Abstract
Objective
Several case reports have linked solvent exposure to Parkinson’s disease (PD), but few studies have assessed associations with specific agents using an analytic epidemiologic design. We tested the hypothesis that exposure to specific solvents is associated with PD risk using a discordant twin pair design.
Methods
99 twin pairs discordant for PD ascertained from the National Academy of Science/National Research Council (NAS/NRC) World War II Veteran Twins Cohort were interviewed regarding lifetime occupations and hobbies using detailed job-task-specific questionnaires. Exposures to 6 specific solvents selected a priori were estimated by expert raters unaware of case status.
Results
Ever exposure to trichloroethylene (TCE) was associated with significantly increased risk of PD (OR 6.1, 95%CI 1.2 – 33; p = 0.034), and exposure to perchloroethylene (PERC) and carbon tetrachloride (CCl4) tended toward significance (respectively: OR 10.5, 95%CI 0.97-113, p = 0.053; OR 2.3, 95%CI 0.9-6.1, p = 0.088). Results were similar for estimates of exposure duration and cumulative lifetime exposure.
Interpretation
Exposure to specific solvents may increase risk of PD. TCE is the most common organic contaminant in groundwater, and PERC and CCl4 are also ubiquitous in the environment. Our findings require replication in other populations with well-characterized exposures, but the potential public health implications are substantial.
INTRODUCTION
Solvents are present in a wide range of products, such as fuels, paints, glues, lubricants, degreasers and cleaning products. They have long been suspected as potential causative agents in typical PD, in part because of anecdotal reports of parkinsonism occurring in individuals with large exposures.1-5 Recently, Gash and colleagues reported a cluster of three individuals with PD who had extensive exposures to the solvent trichloroethylene (TCE) in a small manufacturing plant.6 Several other cases possibly related to TCE have also been reported,7, 8 but there are no analytic epidemiologic studies investigating a possible association with PD. TCE is the most frequently reported organic contaminant in groundwater.9,10 If solvents such as TCE are associated with PD risk, the public health implications could be substantial.
For these reasons, we conducted a case-control study to determine if there were associations with specific solvents that have been anecdotally associated with PD, including TCE, tetrachloroethylene (also known as perchloroethylene or PERC), carbon tetrachloride (CCl4), toluene, xylene and n-hexane. We utilized a population of twins discordant for PD with well-characterized exposure to solvents and other environmental factors. Because twins are genetically very similar or identical, and share many demographic and lifestyle factors, discordant twin-pair designs are more resistant to confounding factors than typical case-control study designs.11
METHODS
Case Ascertainment
Study subjects were members of the National Academy of Science/National Research Council (NAS/NRC) World War II Veteran Twins Registry, an all-male twin cohort established in the 1960s using military records.12 Detailed methods have been previously published.13 Briefly, from 1993-1995, we attempted to contact all 19,842 individual twins believed to be alive and administered a brief telephone interview screening for symptoms of parkinsonism.14 Cases from the Twin Registry were also ascertained through searches of medical databases of the Department of Veteran Affairs, the Health Care Financing Administration, the National Death Index, by referral from an ongoing study of dementia in the registry15, and through a second cohort-wide screen conducted five years later. Twins with suspected parkinsonism and their twin brothers received an in-person evaluation by a movement disorders specialist that included a neurological exam and scripted videotaping of the exam. Medical records were also obtained. Diagnosis was determined by consensus of two neurologists using all available information, applying standard criteria.16-18 We identified 220 individual twins with PD.
The study received Institutional Review Board (IRB) approval, and all participants provided written informed consent.
Exposure Assessment
Lifetime exposures were inferred for six specific solvents that had been previously linked to PD or parkinsonism in case reports or analytic studies: n-hexane, xylene, toluene, CCl4, TCE and PERC. We utilized occupational exposure assessment methods previously developed for cancer research.19-22 Fifty-two job-task-specific structured questionnaires were adapted from Stewart et al23 or developed de novo to collect highly detailed task-, process- and material-specific information for a broad range of occupations. These instruments could be administered consistently by interviewers without specialized industrial hygiene training. Initial interviews collected occupational history overviews for all jobs held more than 6 months from age 10 onward, including detailed information on years of employment, company name and location, products made, job titles, and a description of the tasks performed in each job. Hobby histories were also collected. Historical overviews were reviewed in order to assign the appropriate job-task-specific structured questionnaires for subsequent interviews.
