules that function in the immune system act not only to limit synaptic plasticity in healthy neurons, but also to exacerbate brain injury following ischemia. These results suggest novel therapies for stroke by targeting MHCI and PirB.
Keywords: MCAO, Corticospinal Tract Sprouting, Oxygen Glucose Deprivation, Plasticity, MHC class I, PirB, Stroke, Neuroprotection
Introduction
After stroke, the extent of brain and behavioral recovery is influenced by local inflammatory changes and neural circuit plasticity. Inflammation exacerbates damage through a range of mechanisms including activation of microglia, oxidative stress and infiltration by peripheral immune cells (Choe et al., 2011; Hurn et al., 2007; Offner et al., 2006). Increased functional recovery is associated with neural plasticity including axonal sprouting in corticospinal projections that occurs days to weeks following ischemic injury (Carmichael et al., 2001; Lee et al., 2004; Netz et al., 1997). Ischemia induces changes in neuronal excitability and alters dendritic spines within hours (Brown et al., 2007; Brown et al., 2008; Takatsuru et al., 2009). Sprouting and growth of intracortical axons are also thought to serve as substrates for recovery in somatosensory and visual cortex after peripheral injury or retinal lesion (Florence et al., 1998; Palagina et al., 2009), and can happen rapidly (Yamahachi et al., 2009). On the other hand, cellular correlates of synaptic plasticity such as LTP are diminished by stroke (Sopala et al., 2000; Wang et al., 2005). These observations suggest that recovery might be enhanced not only by dampening inflammation but also by enhancing synaptic and structural plasticity.
Recently we discovered that mice lacking major histocompatibility class I (MHCI) function have enhanced visual cortical and hippocampal plasticity – not only in development but also in adulthood (Corriveau et al., 1998; Datwani et al., 2009; Huh et al., 2000; Shatz, 2009). MHCI molecules are expressed in neurons and located at synapses in the healthy CNS (Datwani et al., 2009; Needleman et al., 2010), and knocking out just H2-Kb (Kb) and H2-Db (Db) (KbDb KO), two of the more than 50 MHCI genes, is sufficient to enhance plasticity in mouse visual cortex (Datwani et al., 2009) and cerebellum (McConnell et al., 2009). An innate immune receptor, PirB (Paired immunoglobulin-like receptor B) is known to bind MHCI, both in neurons (Syken et al., 2006) and in the immune system (Matsushita et al., 2011; Takai, 2005). Like Kb and Db, PirB is expressed in forebrain neurons, and PirB KO mice also have greater visual cortical plasticity (Syken et al., 2006). MHCI molecules are upregulated by inflammation, both in the immune system and in the CNS following damage or viral infection (Piehl and Lidman, 2001; Thams et al., 2008). Because these molecules play a dual role in the peripheral immune response and in neural plasticity in the CNS, they could be involved not only in the acute phases of stroke but also in subsequent recovery. Following stroke, these molecules might make a dual contribution to exacerbate damage in the context of the inflammatory response and to restrict recovery by limiting plasticity. Here, we investigate these possibilities by examining response to in vivo and in vitro models of stroke in PirB KO mice and KbDb KO mice.
Results
KbDb KO mice recover better than WT following stroke
To examine if Kb and Db contribute to damage following stroke, adult KbDb KO mice (Vugmeyster et al., 1998) received transient middle cerebral artery occlusion (MCAO; Han et al., 2009). KbDb KO mice subjected to MCAO had no significant difference from WT in infarct area at 24hr (37% vs 41%, p=0.45, Figure 1A), and their initial neurological deficit was also similar (p=0.4, Figure S1A; Han et al., 2009). However, by 7d post MCAO, infarct area in KbDb KO mice was modestly reduced (32%) compared to WT (44%; p=0.03). Physiological parameters monitored during surgery were similar between WT and KO and fell within previously reported ranges (Supplemental Table 1; Han et al., 2009).
