Gastric Electrical Stimulation for Gastroparesis

Abstract

Gastric electrical stimulation (GES) for gastroparesis has been in use for more than a decade. Multiple publications, consisting almost entirely of open label single center studies, reported a beneficial effect on symptoms, quality of life and nutritional status. Some predictors of better response to GES have been lately identified, primarily diabetic etiology and nausea and vomiting as the predominant symptoms. However, individual response to GES remains difficult to predict. The mechanism of action of GES remains poorly understood. Stimulation parameters approved in clinical practice do not regulate gastric slow wave activity and have inconsistent effect on gastric emptying. Despite such limitations, gastric electrical stimulation remains a helpful intervention in some patients with severe gastroparesis who fail to respond to medical therapy.

Introduction

Electrical stimulation of the gut was introduced almost 5 decades ago in an attempt to treat postoperative ileus.¹ Later studies showed that gastric electrical stimulation (GES) with long duration pulses (in milliseconds) could pace the stomach,^1,2 enhance gastric emptying^3,4 and normalize gastric dysrhythmia.^2,5,6 Gastric electrical stimulation was consequently introduced in clinical practice worldwide as a treatment option for patients with recalcitrant gastroparesis. Clinical experience with GES has been reported by multiple studies, mostly from single centers. This article reviews technical aspects of GES, and the clinical data and status of this intervention for the treatment of gastroparesis.

Technical Aspects of Gut Electrical Stimulation

A number of technical variables determine the effect of electrical stimulation on gut tissue. Parameters of waveform applied by the pulse generator (shape, amplitude and frequency) and consequently the energy delivered to the tissue are among the most important in determining tissue response. The electromechanical properties of the delivery system (the electrodes) are also important.

Two types of electrical stimulation have been used for gastroparesis. One type is referred to as a long-pulse duration and applies pulses with duration in milliseconds (usually few hundreds), at a frequency of a few cycles per minute. Hence, it is also commonly referred to as low-frequency stimulation, or high energy stimulation, since the amount of energy delivered to the tissue depends, among others, on the product of pulse duration and its frequency. This waveform can entrain gastric slow waves (pace the stomach) and enhance gastric emptying (Fig. 1).² The high power consumption of this type of stimulation has limited its clinical use. The second type of stimulus is referred to as a short-pulse duration, and applies pulses with duration in microseconds, at a hertz frequency (cycle/sec), hence also referred to as high-frequency stimulation or low energy stimulation. Pulses can be delivered continuously, or in groups (trains). GES with trains of high frequency, short-duration pulses is currently the only type in clinical use for gastroparesis (Fig. 2).

Figure 1.

Gastric electrical stimulation in a patient with gastroparesis. The recording is obtained from an electrode positioned in the antrum (S4), while stimulation is delivered through an electrode positioned in the mid body of the stomach. Pacing stimuli, marked by dots, drive the electrical frequency as recorded in the antrum on a 1:1 ratio, indicating pacing (entrainment). In this experiment, stimulation with rectangular pulses of 30 ms, amplitude of 4 mA and frequency up to 10% higher than the intrinsic gastric frequency was able to completely entrain the gastric slow wave and normalize gastric dysrhythmia. This stimulus is referred to as long pulse duration/low frequency, and also as high energy (reproduced from Lin et al²).

Figure 2.

An illustration of the type of electrical stimulation used by the Enterra system. Short bursts of short duration rectangular pulses (330 µs each) are given at a frequency of 14 Hz in each burst. Bursts in turn last 0.1 seconds, and are delivered every 5 seconds. This type of stimulus is referred to as short pulse duration/high frequency, and also as low energy.

The structure of electrodes is also a factor in the choice of pulse parameters. It is important to ensure that the maximal electrical charge applied at any time point on the electrodes will not exceed the maximum charging of the electrode-tissue capacitance.^7,8 Exceeding this limit results in electrolysis, damage to the electrodes and formation of toxic electrochemical products in the tissue. Increased capacitance can be achieved by coating wires (such as platinum) with iridium oxide or changing pulse parameters by reducing pulse amplitude or shortening pulse duration in order to reduce total charge.