The industrial hygienist and/or occupational medicine physician unaware of case status reviewed all available occupational information. Using extensive probability databases24 (Katz, EA, unpublished data; Siemiatycki, J, unpublished data) and multiple reference sources,19, 23, 25-29 solvent exposures were inferred for each job in the context of the subject’s detailed description of the job or hobby, industry, tasks and time period.19, 21, 27, 30, 31 Ever exposure to a solvent was defined as exposure at least 2% of work time or 1 hour per week. Exposure intensity was coded for each job or hobby as low, medium or high, corresponding to 2.5 parts per million (ppm), 25 ppm, and 100 ppm respectively.32, 33 A cumulative exposure index (CEI) was calculated for each solvent as the product of exposure intensity, hours exposed per year, and years exposed, summing across all jobs and hobbies. A combined variable for exposure to either TCE or PERC was also considered because these compounds are thought to share toxic properties.34-36
Additional questionnaires collected data on lifetime history of smoking and head injury. Smoking was defined as smoking at least one cigarette per day for six months or longer.37 Head injury was defined as ever having a head injury that resulted in a loss of consciousness or amnesia.38 Trained interviewers administered all risk-factor questionnaires by telephone. Suitable proxy informants were identified for deceased and cognitively impaired subjects scoring below 27 on the education-adjusted Modified Telephone Interview for Cognitive Status (TICS-m).39
Statistical Analysis
Paired analyses were performed in monozygotic (MZ) and dizygotic (DZ) twins discordant for PD. For all risk variables, observations for both twins were truncated at the earlier of PD diagnosis age in the affected twin or the last year for which information was available (the index date). Continuous variables were compared using Wilcoxon signed-rank tests. McNemar’s test with exact p-values was used for dichotomous variables. All reported p-values are 2-tailed. Exposure duration and CEI were analyzed as tertiles based on their distribution in control twins. For PERC exposure duration, tertiles were based on its distribution in all subjects, because few controls were exposed. Conditional logistic regression to account for matching within twin pairs was used to adjust for potential confounding by smoking and respondent type (subject or proxy), and to calculate odds ratios (OR) and 95% confidence intervals (CI) for each solvent.
Sensitivity analyses considered occupational exposures only (i.e. excluding hobby-related exposures), as well as models adjusted for head injury, smoking pack-years, stratified by zygosity, and lagged to exclude solvent exposures within 10 years of index date. Because matched-pair analyses exclude individuals for whom paired data is incomplete, a sensitivity analysis also measured solvent associations with PD in unpaired models. Analyses were conducted with SPSS v12.0 (http://spss.com).
RESULTS
198 PD-discordant pairs were identified (85 MZ, 110 DZ, 3 unknown zygosity). Occupational histories were completed by 126 (63.6%) individual twins with PD, 119 (60.1%) individual twins without PD, and by both twins in 99 pairs (49 MZ, 50 DZ) (Table 1). Among these, interviews were completed with proxy informants for 46.5% of twins with PD and 18.2% of control twins. Most proxy informants were spouses (58%), twin brothers (22%) or other siblings (13%). Age at PD diagnosis and age at interview of twins who completed the interview were similar to non-completing twins.
Table 1. PD-Discordant Twin Subject Characteristics.