To examine motor recovery following MCAO, KbDb KO and WT mice were tested on two motor performance tasks, Rotarod and Foot Fault. Prior to MCAO, KO and WT mice learned both tasks, improving performance over subsequent trials, as evidenced by the increased latency to fall from the Rotarod (Figure S1B) and fewer missteps on Foot Fault (Figure S1C). KO mice learned both behaviors better than WT (p< 0.001), consistent with prior observations of enhanced motor learning (McConnell et al., 2009). After stroke, performance on Rotarod and Foot Fault was significantly better in KO mice vs WT (p<0.001 for both paradigms; Figure 1B, C). Overall, KbDb KO mice had smaller infarcts, and recovered significantly faster and to a greater extent on motor performance (to 91% of pre-stroke Rotarod time compared to 75% for WT at 28 days).
Kb and Db expression increase following MCAO
The observations that KbDb KO mice have smaller infarct areas and better behavioral recovery after MCAO suggest that Kb and Db may contribute to damage in WT mice. Moreover, since mice lacking Kb and Db have enhanced synaptic plasticity, it is conceivable that increased expression would contribute to diminished plasticity, thereby compromising recovery. To examine this idea further we assessed MHCIs levels following MCAO. Quantitative real-time PCR (RT qPCR) revealed highly increased Kb and Db mRNA in the damaged hemisphere (ipsi) compared to sham control after MCAO (Figure 2A), both at 24hr (Kb mRNA: 2.5 fold increase, p<0.05; Db mRNA: 3.1 fold increase, p<0.001) and at 7d (Kb mRNA: 8.0 fold increase, p<0.01; Db mRNA: 7.0 fold increase, p<0.001). Kb and Db levels in the damaged hemisphere were also over 2 fold higher than levels in the undamaged hemisphere at 24hr post MCAO and over 5 fold higher 7d post MCAO (Figure 1A; p<0.01). Western blot analysis of Kb expression in both synaptosome-enriched samples or in synaptoneurosomes demonstrated increased protein levels after MCAO in the damaged hemisphere relative to the undamaged side or sham (Figure 2B, C).
Since synaptoneurosomes enrich for synaptic proteins (Johnson et al., 1997), following MCAO Kb protein could be upregulated at synapses and also possibly within glial processes that enwrap the synapse. Previous studies have shown that MHCI proteins are expressed in neurons and are closely associated with synaptic markers in the healthy brain (Datwani et al., 2009; Goddard et al., 2007). MHCI immunostaining, using an antibody known to recognize both Kb and Db (McConnell et al., 2009; Needleman et al., 2010), is primarily associated with neurons in brain sections taken from the cortical penumbra 7d post MCAO or from unmanipulated cortex, as assessed by co-localization with the neuronal marker neuron specific enolase (NSE). Staining is not detected in astrocytes or microglia (Figure 2D, E; Figure S2). As expected, there is evidence of both astrocytic and microglial activation post MCAO (Figure 2E). Together these observations demonstrate that Kb and Db are upregulated following MCAO, and that within the cortical penumbra this upregulation is associated with increased protein expression in neurons and at or near synapses.
Improved outcomes in mice lacking PirB receptor
To explore further how absence of Kb and Db in the brain might lead to neuroprotection, we next examined mice lacking the MHCI receptor, PirB (Shatz, 2009; Syken et al., 2006; Takai, 2005). PirB is expressed in CNS neurons, including pyramidal cells throughout cerebral cortex. Seven days post MCAO, PirB KO mice had smaller infarcts than WT (KO: 18% vs WT: 35%; p=0.0001) even though infarct area was the same at 24hr post MCAO (Figure 3A). Between 1 to 7d post MCAO, infarct area in PirB KO mice decreased significantly (by 51%), as assessed by Cresyl violet staining. Since Cresyl violet stains acidic cellular components, particularly polyribosomes (Tureyen et al., 2004), the decrease in infarct area in KO mice may reflect recovery of protein synthesis in stressed cells within the penumbra. In KbDb KO mice at 7d post MCAO, infarct area is also reduced compared to WT (KbDb KO: 32% vs WT: 44%; p=0.03), but to a lesser degree than in PirB KO. Together, these data suggest that knock out of PirB has a similar or even greater effect on infarct size than when Kb and Db are deleted.
