Abstract
Objective
To demonstrate that TNFα, via sphingosine-1-phosphate (S1P) signaling, has the potential to alter cochlear blood flow and thus, cause ischemic hearing loss.
Methods and Results
TNFα induced a pro-constrictive state throughout the cochlear microvasculature, which reduced capillary diameter and cochlear blood flow in vivo. In vitro isolated preparations of the spiral modiolar artery and spiral ligament capillaries confirmed these observations. Antagonizing S1P receptor 2 subtype signaling (1µmol/L JTE013) attenuated the effects of TNFα in all models. TNFα activated Sk1 and induced its translocation to the smooth muscle cell membrane. Expression of a dominant-negative Sk1 mutant (Sk1G82D) eliminated both baseline spiral modiolar artery calcium sensitivity and TNFα effects, while a non-phosphorylatable Sk1 mutant (Sk1S225A) only blocked the effects of TNFα. A small group of etanercept-treated hearing loss patients recovered with a one-phase exponential decay (t½=1.56±0.20 weeks), which matched a kinetic predicted for a vascular origin.
Conclusions
TNFα indeed reduces cochlear blood flow via the activation of vascular S1P signaling. This integrates hearing loss into the family of ischemic microvascular pathologies, with implications for risk stratification, diagnosis and treatment.
Keywords: Signal transduction, transfection, etanercept, sphingosine kinase 1, cochlear microcirculation
INTRODUCTION
Inflammation1,2 and reductions in cochlear blood flow3–5 can induce hearing loss, a condition that affects approximately 36 million Americans6. Most investigations have separated the two etiologic factors (i.e., inflammation versus vascular), under the assumption that the two pathogenic mechanisms are distinct and mutually exclusive. Recent experimental7–9 and clinical10–12 data demonstrate that tumor necrosis factor α (TNFα) sequestration significantly improves auditory function in a large subgroup of idiopathic hearing loss patients: the beneficial clinical outcomes have been widely interpreted as supporting evidence that idiopathic hearing loss is primarily caused by direct inflammatory damage to cochlear cells. The present investigation, however, presents an alternative scenario: since TNFα has the capability to alter vascular reactivity13, loss of hearing could arise from a vascular response that compromises the energy intensive process hearing transduction (i.e., cochlear ischemia)14.
Cochlear blood flow relies exclusively on the spiral modiolar artery (SMA), a functional end artery (i.e., lacking collaterals)15. Fine spatial distribution of blood flow is controlled by the cochlear microvascular networks, which ultimately feed the stria vascularis. This architecture creates a direct relationship between the location of flow restriction and the extent of auditory symptoms (i.e., range of frequencies affected). Thus, more proximal flow restrictions are prone to yield widespread auditory symptoms (pantonal hearing loss), while the symptoms resulting from distal flow restrictions would be more discrete (hearing loss in a narrow frequency range). Despite the vital function of cochlear blood flow, remarkably little is known about the molecular mechanisms that regulate cochlear microvascular tone or its potential connection to hearing loss. We have previously described that tone16 and resistance to blood flow15 in the SMA are principally controlled by the pro-constrictive phospholipid sphingosine-1-phosphate (S1P). The S1P-generating enzyme sphingosine kinase 1 (Sk1) is activated by TNFα17, which, in principle, imbues this cytokine with the potential to profoundly disturb the cochlear microcirculation.
The present study proposes that inflammation, via TNFα-dependent activation of S1P signaling, can reduce cochlear blood flow. To advance this vascular hypothesis, we assessed the effect of TNFα/S1P signaling on cochlear blood flow/arteriolar tone (intravital microscopy of the cochlear microvascular) and capillary diameter (ex vivo spiral ligament preparation). To provide evidence for a vascular-based mechanism in humans, the recovery profiles of a selected, small group of etanercept-treated hearing loss patients were compared to a kinetic predicted for a primary vascular origin.
METHODS
Animal models
This investigation conforms to the Guide for the Care and Use of Laboratory Animals published by the US National Institutes of Health (NIH Publication No. 85-23, revised 1996). All experimental protocols complied with Canadian, American and German federal animal protection laws and were approved by the respective Institutional Animal Care and Use Committees.
Intravital fluorescence microscopy measuring blood flow and capillary diameter in the stria vascularis was accomplished via intravenous injection of FITC-labeled dextran into anaesthetized guinea pigs in combination with standard intravital fluorescence microscopy techniques18.
To measure capillary diameter ex vivo, capillary beds from the gerbil spiral ligament were isolated from the cochlear lateral wall and maintained in an organ bath19. Because direct measurement of capillary diameter yields a poor signal-to-noise ratio, an indirect method, based on the measurement of red blood cell (RBC) movement with the capillary lumen, was utilized19,20.