The Evolution of Gastric Electrical Stimulation

Interest in electrical stimulation was driven by the knowledge that the gastrointestinal (GI) tract throughout most of its length has natural pacemakers, and hence, application of electrical stimuli can modulate the myoelectric activity that they generate. Bilgutay et al⁹ tested the use of electrical stimulation of the GI tract to treat ileus, and found that application of electrical stimuli to the stomach, via the tip of a nasogastric tube, resulted in augmentation of gastric contractions and increased gastric emptying, as assessed by fluoroscopy. This initial impression was not confirmed by subsequent randomized controlled studies, that failed to show a significant effect of electrical stimulation on the duration of postoperative ileus.^10,11 Subsequent research shed light on gastrointestinal myoelectric activity and its relation to contractile activity,^1,12-15 and showed that electrical stimulation of the stomach could control (entrain) gastric electrical activity. Further observations showed that optimal pacing could be achieved with stimulation at a frequency that was slightly higher than the natural intrinsic gastric slow wave frequency of humans or canines, and with pulse duration in the range of milliseconds (Fig. 2), and could also improve gastric emptying in health and disease.^2-4,15,16 Later studies, using short duration pulses (in microseconds) and at higher frequencies found that such parameters could improve symptoms of nausea and vomiting.^17,18 The low power consumption of this type of pulses allowed for implantation of pulse generators that were small enough to contain current battery design, and made the technology available for clinical use. Based on the clinical studies that followed, the Food and Drug Administration (FDA) granted the implantation system (Enterra™) a Humanitarian Use Device status, as a treatment for uncommon conditions for which no effective therapy is available. The Enterra system (Medtronic, Minneapolis, MN, USA) is the only system approved for clinical use. Currently, per FDA criteria, GES is approved for patients with idiopathic or diabetic gastroparesis, with severe symptoms that have not responded to maximal medical therapy. However, by the authors' experience, patients are frequently referred for consideration of GES after treatment with a single pharmacological agent, and little attention to dietary modifications. Every effort should be made to educate patients about proper gatsroparetic diet, and to maximize pharmacologic therapy by providing medication in adequate strength, mode of delivery (liquid, orally disintegrated form or by rectal route) and in combination. Adequate glucose control is imperative in diabetic patients. Only after all such measures fail to control symptoms, should GES be considered.

Equipment and Implantation Procedure

The Enterra gastric stimulation system consists of 3 main elements: a pair of leads, a pulse generator and a programming system. Two leads are surgically placed in the gastric wall, on the greater curvature, 10 cm proximal to the pylorus. The leads are connected to a pulse generator, placed in a subcutaneous pocket in the abdominal wall, in the left or right upper quadrants. The pulse generator was adapted from existing devices in clinical use, that could sustain long-term requirements of a low energy type of stimulation. The permanent implantable pulse generator is controlled by an external programmer, which allows for interrogation and programming of stimulation parameters via a radio-telemetry link. The pulse generator is programmed to specific parameters, as shown in Figure 2. These parameters have been derived from earlier canine and human studies.^17,18

The Enterra system is implanted surgically, by laparotomy or increasingly by laparoscopy. Hospital stay following laparoscopic insertion is short, approximately 2 days¹⁹ and is shorter when compared to placement via laparotomy.²⁰ The battery life extends to 5-10 years, depending on the pulse parameters used.²¹ When the battery is depleted, the pulse generator is replaced by local intervention.

Clinical Experience With Gastric Electrical Stimulation

Published data on GES for gastroparesis are derived almost entirely from open label studies, mostly performed in a selective number of centers with large experience in this therapy.^19,22-30 Published studies consistently demonstrate that GES has a beneficial effect in patients with gastroparesis. The few studies that had a double blind phase reported comparable outcome,^23,30 but their results were questioned because of study design issues. Besides the improvement in symptoms, GES was found to improve nutritional status^22,31 and quality of life.^23,32 GES was also found to reduce utilization of health care facilities and consequently to reduce health care costs associated with gastroparesis.^33,34 Table provides a more detailed information from leading studies. Lately, the use of GES was expanded to etiologies beyond diabetic and idiopathic gastroparesis. GES was tried in post-surgical gastroparesis,^35-37 intestinal pseudo-obstruction³⁸ and post organ transplant,³⁹ with encouraging results. Data, however, are too few, and more studies are needed to determine the efficacy of GES in these groups of patients.

Different concepts of stimulation are also being investigated in order to maximize efficacy. A variation on the single channel gastric stimulation is achieved by the use of a number of electrodes, positioned at intervals along the long axis of the stomach with application of sequential stimulation intended to entrain gastric slow waves and to induce a propagated electrical and contractile sequence. Multichannel pacing requires a fraction of the energy used in single channel pacing,⁴⁰ and it improves gastric emptying and symptoms in experimental models of gastroparesis⁴¹ and in diabetic patients with gastroparesis.⁴² A different approach was used in an animal model delivered with high frequency stimulation (microprocessor-controlled, phase-locked bipolar trains of pulses at a frequency of 50 Hz, 8-14 V), applied to electrodes that were placed circumferentially along the distal stomach. Sequential stimulation resulted in sequential contractions that enhanced gastric emptying.⁴³ Unlike the approved high frequency system (Enterra™), which is implanted in thousands of patients and with long-term results from multiple studies, these recent concepts of stimulation have been studied in a handful of subjects, or solely in the animal models. Therefore their technical feasibility and clinical efficacy remain to be explored in clinical trials.