To determine if protection in PirB KO mice is also associated with improved motor performance, animals were assessed on Rotarod and Foot Fault. Prior to MCAO, KO mice learned faster and remained on the rod longer than WT over the course of the pre-training period (p< 0.0001; Figure S1E; no genotype differences were observed with training on the Foot Fault task: p=0.45; Figure S1F). Following MCAO, PirB KO mice performed better than WT on Rotarod (p=0.001) and Foot Fault (p=0.02) by 7d post treatment; even at 2d post MCAO, KO mice performed better than WT on Foot Fault (p=0.01, Figures 3B, C). Together, these observations in PirB KO mice are strikingly similar to those for KbDb KO mice, suggesting that knocking out a receptor for these 2 MHCI molecules results in strong neuroprotection most apparent 7d post MCAO.
Astrocyte activation is reduced following MCAO in PirB KO mice
Experimentally and clinically, stroke is followed by an inflammatory response characterized by production of inflammatory cytokines, infiltration of leukocytes and monocytes, and activation of resident glial cells (Choe et al., 2011; Offner et al., 2006; Nedergaard and Dirnagl, 2005). While activated astrocytes and microglia can exert beneficial effects, inflammation can also compromise neuronal survival and worsen ischemic damage. To determine if PirB deletion alters glial activation 7d post MCAO, brain sections were immunolabeled for astrocyte and microglia/macrophage markers and the number of activated cells in the cortical penumbra (Figure 3D) were counted. The number of reactive astrocytes decreased in PirB KO vs WT (GFAP+: 26% decrease, p=0.001; Figure 3E, F; Vimentin+: 32% decrease, p=0.03; Figure S3A, C). In contrast, the number of microglia did not differ from WT (Figure S3B, D). Thus, the neuroprotection afforded by PirB deletion appears to be accompanied by diminished numbers of activated astrocytes but not microglia in the penumbra area. A decrease in Vimentin+ and GFAP+ reactive astrocytes has been associated with better regenerative capacity following spinal cord or traumatic brain injury (Menet et al., 2003; Wilhelmsson et al., 2004). The diminished astrocytic, but not microglial activation might reflect the contribution of astrocytes to synaptic plasticity and their close association to synapses (Beattie et al., 2002; reviewed in Giaume et al., 2010), where PirB and MHCI are thought to be located (Needleman et al., 2010; Shatz, 2009). Together, these observations suggest that the astrocytic response following MCAO in part relies upon PirB signaling.
PirB expression and immediate downstream signaling are increased following MCAO
Because outcome is improved in PirB KO mice, we assessed if PirB is upregulated in WT mice following MCAO. PirB protein levels are markedly increased in the damaged hemisphere post MCAO, compared to the undamaged contralateral side or to sham controls (Figure 3G). Western blot analysis (input) verified the increase in Kb protein level in the damaged hemisphere (Figure 3H), similar to that observed in synaptosomes (Figure 2). In the damaged hemisphere, there is also a significant increase in β2m (Figure 3H). Since β2m is necessary for stable cell surface expression of the majority of MHCI proteins (Huh et al., 2000), it is likely that the increase in levels of Kb and Db is accompanied by increased cell surface expression following MCAO.
MHCI binding to PirB facilitates tyrosine phosphorylation of PirB on cytoplasmic ITIM motifs, which in turn recruits SHP-1 and SHP-2 phosphatases to PirB and modulates downstream signal transduction pathways (Nakamura et al., 2004; Takai, 2005). Therefore, we examined if upregulation of Kb, Db, β2m and PirB following MCAO is associated with known PirB signaling components in brain (Syken et al., 2006). Both PirB phosphorylation and SHP-2 recruitment to PirB increase significantly following MCAO (Figure 3I, J). Thus, a notable consequence of MCAO is to engage the first key steps in PirB downstream signal transduction.