| Age at PD diagnosis, Mean (SD) | Individual twins with PD who completed interview (n = 126) |
66.2 (8.7), Range 35-84 |
| Both members of twin pair completed interview (n = 99) |
65.4 (8.3), Range 39-83 | |
| Individual twins with PD who did not complete interview (n = 72) |
68.8 (9.5), Range 25-87 | |
| PD duration at time of interview, Mean (SD) |
Individual twins with PD who completed interview |
7.6 (6.8), Range 0-34 |
| Both members of twin pair completed interview |
8.0 (6.5), Range 0-30 | |
| Individual twins with PD who did not complete interview |
7.1 (7.9), Range 0-50 | |
| Zygosity | Completing pairs (n = 99) | 36 MZ; 60 DZ; 3 unknown |
| Non-completing pairs (n =99) | 49 MZ; 50 DZ |
| Characteristics in pairs completing interview (n = 99 pairs) |
PD-affected twin |
PD-unaffected twin |
p-value |
|---|---|---|---|
| Proxy respondent proportion | 46% | 18% | p < 0.001 |
| Ever regular cigarette smoking | 54% | 62% | p = 0.3 |
| Pack-years cigarette smoking, Mean (SD) |
16 (23) | 24 (31) | p = 0.024 |
| Ever head injury | 24% | 9% | p = 0.015 |
Frequencies of ever being exposed to each solvent and the most commonly associated job or hobby types are shown in Table 2. Associations with job categories tended toward significance only for “industrial machinery repairer” (OR 3.0, 95%CI 0.8-11.2), and “industrial worker” (OR 2.3, 95%CI 0.9-5.9). Exposure frequencies in twin pairs (i.e., either twin was exposed) ranged from 6% for PERC to 27% for toluene, and in 48% of pairs, at least one twin was exposed to one or more of the six solvents studied. Odds ratios for ever being exposed were greater than unity for every solvent (Table 3). The adjusted OR was significantly increased for TCE (OR 6.1, 95%CI 1.2-33, p = 0.034), and tended toward significance for PERC (OR 10.5, 95%CI 0.97-113, p = 0.053) and CCl4 (OR 2.3, 95%CI 0.9-6.1, 0.088). Risk was also significantly increased for the combined variable TCE or PERC exposure (OR 8.9, 95%CI 1.7-47, p = 0.01). Risk was modestly, though non-significantly, increased for exposure to any of the six solvents, or any of four solvents excluding PERC and TCE. Risk associated with TCE or PERC exposure was only minimally attenuated when a variable for exposure to any of the other four solvents was included in the model (OR 8.3, 95%CI 1.6-44, p = 0.013) Mean time from first exposure until index date ranged from 25 years for n-hexane to 41 years for xylene (Table 4). Solvent exposure was not significantly associated with PD diagnosis age, but we had limited power to assess this relationship.
Table 2. Solvent Exposure Frequencies in PD-Discordant Twin Pairs (n = 99 pairs).
| Solvent | Case Exposure Frequency |
Control Exposure Frequency |
Proportion of pairs with either twin exposed |
Most Frequent Job Types with Exposure (in order of frequency) |
|---|---|---|---|---|
| Toluene | 18% | 16% | 27% | Cabinet maker, artist, mechanic, electrician, carpenter |
| Xylene | 9% | 5% | 11% | Artist, lab tech, groundskeeper, cabinet maker |
| n-hexane | 7% | 8% | 14% | Cabinet maker, carpenter, mechanic, shoemaker |
| CCl4 | 16% | 11% | 25% | Electrician, mechanic, aircraft mechanic, painter, dry cleaner, industrial worker |
| PERC | 5% | 1% | 6% | Electrician, dry cleaner, artist |
| TCE | 10% | 3% | 12% | Electrician, dry cleaner, industrial machinery repairer, health worker |
| TCE or PERC |
12% | 3% | 14% | n/a |
| Any of 6 solvents |
34% | 29% | 48% | n/a |
Abbreviations: CCl4 = carbon tetrachloride; PERC = perchloroethylene (tetrachloroethylene); TCE = trichloroethylene
Table 3. Solvent Exposure Frequencies and Adjusted Pairwise Odds Ratios in PD-Discordant Twins (n = 99 pairs).*.
| Solvent | Case − / control − |
Case + / control − |
Case − / control + |
Case + / control + |
Ever/never exposed OR (95%CI) |
p-value |
|---|---|---|---|---|---|---|
| Toluene | 72 | 11 | 9 | 7 | 1.3 (0.5-3.3) | > 0.2 |
| Xylene | 88 | 6 | 2 | 3 | 2.2 (0.4-12) | > 0.2 |
| n-hexane | 85 | 6 | 7 | 1 | 1.3 (0.4-4.1) | > 0.2 |
| CCl4 | 74 | 14 | 9 | 2 | 2.3 (0.9-6.1) | 0.088 |
| PERC | 93 | 5 | 1 | 0 | 10.5 (0.97-113) | 0.053 |
| TCE | 87 | 9 | 2 | 1 | 6.1 (1.2-33) | 0.034 |
| TCE or PERC | 85 | 11 | 2 | 1 | 8.9 (1.7-47) | 0.010 |
| Any of 6 solvents | 51 | 19 | 14 | 15 | 1.7 (0.8-3.7) | 0.16 |
| Any of 4 excluding TCE and PERC |
53 | 18 | 15 | 13 | 1.5 (0.7-3.1) | > 0.2 |
Ever exposure, adjusted for respondent type and smoking
Table 4. Solvent Exposure Duration and Cumulative Exposure Index (n = 99 pairs).