The gerbil spiral modiolar artery (SMA) was isolated from modiolus, cut into ~1.5mm segments, cannulated and hydrostatically pressurized (30cmH2O)15,21; vessels were then cultured for 24hrs before experimentation. Genetic constructs (Sk1G82D, Sk1S225A and Sk1-GFP) were transfected during the culture period. All values of tone represent acute diameter measurements that have been normalized so that the values represent the magnitude of vessel constriction relative to maximal diameter. Variability in baseline calcium sensitivity prevents the direct statistical comparison of data from separate experimental series (described in the online supplement). Sk1-GFP was visualized in SMA smooth muscle cells under live conditions using a Zeiss LSM410 confocal microscope equipped with a Kr/Ar laser and a 63×/1.2W water immersion objective.
Assessment of auditory function in etanercept-treated patients
The use of human subjects in this study was approved by the Human Studies Ethics Committee of the Technische Universität München; Munich, Germany (#2172/08). A detailed description of the selection/exclusion criteria, pre-study assessments and a patient composite is located in the online supplement. A total of 12 adult patients presenting with the typical symptoms of sudden hearing loss, who were non- or only partially responsive to prednisolone treatment, were identified and selected for etanercept treatment. Etanercept (25mg) was self-administered subcutaneously twice a week for 12 weeks
Hearing function was assessed by pure-tone audiometry, speech reception threshold and word recognition. Pure-tone average (PTA) was performed at 9 frequencies between 250 and 6000Hz. Hearing improvement was defined as an improvement of (i) hearing from baseline (ii) ≥20dB in the pure-tone air conduction thresholds in at least 3 of the tested frequencies and (iii) 15dB at 2 consecutive frequencies.
Statistics
Data represent means±SEM for n experiments. Experimental groups were compared using paired or unpaired Student’s t-tests, or an analysis of variance (ANOVA) followed by a t-test with a Bonferroni correction for multiple comparisons, as appropriate. Differences were considered significant at an error probability of p<0.05.
RESULTS
TNFα superfusion (1ng/ml, 20min) rapidly reduced guinea pig cochlear blood flow (determined as red blood cell velocity, VRBC) from 132.9±4.0µm/s to 86.8±6.0µm/s, with a half-maximal effect reached after 7min (Figure 1B). S1P2 receptor blockade (10µmol/L JTE013; 10min superfusion prior to addition of TNFα) fully prevented this response (Figure 1B). The TNFα-stimulated reduction in cochlear blood flow was associated with a decrease in capillary diameter (from 9.0±0.4µm to 6.7±0.2µm), which was also prevented by S1P2 receptor blockade (Figure 1C). Systemic effects of the treatments can be excluded, since arterial pressure remained constant throughout the experiment (data not shown).
Consistent with Figure 1C, TNFα constricted gerbil spiral ligament capillaries ex vivo (length=260±23µm; diameter=7.2±0.2µm) in an S1P2 receptor-dependent manner (i.e., inhibited by 10µmol/L JTE013; Figure 2B). Accordingly, S1P also stimulated capillary constriction (Figure 2C) with an EC50 approximated to be 4.7µmol/L (Supplemental Figure 2).
In the isolated gerbil spiral modiolar artery (SMA; a model with the unique advantage that it can be transfected), TNFα (1ng/ml, 2h) significantly increased vasoconstriction in response to calcium under depolarizing conditions (Bmax con:26±1; TNFα:41±4% of diamax; n=5; Figure 3A). TNFα had no effect on resting SMA tone. Etanercept (competitive TNFα inhibitor) co-treatment prevented the TNFα-mediated increase in SMA tone (Bmax con:21±1; TNFα+Etc:19±1% of diamax, n=5; Figure 3B). JTE013 (1µmol/L, 30min) also fully reversed the effect of TNFα (Bmax con:37±5, TNFα:50±5, TNFα+JTE013:33±4% of diamax; Figure 4A); however, unlike etanercept (Figure 3B), JTE013 significantly decreased basal Ca2+ sensitivity (Bmax con:23±3, JTE013:11±2% of diamax; Figure 4B). The 1µmol/L JTE013 concentration appears to specifically inhibit S1P responses (supplemental results).
In SMAs expressing GFP-tagged Sk1 (GFP-Sk1) within their smooth muscle cells, TNFα (1ng/ml for 2h) stimulated translocation of GFP-Sk1 from a primarily cytosolic localization (Figure 5A) to the plasma membrane (Figure 5B). This translocation serves as a marker of Sk1 activation22,23.