Diminished cell death in PirB and KbDb KO in an in vitro model of ischemia
PirB and KbDb KO mice have smaller infarcts and better motor recovery, suggesting that these molecules exert their deleterious effects in WT both by causing more cell death within the infarct and by limiting compensation via synaptic plasticity in surviving circuits. Because Kb, Db and PirB also function in the immune system, the smaller infarcts seen in KO mice might arise from a dysregulated immune response (Maenaka and Jones, 1999; Takai, 2005), rather than from absence of expression in the CNS. To examine this possibility, an in vitro model of ischemia was employed: 15 min of oxygen glucose deprivation (OGD) of hippocampal organotypic slice cultures. The slices contain resident astrocytes and microglia but few if any peripheral immune cells. Circulating neutrophils, which might be present initially within these slices, have life spans of only 8–20 hr and so are gone prior to experiments, which start after 2 weeks in vitro; no new peripheral immune cells can infiltrate in response to injury. The extent of neuronal cell death was assessed directly in CA1 using propidium iodide (PI) immunofluorescence 24hr after OGD insult (Ouyang et al., 2007; Figure 4A). Despite the absence of peripheral immune system infiltration, cultures from KbDb WT mice sustained significant damage, while cell death was significantly reduced in cultures from KbDb KO mice, as indicated by a 55% decrease in average PI fluorescence intensity (KbDb KO: 38±1.9 median pixel intensity vs WT: 89±3.4; p<0.0001, Figure 4A). Cultures from PirB KO mice also had less cell death than WT, visualized as a 54% decrease in average PI fluorescence intensity compared to WT (PirB KO: 64±3.7 median pixel intensity vs WT: 141±7.3; p<0.0001, Figure 4B). These observations demonstrate that in vitro as well as in vivo PirB, Kb and Db contribute to damage following ischemia. In addition, results suggest that in vivo the absence of these molecules in brain cells (neurons and/or resident glia), rather than just in the peripheral immune system, is neuroprotective.
Increased crossed projections of CST axons following MCAO in PirB KO mice
Functional recovery following stroke is associated with axonal plasticity as well as with altered gene expression profiles (Lee et al., 2004; Li et al., 2010; Netz et al., 1997; Stinear et al., 2006). Cortical injury increases axonal projections from Layer 5 (L5) pyramidal neurons in motor cortex opposite the lesioned hemisphere into denervated ipsilesional subcortical targets, including red nucleus and spinal cord (Lee et al., 2004; Naus et al., 1985; Rouiller et al., 1991). L5 pyramidal neurons express PirB, and protein can be detected in descending corticofugal axon tracts during development, as well as in cortical neuron growth cones in vitro (Syken et al., 2006). Deletion of PirB increases axon outgrowth on myelin inhibitory substrates in vitro (Atwal et al., 2008). Consequently it is possible that enhanced recovery from MCAO in PirB KO mice arises in part from an enhanced capacity of L5 pyramidal axons descending from the intact hemisphere to cross the midline into denervated territory.
To determine if there are a greater number of crossed corticospinal tract (CST) fibers, the anterograde tracer BDA was injected into contralateral (undamaged hemisphere) motor cortex 14d post MCAO in PirB KO and WT to label the descending axons from L5 pyramidal neurons in the intact hemisphere. BDA-positive fibers were examined in the red nucleus ipsilateral (Figure 5A) or contralateral (Figure 5B) to the injury. In the ipsilateral red nucleus of PirB KO mice, there was an increase in all measured parameters of crossed axons: fiber length (Figure 5C, 52.3% increase in KO, p=0.032), fiber number (Figure 5D, 44.2% increase in KO, p=0.036) and fibers crossing the midline (Figure 5E, 41.8% increase in KO, p=0.024) were greater than in lesioned WT controls. To exclude the possibility that the increase in BDA-positive fibers was due to better labeling in KO than in WT mice, mean pixel intensity of BDA labeling in contralateral red nucleus was calculated. No difference was seen between KO and WT (WT=181.4±3.1, KO=175.8±4.1; p=0.30). The increase in labeled fibers in PirB KO mice is also unlikely to be due to a difference in infarct size, because average infarct index between WT and KO was not different at the conclusion of the tract tracing experiment (WT index=14.5±6.6, KO index=12.4±5.3, p=0.813). The increase in crossed CST fibers from intact motor cortex terminating within the denervated red nucleus in PirB KO mice could account for their improved behavioral outcome post MCAO and suggests that L5 pyramidal neurons in these mice have greater axonal plasticity in response to stroke.