| Solvent | First exposure preceding index date mean years (SD) |
Job/hobby duration in exposed PD twins mean years (SD) |
Job/hobby duration in exposed control twins mean years (SD) |
Duration1 OR (95% CI) |
Duration p-value |
CEI1 OR (95% CI) |
CEI p-value |
|---|---|---|---|---|---|---|---|
| Toluene | 38.4 (16.6) | 28.0 (22.4) | 15.8 (15.3) | 1.3 (0.7-2.6) | > 0.2 | 1.4 (0.6-3.0) | > 0.2 |
| Xylene | 41.4 (15.8) | 38.6 (21.9) | 17.0 (14.5) | 2.5 (0.7-9.1) | 0.15 | 1.8 (0.6-5.2) | > 0.2 |
| n-hexane | 24.8 (15.5) | 8.7 (10.8) | 11.1 (14.1) | 1.0 | > 0.2 | 1.5 (0.6-3.9) | > 0.2 |
| CCl4 | 39.7 (14.7) | 13.2 (17.6) | 7.6 (10.7) | 1.9 (0.8-9.0) | 0.14 | 1.7 (0.8-3.8) | 0.18 |
| PERC | 33.3 (13.2) | 25.8 (19.7) | 13 (n/a) | 3.4 (0.9-12) | 0.07 | 9.3 (0.8-100) | 0.07 |
| TCE | 38.3 (11.4) | 18.6 (18.0) | 9.0 (4.0) | 3.2 (1.1-10) | 0.03 | 5.2 (1.03-26) | 0.046 |
| TCE or PERC2 |
38.3 (10.5) | 18.5 (17.8) | 9.0 (4.0) | 4.1 (1.4- 11.8) |
0.009 | 7.2 (1.4-37) | 0.018 |
Risk associated with a 1-tertile difference, adjusted for respondent type and smoking
Longest of either TCE or PERC exposure
Abbreviation: CEI = cumulative exposure index
Associations with exposure duration and CEI were similar to those for ever exposure, with significantly increased risk for TCE and near-significance for PERC (Table 4). For every solvent, exposure estimates were lower for proxy-provided than for subject-provided occupational histories in both case and control subjects. Although precision was reduced, results were similar when pairs with a proxy respondent were excluded from analyses (TCE OR 6.0, 95%CI 0.7-50); TCE or PERC OR 7.0, 95%CI 0.9-57). Results were also similar in models that excluded hobby-related exposures or that included head injury, smoking pack-years, or stratified by zygosity (data not shown), as well as in unmatched analyses (Table 5).
Table 5. Solvent Exposure Frequencies and Risk in Unpaired Analyses.