Expression of a dominant-negative Sk1 mutant (Sk1G82D) in SMA smooth muscle cells, which would be expected to reduce endogenous S1P levels, virtually abolished Ca2+ sensitivity (Bmax con:26±2; Sk1G82D:4±1% of diamax; p<0.05) and eliminated the pro-constrictive effect of TNFα (Bmax TNFα:32±2; Sk1G82D+TNFα:6±2%, n=7; p<0.05 comparing Sk1G82D+TNFα to TNFα; p>0.05 comparing Sk1G82D to Sk1G82D+TNFα; Figure 5C). Since the long term inhibition of endogenous S1P synthesis potentially impacts smooth muscle cell homeostasis24, these experiments were complemented with a series utilizing a competitive chemical inhibitor, dimethyl-sphingosine (DMS; 3µmol/L for 30min). The effects of DMS were virtually identical to those of Sk1G82D-mediated inhibition of Sk1 (Figure 5D). Additionally, the application of DMS following exposure to TNFα fully reversed the TNFα-mediated enhancement on Ca2+ sensitivity (Figure 5E).
An Erk phosphorylation site at serine 225 is critical for Sk1 activation and translocation in response to several stimuli, including TNFα23. Expression of a mutant Sk1 that cannot be phosphorylated at serine 225 (Sk1S225A) prevented the TNFα-dependent increase in Ca2+ sensitivity (Figure 4F; Bmax Sk1S225A:25±3; BmaxSk1S225A+TNFα:23±2%, n=5). Unlike SMAs expressing Sk1G82D, SMAs expressing Sk1S225A retained a significant level of Ca2+ sensitivity (compare Figure 5C and 5F).
In HEK293T cells, TNFα signals via TNFα Receptor Associated Factor 2 (TRAF2) to activate Sk125. In the SMA, however, expression of a Sk1 mutant lacking its TRAF2 binding motif (TB2-Sk1) failed to prevent the TNFα-dependent increase in Ca2+ sensitivity (BmaxTB2-Sk1:22±5; BmaxTB2-Sk1+TNFα: 29±4; n=6, P<0.05).
To translate our rodent data into a human background, we recruited a small number of otherwise non-responsive sudden hearing loss patients for an off-label treatment with Enbrel® (a TNFα inhibitor). Patients were subcategorized into “acute” (symptoms present <3 months) and “chronic” (symptoms present for >3 months) hearing loss cases. Etanercept treatment improved 6 of the 7 acute hearing loss cases, but only 2 of the 7 chronic hearing loss cases. The kinetic data from the responding acute cases of hearing loss were perfectly fit by a one-phase exponential decay (calculated half-life: t1/2=1.56±0.20 weeks; r2=0.9916, Figure 6); after 12 weeks of treatment, etanercept reduced the responding patients’ auditory threshold from 55.7±2.0 to 25.36±1.2dB).
DISCUSSION
Using in vivo and in vitro models, this investigation demonstrates that TNFα induces a pro-constrictive state throughout the cochlear microcirculation. In accordance with our overall hypothesis, TNFα causes a rapid reduction of blood flow within the guinea pig stria vascularis, which was associated with decreased capillary diameter. TNFα has been shown to elicit vasoconstriction in both human mammary arteries26 and mouse cerebral arteries27: our in vitro measurements in spiral ligament capillaries confirm that the TNFα-stimulated reduction in capillary diameter is, in fact, an active constriction (rather than a passive collapse of the capillaries) 20,28. It is therefore tempting to speculate that micro-regional TNFα production could compromise blood flow in specific regions along the length of the cochlea, which could give rise to hearing loss in distinct frequency ranges.
In addition to stimulating vasoconstriction within the distal cochlear microcirculation, TNFα also augmented Ca2+ sensitivity (i.e., a pro-constrictive state) in the more proximal gerbil spiral modiolar artery (SMA). Etanercept was able to block the TNFα-stimulated augmentation of Ca2+ sensitivity in the SMA, which may, in part, explain the beneficial clinical effects of the drug in a subgroup of hearing loss patients10,11. A common feature of all parameters studied in the experimental models (i.e., blood flow, capillary constriction and SMA Ca2+ sensitivity) is the susceptibility of the TNFα effects to the S1P2 antagonist JTE013. This links the effects of TNFα to microvascular S1P signaling and is consistent with the known role of TNFα as an activator of Sk124. Indeed, we were able to visualize TNFα-stimulated translocation of Sk1 (an activation marker) and demonstrate that the tone-enhancing effect of TNFα critically depends on a functional Sk1 enzyme (Figure 5).