Discussion
Here we show significant neuroprotection in the absence of either the innate immune receptor PirB or its two MHCI ligands Kb and Db using in vivo and in vitro ischemia models. Motor performance in KO mice recovered to a greater degree than in WT and infarct area was smaller in KO but only after 7d and not 24hr post MCAO. This delay is consistent with the idea that mechanisms of synaptic plasticity and functional recovery take time and may be more fully engaged in KO mice.
RT qPCR and Western blotting revealed dramatically increased expression levels of Kb and Db in the damaged hemisphere of WT mice. β2m protein, the light chain that is co-expressed with MHCI molecules (Zijlstra et al., 1990), is also elevated following MCAO, implying that there is an increase in stable cell surface expression of MHCI protein. Because PirB expression, phosphorylation and its interaction with SHP-2 are also increased, these observations argue mechanistically for an increase in signaling cascades downstream of the PirB receptor. Together, these experiments identify an entirely new set of molecules that, when present, exacerbate damage caused by stroke and when removed, permit more extensive recovery.
The greater recovery in PirB vs KbDb KO mice fits well with a model in which PirB binds not only Kb and Db, but also other ligands. In addition to classical MHCIs, PirB is also thought to bind Nogo in collaboration with the Nogo receptor (NgR) (Atwal et al., 2008), which itself cannot signal (Fournier et al., 2002). Mice lacking Nogo or NgR, like PirB mice, have enhanced synaptic plasticity (McGee et al., 2005), and blocking Nogo function also enhances recover following MCAO (Lee et al., 2004). Thus, deletion of PirB would be expected to have a larger effect than deleting only a subset of ligands. It will be worthwhile to explore PirB interaction with other ligands as well as receptors in the context of neuroprotection from stroke. An important implication of the findings reported here is that new avenues of therapy following stroke may be available because PirB has only a limited number of homologues in humans, members of the LILRB family (Takai, 2005). As a key step, it will be necessary to explore if acute blockade of PirB or LILRBs can also lead to neuroprotection.
Increased CST projection in PirB KO can account for enhanced functional recovery
Following stroke, neurons in undamaged cortical regions extend their axons into damaged regions and become responsive to motor or sensory functions perturbed by injury (Lee et al., 2004; Netz et al., 1997). In PirB KO mice, an increased number of midline crossing fibers from the undamaged corticospinal tract were seen extending into the denervated red nucleus 28d post MCAO. These observations support previous studies showing that PirB and MHCI ligands limit axonal outgrowth in development and regeneration following injury in vitro and in vivo (Atwal et al., 2008; Fujita et al., 2011; Washburn et al., 2011; Wu et al., 2011). In vivo, PirB downstream signaling inhibits Trk receptors that function to promote axonal outgrowth; KO of PirB increases TrkB signaling and neurite outgrowth following optic nerve injury (Fujita et al., 2011). However, our results contrast with recent studies reporting no difference in PirB KO CST axonal projections using a traumatic brain or spinal cord injury model (Nakamura et al., 2011; Omoto et al., 2010). Note that these studies used entirely different injury paradigms as well as a different PirB KO mouse. Our study suggests that the increased number and length of CST fibers from undamaged motor cortex extending into the denervated red nucleus can serve as a structural substrate for the improved recovery observed in PirB KO mice following MCAO.
Is protection due to changes in immune response, in neural plasticity or both?