| Solvent | Case % exposed (n = 126) |
Control % exposed (n = 119) |
Ever/never OR (95% CI)1 |
Ever/never p-value |
Duration1,2 OR (95% CI) |
Duration p-value |
CEI1,2 OR (95% CI) |
CEI p- value |
|---|---|---|---|---|---|---|---|---|
| Xylene | 7.9% | 5.9% | 1.5 (0.5-4.2) | > 0.2 | 1.5 (0.8-3.0) | 0.25 | 1.4 (0.5-3.8) | > 0.2 |
| Toluene | 15.9% | 16.0% | 1.2 (0.6-2.4) | > 0.2 | 1.4 (0.8-2.4) | > 0.2 | 1.0 (0.4-2.2) | > 0.2 |
| n- hexane |
5.6% | 9.2% | 0.8 (0.3-2.2) | >0.2 | 0.7 (0.3-1.9) | > 0.2 | 0.4 (0.14-1.3) | 0.13 |
| CCl4 | 16.7% | 10.9% | 2.2 (1.0-4.9) | 0.043 | 1.8 (0.95-3.5) | 0.07 | 2.2 (0.85-5.8) | 0.11 |
| PERC | 4.0% | 0.8% | 6.5 (0.7-58) | 0.096 | 4.9 (0.7-35) | 0.12 | 5.4 (0.7-44) | 0.11 |
| TCE | 7.9% | 2.5% | 3.3 (0.97-11) | 0.056 | 3.1 (1.0-9.7) | 0.05 | 3.1 (1.03-9.1) | 0.043 |
| TCE or PERC |
9.5% | 2.5% | 3.8 (1.2-13) | 0.027 | 3.6 (1.2-10.3) | 0.018 | 3.7 (1.2-11) | 0.02 |
Adjusted for respondent type, smoking, index age
Risk associated with a 1-tertile difference
Abbreviation: CEI = cumulative exposure index
DISCUSSION
To the best of our knowledge, this is the first confirmation of a significant association between TCE exposure and PD risk in a population-based study. Two other chlorinated solvents, PERC and CCl4, tended toward significantly increased risk. Results were similar in analyses considering ever/never exposure, exposure duration, or lifetime cumulative exposure. Our findings are consistent with prior case reports6-8 and a rodent model of TCE-induced parkinsonism that recapitulates key pathological and neurochemical features of PD.40 In this model, TCE caused selective dose-dependent loss of dopaminergic neurons in the substantia nigra pars compacta (SNpc), and selective accumulation of alpha-synuclein protein in the dorsal motor nucleus of the vagus nerve and SNpc, a pattern consistent with human pathological staging of PD.41 TCE also reduced mitochondrial complex 1 activity, similar to the neurotoxin MPP+ (1-methyl-4-phenylpyridinium), the insecticide rotenone, and the mitochondrial deficiency seen in typical PD.42, 43 Like TCE, PERC44, 45 and CCl446-48 have also been shown to increase markers of oxidative and nitrative stress, activate microglia, and disrupt mitochondrial function.49-53 Because of their lipophilic nature, each of these compounds readily distribute in body tissues and, particularly, the brain.10, 54, 55
TCE, PERC, and carbon tetrachloride (CCl4) have been used extensively worldwide for decades.10, 56, 57 TCE has been used as a dry-cleaning and degreasing agent, and as an additive in many common household products, including typewriter correction fluid, adhesives, paints, and carpet cleaners and spot removers. In 1977, the U.S. Food and Drug Administration (FDA) banned its use as a general anesthetic, skin disinfectant, grain fumigant and coffee decaffeinating agent.10 Today, it is primarily used as a degreasing agent in metal parts fabrication. Millions of pounds of TCE are still released annually into the environment in the U.S. It is detected in air, soil, food, human breast milk, and is the most frequently reported organic contaminant in groundwater, found in up to 30% of U.S. drinking water supplies.10, 54, 55
Uses of PERC are similar to those of TCE.56 PERC has been the leading dry cleaning solvent since the 1950s.58 It is also used in textiles manufacturing, as a degreasing agent, and is found in many common household products. PERC persists in air and groundwater for several months or longer and is ubiquitous in human tissues. CCl4 was the first chlorinated solvent used in dry cleaning, predominating from 1930 until the early 1950s. The major use of CCl4 has historically been for the production of chlorofluorocarbons for use as refrigerants. CCl4 has also been used as an anesthetic and anti-helminth, and in common household products. Until recently, it was used as a fumigant to kill insects in grain. Because of its toxicity, consumer and fumigant uses were phased out by 2000, but industrial uses remain. CCl4 is a stable chemical that is degraded very slowly, so it has gradually accumulated in the environment, mainly the atmosphere.57
TCE and PERC are primarily metabolized by CYP2E1 and glutathione transferase.35, 45 A proposed proximate toxic species is 1-trichloromethyl-1,2,3,4-tetrahydro-β-carboline (TaClo), a potent mitochondrial Complex 1 inhibitor, dopaminergic toxin, and structural analogue of MPP+ that forms in the presence of tryptamine after CYP2E1-mediated oxidation (Figure 1).34, 59, 60 Consistent with this hypothesis, pooled exposure to either TCE or PERC was associated with markedly increased PD risk in our study.