In addition to blocking the effects of TNFα, the inhibition of Sk1 catalytic activity with a dominant-negative mutant (Sk1G82D) also profoundly reduced basal SMA Ca2+ sensitivity; JTE013 displayed similar effects. These are important observations, since the SMA serves as a resistance artery and thus, protects the cochlear microcirculation from systemic pressures16. The indiscriminate interruption of S1P signaling could, therefore, compromise this important function and lead to excessive pressure within the inner ear microcirculation: such a mechanism may explain why the S1P2 receptor knockout mouse is deaf as a result of structural damage to the cochlear microcirculation and strial tissue16. Since the SMA’s resistance artery function appears to be dependent on constitutive S1P synthesis, interventions that target the S1P2 receptor (JTE013) and/or S1P synthesis (DMS) may not represent viable clinical strategies to counter the tone-enhancing effects of TNFα.
We therefore assessed the effect of a catalytically active Sk1 mutant that lacks the ERK1/2 phosphorylation motif (Sk1S225A) necessary for TNFα-stimulated activation of the enzyme23. Remarkably, expression of Sk1S225A abolished the effect of TNFα but retained a significant degree of Ca2+ sensitivity. This identifies the phosphorylation-dependent activation of Sk1 as a more precise molecular target for selective therapeutic approaches aiming to reduce the deleterious vascular effects of TNFα. The fact that ERK1/2-dependent Sk1 phosphorylation integrates several inflammatory cytokine inputs (e.g., IL1β, IL6)29,30 highlights the additional potential of this suggested therapeutic approach as a more general means to interfere with the microvascular effects of inflammatory processes.
Pitson and co-workers have proposed that TNFα-mediated Sk1 activation requires direct multiplexing with the TNFα receptor, via an interaction with TRAF225. The lack of effect of TB2-Sk1 expression in the SMA, however, suggests that TNFα-mediated increase in Ca2+ sensitivity relies on ERK1/2 activation downstream of the TNFα receptor.
Patients who responded to etanercept displayed a functional hearing recovery time-course that was tightly fit with a single exponential function possessing an average time constant of 1.5 weeks. We acknowledge that the patient group is small in size; however the time-course, combined with a low inter-patient variability, suggests a single common mechanism underlying the benefit of etanercept treatment (i.e., sequestration of TNFα). The time course of hearing recovery, approximately 10–15 days, is consistent with the combined time for etanercept to reach effective plasma levels (~2 days)31, the normalization of blood flow (rather immediate, once therapeutically relevant concentrations of etanercept are established within the vascular wall) and for the endocochlear potential to be restored following oxygen deprivation (~7 days)32. Although none of these individual clinical observations directly links hearing loss to reductions in cochlear blood flow, the cumulative evidence provided from the human and animal data in this investigation supports a strong vascular component in the pathogenesis of hearing loss. While we cannot exclude direct effects of TNFα on hair cells (e.g., apoptosis) 33, the reversibility shown in Figure 6 is more consistent with a vascular-based mechanism.
In summary, our data indicate that TNFα induces a pro-constrictive state at all levels of the cochlear microcirculation, via the activation of S1P signaling: therefore, any pathology linked to the release of TNFα (infection, autoimmune disorders, systemic inflammatory responses, etc.) has the potential to cause vascular-based, ischemic hearing loss. In this scenario, failure of hearing transduction is secondary to ischemia in the inner ear, events that result from increased resistance to cochlear blood flow due to vasoconstriction of the SMA and cochlear microcirculation. As a result, this investigation integrates a subgroup of hearing loss cases into the family of ischemic vascular pathologies, with immediate implications related to risk stratification, diagnosis and treatment.
Supplementary Material
Acknowledgments
Acknowledgements and Funding Page:
FUNDING
This work was supported by research and infrastructure grants from the Canadian Institutes of Health Research (MOP-84402 to SSB); National Institutes of Health (NIH-R01-DC04280 to PW) Canadian Foundation for Innovation (11810 to SSB); Ontario Research Fund (11810 to SSB); Canadian Stroke Network (to SSB); University of Toronto Start-up Funding (to SSB); Kansas State University Core Facility Support (NIH-P20-RR017686 to PW) and the Rechts der Isar Clinical Research Fund, Technische Universität München, Munich, Germany (8758155 to EQS). This work was also received salary support from Heart and Stroke Foundation of Ontario New Investigator (SSB) and Career Investigator (PHB) Awards; a PhD scholarship from the Boehringer Ingelheim Fund (CDD); and a stipend from the Deutscher Akademischer Austauschdienst (KI). SSB and JVB wish to dedicate this study to their mothers, who suffer with SHL.
Footnotes
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Conflicts of Interest: None declared.
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