In the healthy brain, neurons express both MHCI and PirB, with MHCI protein detected at synapses [(Datwani et al., 2009; Needleman et al., 2010); Figure 2]. Genetic deletion of either Kb and Db or PirB results in enhanced synaptic plasticity in visual cortex, hippocampus and cerebellum, in development and in adulthood (Datwani et al., 2009; Huh et al., 2000; McConnell et al., 2009; Syken et al., 2006), consistent with the proposal that MHCI and PirB receptor signaling limit synaptic plasticity in healthy brain (Shatz, 2009). Thus, the significant elevation of MHCI and PirB expression, as well as PirB proximal signaling components following MCAO (Figure 2, 3), could reduce synaptic plasticity of surviving neurons and circuits, thereby limiting functional recovery. Indeed, cellular correlates of synaptic plasticity such as LTP are blunted or absent after MCAO (Sopala et al., 2000; Wang et al., 2005). Following MCAO, neurons are the chief cell type in the brain in which MHCI expression is upregulated as identified by colocalization of the neuronal marker NSE with the OX18 antibody, known to recognize MHCIs in neurons and at synapses in rat and mouse [(Datwani et al., 2009; Needleman et al., 2010; Neumann et al., 1995); Figure 2]. An increase in Kb protein in synaptosomal preparations was also observed, consistent with the possibility that synaptic plasticity may be diminished after MCAO in WT mice. These biochemical preparations include not only pre- and postsynaptic membranes, but could contain glial processes that enwrap synapses, so it is possible that upregulation also reflects a glial contribution. However, EM studies of MHCI protein in healthy brain sections show localization primarily at synaptic and subsynaptic neuronal membranes (Needleman et al., 2010), implying that neuronal MHCI can be upregulated.
MHCIs and PirB are also normally expressed in the peripheral immune system (Takai, 2005). KbDb KO mice have compromised adaptive immune systems due to dampened CD8 T-cell responses (Schott et al., 2002). In contrast, PirB KO mice have intact, even hyperactive adaptive immune systems (Takai, 2005). These diametrically opposed peripheral immune responses are not easily reconciled with the observations here that ablation of either PirB or MHCI lead to neuroprotection. The fact that these molecules are expressed and signal in neurons suggests that neuroprotection is at least in part brain-specific. This conclusion is consistent with the OGD experiments using hippocampal slice cultures prepared from healthy brain, which lack functioning vasculature and in which peripheral immune cells cannot participate. Neurons in this model are thought to die as a consequence of apoptosis and necrosis (Meloni et al., 2011). The KO slice cultures suffered less neuronal cell death than WT cultures subjected to the same duration of OGD, consistent with the idea that the function of these molecules in the brain—in neurons or possibly other resident glial or microglia—normally contributes to damage following stroke. Future experiments involving cell type-specific knock out mice will help dissect the relative contribution of peripheral immune cells, neurons and brain glia to damage and impaired recovery.
Experimental Procedures
Animals
KbDb KO mice, offspring of breeding pairs on a C57BL/6 background generously provided by H. Ploegh (Cambridge, MA) (Vugmeyster et al., 1998; Ziskin et al., 2007). C57BL/6 (i.e., KbDb WT) controls were purchased (Charles River). PirB KO and PirB WT controls were previously generated in C. Shatz’s lab (Syken et al., 2006). Mice were maintained in a pathogen-free environment. All experiments using animals were performed blind to genotype and in accordance with a protocol approved by the Stanford University animal care and use committee and in keeping with the National Institutes of Health Guide for the Care and Use of Laboratory Animals.
Focal Cerebral Ischemia (MCAO)
Transient ischemia was induced using the suture occlusion technique, as previously described (Han et al., 2009), with slight modifications, in male mice (P60–90). This age was chosen as it is beyond the developmental critical periods but the animals are still relatively young adults.
See Supplemental Information for complete details of Methods
Supplementary Material
Acknowledgements
We thank Nora Sotelo and Peggy Kemper for help with lab logistics and mice breeding, Dr. Hanmi Lee and Yoon Kim for additional troubleshooting for qPCR reactions, and Sarah Cheng for genotyping assistance. The PirB mutant mice were generated by Dr. J. Syken in the Shatz lab. Thanks also to Dr. Hidde Ploegh, MIT, for KbDb−/− mice. This work was supported by NIH Grants MH071666, EY02858, the Mathers Charitible Foundation and the Ellison Foundation to CJS, a National Defense Science & Engineering Graduate Fellowship (NDSEG) and National Science Foundation Graduate Research Fellowship (GRFP) to JA and NIH grants RO1 GM49831 and NS 053898 to RGG.
Footnotes
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