Figure 1. TaClo Hypothesis34.
Abbreviations: TaClo = 1-trichloromethyl-1,2,3,4-tetrahydro-β-carboline; MPP+ = 1-methyl-4-phenylpyridinium; CYP2E1 = cytochrome P-450 2E1
Although odds ratios were greater than unity for the other solvents studied, their magnitude of association with PD was modest, and none approached significance. Similarly, risk associated with exposure to “any” solvent or with job categories, was modest and non-significant. This is consistent with the modest associations reported by two prior mortality studies,61, 62 and the lack of association reported by others,63-65 when broadly defined occupational solvent exposure categories were used.
The term “solvent” encompasses a wide range of compounds, whose only common characteristics are their ability to dissolve other substances. Although most solvents are oxidative stressors,66-68 there is little reason to assume these disparate molecular compounds share a common neuronal toxicity.69 Because most prior studies of occupational solvents and PD explored exposures in a non-specific manner, relationships with any particular etiologic agent may have been obscured.
This study has several strengths. Because twins share both genes and environment, the discordant twin pair design is more resistant to confounding by unrecognized genetic and environmental factors than standard case-control designs, reducing the likelihood of spurious results.11 We used validated exposure assessment methods to minimize reporting bias. The traditional method to obtain retrospective exposure information is to directly query subjects about use of specific compounds, but this method is prone to recall bias—the predilection of case subjects to report exposures due to heightened awareness or concern—and workers are often unaware of the specific chemicals they are exposed to.70-72 Another strategy requires highly trained interviewers who can probe for specific exposures, an approach that can introduce bias and is impractical when many industries and jobs are being studied. To address these problems, we developed and systematically administered detailed, structured, task-based occupational questionnaires. Participants were unaware of study hypotheses, and exposure inference was based on job tasks rather than self-reported exposures, helping to reduce recall bias. In addition, exposure classification bias was minimized because expert raters were unaware of subject case status.
The major limitations of the study are its small sample size, which yielded imprecise risk estimates, and exposure inferences based on retrospective recall—a virtually unavoidable limitation for a disease such as PD, in which relevant exposures may occur decades before clinical disease is apparent. Although our methods helped reduce recall bias, exposure estimation without direct measurement is imprecise. However, because raters were unaware of case status, exposure misclassification would be toward the null, reducing the likelihood of finding a significant association. Another weakness is reliance on proxy informants for a large proportion of subjects, with a much greater proportion among case subjects. However, assigning exposures based on job tasks rather than relying exclusively on self-reported chemical exposures should help mitigate lack of knowledge on the part of the proxy. Furthermore, because exposure estimates were lower for proxy-provided histories than for subject-provided histories, bias would be expected to reduce rather than inflate apparent disease associations. Finally, we adjusted for respondent type in all logistic models, and results were similar when proxy respondents were excluded from analyses. Another limitation is the difficulty isolating specific effects of single agents, since many work settings involve exposure to multiple agents. Nonetheless, our results were not uniform across solvents, suggesting specific effects of individual agents, and associations with TCE or PERC were only minimally attenuated when a variable for exposure to other solvents was included in logistic models.
Although the present work focused on occupational exposures, solvents are ubiquitous in the environment, and this is particularly true for those implicated in this study—TCE, PERC and CCl4. Our findings require replication in other populations with well-characterized exposures, but the potential public health implications are considerable. One remarkable observation made in all the reports linking TCE exposure with PD is the very long time lag (10-40 years) between exposure and clinical disease. These observations suggest that exposure may trigger a degenerative cascade dependent on the passage of time, providing a critical window of opportunity to arrest the disease process before clinical symptoms manifest.
ACKNOWLEDGEMENT
This research was supported by NINDS Grants RO1-NS40467 and U10-NS31321, the Michael J. Fox Foundation, Parkinson’s Unity Walk, The Valley Foundation, and James and Sharron Clark.
The authors are indebted to the members of the National Academy of Sciences/National Research Council World War II Veteran Twins Registry.
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