Long-term studies report a complication rate of 7%-10%, the main one being the infection on subcutaneous pocket.^22,44,45 Less common complications include erosion of the abdominal wall by the device, penetration of the leads through the gastric wall, or tangling of wires in the generator pocket and formation of adhesions. These complications are generally managed surgically. In case of the infection on pocket, the pulse generator needs to be removed; however, it can be reinserted once the infection is fully controlled.⁴⁴

Given the invasive nature of this intervention, efforts were made to identify factors that can predict good response to therapy. A few clinical features were found to be associated with less than optimal response, such as the use of opiates,⁴⁶ and idiopathic, rather than diabetic etiology.^23,34 Pain and bloating were not improved compared with nausea and vomiting.⁴⁶ Thus, diabetic patients with gastroparesis, with nausea and vomiting as their predominant symptoms, appeared to be the best candidates for GES. Unfortunately, individual response to GES remains unpredictable. The need to predict response generated an interest in the use of temporary gastric electrical stimulation, using trans-nasal mucosal electrodes, assessing the response to a few days of therapy as a predictor of response to long term therapy with the Enterra system,⁴⁷ but there are no data available so far from double blind, control studies to support its use for such purpose. Also, once implantation is performed, there is no clear strategy for addressing patients who do not respond to GES. Various manipulations of pulse parameters have been suggested⁴⁸ but data are not yet sufficient to support such approach.

Mechanisms of Gastric Electrical Stimulation

In general, electrical stimulation of gut tissue can modulate the neuromuscular function of the organs involved and/or affect afferent neural activity emanating from the organs. This concept has been tested in both animal models and humans, however, the mechanisms of action of GES in gastroparesis remain poorly understood. Studies in animals¹ and later in humans² have clearly shown that entrainment (pacing) of gastric slow waves could be achieved with GES using low-frequency/long-duration pulse parameters, and that these parameters could enhance gastric emptying.^3,4 Initial reports from animal and human studies suggested that similar effects can be achieved with GES when using short-duration pulses.^17,18 However, subsequent studies, using the pulse parameters of the implantable Enterra system, did not support these initial observations. Enterra parameters did not control vasopressin-induced gastric dysrhythmia in an animal model, though it improved vomiting,⁴⁹ while in humans, GES did not affect gastric electrical activity in patients with gastroparesis, as measured by electrogastrography.⁵⁰ The effect of GES on gastric emptying is inconsistent, with some studies showing enhancement of gastric emptying,^19,25 observed only in diabetics,²³ or no improvement.^45,51 Given the variable correlation between gastric emptying and symptoms of gastroparesis,⁵² and keeping in mind the possibility of spontaneous resolution of idiopathic gastroparesis over time,⁵³ the system should not be used to achieve a prokinetic effect, such as to treat patients who suffer from gastric bezoars or severe gastroesophageal reflux disease.

A more plausible mechanism is perhaps the effect of GES on gastric biomechanical activity. Both, low-frequency/long-duration and high-frequency/short-duration pulses were shown to reduce gastric tone in animal models^54,55 and reduced symptoms induced by gastric distension.⁵⁵ Impairment of gastric accommodation has been documented in patients with functional dyspepsia and diabetic gastropathy,^56,57 and such impairment in turn was associated with gastrointestinal symptoms, primarily early satiety and weight loss,⁵⁶ suggesting a possible mechanism for GES in symptom relief. The afferent modulation and central mechanism of GES remain unclear. In dogs, the antiemetic effect is vagally mediated, since it is abolished by vagal disruption,⁴⁹ but GES was also shown to improve symptoms in post surgical gastroparesis, some with vagal disruption.^35-37 GES was found to increase activity in the thalamus of patients with gastroparesis, as detected by positron emission tomography.⁵⁸ These data are difficult to interpret, particularly since perturbation of the gut is likely to have a central representation, and hence its mere presence may not necessarily indicate a neural mechanism.

Areas of Uncertainty

In spite of the encouraging data provided by the studies published so far, there remains an element of skepticism with regard to this intervention,⁵⁹ driven by the lack of a convincing double blind, placebo (sham-stimulation) controlled study, sufficiently powered to provide conclusive data regarding the efficacy. However, clinical experience, and most importantly, the lack of the effective therapy for gastroparesis, support the use of GES in refractory patients with debilitating symptoms who exhausted all available medical regimens. The lack of reliable measures to predict response to therapy in individual patients, particularly given the invasive nature of this intervention, continues to limit the application of this intervention.

Conclusion

Considerable clinical evidences support the use of GES for the treatment of drug refractory gastroparesis. The Enterra system is the only one approved for such purpose. Improvement of pulse parameters, the potential use of temporary stimulation and the incorporation of variables that can predict better response to stimulation may improve the efficacy of the current system. New systems under investigation may prove to be more efficacious and provide better control of symptoms coupled with prokinetic effect.

Table.

Studies of Gastric Electrical Stimulation for the Treatment of Gastroparesis

GES, gastric electrical stimulation; GI, gastrointestinal; DG, diabetic gastroparesis; IG, idiopathic gastroparesis; TSS, total symptom score; QOL, quality of life; HbA1C, hemoglobin A1C; BMI, body mass index.